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BIOFUELS FROM ALGAE BIOFUELS FROM ALGAE EditedBy A P SHOK ANDEY CouncilofScientificandIndustrialResearch–NationalInstituteforInterdisciplinaryScienceandTechnology, Trivandrum-695019,India D -J L UU ONG EE DepartmentofChemicalEngineering,NationalTaiwanUniversity,Taipei,Taiwan106 Y C USUF HISTI InstituteofTechnologyandEngineering,MasseyUniversity,PrivateBag11222, PalmerstonNorth,NewZealand C R S ARLOS OCCOL BiotechnologyDivision,FederalUniversityofParana,CEP81531-970Curitiba-PR,Brazil AMSTERDAM (cid:129) BOSTON (cid:129) HEIDELBERG (cid:129) LONDON (cid:129) NEW YORK (cid:129) OXFORD PARIS (cid:129) SAN DIEGO (cid:129) SAN FRANCISCO (cid:129) SINGAPORE (cid:129) SYDNEY (cid:129) TOKYO Elsevier 30CorporateDrive,Suite400,Burlington,MA01803,USA 525BStreet,Suite1800,SanDiego,CA92101-4495,USA Firstedition2014 Copyright#2014ElsevierB.V.Allrightsreserved. Nopartofthispublicationmaybereproduced,storedinaretrievalsystemortransmittedin anyformorbyanymeanselectronic,mechanical,photocopying,recordingorotherwise withoutthepriorwrittenpermissionofthepublisher. PermissionsmaybesoughtdirectlyfromElsevier’sScience&TechnologyRights DepartmentinOxford,UK:phone(þ44)(0)1865843830;fax(þ44)(0)1865853333; email:permissions@elsevier.com.Alternativelyyoucansubmityourrequestonlineby visitingtheElsevierwebsiteathttp://elsevier.com/locate/permissions,andselecting ObtainingpermissiontouseElseviermaterial Notice Noresponsibilityisassumedbythepublisherforanyinjuryand/ordamagetopersonsor propertyasamatterofproductsliability,negligenceorotherwise,orfromanyuseor operationofanymethods,products,instructionsorideascontainedinthematerialherein. Becauseofrapidadvancesinthemedicalsciences,inparticular,independentverificationof diagnosesanddrugdosagesshouldbemade. BritishLibraryCataloguinginPublicationData AcataloguerecordforthisbookisavailablefromtheBritishLibrary LibraryofCongressCataloging-in-PublicationData AcatalogrecordforthisbookisavailablefromtheLibraryofCongress ForinformationonallElsevierpublications visitourwebsiteatstore.elsevier.com PrintedandboundinGreatBritain 13 14 15 16 17 10 9 8 7 6 5 4 3 2 1 ISBN:978-0-444-59558-4 Contributors F.G. Acie´n Department of Chemical Engineer- Jorge Alberto Vieira Costa Laboratory of Bio- ing, University of Almer´ıa, Can˜ada San chemical Engineering, College of Chemistry Urbano,E-04120-Almer´ıa,Spain and Food Engineering, Federal University HelenaM. Amaro CIIMAR/CIMAR -Interdis- of Rio Grande, P.O. Box 474, Rio Grande, RS,96200-970,Brazil ciplinaryCentreofMarineandEnvironmental Research,UniversityofPorto,RuadosBragas, CarlosJose´DalmasNeto OurofinoAgronego´cio, P-4050-123 Porto, Portugal; ICBAS - Institute Rodovia Anhanguera SP 330, Km 298 of Biomedical Sciences Abel Salazar, Rua de Distrito Industrial, CEP 14140-000 Cravinhos, JorgeViterboFerreirano.228,P-4050-313Porto, SP,Brazil Portugal Julio Cesar de Carvalho Biotechnology Divi- Ricardo Assmann Ourofino Agronego´cio, sion, Federal University of Parana, CEP Rodovia Anhanguera SP 330, Km 298 Distrito 81531-970Curitiba-PR,Brazil Industrial,CEP14140-000Cravinhos,SP,Brazil MicheleGrequedeMorais Laboratory of Bio- Bhavya Balagurumurthy Biofuels Division, chemical Engineering, College of Chemistry Council of Scientific and Industrial Research- and Food Engineering, Federal University of Indian Institute of Petroleum, Dehradun-248 Rio Grande, P.O. Box 474, Rio Grande, RS, 005,India 96200-970, Brazil OlivierBernard INRIABIOCORE,BP93,06902 M.PrathimaDevi BioengineeringandEnviron- SophiaAntipolisCedex,France mentalCenter,CouncilofScientificandIndus- ThalladaBhaskar BiofuelsDivision,Councilof trial Research-Indian Institute of Chemical ScientificandIndustrialResearch-IndianInsti- Technology,Hyderabad,500607,India tuteofPetroleum,Dehradun-248005,India Su-Chiung Fang Biotechnology Center in Rashmi Chandra Bioengineering and Environ- SouthernTaiwan,AcademiaSinicaAgricultural mentalCenter,CouncilofScientificandIndus- Biotechnology Research Center, Academia trial Research-Indian Institute of Chemical Sinica No. 