The Society for Research into Higher Education B BEYOND MASS HIGHER EDUCATION e y Building on Experience o Beyond Mass • What are the key elements of mass higher education? n d • How does mass higher education affect students and staff? • What are the policy, pedagogic and management issues that M Higher need to be addressed? a s More is now expected of higher education provision. It has to s meet demands for expansion, excellence, diversity and equity in access and assessment, teaching and research, as well as H Education entrepreneurial engagement with the world outside. Thirty years i ago, Martin Trow wrote of higher education systems moving g from elite provision through a mass system to universal levels of h access. The UK is now approaching such universal levels; e Scotland has already reached them. It is nearly fifteen years since r Trow's mass threshold was reached. Despite being on the brink of universal provision, there is still no clear picture of what a E Building On Experience mass system should look like. d u This collection looks forward to the next decade of higher c education, and identifies strategic issues that need to be tackled a at institutional and system levels. It considers how far the higher t education system has adapted to respond to the requirements of i a mass and universal system, rather than struggling to sustain an o elite system with mass participation. n Beyond Mass Higher Educationis key reading for those leading and managing universities and colleges, as well as higher education researchers and policy makers. Ian McNayis Emeritus Professor of Education at the University of Greenwich, where he coordinated the ESRC seminar series M that is the basis for many of these contributions. His main research and teaching interests are in policy analysis and c N strategic management, particularly as they affect quality of academic work and the student experience. a y Contributors:Grainne Conole, Stephen Court, Jim Gallacher, Peter T. Knight, Carole Leathwood, Brenda Little, Lisa Lucas, Ian McNay, Bob Osborne, Richard Pearson, Wendy Saunderson, Michael Shattock, Marilyn Wedgewood, Celia Whitchurch and Mantz Yorke. edited by (cid:9)(cid:10)(cid:11)(cid:12)(cid:13)(cid:4)(cid:14)(cid:5)(cid:5)(cid:6)(cid:14)(cid:7)(cid:8)(cid:3)(cid:6)(cid:2)(cid:14)(cid:8) Ian McNay (cid:1) (cid:2)(cid:3)(cid:4)(cid:5)(cid:5)(cid:6) (cid:7)(cid:8)(cid:3)(cid:6)(cid:2)(cid:3) Beyond Mass Higher Education SRHE and Open University Press Imprint Current titles include: Catherine Bargh et al.: University Leadership Ronald Barnett: Beyond all Reason Ronald Barnett: Realizing the University in an age of supercomplexity Ronald Barnett & Kelly Coate: Engaging the Curriculum in Higher Education Tony Becher and Paul R. Trowler: Academic Tribes and Territories (2nd edn) John Biggs: Teaching for Quality Learning at University (2nd edn) Richard Blackwell & Paul Blackmore (eds): Towards Strategic Staff Development in Higher Education David Boud and Nicky Solomon (eds): Work-based Learning Tom Bourner et al. (eds): New Directions in Professional Higher Education Anne Brockbank and Ian McGill: Facilitating Reflective Learning in Higher Education Stephen D. Brookfield and Stephen Preskill: Discussion as a way of teaching Ann Brooks and Alison Mackinnon (eds): Gender and the Restructured University Sally Brown and Angela Glasner (eds): Assessment Matters in Higher Education Burton R. Clark: Sustaining Change in Universities James Cornford & Neil Pollock: Putting the University Online John Cowan: On Becoming an Innovative University Teacher Sara Delamont, Paul Atkinson and Odette Parry: Supervising the Doctorate 2/e Gerard Delanty: Challenging Knowledge Chris Duke: Managing the Learning University Heather Eggins (ed): Globalization and Reform in Higher Education Gillian Evans: Academics and the Real World Merle Jacob and Tomas Hellström (eds): The Future of Knowledge Production in the Academy Peter Knight: Being a Teacher in Higher Education Peter Knight and Paul Trowler: Departmental Leadership in Higher Education Peter Knight and Mantz Yorke: Assessment, Learning and Employability Ray Land: Educational Development John Lea et al. Working in Post-Compulsory Education Mary Lea and Barry Stierer (eds): Student Writing in Higher Education Dina Lewis and Barbara Allan: Virtual Learning Communities Ian McNay (ed.): Beyond Mass Higher Education Elaine Martin: Changing Academic Work Louise Morley: Quality and Power in Higher Education Lynne Pearce: How to Examine a Thesis Moira Peelo and Terry Wareham (eds): Failing Students in Higher Education Craig Prichard: Making Managers in Universities and Colleges Stephen Rowland: The Enquiring University Teacher Maggi Savin-Baden: Facilitating Problem-based Learning Maggi Savin-Baden and Kay Wilkie: Challenging Research in