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FM-Hersen (Adults).qxd 5/19/2007 12:32 PM Page v CONTENTS Preface vii Part I.General Issues 1. Philosophical Underpinnings ofClinical Interviewing 2 Johan Rosqvist,Thröstur Björgvinsson,and Jill Davidson 2. Unstructured Interviewing 7 Sandra Jenkins 3. Structured and Semistructured Interviews 24 Julie N.Hook,Elise Hodges,Kriscinda Whitney,and Daniel L.Segal 4. Motivational Interviewing 38 Jennifer R.Antick and Kimberly R.Goodale 5. Mental Status Examination 49 Michael Daniel and Tracy Carothers 6. Multicultural Issues 64 Daniel S.McKitrick,Tiffany A.Edwards,and Ann B.Sola 7. Selecting Treatment Targets and Referral 79 Paula Truax and Sara Wright 8. Suicide Risk Assessment 95 Elizabeth T.Dexter-Mazza and Kathryn E.Korslund 9. Writing Up the Intake Interview 114 Daniel L.Segal and Philinda S.Hutchings Part II.Specific Disorders 10. Major Depressive Disorder 134 Keith S.Dobson and Martin C.Scherrer 11. Bipolar Disorder 153 Sheri L. Johnson,Lori Eisner,and Randy Fingerhut 12. Schizophrenia 166 David Roe,Abraham Rudnick,and Kim T.Mueser 13. Panic and Agoraphobia 184 Norman B.Schmidt,Julia D.Buckner,and J.Anthony Richey 14. Specific Phobia 202 Laura L.Vernon 15. Social Phobia 223 Stefan M.Schulz,Alicia E.Meuret,Rebecca Loh,and Stefan G.Hofmann FM-Hersen (Adults).qxd 5/19/2007 12:32 PM Page vi 16. Posttraumatic Stress Disorder 238 Johan Rosqvist,Thröstur Björgvinsson,Darcy C.Norling, and Berglind Gudmundsdottir 17. Generalized Anxiety Disorder 252 Jonathan D.Huppert and Michael R.Walther 18. Eating Disorders 266 Tiffany M.Stewart and Donald A.Williamson 19. Borderline Personality Disorder 282 Kathryn E.Korslund,Angela Murray,and Susan Bland 20. Alcohol and Other Drug Disorders 301 Jon Morgenstern and Thomas Irwin 21. Sexual Dysfunction and Deviation 317 Tamara Penix and Dahamsara R.Suraweera Part III.Special Populations and Issues 22. Couples 340 Sarah Duman,Jed Grodin,Yolanda M.Céspedes,Emily Fine, Poorni Otilingam,and Gayla Margolin 23. Intellectual Disability 358 Melissa L.Gonzáles and Johnny L.Matson 24. Neurologically Impaired Clients 378 Charles J.S.Golden and Zarabeth L.Golden 25. Older Adults 392 Lesley P.Koven,Andrea Shreve-Neiger,and Barry A.Edelstein 26. Sleep Disorders 407 Shawn R.Currie and Jessica M.McLachlan 27. Physical Abusers in the Family 427 Louise S.Éthier and Carl Lacharité 28. Behavioral Medicine Consultation 446 John G.Arena Index 000 About the Editors 469 About the Contributors 470 10-Hersen (Adults).qxd 5/17/2007 3:39 PM Page 133 PA R T I I S PECIFIC D ISORDERS 10-Hersen (Adults).qxd 5/17/2007 3:39 PM Page 134 10 M D D AJOR EPRESSIVE ISORDER KEITH S. DOBSON AND MARTIN C. SCHERRER DESCRIPTIONOFTHEDISORDER under “Mood Disorders”the conditions with the defining feature ofa disturbance in mood.Three Both depression and the often comorbid condi- categories are delineated: the depressive disor- tion of anxiety, as Dozois and Dobson (2004) ders, the bipolar disorders, and two disorders recently observed,“are frequently referred to as based on etiology,mood disorder due to a general the common colds of mental disorders”(p. 1). medical condition and substance-induced mood Though accurate in its reflection of the wide- disorder. The absence of past manic, mixed, or spread nature of depression, such a view fails hypomanic episodes distinguishes the depressive to reflect just how debilitating and costly this from the bipolar disorders.The focus ofthe pre- condition is to those who experience it and to sent discussion is on the depressive disorders, society in general (Dozois & Dobson,2004). including major depressive disorder, dysthymic Accurate assessment ofclinical depression is a disorder, and depressive disorder not otherwise critical step in the conceptualization and treat- specified, each of which is briefly discussed in ment planning process,and a central element of turn. Before addressing these disorders, we will such assessment is clinical interviewing. After a outline the diagnostic criteria for a major depres- brief review of the depressive disorders, we will sive episode because these criteria are crucial in examine interviewing strategies in general and in diagnosing the various depressive disorders. the context ofmajor depressive disorder and then Major Depressive Episode. A major depressive consider behavioral assessment and differential episode is defined as a period of at least 2 weeks diagnosis.Finally,we will address the implications involving a range of symptoms that represent for assessment in terms of treatment planning, a change from prior functioning and are present with particular emphasis on cognitive-behavioral for most ofthe day,nearly every day.At least five models ofcase formulation as an avenue through of nine specific symptoms are required, with at which ideographic information is applied to a least one ofthe symptoms involving either a