59, Siraya Blvd. Xinshi Dist. Tainan Technology,Hyderabad,500607,India 74145,TaiwanR.O.C. Jo-Shu Chang Department of Chemical Engi- J.M. Ferna´ndez Department of Chemical Engi- neering, National Cheng Kung University, neering, University of Almer´ıa, Can˜ada San Tainan,Taiwan Urbano,E-04120-Almer´ıa,Spain Chun-YenChen CenterforBioscienceandBio- A. Catarina Guedes CIIMAR/CIMAR - Inter- technology, National Cheng Kung University, disciplinary Centre of Marine and Environ- Tainan,Taiwan mentalResearch,UniversityofPorto,Ruados Feng Chen Institute for Food & Bioresource Bragas, P-4050-123Porto,Portugal Engineering, College of Engineering, Peking Arnaud He´lias INRA UR0050, Laboratoire de University,Beijing,China Biotechnologie de l’Environnement, Avenue Pierre Collet INRA UR0050, Laboratoire de des Etangs, 11000 Narbonne, France; Biotechnologie de l’Environnement, Avenue Montpellier SupAgro, 2 place Pierre Viala desEtangs,11000Narbonne,France 34060Montpellier,France ix x CONTRIBUTORS I-Chen Hu Far East Bio-Tec Co. Ltd., Taipei, Kuan-YeowShow DepartmentofEnvironmen- Taiwan, Far East Microalgae Ind Co. Ltd., talScienceandEngineering,FudanUniversity, Ping-Tung,Taiwan Shanghai,China ManKeeLam SchoolofChemicalEngineering, Rawel Singh Biofuels Division, Council of Sci- Universiti Sains Malaysia, Engineering Cam- entific and Industrial Research-Indian pus, Seri Ampangan, 14300 Nibong Tebal, InstituteofPetroleum,Dehradun-248005,India PulauPinang,Malaysia Carlos Ricardo Soccol Department of Laurent Lardon INRA UR0050, Laboratoire de Bioprocess Engineering and Biotechnology, Biotechnologie de l’Environnement, Avenue Federal University of Parana´, 81531-990 desEtangs,11000Narbonne,France Curitiba-Pr, Brazil; Biotechnology Division, Duu-Jong Lee Department of Chemical Engi- Federal University of Parana, CEP 81531-970 Curitiba-PR,Brazil neering, National Taiwan University, Taipei, Taiwan106 IsabelSousa-Pinto CIIMAR/CIMAR-Interdis- Keat Teong Lee School of Chemical Engineer- ciplinary Centre of Marine and Environmental Research, University ofPorto,Rua dos Bragas, ing, Universiti Sains Malaysia, Engineering P-4050-123 Porto, Portugal; Department of Campus,SeriAmpangan,14300NibongTebal, Biology, Faculty of Sciences, University of PulauPinang,Malaysia Porto, Rua do Campo Alegre, s/n, 4050 Porto, Jin Liu Institute of Marine and Environmental Portugal Technology, University of Maryland Center DanieleSpinelli DepartmentofChemistryand for Environmental Science, Baltimore, MD, Center for Complex System Investigation, USA University of Siena, Via Alcide de Gasperi 2, F.XavierMalcata CIIMAR/CIMAR-Interdisci- 53100Siena,Italy plinary Centre of Marine and Environmental Jean-PhilippeSteyer INRAUR0050,Laboratoire Research,UniversityofPorto,RuadosBragas, deBiotechnologiedel’Environnement,Avenue P-4050-123 Porto, Portugal; Department of desEtangs,11000Narbonne,France Chemical Engineering, University of Porto, Rua Dr. Roberto Frias, s/n P-4200-465 Porto, G. Venkata Subhash Bioengineering and Portugal Environmental Center, Council of Scientific S. Venkata Mohan Bioengineering and Envi- and Industrial Research-Indian Institute of Chemical Technology, Hyderabad, 500 607, ronmentalCenter,CouncilofScientificandIn- India dustrial Research-Indian Institute of Chemical Technology,Hyderabad,500607,India ZhengSun SchoolofEnergyandEnvironment, E. Molina-Grima Department of Chemical CityUniversityofHongKong,China Engineering, University of Almer´ıa, Can˜ada Eduardo Bittencourt Sydney Department of SanUrbano,E-04120-Almer´ıa,Spain Bioprocess Engineering and Biotechnology, DolivarCoraucci Neto Ourofino Agronego´cio, Federal University of Parana´, 81531-990 Rodovia Anhanguera SP 330, Km 298 Distrito Curitiba-Pr, Brazil; Biotechnology Division, Industrial, CEP 14140-000 Cravinhos, SP, Federal University of Parana, CEP 81531-970 Brazil Curitiba-PR,Brazil Alessandra Cristine Novak Biotechnology Hong-Wei Yen Department of Chemical and Division, Federal University of Parana, CEP Materials Engineering, Tunghai University, 81531-970Curitiba-PR,Brazil Taichung,Taiwan Preface This book is about biofuels from Achapterisdevotedtoheterotrophicproduc- microalgae.Microalgaehavebeenusedcom- tionofalgaloilsaspotentialfuels.Production merciallyfordecades,butnotforproducing of fuels via fast pyrolysis of algal biomass biofuels. Interest in algal fuels has seen a is treated in some detail. An overview is spectacular reawakening within the last providedofalgaloilsasfuelsinonechapter. 