Problem-based Learning David Scott et al.: Professional Doctorates Peter Scott: The Meanings of Mass Higher Education Michael L. Shattock: Managing Successful Universities Maria Slowey and David Watson: Higher Education and the Lifecourse Colin Symes and John McIntyre (eds): Working Knowledge Richard Taylor, Jean Barr and Tom Steele: For a Radical Higher Education Malcolm Tight: Researching Higher Education Penny Tinkler and Carolyn Jackson: The Doctoral Examination Process Susan Toohey: Designing Courses for Higher Education Melanie Walker (ed.): Reconstructing Professionalism in University Teaching Melanie Walker and Jon Nixon (eds): Reclaiming Universities from a Runaway World Diana Woodward and Karen Ross: Managing Equal Opportunities in Higher Education Mantz Yorke and Bernard Longden: Retention and Student Success in Higher Education Beyond Mass Higher Education Building on Experience Edited by Ian McNay The Society for Research into Higher Education & Open University Press Open University Press McGraw-Hill Education McGraw-Hill House Shoppenhangers Road Maidenhead Berkshire England SL6 2QL email: [email protected] world wide web: www.openup.co.uk and Two Penn Plaza, New York, NY 10121–2289, USA First published 2006 Editorial material and selection © Ian McNay 2006 Individual chapters © the contributors All rights reserved. Except for the quotation of short passages for the purpose of criticism and review, no part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording or otherwise, without the prior permission of the publisher or a licence from the Copyright Licensing Agency Limited. Details of such licences (for reprographic reproduction) may be obtained from the Copyright Licensing Agency Ltd of 90 Tottenham Court Road, London, W1T 4LP. A catalogue record of this book is available from the British Library ISBN-13: 978 0335 21857 8 (pb) 978 0335 21858 5 (hb) ISBN-10: 0335 21857 1 (pb) 0335 21858 X (hb) Library of Congress Cataloging-in-Publication Data CIP data has been applied for Typeset by RefineCatch Limited, Bungay, Suffolk Printed in Poland by OZGraf SA. www.polskabook.pl Contents Acknowledgements vii Contributors viii Abbreviations xi Part One: Introduction 1 1 Delivering Mass Higher Education – The Reality of Policy in Practice 3 Ian McNay Part Two: Student issues 15 2 Accessing Higher Education: Policy, Practice and Equity in Widening Participation in England 17 Carole Leathwood 3 Differentiation and Stratification in Scottish higher Education 28 Jim Gallacher 4 Participation and Access in Higher Education in Northern Ireland 44 Bob Osborne 5 The Student Experience and the Impact of Social Capital 57 Brenda Little 6 The Demise of the Graduate Labour Market 68 Richard Pearson Part Three: Academic policies and processes 79 7 What Impact are Technologies Having and How are They Changing Practice? 81 Gráinne Conole 8 Assessing Complex Achievements 96 Peter Knight 9 Formative Assessment and Employability: Some Implications for Higher Education Practices 105 Mantz Yorke vi Contents 10 ‘To Them that Have Shall be Given, but ...’: The Future of Funding and Evaluating Research in UK universities 120 Lisa Lucas 11 Mainstreaming the Third Stream 134 Marilyn Wedgwood Part Four: Staff and system issues 159 12 Managing Institutions in a Mass Higher Education System 161 Ian McNay 13 Academic Staff in a Mass Higher Education System: The State We’re in 171 Stephen Court 14 Gender [In]Equity in Mass Higher Education: The Need for Change 185 Wendy Saunderson 15 Administrators or Managers? The Shifting Roles and Identities of Professional Administrators and Managers in UK Higher Education 199 Celia Whitchurch 16 University Governance and the Role of the State 209 Michael Shattock Part Five: Looking forward, moving on 217 17 The Agenda Ahead: Building on Experience 219 Ian McNay Index 227 The Society for Research into Higher Education 227 Acknowledgements Most of the chapters in this collection derive from presentations to seminars in a series ‘From mass to universal higher education: building on experience’. This was part funded by the Economic and Social Research Council, Award Number R451265231. Other funding came from the Society for Research into Higher Education and, through the editor, the Open University. The idea for the seminar series came originally from Michael Shattock and Richard Pearson, who were co-coordinators of the project, with Ian McNay. It was then adopted by the Society through its Research and Development Committee. The formal submission was made through the University of Greenwich, where the editor was based. Thanks are due to other contributors to the series – there were 26 present- ers in total, and so not enough room for them all – and to nearly 200 people who participated in the seminars and contributed to the