pre- general and empirically supported intervention. dominantly depressed or irritable (i.e.,in children or adolescents) mood or markedly diminished interest or pleasure in all or almost all activities. DSM-IV-TRDepressive Disorders Additional symptoms include a significant change The Diagnostic and Statistical Manual of in appetite or weight; change in sleep patterns Mental Disorders (DSM-IV-TR; American (insomnia or hypersomnia);psychomotor distur- Psychiatric Association [APA], 2000) includes bance (agitation or retardation);fatigue or loss of 134 10-Hersen (Adults).qxd 5/17/2007 3:39 PM Page 135 Major Depressive Disorder 135 energy; feelings of worthlessness or excessive pattern to the onset and remission of major guilt; diminished ability to think or concentrate, depressive episodes. or indecisiveness; and recurrent thoughts of death, suicidal ideation, or a suicide attempt or Dysthymic Disorder. Dysthymic disorder has as specific plan. Such symptoms must cause clini- its central feature a chronically depressed mood cally significant distress or impairment in func- for most ofthe day,more days than not,that lasts tioning and do not meet criteria for a mixed at least 2 years. In addition, at least two of the episode, which involves symptoms of a manic following symptoms are present:appetite distur- episode in addition to a major depressive episode. bance, sleep disturbance, low energy or fatigue, Furthermore,the symptoms must not be caused a low self-esteem, poor concentration or indeci- substance or general medical condition and are siveness, and hopelessness. During the 2-year not better accounted for by bereavement,which is period,the person has never been without these defined as a period of grief occasioned by the symptoms for more than 2 months at a time and death ofa lost one,lasting less than 8 weeks. has never experienced MDD.However,the diag- nosis may be made ifa person experienced MDD Major Depressive Disorder. The defining feature with full remission before developing dysthymic ofmajor depressive disorder (MDD) is the pres- disorder. Also, after the initial 2 years of dys- ence of one or more major depressive episodes thymic disorder,a person may experience super- in the absence ofa manic,mixed,or hypomanic imposed episodes of MDD, resulting in both episode.The presence of a single major depres- diagnoses (also called double depression). sive episode results in the diagnosis of MDD, Specifiers for dysthymic disorder include early single episode, whereas two or more major onset(before age 21 years) and late onset(21 years depressive episodes separated by at least 2 con- or older), and with atypical features, which fol- secutive months result in the diagnosis ofMDD, lows the criteria as defined for MDD. recurrent.A number ofspecifiers are available to further elaborate the clinical status and features Depressive Disorder Not Otherwise Specified. The ofthe current episode. DSM-IV-TR(APA,2000) includes the not other- Current severity is indicated as mild,moder- wise specified (NOS) category for conditions ate,or severe (with or without psychotic features, with depressive features that do not meet criteria which may be mood-congruent or-incongruent). for other depressive disorders.Examples include The chronic specifier is indicated if criteria for premenstrual dysphoric disorder,minor depres- MDD have been met continuously for at least sive disorder,recurrent brief depressive disorder, 2 years. The catatonic features specifier is indi- and postpsychotic depressive disorder of schizo- cated when the clinical picture is characterized phrenia (suggested research criteria for these by marked psychomotor disturbance (including conditions are provided in the DSM-IV-TR’s symptoms such as motoric immobility,excessive Appendix B:“Criteria Sets and Axes Provided for and apparently pointless motor activity, and Further Study”).Also falling in the depressive dis- peculiar or stereotyped movements). A loss of order NOS category are instances wherein MDD pleasure or a lack ofreactivity to usually pleasur- is superimposed on another disorder, such as able stimuli, in addition to symptoms such as delusional disorder, psychotic disorder NOS, or early morning awakening and excessive or inap- the active phase of schizophrenia,as long as the propriate guilt,indicates the melancholic features symptoms do not better meet the diagnosis of specifier. The atypical features specifier is indi- schizoaffective disorder.The NOS category is also cated by mood reactivity and at least two addi- used when it is unclear whether a depressive dis- tional features,such as significant weight gain or order is primary or due to a substance or general increased appetite,hypersomnia,and sensitivity medical condition. to interpersonal rejection.The postpartum onset specifier is used when the onset is within 4 weeks The Impact and Cost ofMDD postpartum. Finally, longitudinal