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BIOFILM ERADICATION AND PREVENTION BIOFILM ERADICATION AND PREVENTION A Pharmaceutical Approach to Medical Device Infections TAMILVANAN SHUNMUGAPERUMAL Department of Pharmaceutical Technology International Medical University Kuala Lumpur, Malaysia A JOHN WILEY & SONS, INC., PUBLICATION Copyright © 2010 by John Wiley & Sons, Inc. All rights reserved Published by John Wiley & Sons, Inc., Hoboken, New Jersey Published simultaneously in Canada No part of this publication may be reproduced, stored in a retrieval system, or transmitted in any form or by any means, electronic, mechanical, photocopying, recording, scanning, or otherwise, except as permitted under Section 107 or 108 of the 1976 United States Copyright Act, without either the prior written permission of the Publisher, or authorization through payment of the appropriate per-copy fee to the Copyright Clearance Center, Inc., 222 Rosewood Drive, Danvers, MA 01923, (978) 750-8400, fax (978) 750-4470, or on the web at www.copyright.com. Requests to the Publisher for permission should be addressed to the Permissions Department, John Wiley & Sons, Inc., 111 River Street, Hoboken, NJ 07030, (201) 748-6011, fax (201) 748-6008, or online at http://www.wiley.com/go/permission. Limit of Liability/Disclaimer of Warranty: While the publisher and author have used their best efforts in preparing this book, they make no representations or warranties with respect to the accuracy or completeness of the contents of this book and specifi cally disclaim any implied warranties of merchantability or fi tness for a particular purpose. No warranty may be created or extended by sales representatives or written sales materials. The advice and strategies contained herein may not be suitable for your situation. You should consult with a professional where appropriate. Neither the publisher nor author shall be liable for any loss of profi t or any other commercial damages, including but not limited to special, incidental, consequential, or other damages. For general information on our other products and services or for technical support, please contact our Customer Care Department within the United States at (800) 762-2974, outside the United States at (317) 572-3993 or fax (317) 572-4002. Wiley also publishes its books in a variety of electronic formats. Some content that appears in print may not be available in electronic formats. For more information about Wiley products, visit our web site at www.wiley.com. Library of Congress Cataloging-in-Publication Data: Shunmugaperumal, Tamilvanan. Biofi lm eradication and prevention : a pharmaceutical approach to medical device infections / Tamilvanan Shunmugaperumal. p. ; cm. Includes bibliographical references and index. ISBN 978-0-470-47996-4 (cloth) 1. Medical instruments and apparatus–Microbiology. 2. Biofi lms. 3. Medical instruments and apparatus–Sterilization. I. Title. [DNLM: 1. Biofi lms. 2. Anti-Infective Agents–therapeutic use. 3. Drug Carriers–therapeutic use. 4. Prostheses and Implants–microbiology. 5. Prosthesis-Related Infections–prevention & control. QW 90 S562 2010] RA762.S58 2010 610.28′4—dc22 2010003433 Printed in the United States of America 10 9 8 7 6 5 4 3 2 1 To my beloved wife, Suriya Prapha, and to my son, Arunachalam. The perseverance and tolerance of my spouse over the years when my eyes were glued on the computer screen, as well as the play- time sacrifi ce of my son, are highly appreciated. — TAMILVANAN SHUNMUGAPERUMAL CONTENTS PREFACE ix ACKNOWLEDGMENTS xiii PART I. DEVELOPMENT AND CHARACTERIZATION OF BIOFILMS 1 1. INTRODUCTION AND OVERVIEW OF BIOFILM 3 2. RATIONALE FOR BIOFILM ERADICATION FROM MODERN MEDICAL DEVICES 36 3. PATHOGENESIS OF DEVICE-RELATED NOSOCOMIAL INFECTIONS 73 4. BIOFILM RESISTANCE–TOLERANCE TO CONVENTIONAL ANTIMICROBIAL AGENTS 87 5. ANALYTICAL TECHNIQUES USEFUL TO STUDY BIOFILMS 116 PART II. BIOFILM-RELATED INFECTIONS IN VARIOUS HUMAN ORGANS (NONDEVICE-RELATED CHRONIC INFECTIONS) 153 vii viii CONTENTS 6. BIOFILM-RELATED INFECTIONS IN OPHTHALMOLOGY 155 7. BIOFILM-RELATED INFECTIONS IN THE ORAL CAVITY 184 8. IMPLICATIONS OF BIOFILM FORMATION IN CHRONIC WOUNDS AND IN CYSTIC FIBROSIS 226 PART III. DRUG DELIVERY CARRIERS TO ERADICATE BIOFILM FORMATION ON MEDICAL DEVICES 265 9. STRATEGIES FOR PREVENTION OF DEVICE-RELATED NOSOCOMIAL INFECTIONS 267 10. LIPOSOMES AS DRUG DELIVERY CARRIERS TO BIOFILMS 337 11. POLYMER-BASED ANTIMICROBIAL DELIVERY CARRIERS 359 INDEX 418 PREFACE Microbial biofi lms are microcosms attaching irreversibly to abiotic or biotic surfaces and are promulgated as congregates of single or multiple populations. Since there is an increased use of implanted medical devices, the