Basic Updated Immunology Functions and Disorders of the Immune System Abul K. Abbas, MBBS Professor and Chair Department of Pathology University of California San Francisco, School of Medicine San Francisco, California Andrew H. Lichtman, MD, PhD Professor of Pathology Harvard Medical School Brigham and Women’s Hospital Boston, Massachusetts Illustrated by David L. Baker, MA, and Alexandra Baker, MS, CMI 1600 John F. Kennedy Blvd. Ste 1800 Philadelphia, PA 19103-2899 BASIC IMMUNOLOGY: FUNCTIONS AND DISORDERS ISBN: 978-1-4160-5569-3 OF THE IMMUNE SYSTEM Copyright © 2011 by Saunders, an imprint of Elsevier Inc. All rights reserved. No part of this publication may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopying, recording, or any information storage and retrieval system, without permission in writing from the publisher. Permissions may be sought directly from Elsevier’s Rights Department: phone: (+1) 215 239 3804 (US) or (+44) 1865 843830 (UK); fax: (+44) 1865 853333; e-mail: [email protected]. You may also complete your request on-line via the Elsevier website at http://www.elsevier.com/permissions. Notice Knowledge and best practice in this fi eld are constantly changing. As new research and experience broaden our knowledge, changes in practice, treatment, and drug therapy may become necessary or appropriate. Readers are advised to check the most current information provided (i) on procedures featured or (ii) by the manufacturer of each product to be administered, to verify the recommended dose or formula, the method and duration of administration, and contraindications. It is the responsibility of the practitioner, relying on his or her own experience and knowledge of the patient, to make diagnoses, to determine dosages and the best treatment for each individual patient, and to take all appropriate safety precautions. To the fullest extent of the law, neither the Publisher nor the Editors assumes any liability for any injury and/or damage to persons or property arising out of or related to any use of the material contained in this book. The Publisher Previous editions copyrighted 2009, 2006, 2004, 2001 Library of Congress Cataloging-in-Publication Data Abbas, Abul K. Basic immunology: functions and disorders of the immune system / Abul K. Abbas, Andrew H. Lichtman. – 3rd ed. p. ; cm. Includes bibliographical references and index. ISBN 978-1-4160-5569-3 1. Immunology. 2. Immunity. I. Lichtman, Andrew H. II. Title. [DNLM: 1. Immunity. 2. Hypersensitivity. 3. Immune System–physiology. 4. Immunologic Defi ciency Syndromes. QW 504 A122b 2009] QR181.A28 2009 616.07’9–dc22 2007030085 Acquisitions Editor: William Schmitt Developmental Editor: Rebecca Gruliow Editorial Assistant: Laura Stingelin Working together to grow Design Direction: Gene Harris libraries in developing countries www.elsevier.com | www.bookaid.org | www.sabre.org Printed in China. Last digit is the print number: 9 8 7 6 5 4 3 2 To Ann, Jonathan, Rehana, Sheila, Eben, Ariella, Amos, Ezra This page intentionally left blank PREFACE T he third edition of Basic Immunology has been ologically relevant, issue of host defense against infec- revised to incorporate recent advances in our under- tious pathogens. standing of the immune system and to improve upon This book has been written to address the per- how we present information to maximize its useful- ceived needs of both medical school and undergradu- ness to students and teachers. We have been extremely ate curricula and to take advantage of the new gratifi ed with how well the previous two editions of understanding of immunology. We have tried to Basic Immunology have been received by students in achieve several goals. First, we have presented the the courses that we teach, and the guiding principles most important principles governing the function of on which the book is based have not changed from the immune system. Our principal objective has been the fi rst edition. As teachers of immunology, we are to synthesize the key concepts from the vast amount becoming increasingly aware that assimilating detailed of experimental data that emerge in the rapidly advanc- information and experimental approaches is diffi cult ing fi eld of immunology. The choice of what is most in many medical school and undergraduate courses. important is based largely on what is most clearly The problem of how much detail is appropriate has established by experimentation, what our students become a pressing one because of the continuous and fi nd puzzling, and what explains the wonderful effi - rapid increase in the amount of information in all the ciency and economy of the immune system. Inevita- biomedical sciences. This problem is compounded by bly, however, such a choice will have an element of the development of integrated curricula in many bias, and our bias is toward emphasizing the cellular medical schools, with reduced time for didactic teach- interactions in immune responses and limiting the ing and an increasing emphasis on social and behav- description of many of the underlying biochemical ioral sciences and primary health care. For all these and molecular mechanisms to the essential facts. We reasons, we have realized the value for many medical also have realized that in any concise discussion of students of presenting the principles of immunology complex phenomena, it is inevitable that exceptions in a concise and clear manner. and caveats will fall by the wayside. We have avoided It is our view that several developments have come such exceptions and caveats without hesitation, but together to make the goal of a concise and modern we continue to modify conclusions as new informa- consideration of immunology a realistic goal. Most tion emerges. Second, we have focused on immune importantly, immunology has matured as a discipline, responses against infectious microbes, and most of our so that it has now reached the stage when the essential discussions of the immune system are in this context. components of the immune system, and how they Third, we have emphasized immune responses in interact in immune responses, are understood quite humans (rather than experimental animals), drawing well. There are, of course, many details to be fi lled upon parallels with experimental situations whenever in, and the longstanding challenge of applying basic necessary. Fourth, we have made liberal use of illustra- principles to human diseases remains a diffi cult task. tions to highlight important principles but have Nevertheless, we can now teach our students, with reduced factual details that may be found in more reasonable confi dence, how the immune system comprehensive textbooks. Fifth, we have discussed works. The second important development has been immunologic diseases also from the perspective of an increasing emphasis on the roots of immunology, principles, emphasizing