course speci- fiers include with and without full interepisode The depressive disorders take a substantial toll recovery,determined by whether full remission is on both the individuals who experience them and attained between major depressive episodes,and society at large.Depression has been rated by the the seasonal patternspecifier indicates a seasonal World Health Organization as the number one 10-Hersen (Adults).qxd 5/17/2007 3:39 PM Page 136 136 SPECIFIC DISORDERS cause of disability in the world (Muñoz, Le, 6 months (Kessler, 2002). Rates of DSM major Clarke, & Jaycox, 2002) and has been found to depression,as identified by structured diagnos- negatively affect physical health (e.g., increased tic interviews,are much lower,at less than 1% in rates of cardiac problems) and interpersonal children,up to 6% in adolescents,and 2–4% in relationships (e.g., troubled parent-child rela- adults (Kessler,2002).This discrepancy in find- tionships, increased rates of divorce) (Dozois & ings between symptom screening measures and Westra, 2004; Gotlib & Hammen, 2002). diagnostic interviews is worth consideration Depression is also associated with significant role because it underlines the importance of attend- impairment, comparable to that caused by seri- ing to subsyndromal symptoms, particularly ously impairing chronic physical disorders (Kessler, given evidence that such symptoms may predict 2002). For example, a recent large-scale epi- later onset ofmajor depression (Kessler,2002). demiological examination ofMDD,the National Large-scale epidemiological investigations of Comorbidity Survey Replication (NCS-R),found the prevalence of depression have varied in their that ofrespondents with MDD,96.9% reported at findings. For example, findings from the most least some,87.4% at least moderate,59.3% severe recent epidemiological survey carried out in the or very severe,and 19.1% very severe role impair- United States,the NCS-R,which was conducted ment associated with their depression (Kessler et in 2001–2002 and used DSM-IV criteria, esti- al.,2003).Given its early age ofonset (i.e.,median mated the prevalence of MDD to be 16.2% for age ofonset is in the mid-20s),depression can also lifetime and 6.6% for the 12 months before negatively affect critical life course role transitions, assessment (Kessler et al.,2003).These estimates including educational attainment,entry into the are much higher than those from the Epidemio- labor force,parenting,and marital timing and sta- logical Catchment Area study carried out approx- bility (Kessler,2002). imately two decades earlier, which estimated The social cost of depression is high as well. prevalence rates for MDD using DSM-IIIcriteria Much of the role impairment caused by the dis- to be 3.0–5.9% for lifetime and 1.7–3.4% for order is seen as reduced work performance,with 12 months (Weissman, Bruce, Leaf, Florio, & some estimates placing the annual cost ofdepres- Holzer, 1991). A number of reasons for such sion in terms of lost productivity in the United discrepancy have been proposed, including States at more than $33 billion (Kessler, 2002). methodological differences across surveys, less For example,the NCS-R found that respondents reluctance to admit depression in more recent with 12-month MDD reported an average of cohorts,and a genuine increase in the prevalence 35.2 days in the past year when they were unable of depression in recent cohorts (Kessler, 2002), to work or carry out normal activities, which particularly among young people (Gotlib & is more than twice the less than 15 days recently Hammen,2002). reported for most chronic conditions (Kessler et al.,2003).Depression is not only one ofthe most The Course ofMDD common disorders faced by mental health profes- sionals but also one ofthe most costly (Dozois & The typical onset of depression is in adoles- Westra,2004). cence, and the disorder is increasingly being understood as often involving a chronic or recurring course (Gotlib & Hammen, 2002). The Epidemiology ofMDD Epidemiological data indicate that the risk ofini- Given recent estimates, such as that almost tial onset ofdepression is fairly low until the early 20% ofthe U.S.population at one point in their teens,when it begins to rise in a linear fashion, lives will experience a clinically significant and the slope ofthis increase has become increas- episode ofdepression,the disorder is among the ingly steep in more recent age cohorts (Kessler, most common psychiatric conditions (Gotlib & 2002; Kessler et al., 2003). The course of an Hammen, 2002). In terms of point prevalence, untreated major depressive episode is variable but community self-report surveys indicate that as typically lasts 4 months or longer (APA, 2000). many as 20% ofadults and 50% ofchildren and Although they may change in severity,the specific adolescents report experiencing depressive symptoms