Biosafety and the Environmental Uses of Micro-Organisms COnfErEnCE PrOCEEdings B io s a f e t y a n d t h e E n v ir o n m e n t a l U s e s o f M ic r o - O r g a n is m s C O n f E r E n C E P r O C E E d in g s Biosafety and the Environmental Uses of Micro-Organisms CONFERENCE PROCEEDINGS ThisworkispublishedundertheresponsibilityoftheSecretary-GeneraloftheOECD.The opinionsexpressedandargumentsemployedhereindonotnecessarilyreflecttheofficial viewsofOECDmembercountries. This document and any map included herein are without prejudice to the status of or sovereigntyoveranyterritory,tothedelimitationofinternationalfrontiersandboundaries andtothenameofanyterritory,cityorarea. Pleasecitethispublicationas: OECD(2015),BiosafetyandtheEnvironmentalUsesofMicro-Organisms:ConferenceProceedings,OECD Publishing. http://dx.doi.org/10.1787/9789264213562-en ISBN978-92-64-20495-9(print) ISBN978-92-64-21356-2(PDF) ThestatisticaldataforIsraelaresuppliedbyandundertheresponsibilityofthe relevantIsraeliauthorities.Theuse ofsuchdatabytheOECDiswithoutprejudicetothestatusoftheGolanHeights,EastJerusalemandIsraeli settlementsintheWestBankunderthetermsofinternationallaw. Photocredits:Cover©DusanKostic–Fotolia.com;©mrfiza–Fotolia.com;©zuki70–Fotolia.com. CorrigendatoOECDpublicationsmaybefoundonlineat:www.oecd.org/about/publishing/corrigenda.htm. ©OECD2015 Youcancopy,downloadorprintOECDcontentforyourownuse,andyoucanincludeexcerptsfromOECDpublications,databasesand multimediaproductsinyourowndocuments,presentations,blogs,websitesandteachingmaterials,providedthatsuitable acknowledgmentofthesourceandcopyrightownerisgiven.Allrequestsforpublicorcommercialuseandtranslationrightsshouldbe submittedtorights@oecd.org.Requestsforpermissiontophotocopyportionsofthismaterialforpublicorcommercialuseshallbe addresseddirectlytotheCopyrightClearanceCenter(CCC)[email protected]çaisd’exploitationdudroitdecopie (CFC)[email protected]. 3 FOREWORD – Foreword This publication constitutes the proceedings of the OECD conference on the “Environmental Uses of Micro-Organisms: An Overview of the State-of-the-Art and Implications for Biotechnology Risk/Safety Assessment”. This event, organised under the auspices of OECD’s Working Group on the Harmonisation of Regulatory Oversight in Biotechnology (WG-HROB), was held on 26-27 March 2012. A total of 100 participants attended the conference, which was open to OECD delegates as well as external scientists, regulators and interested individuals. It was developed in collaboration with the OECD Co-operative Research Programme under the Trade and Agriculture Directorate. OECD has undertaken activities related to the safety of the environmental uses of transgenic organisms (also known as genetically-modified organisms) since the mid- 1980s. The Working Group was established in its current form in 1995. Since that time, its programme of work has included activities related to the environmental risk/safety assessment of transgenic organisms with a major focus on transgenic plants. In addition to this core activity on agricultural crops, the Working Group has long had a number of projects related to the safety of environmental applications involving micro- organisms. This has resulted in a number of publications, some of them dealing with specific groups of micro-organisms which have been used in environmental applications such as Pseudomonas, Acidithiobacillus, Acinobacter and Baculoviruses. Other publications have addressed issues of importance in the risk/safety assessment of bacteria such as taxonomy, detection methods, horizontal gene transfer and pathogenicity factors. There have been many scientific developments in recent years related to the use of micro-organisms in the environment and the conference was an opportunity to provide an overview of the current situation, focusing on concrete or expected developments involving the use of transgenic micro-organisms in the environment. Following the conference, the Working Group discussed the outcomes and identified a number of areas in which the use of transgenic micro-organisms is either already underway or is likely to be forthcoming in the near future. At the time of writing, the Working Group has agreed to launch a project for developing a guidance document on the use of micro-algae. This document will aim to provide background information which could be used in an environmental risk assessment. As for the other topics addressed at the conference, some may be included in the programme of work of the Working Group at a later stage, but this will depend on the resources available. BIOSAFETY AND THE ENVIRONMENTAL USES OF MICRO-ORGANISMS: CONFERENCE PROCEEDINGS © OECD 2015 4 – ACKNOWLEDGEMENTS Acknowledgements This publication includes the outputs of the OECD conference on the Environmental Uses of Micro-Organisms: An Overview of the State-of-the-Art and Implications for Biotechnology Risk/Safety Assessment, held in March 2012. The conference was organised by OECD’s Working Group on Harmonisation of Regulatory Oversight in Biotechnology with the support of Co-operative Research Programme. The OECD Secretariat is grateful to all members of the Working Group, including the Chair and co- Chairs, for their work in preparing and attending the event. The contributions made by both speakers and participants were invaluable. At the same time, special thanks must go to Hans Bergmans (former Chair of the Sub-Working Group on Micro-organisms) for his major contribution to the arrangements. Thanks are also due to OECD colleagues Carl-Christian Schmidt, Janet Schofield and Nathalie Elisseou Leglise from the Co- operative Research Programme who did much to support the conference. Jennifer Allain prepared the manuscript for the publication. The arrangements for the conference were managed by Peter Kearns, Bertrand Dagallier, Kazuyuki Suwabe and Takahiko Nikaido of the OECD Secretariat, who were also responsible for editing this document. BIOSAFETY AND THE ENVIRONMENTAL USES OF MICRO-ORGANISMS: CONFERENCE PROCEEDINGS © OECD 2015 5 TABLE OF CONTENTS – Table of contents Abbreviations and acronyms ......................................................................................................... 11 Executive summary ......................................................................................................................... 13 Introduction: Micro-organisms, public health and the environment ........................................ 15 Outcomes of the OECD conference on the “Environmental Uses of Micro-Organisms” ............. 16 Prospects and potential new biosafety projects for the OECD ...................................................... 19 References ..................................................................................................................................... 20 Part I The use of micro-organisms in agriculture ........................................................................ 21 Chapter 1 Biofertilizers: Present and future use of transgenic micro-organisms ..................... 23 Introduction ................................................................................................................................... 24 Symbiotic biofertilizers ................................................................................................................. 26 Free-living or non-symbiotic biofertilizers ................................................................................... 27 Helper bacteria .............................................................................................................................. 31 Conclusion ..................................................................................................................................... 