development of thinking. A full list of sessions, with titles of presentations and details of presenters was included in the Society’s Annual Report, 2004. Material used in presentations, and included in Part Four, was also used, with permission, as the basis for articles in Higher Education Quarterly Volume 58, No. 4. Contributors Gráinne Conole is Professor of Educational Innovation in Post-Compulsory Education at the University of Southampton, with research interests in the use, integration and evaluation of Information and Communication Technologies and e-learning and their impact on organizational change. She was previously Director of the Institute for Learning and Research Technol- ogy at the University of Bristol. Stephen Court is Senior Research Officer at the Association of University Teachers. He has published widely on aspects of higher education policy. Jim Gallacher is a professor at Glasgow Caledonian University, and joint Director of the Centre for Research into Lifelong Learning, a joint initiative with the University of Stirling. Peter T. Knight is Director of the Institute of Educational Technology at the Open University. He has taught in primary and secondary schools, and has previously worked at Lancaster University and St Martin’s College, Lancaster. He is the author, with Mantz Yorke, of Assessment, Learning and Employability (SRHE/Open University Press). Dr Carole Leathwood is a senior research fellow in the Institute for Policy Studies in Education, London Metropolitan University. She specializes in research in post-compulsory education, particularly issues of gender, class and ‘race’, including widening participation in HE, managerialism and mar- ketization in FE, and critical analyses of policy. She is the Ireland/Britain editor for Women’s Studies International Forum. Brenda Little is a senior policy analyst with the Open University’s Centre for Higher Education Research and Innovation. Her main research interests lie in work-based and vocational aspects of HE policy and practice and the changing nature of the student experience. Contributors ix Dr Lisa Lucas is a lecturer in the Graduate School of Education, University of Bristol, and a former winner of the SRHE Newer Researcher award. Her main research interests are in the organization, funding and development of national systems of HE in a global context. Recent studies have been on comparative systems of funding and evaluating university research, and on the links between research and teaching within academic work. She is the author of The Research Game in Academic Life (SRHE/Open University Press). Ian McNay is Emeritus Professor of Higher Education and Management, University of Greenwich. His career spans roles as administrator, policy advisor, researcher, staff developer and consultant based in four European countries and working in some 22 around the world. Bob Osborne is Professor of Applied Policy Studies and Acting Director of the Social and Policy Research Institute at the University of Ulster. He has acted as adviser to committees at Westminster and Stormont. He was a mem- ber of the Northern Ireland Equality Commission from 1999 to 2004. He was joint editor of Fair Employment in Northern Ireland: A Generation On (Blackstaff Press). Dr Richard Pearson is an independent consultant and was previously Director of the Institute for Employment Studies. He has over thirty years of experience in research and consultancy relating to HE, to student demand and the labour market for professionals, to graduates and mobility, and to workforce planning and corporate performance. Dr Wendy Saunderson lectures in the School of Policy Studies at the University of Ulster. Her specific focus on academic identity and equal opportunities in the university sector is part of her wider research interest in the conceptualization, ‘measurement’ and analysis of identity development and dynamics (using ISA) in relation to policy change. Michael Shattock, after many years as Registrar at the University of Warwick, is now Visiting Professor at the Institute of Education, London University, where, with Gareth Williams, he developed and directed the MBA in Higher Education Management. He is the author of Managing Successful Universities (SRHE/Open University Press). Marilyn Wedgwood is Pro-Vice-Chancellor and Director of External Relations at Manchester Metropolitan University. She has been active for over fifteen years in the development and delivery of ‘third stream’ policy at the DTI, the University of Sheffield and MMU. She chairs and serves on national and regional committees relating to HE and society. Advisory roles have included work with the House of Lords’ Science and Technology Committee on Science and the RDAs, and as a consultant on regional strategy for Yorkshire and Humberside.