endorsed by people with major symptoms for recall periods between 1 week and depressive disorders appear to remain stable over 10-Hersen (Adults).qxd 5/17/2007 3:39 PM Page 137 Major Depressive Disorder 137 the course of the disorder (Minor,Champion,& INTERVIEWINGSTRATEGIES Gotlib,2005). Even after recovery from an episode after treat- Structured Diagnostic Interviews ment,many people continue to experience symp- Structured diagnostic interviewing has been toms and psychosocial impairment,and residual called a necessary tool in assessing psychological symptoms are associated with a more severe disorders, given the complexity of current relapsing and chronic course ofthe disorder (Judd diagnostic systems such as the DSM-IV-TR et al., 1998, 2000). More than 80% of people (Barbour & Davison,2004).Structured diagnos- with a history of major depression experience tic interviews exhibit a number of advantages recurrent episodes (Kessler, 2002), and rates of over their unstructured or less structured coun- recurrence increase and time between episodes terparts. For example, they lessen the possible decreases with each successive episode (Boland & impact of interviewer bias, they are generally Keller,2002).A number of risk factors for recur- more comprehensive and ensure adequate cov- rent depression have been identified,including a erage of symptoms, and they have been shown history of frequent or multiple episodes, double to improve diagnostic reliability (Groth-Marnat, depression, and long duration of individual 1999).Therefore,structured and semistructured episodes (Boland & Keller,2002). diagnostic interviews have become the standard in research situations and are becoming the Comorbidity and MDD “hallmark of empirically driven clinical prac- tice”as well (Summerfeldt & Antony,2002,p.3). It has been noted that “the existence of‘pure’ The selection ofa particular interview is based depressive states may be quite rare”(Clark,Beck, on a number ofpotential considerations,includ- & Alford, 1999, p. 23) and that comorbidity ing coverage and content. Coverage includes among people with depression is the “norm” whether the interview covers the disorders of (Kessler,2002).Particularly high rates ofcomor- interest and such factors as time period of inter- bidity are observed between depressive disorders est and course of the disorder.Content refers to and anxiety disorders,schizophrenia,substance such issues whether the interview was developed abuse, and eating disorders, and depression for and validated with (or is generally applicable often is comorbid with a range of medical con- to) the population of interest; psychometric ditions (Belzer & Schneier, 2004; Dozois & factors,involving consideration ofreliability and Dobson,2002).For example,the NCS-R found validity in terms ofthe diagnoses and population that 72.1% of respondents with lifetime MDD of interest; and practical issues, such as length also met criteria for at least one of the other of the interview and training requirements DSM-IVdisorders assessed,with the highest rate (Summerfeldt & Antony,2002).The Schedule for of comorbidity observed with anxiety disorders Affective Disorders and Schizophrenia (SADS) (59.2%),followed by impulse control disorders and the Structured Clinical Interview for DSM- (30.0%; e.g., bulimia, conduct disorder, anti- IV Axis I Disorders (SCID) are commonly used social personality disorder) and substance use examples ofstructured diagnostic interviews that disorders (24.0%) (Kessler et al.,2003). exhibit excellent psychometric properties and In the event of comorbidity, depression have been identified as the best methods for generally is secondary,occurring after the onset diagnosing mood disorders (Dozois & Dobson, of the comorbid condition.This pattern occurs 2002).Each ofthese structured interviews will be more often for some comorbid conditions,such addressed in turn. as anxiety disorders, than for others, such as substance use disorders,and more often among men than women (Kessler, 2002; Kessler et al., Schedule for Affective Disorders and Schizophrenia. 2003).Consideration ofcomorbid conditions in The SADS (Endicott & Spitzer, 1978) is one of the assessment of depression is critical because the earliest attempts to address diagnostic error comorbidity is generally associated with greater through structured interviewing. Developed psychosocial impairment and poorer treatment before the DSM-III,which introduced the use of response and outcome (Boland & Keller, 2002; explicit diagnostic criteria, the SADS relies on Dozois & Dobson,2002). the research diagnostic criteria (RDC) ofSpitzer, 10-Hersen (Adults).qxd 5/17/2007 3:39 PM Page 138 138 SPECIFIC DISORDERS Endicott,and Robins (1978).Since its introduc- Whereas Part I focuses on individual symp- tion, the SADS has undergone a number of toms,Part II is organized by specific syndrome, expansions,and several