31 References ..................................................................................................................................... 32 Chapter 2 Phytosanitation and the development of transgenic biocontrol agents .................... 35 Introduction ................................................................................................................................... 36 Mechanisms of plant defense ........................................................................................................ 36 Biological control by indigenous and introduced micro-organisms .............................................. 36 Barriers to the wider use of biocontrol technology ....................................................................... 37 Why transgenic biocontrol agents? ............................................................................................... 38 Molecular genetic modifications to biocontrol agents .................................................................. 39 Case study: Introduction of phenazine genes into Pseudomonas spp. .......................................... 41 Conclusion ..................................................................................................................................... 42 References ..................................................................................................................................... 43 Chapter 3 Lessons of the impact of genetically engineered micro-organisms on natural ecosystems like soil ............................................................................................................ 47 Introduction ................................................................................................................................... 48 The great plate count anomaly and methods that can overcome it ................................................ 49 The soil ecosystem – its natural (normal) status, functioning and resilience ................................ 50 The normal operating range of soil function as the grand descriptor of normality ....................... 51 Outlook .......................................................................................................................................... 54 References ..................................................................................................................................... 55 BIOSAFETY AND THE ENVIRONMENTAL USES OF MICRO-ORGANISMS: CONFERENCE PROCEEDINGS © OECD 2015 6 – TABLE OF CONTENTS Part II The use of microalgae for production purposes ............................................................... 57 Chapter 4 The need and risks of using transgenic microalgae for the production of food, feed, chemicals and fuels .................................................................................................. 59 Importance of transgenic microalgae ............................................................................................ 60 Genetic modification of algae ....................................................................................................... 60 European regulations for working with genetically modified organisms ...................................... 64 Risks related to production systems of (GM-)algae ...................................................................... 64 References ..................................................................................................................................... 68 Chapter 5 The benefits and advantages of commercial algal biomass harvesting ..................... 73 Concept of bioremediation using microalgae with value-adding co-product development .......... 74 Taxonomic affiliations: Implications for potential end product use.............................................. 75 Considerations for strain selection for commercial-scale algal production .................................. 81 Cultivation considerations ............................................................................................................. 84 Harvest and process considerations ............................................................................................... 86 Conclusion ..................................................................................................................................... 88 References ..................................................................................................................................... 89 Chapter 6 Issues in the risk assessment of the use of microalgae for production purposes ........................................................................................................................................... 93 Introduction ................................................................................................................................... 94 Activities of the Algae Working Group of the Biomass Research and Development Board ........ 94 Example: The Toxic Substances Control Act (TSCA).................................................................. 95 Issues identified by the United States Environmental Protection Agency .................................... 96 Conclusion ..................................................................................................................................... 97 References ..................................................................................................................................... 99 Part III The use of micro-organisms for bioremediation .......................................................... 101 Chapter 7 Designing bacteria for the environment: From trial and error to earnest engineering ....................................................................................................................... 103 Introduction ................................................................................................................................. 104 Genetically modified organisms for the environment: What went wrong? ................................. 104 Think big: Global challenges ...................................................................................................... 106 The onset of systems biology ...................................................................................................... 107 Synthetic biology: The next frontier ........................................................................................... 108 New risks in sight? ...................................................................................................................... 110 References ................................................................................................................................... 110 Chapter 8 The intentional release of micro-organisms into the environment: Challenges to commercial use ...................................................................................................... 115 Introduction ................................................................................................................................. 116 Remediation technologies ........................................................................................................... 117 Bioremediation ............................................................................................................................ 118 Technologies involved in bioremediation ................................................................................... 118 Environmental risks of bioremediation ....................................................................................... 