incidence of these biofi lm - associated diseases is increasing. Moreover, the nonshedding surfaces of these devices provide ideal substrata for colonization by biofi lm - forming microbes. The consequences of this mode of growth are far - reaching. Microbes in biofi lms exhibit increased tolerance toward antimicrobial agents and decreased susceptibility to host defense systems. Hence, biofi lm - associated diseases are becoming increasingly diffi cult to treat. Not surprisingly, therefore, interest in biofi lms has increased dramatically in recent years. The application of new microscopic and molecular techniques has revolutionized our under- standing of biofi lm structure, composition, organization, and activities, which result in important advances in the prevention and treatment of biofi lm - related diseases. This book can conveniently be divided into three parts depending on the biofi lms ’ importance in the medical fi eld and the necessity of eradicating them from forming over medical devices. Part I deals with the development and characterization of a biofi lm onto the surfaces of implanted or inserted medical devices. Some of the specifi c answers concerning the reasons why biofi lms form over medical device surfaces and what triggers biofi lm formation are discussed. Part I consists of fi ve chapters. Chapter 1 is an introduction to the subject matter of this book. A comprehensive overview on the subject matter is provided to the readers so that anyone with little knowledge of medical biofi lms can acquire and understand the seriousness of the biofi lm formed over the implanted or inserted medical devices. The rationale for biofi lm ix x PREFACE eradication from medical devices is fully explored in Chapter 2 . A range of medical devices used in modern day medical practices are categorically shown in order to see the discussed subject matter clearly. Here calculations are also given in terms of expenses to support biofi lm prevention and eradication to patients who have been given medical devices to salvage the already lost normal function of organs present in their body. A need - based reason to look for an approach to prevent biofi lm formation over medical devices is thus explained p er se . Chapter 3 contains the stepwise development of biofi lms onto the implanted or inserted medical devices. Hence, pathogenesis of device - related nosocomial infections starts with justifi cations from environmental, biochemical, physiological, and biomechanical points of view, and so on. Some details concerning the consequences of medical biofi lms to cause a particular infection are also discussed in this chapter along with case studies. Chapter 4 focuses on how biofi lm microbes build up resistance – tolerance against con- ventional antimicrobial agents when they are treating device - related nosoco- mial infections. This partially explains the need for alternate strategies to administer antimicrobial agents in order to prevent the development of toler- ance by biofi lm microbes, but at the same time to demonstrate the ramifi cation of pharmaceutical knowledge on this subject matter. Chapter 5 briefl y covers the important topic of studying and investigating medical biofi lms using various analytical techniques. Starting from conventional plate counting and continuing through modern day electron microscopic and molecular methods, these are arranged by year of application in analyzing biofi lms as they appeared in the reports published by different research groups across the world. Although medically relevant biofi lms develop commonly on inert surfaces, such as medical devices or on dead tissue (sequestra of dead bone), they can also form on living tissues, as in the case of endocarditis. Tissue samples taken from patients with dental caries, periodontitis, otitis media, biliary tract infec- tions, and bacterial prostatitis also show the presence of bacterial microcolo- nies surrounded by an exopolymeric matrix (i.e., somehow biofi lm - related). Therefore, these established infections could be termed as nondevice - related chronic infections. Part II elaborates on these types of biofi lm - mediated chronic infections that occurred in various organs. Biofi lm - related infections developed in ocular tissues, oral cavity, topical skin regions and lung with cystic fi brosis (CF) are selected to illustrate cases of potential interest. Chapter 6 studies biofi lm - related infections occurring in both intra - and extraocular tissues. The usual way of treating these ocular diseases (i.e., topical application of aqueous - based and collyre - type eyedrops containing antimicrobial agents) are not so effective. Thus, it becomes necessary to discuss the potential