versions are available,each with questions for each section that assess developed for a specific purpose (Summerfeldt & screening criteria,individual symptoms,degree Antony, 2002). Some versions differ in terms of impairment or severity, and associated fea- of the temporal focus of assessment;the regular tures.Specific symptoms are rated in a dichoto- version (SADS) differentiates symptoms experi- mous fashion (“yes” or “no”), and clinically enced over the past year from past history significant ratings are used to determine RDC of mental disorders,the lifetime version (SADS- diagnosis. As a semistructured interview, the L) considers all current and past symptoms,and SADS provides a number oflevels ofinquiry for the change version (SADS-C) assesses change in each symptom, including standard questions, symptoms over time. Other versions have been optional probes,and nonstandardized questions developed for use with specific disorders; for to clarify responses. Also, the interviewer may example,the SADS-LB provides expanded cover- choose to skip sections ofthe interview based on age ofbipolar disorder,the SADS-LA does so for the interviewee’s responses to screening ques- anxiety disorders,and recent versions,such as the tions.Additional sources ofinformation,such as SADS-LA-IV,have begun to incorporate DSM-IV medical records and family members,may also in addition to RDC criteria (Summerfeldt & be consulted to enhance diagnostic accuracy. Antony,2002). The SADS displays strong psychometric Of the available versions, the SADS and properties. Evidence from a number of studies SADS-L are the most widely used. The SADS-L indicates good to excellent reliabilities for the provides lifetime coverage, and the SADS pro- SADS at all levels ofassessment,including diag- vides more information about current episodes nosis, summary scales, and specific symptoms (Summerfeldt & Antony, 2002). Twenty-three (Summerfeldt & Antony, 2002). There is also major diagnostic categories, as defined by the considerable evidence for the validity of SADS RDC, are covered by the SADS, with the mood diagnoses (e.g.,concurrent,predictive validity); disorders category including major depressive, for example,SADS diagnosis and summary scale manic-depressive, and minor depressive disor- scores have been found to predict course,symp- ders.Scores on eight dimensional summary scales toms, and outcome for a range of disorders, are also provided,four ofwhich assess aspects of including schizophrenia, bipolar disorder, and depression,including depressive mood and idea- major depression (Summerfeldt & Antony, tion, endogenous features, depressive-associated 2002).In terms of the assessment of depression features,and suicidal ideation and behavior. in particular, the SADS has demonstrated high Although the general format differs across interrater reliability,and has been found to cor- versions, the SADS generally consists of three relate with independent measures ofdepression components. The first component is a brief (Dozois & Dobson,2002). overview of the client’s background and demo- The SADS is not without limitations graphics, such as education, peer relations, (Summerfeldt & Antony, 2002). The SADS and hospitalizations, and an assessment of the assesses fewer diagnoses than other diagnostic course of any past illnesses. Part I of the diag- interviews. With an administration time of nostic part of the SADS assesses individual approximately 90–120 minutes, the SADS is symptoms ofthe disorders covered,both for the also quite lengthy,and its use takes considerable worst period of the current episode and for the training,both ofwhich may limit its use in clini- current period,defined as the past week,which cal settings (Dozois & Dobson,2002).However, is meant to minimize the impact ofdaily symp- its strengths include its ability to make fine tom fluctuation. Most symptoms are rated on distinctions between subtypes of mood disorder multipoint scales (i.e.,three- or six-point scales) and its strong psychometric properties and exten- in terms offrequency and intensity,with a rating sive research base (Dozois & Dobson, 2002; of0 applied ifthe item is not applicable or there Summerfeldt & Antony, 2002). Although its is no information available.Cut points on these utility in some clinical situations may be limited, scales identify clinically significant symptoms, the SADS is particularly suited to research situa- and numeric ratings are also accompanied by tions requiring diagnostic precision (Dozois & descriptive severity anchors. Dobson,2002). 