120 Nature protection and the introduction into the environment of micro-organisms ..................... 121 Examples of use of released micro-organisms in bioremediation ............................................... 122 Challenges to commercial use of bioremediation technologies .................................................. 123 Conclusion ................................................................................................................................... 124 References ................................................................................................................................... 125 BIOSAFETY AND THE ENVIRONMENTAL USES OF MICRO-ORGANISMS: CONFERENCE PROCEEDINGS © OECD 2015 7 TABLE OF CONTENTS – Part IV The use of micro-organisms in cleaning products ........................................................ 127 Chapter 9 Microbial-based cleaning products in use and the potential role of transgenic micro-organisms ..................................................................................................... 129 Introduction ................................................................................................................................. 130 Survey of microbes currently used in cleaning products ............................................................. 131 Potential human health and environmental issues ....................................................................... 134 Regulatory experiences in Canada with these products .............................................................. 136 Knowledge gap in the use of Microbial-based cleaning products ............................................... 137 Conclusion ................................................................................................................................... 138 References ................................................................................................................................... 139 Chapter 10 Microbes in cleaning products: Regulatory experience and challenges for risk assessment...................................................................................................... 143 Introduction ................................................................................................................................. 144 Rationale of using micro-organisms in cleaning products .......................................................... 144 Products and applications ............................................................................................................ 145 Microbial cleaners in the context of legislation .......................................................................... 146 Health and environmental risks ................................................................................................... 148 Conclusion ................................................................................................................................... 151 References ................................................................................................................................... 153 Part V Environmental applications of microbial symbionts of insects ..................................... 157 Chapter 11 Use and release of mosquitoes for the control of dengue transmission: A world-first trial in Australia............................................................................. 159 Introduction ................................................................................................................................. 160 The use of Wolbachia as a biocontrol agent ................................................................................ 160 Field releases of Wolbachia-mosquitoes in Australia: The regulatory process ........................... 163 Wolbachia establishment in north Queensland mosquito populations ........................................ 166 Future directions for Wolbachia .................................................................................................. 169 Alternative technological strategies for disease control .............................................................. 170 References ................................................................................................................................... 171 Chapter 12 Fighting malaria with engineered mosquito symbiotic bacteria ........................... 175 Introduction ................................................................................................................................. 176 Transgenic mosquitoes ................................................................................................................ 176 Paratransgenesis .......................................................................................................................... 177 Challenges ahead ......................................................................................................................... 179 References ................................................................................................................................... 179 BIOSAFETY AND THE ENVIRONMENTAL USES OF MICRO-ORGANISMS: CONFERENCE PROCEEDINGS © OECD 2015 8 – TABLE OF CONTENTS Part VI Environmental risk assessment of the deliberate release of engineered micro-organisms ............................................................................................................................ 181 Chapter 13 Next generation sequencing-based metagenomics for monitoring soil microbiota ............................................................................................................................... 183 Next-generation sequencing ........................................................................................................ 184 454 pyroseqencing ....................................................................................................................... 184 Bacterial species concept and its use of genome sequence in taxonomy and metagenomics ..... 185 Microbial community analysis: Conventional methods .............................................................. 186 Microbial community analysis: Metagenomics........................................................................... 187 Soil metagenomics: Practical applications .................................................................................. 188 Conclusion ................................................................................................................................... 189 References ................................................................................................................................... 190 Chapter 14 Reflection on environmental risk assessment of micro-organisms ....................... 197 Target of risk assessment ............................................................................................................ 198 Difficulty of using an analytical approach in assessing risk of micro-organisms used in the environment .............................................................................................................. 198 References ................................................................................................................................... 202 Annex 14.A1: Text of paragraphs 8 and 9 of the Annex III to the Cartagena Protocol on Biosafety .................................................................................................................. 