Behavioral Treatment of Alcohol Problems INDIVIDUALIZED THERAPY AND CONTROLLED DRINKING THE PLENUM BEHAVIOR THERAPY SERIES Series Editor: Nathan H. Azrin THE TOKEN ECONOMY: A Review and Evaluation By Alan E. Kazdin COGNITIVE-BEHAVIOR MODIFICATION: An Integrative Approach By Donald H. Meichenbaum BEHAVIORAL TREATMENT OF ALCOHOL PROBLEMS Individualized Therapy and Controlled Drinking By Mark B. Sobell and Linda C. Sobell Behavioral Treatlllent of Alcohol Problems INDIVIDUALIZED THERAPY AND CONTROLLED DRINKING Mark B. Sobell Vanderbilt University Nashville, Tennessee and Linda C. Sobell Dede Wallace Center and Vanderbilt University Nashville, Tennessee PLENUM PRESS • NEW YORK AND LONDON Library of Congress Cataloging in Publication Data Sobell, Mark B Behavioral treatment of alcohol problems. (The Plenum behavior therapy series) Includes index. 1. Alcoholism. 2. Behavior therapy. I. Sobell, Linda C., joint author. II. Title. (DNLM: 1. Behavior therapy. 2. Alcoholism-Therapy. WM274 S677bj RC565.S6 616.8'61'06 77-12381 ISBN-13:978-1-4613-3966-3 e-ISBN-13:978-1-4613-3964-9 DOl: 10.1007/978-1-4613-3964-9 First Printing - January 1978 Second Printing - July 1980 © 1978 Plenum Press, New York Softcover reprint of the hardcover 1st edition 1978 A Division of Plenum Publishing Corporation 227 West 17th Street, New York, N.Y. 10011 All rights reserved No part of this book may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, microfilming, recording, or otherwise, without written permission from the Publisher To "Cas" and Circumstance Preface Ideas about the nature of alcohol problems have been undergoing dramatic change over the past several years. This book summarizes the clinical research we have conducted over the past eight years; research which has evoked controversy and which, we hope, will be evaluated as having been influential in the development of a scientific approach to the clinical treatment of alcohol problems. Although we reference many studies from the general behavioral literature on alcohol problems, we make no pretense of presenting a thorough review of that literature. By and large, this book focuses on the research we have conducted, the rationale for that approach, and a detailed discussion of methods and results which cannot be presented in journal articles. The book begins by giving the reader a perspective on traditional concepts in the alcohol field, and why those concepts are now being challenged. Within that conceptual framework, we then trace the development and sophistication of our clinical research, presenting for the first time in a single work a complete consideration of the rationale, methods, and results of the study of Individualized Be havior Therapy (IBT) for alcoholics. Following a discussion of many of the more subtle aspects of that study and its results, we describe how IBT can be used in an outpatient setting-the setting in which we have conducted clinical research for the last six years. We feel that this book has given us an opportunity to present a more thorough and integrated exposition of the IBT study and related clinical research than has been possible in scientific journals. Similarly, it has allowed us a much greater opportunity for speculation and thought sharing VII Vlll Preface about the methodology, techniques, and results than previously has been possible. We see this book as useful for two audiences: individuals who have an interest in behavior therapy, and those who are interested in the treatment and treatment outcome evaluation of alcohol problems. We believe that many of the experiences associated with developing behavioral treatment approaches to drinking problems have sig nificance for behavior therapy in general. Finally, recognizing that the treatment of individuals with alcohol problems has met with little success in the past, we see the IBT study and related research as providing those in the alcohol field with techniques and guidelines for approaching and evaluating alcohol problems in a more systematic and pragmatic manner. Mark B. Sobell Linda C. Sobell Nashville, Tennessee Acknowledgments Over the past eight years, we have received assistance, support, and inspiration from a great many individuals and our employers. More over, many of the studies described in this book were conducted in collaboration with other investigators. We would particularly like to thank the following people: Claudia Armstrong, Timothy B. Baker, Joseph V. Brady, Sebastian Casalaina, William Christelman, Kenneth C. Mills, Natalie Olsen, Fred Samuels, and Drexel B. Sheahan. We are also greatly indebted to Nancy Crow, who repeatedly typed the manuscript without complaint, and to Stephen A. Maisto, who per formed the multiple regression analyses reported in Chapter 7. Lastly, we have benefited greatly from the editorial suggestions of Nathan H. Azrin and Seymour Weingarten. M. B.S. L. C. S. IX Contents CHAPTER 1 The Nature of Alcohol Problems 1 Traditional Concepts of Alcohol Problems ............... 1 Alcoholics Anonymous ............................ 2 Jellinek's Disease Concept of Alcoholism ............ 3 A Conceptual Reformulation ........................... 9 Differences between Traditional and Empirically Derived Concepts ....................................... 12 Conclusion ........................................... 14 CHAPTER 2 Alternatives to Abstinence: A Departure from Tradition . 15 "Once an Alcoholic, Always an Alcoholic!": Tradition Contradicted ................................... 15 A New Look at an Old Problem ........................ 17 Individualized Behavior Therapy (IBT): A Nontraditional Approach ...................................... 20 Traditionalists Respond to the Mounting Evidence ....... 22 Nonproblem Drinking Outcomes: Unexpected Consequences .................................. 28 Conclusions and Cautions against Misinterpretation 28 XI Contents XII CHAPTER 3 The Functional Analysis of Drinking Behavior . . . .. . .. .. 31 A Functional Analysis Model of Drinking Decisions ....... 33 What Constitutes a Drinking Problem ................... 37 A Detailed Consideration of the Model .................. 38 Implications: Strategies for Intervention ................ 40 Further Considerations ................................ 44 CHAPTER 4 The Early Patton Studies: An Empirical Foundation 47 The Research Setting, Circa 1969 ....................... 47 Baseline Drinking Behavior .................... ....... 50 Videotape Self-Confrontation: A Demonstration of the Value of Scientific Method in Clinical Research .... 65 Modifying Drinking Behavior .......................... 69 Reinterpreting the Adage: "First Drink, Then Drunk" .... 73 Evidence for a Learning Deficiency ..................... 77 Integrating the Early Research ......................... 78 CHAPTER 5 Individualized Behavior Therapy (IBT): A Broad- Spectrum Behavioral Approach .................. 81 Experimental Design .................................. 82 Subjects .......................................... 82 Assignment to Experimental Conditions ............. 83 Treatment Procedures ................................ 87 Facilities ......................................... 87 Overview ........................................ 88 Modification of the Drinking Response-Avoidance Contingencies .................................. 89 Videotaped Drinking: Sessions 1 and 2 .............. 91 Education: Session 3 .............................. 92 Videotape Replay: Sessions 4 and 5 ................. 93 Analogue Failure Experience: Session 6 ............. 93 Problem Solving Skills Training: Sessions 7 through 16. 94 Videotape Contrast and Summary: Session 17 ....... 103
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