10-Hersen (Adults).qxd 5/17/2007 3:39 PM Page 139 Major Depressive Disorder 139 Structured Clinical Interview for DSM-IV Axis I are used as necessary, and a skip-out option is Disorders. The SCID-I (First,Spitzer,Gibbon,& also available ifthe interviewee does not meet a Williams,1995,1996) probably is the most widely critical criterion required for a given disorder. used semistructured diagnostic interview among Administration time generally varies between 45 North American researchers (Summerfeldt & and 90 minutes,although the average interview Antony,2002).Originally introduced to increase for depressed people generally takes less than diagnostic reliability by operationalizing DSM-III 60 minutes (Dozois & Dobson,2002). diagnostic criteria, the SCID has undergone a The SCID for DSM-IV is new,and therefore number ofrevisions,with the most recent version there is little evidence supporting its psychomet- reflecting DSM-IVcriteria.A separate version of ric properties (Nezu, Nezu, McClure, & Zwick, the SCID is available for diagnosing Axis II per- 2002).However,reliability data are available for sonality disorders (SCID-II), and there are two earlier versions ofthe SCID,which indicate wide primary versions ofthe SCID available for assess- variability in interrater agreement (as assessed by ment ofAxis I disorders:a clinical version (SCID- the kappa coefficient) across disorders and CV) and a research version (SCID-I). The within categories, including depression (Dozois SCID-CV was designed to assess the disorders & Dobson, 2002). Findings in general indicate most commonly seen in clinical settings (e.g., acceptable reliabilities for disorders commonly mood, substance use, and anxiety disorders), seen in clinical settings,including major depres- whereas the SCID-I is much longer and allows sive disorder and anxiety disorders (Summerfeldt assessment ofmore disorders and more in-depth & Antony, 2002). As Summerfeldt and Antony examination ofsubtypes and course and severity observe, the variability in reported kappas may specifiers. result at least in part from variation in the skill The SCID allows the assessment of 51 DSM- and training of the interviewer because the IV Axis I disorders, organized in terms of nine SCID relies largely on clinical judgment and diagnostic modules (mood episodes, psychotic diagnostic skill. The validity of the SCID symptoms, psychotic disorders differential, depends largely on the validity ofthe DSM-IV,to mood disorders differential, substance use dis- which it is aligned. There is some evidence for orders,anxiety disorders,somatoform disorders, correspondence between the SCID and other eating disorders, and adjustment disorders), standardized measures and symptom ratings, and the interview can be customized to include but determining validity is difficult given the lack only the modules deemed relevant. Like the ofa diagnostic gold standard (Dozois & Dobson, SADS, the SCID begins with an open-ended 2002).As Summerfeldt and Antony observe,fur- overview of demographic information and ther investigation of the validity of the SCID is the patient’s current presenting complaint warranted. and level of functioning, as well as history of The SCID shares a number ofthe limitations psychopathology and treatment,which not only of the SADS, including the need for training provides the interviewer with important infor- on the part of interviewers. Summerfeldt and mation but also assists in building rapport and Antony (2002) note a number of other limita- providing context for the subsequent interview tions, including possible threats to reliability (Summerfeldt & Antony, 2002). A series of 12 arising from its semistructured format, greater questions are then administered to determine susceptibility to response styles and deliberate which modules to administer before the inter- faking because of its high face validity, and the view proper begins. fact that information about subthreshold condi- Depending on the modules used, the SCID tions is lost because of its decision tree format varies in length. Each diagnostic section and use ofskip-outs.However,these authors also includes both required probe questions and point to the SCID’s many advantages,including suggested follow-up questions. Based on the its breadth of coverage and its alignment with respondent’s answers, the interviewer deter- the DSM.Compared with the SADS,the SCID is mines whether diagnostic criteria are absent, more comprehensive,takes less time to adminis- subthreshold, or present, with a fourth option ter,is more congruent with DSM-IVcriteria,and available if information is insufficient to rate a offers a clinician version; therefore, it may be given item.Both probe and follow-up questions, the preferred structured interview in diagnosing which may involve asking for specific examples, depression (Dozois & Dobson,2002). 