204 Chapter 15 Risk assessment considerations of genetically modified micro- organisms for releases .................................................................................................................. 207 Microbial community networks and resilience ........................................................................... 208 Risk assessments based on information on recipients ................................................................. 209 Environmental performance and containment............................................................................. 210 Horizontal gene transfer .............................................................................................................. 211 Conclusion ................................................................................................................................... 211 References ................................................................................................................................... 212 Chapter 16 Overarching issues in the environmental risk assessment of deliberate release of transgenic micro-organisms ...................................................................... 215 Exploitation of bacterial diversity in the environment ................................................................ 216 Horizontal gene transfer of transgenic DNA ............................................................................... 217 Soil as a heterogeneous and complex environment ..................................................................... 219 References ................................................................................................................................... 220 Tables Table 4.1. Overview of genetically transformed algal species ........................................................ 61 Table 4.2. Carotenoids produced by selected microalgae ................................................................ 62 Table 4.3. New products that have been made by algae through genetic modification ................... 63 Table 4.4. Important data for environmental risk assessments of algae .......................................... 67 Table 5.1. Taxonomic affiliation of algae ........................................................................................ 76 Table 5.2. Use of algal products and current market prices ............................................................. 79 Table 5.2. Use of algal products and current market prices (cont.) ................................................. 80 Table 5.3. Microalgal biochemical profiles in comparison to soy ................................................... 81 Table 5.4. Biodiesel properties of select microalgae calculated from FAME profiles .................... 82 BIOSAFETY AND THE ENVIRONMENTAL USES OF MICRO-ORGANISMS: CONFERENCE PROCEEDINGS © OECD 2015 9 TABLE OF CONTENTS – Table 5.5. Metal bioaccumulation (µg L-1) and effect of nutrient regime on fatty acid classes (%) in a chlorophyte community dominated by Scenedesmus spp .................................................. 84 Table 5.6. Growth phase-dependent total lipid content, biomass productivity and lipid productivity of four tropical microalgal species ............................................................................................ 87 Table 6.1. Overview of the Algae Working Group’s activities (2012) and participation ................ 95 Table 6.2. Summary of five main research categories for environmental risk assessments of synthetic biology applications ................................................................................................... 98 Table 9.1. Micro-organisms used in cleaning products ................................................................. 132 Table 9.1. Micro-organisms used in cleaning products (cont.) ...................................................... 133 Table 14.1. Past OECD work on the environmental risk assessment of micro-organisms ............. 200 Table 14.2. Environmental use of microbes in the past .................................................................. 201 Figures Figure 3.1. Representative example of a normal operating range of soils showing 3 of the 22 dimensions ................................................................................................................................ 53 Figure 4.1. Ideal microalga ............................................................................................................... 60 Figure 5.1. Concept of bioremediation using microalgae with value-adding co-product development .............................................................................................................................. 75 Figure 5.2. Micrograph of the branching filamentous cyanobacterium Mastigocoleus sp. .............. 76 Figure 5.3. Salinity tolerance of Picochlorum atomus ...................................................................... 82 Figure 6.1. The interagency Algae Working Group ......................................................................... 95 Figure 7.1. Flowchart for the generation of genetically engineered catalysts in the era of systems and synthetic biology .............................................................................................................. 109 Figure 8.1. Number of sites in the United States that require treatment for pollution .................... 116 Figure 8.2. Sampling of groundwater for determination of hydrocarbon contamination ............... 117 Figure 8.3. Range and weighting of industries that utilise bioremediation .................................... 119 Figure 8.4. Canadian draft guidelines for risk assessment for the release of micro-organisms into the environment ...................................................................................................................... 121 Figure 8.5. Overview of public acceptability of controversial technologies (PACT), used to assist in site-specific decision making about remediation technologies ............................................... 124 Figure 11.1. Schematic representation of the cytoplasmic incompatibility phenotype induced by Wolbachia in Aedes aegypti mosquitoes ................................................................................. 161 Figure 11.2. Fluorescence in situ hybridisation of paraffin sections .............................................. 162 Figure 11.3. Regulatory pathway followed in Australia for the release of Wolbachia-infected Aedes aegypti mosquitoes for the control of dengue .............................................................. 165 Figure 11.4. Location of the 2011 and 2012 Aedes aegypti release sites in north Queensland, Australia .................................................................................................................................. 167 Figure 11.5. Increase in the frequency of Wolbachia-infected mosquitoes in Gordonvale and Yorkeys Knob during the 2011 release ................................................................................... 168 Figure 14.1. Bilayered structure inherent in risk assessment related to micro-organisms .............. 198 Figure 14.2. Many factors other than LMOs influencing on biodiversity ...................................... 200 Figure 16.1. Metagenome exploitation ........................................................................................... 216 Figure 16.2. Visualisation of horizontal gene transfer in planta: Genetic approach ...................... 218 Figure 16.3. Visualisation of horizontal gene transfer in planta..................................................... 218 BIOSAFETY AND THE ENVIRONMENTAL USES OF MICRO-ORGANISMS: CONFERENCE PROCEEDINGS © OECD 2015