of oil - and polymer - based nanocarriers (e.g., nanosized emulsions and nanoparticles) for eradicating the ocular infections found in this chapter. Chapter 7 incorpo- rates biofi lm - related infections occurring in the oral cavity. This always moist site should provide impetus to the development of chronic infections specifi - cally due to the presence of biofi lm -f orming microbes in the oral cavity. Here too, treating with conventional antimicrobial agents would not produce a PREFACE xi desired effect. Hence, shifting toward modern pharmaceutical approaches to treat infections of the oral cavity becomes more precocious. Some of these pharmaceutical approaches, although at the research level, are not far from becoming commercialized. Most promising antimicrobial agent - laden novel drug delivery systems are explored as case studies in this chapter. In addition, the formation of a biofi lm over dental chair units, as well as dental waterliners in conjunction with currently developed prevention strategies including a centralized, automated dental hospital water quality and biofi lm management system, are discussed. The epidemic increase in obese humans worldwide is followed by a similar increase in diabetes and cardiovascular diseases. Such patients are particularly prone to the development of chronic wounds, which become colonized by a number of bacterial species. Chapter 8 presents a hypothesis aimed at explain- ing why venous leg ulcers, pressure ulcers, and diabetic foot ulcers develop into a chronic state. The lack of proper wound healing is at least in part caused by ineffi cient eradication of infecting, opportunistic pathogens, a situation reminiscent of chronic P seudomonas aeruginosa infections found in patients suffering from CF. Implications of biofi lm formation in chronic wounds and CF are shown here. The introduction of novel drug delivery carriers in pharmaceutical sciences helps the physician to achieve the required therapeutic concentration of the drug at the diseased region of the body while minimizing drug exposure to nondiseased normal organs. To extend the pharmaceutical knowledge gained over the decades on novel drug delivery carriers to medical biofi lm prevention and eradication, it has become necessary fi rst to explore the already developed strategies for prevention of device - related nosocomial infections. Recommended technological and nontechnological strategies in conjunction with electrical, ultrasound, and photodynamic stimulation to disrupt biofi lms by enhancing the effi ciency of certain antimicrobial agents are shown. Thus, Chapter 9 begins with already available strategies followed by pharmaceutical approaches like the potential of lipid - and polymer - based drug delivery carriers for eradicating biofi lm consortia on device - related nos- ocomial infections. Liposomes loaded with antimicrobial agents could effectively be applied as an antibiofi lm coating to reduce microbial adhesion – colonization onto medical devices, and as drug delivery carriers to biofi lm interfaces in intracellular infec- tion. All these applications are discussed in detail in Chapter 10 . Many polymer - based carrier systems also have been proposed, including those based on biodegradable polymers [e.g., poly(lactide - co - glycolide)], as well as fi brous scaffolds and thermoreversible hydrogels and surface (proper- ties) modifi ed polymeric catheter materials (e.g., antimicrobial, antiseptic, or metallic substances - coated polymeric materials). Their contribution to the prevention – resolution of infection is reviewed in Chapter 11 . Additionally, the Chapter 12 explores an interesting topic of novel small molecules (e.g., iron and its complexes) to control medical biofi lm formation. xii PREFACE Through these three parts of the book we intend to cover recent advances in pharmaceutical approachs to prevent medical device- and nondevice - related infections caused by biofi lm - forming microorganisms. Many other approaches either within the pharmaceutical sciences or other allied disciplines are still in their rudimentary research stages. On the other hand, biofi lm structural eluci- dation observed through different advanced analytical techniques is constantly progressing as usual. An intriguingly combined research based on knowledge derived both from the pharmaceutical approach and biofi lm structural elucida- tion should contribute to a more effi cacious way for biofi lm prevention and eradication in the future. Nevertheless, further studies are warranted to trans- late knowledge on the mechanisms of biofi lm formation into applicable thera- peutic and preventive strategies.

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