their relation to normal which lie in its role in defense against infections. As a immune responses and avoiding details of clinical result, we are better able to relate experimental results, syndromes and treatments. We have added selected using simple models, to the more complex, but physi- clinical cases in an Appendix, to illustrate how the v vi Preface principles of immunology may be applied to common encourage them to delve even more deeply into human diseases. Finally, in order to make each chapter immunology. readable on its own, we have repeated key ideas in Several individuals played key roles in the writing different places in the book. We feel such repetition of this book. Our editor, Bill Schmitt, has been a con- will help students to grasp the most important stant source of encouragement and advice. We have concepts. been fortunate to again work with two wonderful illus- It is our hope that students will fi nd this book clear, trators, David and Alexandra Baker of DNA Illustra- cogent, and manageable. Most importantly, we hope tions, who have translated ideas into pictures that are the book will convey our sense of wonder about the informative and aesthetically pleasing. Ellen Sklar has immune system and excitement about how the fi eld shepherded the book through the production process has evolved and how it continues to be relevant to with a calm effi ciency and wonderful organization. Our human health and disease. Finally, although we were development editor, Rebecca Gruliow, kept the project spurred to tackle this project because of our associa- organized and on track despite pressures of time and tions with medical school courses, we hope the book logistics. To all of them we owe our many thanks. will be valued more widely by students of allied health and biology as well. We will have succeeded if the Abul K. Abbas book can answer many of the questions these students have about the immune system and, at the same time, Andrew H. Lichtman CONTENTS 1 INTRODUCTION TO THE IMMUNE SYSTEM ........................................................................1 The Nomenclature, General Properties, and Components of the Immune System 2 INNATE IMMUNITY ..........................................................................................................23 The Early Defense Against Infections 3 ANTIGEN CAPTURE AND PRESENTATION TO LYMPHOCYTES ..........................................45 What Lymphocytes See 4 ANTIGEN RECOGNITION IN THE ADAPTIVE IMMUNE SYSTEM.........................................67 Structure of Lymphocyte Antigen Receptors and the Development of Immune Repertoires 5 CELL-MEDIATED IMMUNE RESPONSES ...........................................................................89 Activation of T Lymphocytes by Cell-Associated Microbes 6 EFFECTOR MECHANISMS OF CELL-MEDIATED IMMUNITY ...........................................113 Eradication of Intracellular Microbes 7 HUMORAL IMMUNE RESPONSES ...................................................................................131 Activation of B Lymphocytes and Production of Antibodies 8 EFFECTOR MECHANISMS OF HUMORAL IMMUNITY .....................................................153 The Elimination of Extracellular Microbes and Toxins 9 IMMUNOLOGICAL TOLERANCE AND AUTOIMMUNITY ....................................................173 Self–Nonself Discrimination in the Immune System and Its Failure 10 IMMUNE RESPONSES AGAINST TUMORS AND TRANSPLANTS ......................................189 Immunity to Noninfectious Transformed and Foreign Cells 11 HYPERSENSITIVITY........................................................................................................205 Disorders Caused by Immune Responses 12 CONGENITAL AND ACQUIRED IMMUNODEFICIENCIES ...................................................223 Diseases Caused by Defective Immune Responses vii viii Contents SUGGESTED READINGS ............................................................................................................239 APPENDIX I GLOSSARY ................................................................................................................................245 APPENDIX II PRINCIPAL FEATURES OF CD MOLECULES ..............................................................................273 APPENDIX III CLINICAL CASES ......................................................................................................................283 INDEX .......................................................................................................................................293 Chapter 1 INTRODUCTION TO THE IMMUNE SYSTEM The Nomenclature, General Properties, and Components of the Immune System I Innate and Adaptive Immunity 3 mmunity is defi ned as resistance to disease, specifi - cally infectious disease. The collection of cells, tissues, Types of Adaptive Immunity 4 and molecules that mediate resistance to infections is Properties of Adaptive Immune Responses 5 called the immune system, and the coordinated reac- Specifi city and Diversity 6 tion of these cells and molecules to infectious microbes is the immune response. Immunology is the study of Memory 6 the immune system and its responses to invading Other Features of Adaptive Immunity 7 pathogens. The physiologic function of the immune Cells of the Immune System 8 system is to prevent infections and to eradicate established infections, and this is the principal Lymphocytes 8 context in which immune responses are discussed Antigen-Presenting Cells 13 throughout this book. Effector Cells 13 The importance of the immune system for health is dramatically illustrated by the frequent observation Tissues of the Immune System 13 that individuals with defective immune responses are Peripheral Lymphoid Organs 14 susceptible to serious, often life-threatening infections Lymphocyte Recirculation and Migration into (Fig. 1-1). Conversely, stimulating immune responses Tissues 16 against microbes by the process of vaccination is the most effective method for protecting individuals Overview of Immune Responses to Microbes 18 against infections and is, for example, the approach The Early Innate Immune Response to Microbes 18 that has led to the worldwide eradication of smallpox The Adaptive Immune Response 18 (Fig. 1-2). The emergence of the acquired immunode- fi ciency syndrome (AIDS) since the 1980s has tragi- Decline of Immune Responses and Immunological Memory 21 cally emphasized the importance of the immune system for defending individuals against infection. Summary 21 The impact of immunology, however, goes beyond infectious disease (see Fig. 1-1). The immune response is the major barrier to successful organ transplanta- tion, an increasingly used therapy for organ failure. Attempts to treat cancers by stimulating immune responses against cancer cells are being tried for many 1