10-years. Several factors are driving the Achapterconsidersproductionofbiohydro- renewedquestforalgalfuels:Concernabout genfrommicroalgae.Anyproductionofalgal depletionofpetroleum;thedesireforenergy fuels must consider the fate of the spent independence; the need for carbon neutral biomass. This is discussed in one chapter. renewable fuels that can be produced with- A chapter is focused on the hydrothermal out compromising the supply of food and treatmentofalgalbiomasstoproducehydro- freshwater; and the need to prevent further carbonfuels.Scale-upofproductionandcom- deforestation. Algal fuels are not yet com- mercialization aspects of algal fuels are mercial and may not reach the market for examinedinonechapter.Achapterdiscusses long time or near-future. Nevertheless, they the life-cycle assessment of algal fuels. represent a strategic opportunity that must Changesintechnologyinthisrapidlydevelop- be persistently developed into a renewable ing field are bound to greatly diminish the and environmentally sustainable source of environmental impact of future algal fuel high-energy densityliquidfuels. production.Finally,achapterassessesinsome Thepresentbook,whichisthethirdbook depth the economics of microalgal biomass intheseriesonBIOMASSbeingpublishedby production. Continuing developments will us, presents up-to-date state-of-art informa- surely reduce the cost of producing algal tion and knowledge by the internationally fuelsinthefuture. recognizedexpertsandsubjectpeersinvar- The book would be of special interest to ious areas of algal biofuels. The 14 chapters the post-graduate students and researchers of the book attempt to address many of ofappliedbiology,biotechnology,microbiol- thekeyissuesrelatingtoalgalbiofuels.Algal ogy, biochemical and chemical engineers culture systems – open ponds as well as workingonalgalbiofuels.Itisexpectedthat the closed photobioreactors – are discussed. the current discourse on biofuels R&D Genetic and metabolic engineering of algae would go a long way in bringing out the for enhanced capabilities in production of exciting technological possibilities and ush- fuelsareexamined.Aspectsofcarbonfixation ering the readers towards the frontiers of in industrially important microalgae are knowledge in the area of biofuels and this discussed. Technologies for recovering the book will be helpful in achieving this dis- biomass from the culture brothare assessed. course for algal biofuels. xi xii PREFACE We thank authors of all the articles for andDrAnitaKochandtheteamofElsevier theircooperationandalsofortheirprepared- for their cooperation and efforts in produc- ness in revising the manuscripts in a time- ing this book. framed manner. We also acknowledge the helpfromthereviewers,whoinspiteoftheir Ashok Pandey busy professional activities, helped us by Duu-Jong Lee evaluating the manuscripts and gave their YusufChisti criticalinputstorefineandimprovethearti- Carlos Ricardo Soccol cles.WewarmlythankDrMarinakisKostas Editors C H A P T E R 1 An Open Pond System for Microalgal Cultivation Jorge Alberto Vieira Costa* and Michele Greque de Morais *Laboratory of BiochemicalEngineering,College ofChemistry and Food Engineering, Federal University ofRio Grande, RioGrande, RS, Brazil 1.1 INTRODUCTION Microalgalbiotechnology hasemergedduetothegreatdiversityofproductsthat canbe developedfrombiomass.Microalgalbiomasshasbeenindustriallyappliedinareassuchas dietary supplements, lipids, biomasses, biopolymers, pigments, biofertilizers, and biofuels. Toproducethesecompounds,microalgaecanbegrownusingcarbondioxideandindustrial wastes,whichreducesthecostofculturemediumnutrientsandalleviatestheenvironmental