10-Hersen (Adults).qxd 5/17/2007 3:39 PM Page 140 140 SPECIFIC DISORDERS Clinician Rating of Symptoms: The Hamilton optimal assessment strategy ifthe goal is diagno- Rating Scale for Depression.The Hamilton Rating sis and are particularly well suited to research sit- Scale for Depression (HRSD; Hamilton, 1960, uations necessitating a high degree ofdiagnostic 1967) is the most commonly used clinician rating precision (Dozois & Dobson, 2002). The utility instrument of depressive symptoms (Dozois & ofsuch measures in clinical situations is limited, Dobson,2002).Widely used in both clinical and however,and clinicians are more likely to use less research settings,the HRSD is commonly viewed structured and formal interviews, often called as a gold standard among depression scales clinical interviews,in order to assess client symp- and was designed to assess severity ofsymptoms toms (Barbour & Davison,2004).As Dozois and among people diagnosed with a depressive disor- Dobson (2002, p. 272) observe, “much of the der and to assess change in symptoms over time information necessary for the assessment of (Nezu et al.,2002).The HRSD is not a structured depression results from the clinical interview.” interview, but it does rely on information gath- The format and specific content ofthe clinical ered through an interview procedure.Specifically, interview depend on a number offactors,includ- the scale consists of 21 items and takes approxi- ing the particular goal of the assessment and mately 10 minutes to complete after a 30-minute, the theoretical orientation of the interviewer open-ended interview to gather the required (Barbour & Davison,2004;Groth-Marnat,1999). information. Other sources may also be inter- For example,whereas a more client-centered clin- viewed ifthe accuracy ofthe patient’s report is in ician might work to enhance the process of self- question (Hamilton,1967).Ofthe 21 items ofthe change through a more nondirective interview original HRSD,17 are scored in terms ofseverity style, a behavioral interview probably would during the past few days or week. Items focus work to obtain particular information about largely on behavioral and somatic symptoms of external consequences ofbehavior through more depression,such as insomnia,psychomotor retar- structured questioning (Groth-Marnat, 1999). dation,and appetite and weight change,although Some general areas of assessment include the specific items differ across versions (Nezu,Ronan, history of the problem, such as initial onset, Meadows,& McClure,2000). antecedents and consequences, and treatment The fact that numerous versions ofthe HRSD history; family background, including family are in use complicates examination ofthe scale’s constellation, cultural background, and emo- psychometric properties across investigations. tional and medical history;and personal history, However, the HRSD appears to be a reliable including pertinent information regarding measure that is sensitive to treatment change, infancy, childhood, adolescence, and early, mid- and several lines of evidence support its validity dle, and late adulthood (Groth-Marnat, 1999). (Dozois & Dobson,2002;Nezu et al.,2002;Nezu, A combination of both open-ended and more Ronan,et al.,2000).Some ofthe identified limi- directive questioning is generally used,depending tations of the HRSD include an emphasis on on client characteristics and the type ofinforma- somatic items relative to mood and cognitive tion required.Several texts are available that pro- symptoms, lack of evidence for discriminant vide in-depth information and recommendations validity, inconsistent item weightings, and a for the initial clinical interview (e.g., Morrison, focus on symptoms over the past week rather 1995;Othmer & Othmer,1994). than 2 weeks,as required by DSM-IVdiagnostic Among the greatest advantages of less struc- criteria (Dozois & Dobson,2002).Despite these tured interviewing are its flexibility and ideo- limitations, the measure exhibits high clinical graphic focus,which allows in-depth exploration utility and research applicability (Nezu, Ronan, of particular issues through follow-up on et al., 2000); given its utility in assessing treat- specific responses (Groth-Marnat, 1999). Such ment targets and outcome,along with its wide- interviews can be modified depending on the spread use, Dozois and Dobson recommend particular situation and also allow the develop- routine use ofthe HRSD in clinical practice. ment of rapport and client-self-exploration (Groth-Marnat,1999).However,although flexi- bility is one of the greatest inherent strengths of Clinical Interviewing the clinical interview, it is also associated with As noted earlier, structured interviews, such the potential weakness of interviewer bias (i.e., as the SADS and SCID, probably represent the the halo effect, confirmatory bias, the primacy

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Hoboken, NJ: Wiley. Haynes, S. N., & O'Brien, W. H. (Eds.). (2000). Principles and practice of behavioral assessment. New York: Kluwer Academic. Hays Text rev.). Washington, DC: Author. Angst, F., Stassen, H. H., Clayton, P. J., & Angst, J. (2002). Mortality of patients with mood disorders: Follow
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