problemscausedbytheseeffluents.However,thehighcostofproductionofmicroalgalbio- mass(comparedtoagriculturalandforestrybiomasses)isoneofthemajorbarriersthatmust beovercome in order for their industrial production to beviable. Althougheffortshavebeendirectedattheoptimizationofthemediumandprocesses,the developmentofcultivationsystemsthatarecost-effectiveandhighlyefficientmustbesignif- icantly improved for large-scale production to be viable (Wang et al., 2012; Wang and Lan,2011).Microalgalcultivationonalargescalehasbeen studiedfor decades(Lee,2001). The first unialgal cultivation was carried out with the microalga Chlorella vulgaris by Beijerinckin1890,whowantedtostudythephysiologyoftheplants(Borowitzka,1999).Dur- ingWorldWarII,Germany,usingopenponds,increasedalgalcultivationforuseasafood supplement.Withtheonsetofindustrialization,somestudygroupsattheCarnegieInstitute in Washington, D.C., implemented algae cultures for carbon dioxide biofixation. In 1970 Eastern Europe, Israel, and Japan began commercial production of algae in open ponds to produce healthy foods(Ugwuet al., 2008). Openpondcultivationsystemsarethemostindustriallyappliedbecauseoftheirlowcost of investment and operational capital. This system’s major difficulties are the control of BiofuelsfromAlgae 1 #2014ElsevierB.V.Allrightsreserved. 2 1. ANOPENPONDSYSTEMFORMICROALGALCULTIVATION operatingconditions,whichcancauselowbiomassproductivity,andthecontrolofcontam- inants, whichcan be excludedby usinghighly selective species(Shu and Lee,2003). Comparedtoopenponds,closedphotobioreactorsmayhaveincreasedphotosyntheticef- ficiency and higher production of biomass (Wang et al., 2012). However, closed photobioreactors have a high initial cost, and only microalgal strains with specific physiol- ogies may be used (Harun et al., 2010), which is why different types of closed photobioreactors have been developedin recent decades(Wang et al., 2012). Theobjectiveofthisstudywastopresenttheadvantagesanddisadvantagesofopenponds comparedtootherphotobioreactorsaswellastoexaminefactorsthataffecttheculturesand the bioproducts obtained. 1.2 BIOTECHNOLOGY AND MICROALGAE Biotechnology is a major interdisciplinary science, combining biology, chemistry, and engineering and incorporating and integrating knowledge from the areas of microbiology, genetics,chemistry,biochemistry,andbiochemicalengineering.Thekeywordinthiscontext is biotransformation. Theapplication ofbiotechnology tomarineorganisms andprocessesisanareaofsignif- icant industrial importance with ramifications in many areas, including human health, the environment,energy,food,chemicals,materials,andbioindicators.Someareasofinterestre- latedtomarinebiotechnologyincludetheunderstandingofgenetic,nutritional,andenviron- mental factors that control the production of primary and secondary metabolites, based on new or optimized products. Furthermore, there has been an emphasis on the identification of bioactive compounds and their mechanisms of action for application in the medical and chemicalindustry;therearealsobioremediationstrategiesforapplicationindamagedareas andthedevelopmentofbioprocessesforsustainableindustrialtechnologies(Zaborsky,1999). The cultivation of microalgae as part of biotechnology has received researcher attention. The growth conditions and the bioreactors for cultivation have been thoroughly studied (Borowitzka,1999).Theprinciplebehindcultivationofmicroalgaefortheproductionofbio- mass is the use of photosynthesis (Vonshak, 1997), which involves using solar energy and converting it into chemical energy. Microalgaearephotosyntheticprokaryoticoreukaryoticmicroorganismsthatgrowrapidly and have the ability to live in different environments due to their unicellular or simple multicellularstructure.Examplesofprokaryoticmicroalgaearethecyanobacteria;greenal- gaeanddiatoms are examplesof eukaryotics (Mata et al., 2010). Cyanobacteriadifferentiateintovegetative,akinete,andheterocystcells.Thefunctionsof vegetative, akinete, and heterocyst cells are their ability to carry oxygen in photosynthesis, resistance to climactic conditions, and potential for nitrogen fixation, respectively. Green algae have a defined nucleus, cell wall, chloroplasts containing chlorophyll and other pig- ments, pirenoide, anda denseregion containing starchgranules, stigma, and scourge. Microalgae exist in various ecosystems, both aquatic and terrestrial. More than 50,000 species are known and about 30,000 are studied (Mata et al., 2010). The main advantages of microalgaecultivation as a biomasssource are (Vonshak, 1997): (cid:129) They are biological systems with highcapacityto capture sunlight to produce organic compounds via photosynthesis. 3 1.3 OPENPONDSYSTEMS (cid:129) When subjected to physicalandchemical stress, theyareinduced to produce high concentrationsof specific compounds, suchas proteins, lipids, carbohydrates,polymers, andpigments. (cid:129) They have a simple cellulardivisioncyclewithout asexualtypestage, enabling them to completetheirdevelopmentcycleinafewhours.Thisenablesmorerapiddevelopmentin production processescompared with other organisms. (cid:129) Theydevelopinvariousenvironmentalconditionsofwater,temperature,salinity,andlight. 1.3 OPEN POND SYSTEMS Underphototrophicgrowthconditions,microalgaeabsorbsolarenergyandassimilatecar- bondioxidefromtheairandnutrientsfromaquatichabitats.However,commercialproduc- tion must replicate and optimize the ideal conditions of natural growth. The choice of the reactor isone of themainfactors that influencethe productivity of microalgal biomass. Opentankscomeindifferentforms,suchasraceway,shallowbig,orcircular(Masojidek and Torzillo, 2008). Circular ponds with a centrally pivoted rotating agitator are the oldest large-scale algal culture systems and are based on similar ponds used in wastewater treat- ment.Thedesignofthesesystemslimitspondsizetoabout10,000m2becauserelativelyeven mixingbytherotatingarmisnolongerpossibleinlargerponds.Racewaytanksarethemost widely used artificial systems of microalgal cultivation. They are typically constructed of a closed loop and have oval-shaped recirculation channels. They are usually between 0.2 and 0.5m deep, and they are stirred with a paddlewheel to ensure the homogenization of cultureinordertostabilizethealgalgrowthandproductivity.Racewaysmaybeconstructed of concrete, glassfiber,or membrane (Brennan andOwende, 2010). Compared to closed tanks, the raceway is the cheapest method of large-scale microalgal production (Chisti, 2008). These tanks require only low power and are easy to maintain and clean (Ugwuet al., 2008). Theconstructionofopentanksislowcostandtheyareeasytooperate;however,itisdif- ficult to control contamination, and only highly selective species are not contaminated by other microalgae and microorganisms. Environmental variations have a direct influence, and the maintenance of cell density is low due to shadowing of the cells (Amaro et al., 2011). Light intensity, temperature, pH, and dissolved oxygen concentration may limit the growthparametersof open tanks (Harunet al., 2010). Openphotobioreactorshaveloweryieldsthanclosedsystemsduetolossbyevaporation, temperaturefluctuations,nutrientlimitation,lightlimitation,andinefficienthomogenization (BrennanandOwende,2010).Theamountofevaporatedwatercanbeperiodicallyorcontin- uously added to the raceway. The amount of evaporated water in raceways depends on thetemperature,windvelocity,solarradiation,andpressureofwatervapor.Watercanalso be lost during harvesting; however, recycling of the medium reduces this problem, and nutrients from the culture medium can bereutilized(Handler et al., 2012). Open ponds are the microalgal cultivation systemsthathave been studiedfor the longest time. These reactors are used on an industrial scale by companies such as Sosa Texcoco, Cyanotech,EarthriseFarm,ParryNutraceuticals,JapanSpirulina,FarEastMicroalga,Taiwan Chlorella, Microbio Resource, Betatene, and Western Biotechnology (Spoalore et al., 2006). Earthrise Farm began cultivation on a large scale in 1976 with Spirulina. Currently the

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