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Baryon Masses and Axial Couplings in the Combined 1/Nc and Chiral Expansions PDF

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JLAB-THY-12-1644 Baryon Masses and Axial Couplings in the Combined 1/N and c Chiral Expansions A. Calle Cordo´n1,∗ and J. L. Goity1,2,† 1Thomas Jefferson National Accelerator Facility, Newport News, Virginia 23606, USA. 2Department of Physics, Hampton University, Hampton, VA 23668, USA. 2 Abstract 1 0 The effective theory for baryons with combined 1/N and chiral expansions is analyzed for non- 2 c t strange baryons. Results for baryon masses and axial couplings are obtained in the small scale c O expansion, to be coined as the ξ-expansion, in which the 1/N and the low energy power countings c 8 are linked according to 1/N = O(ξ) = O(p). Masses and axial couplings are analyzed to O(ξ3) c ] h and O(ξ2) respectively, which correspond to next-to-next to leading order evaluations, and require t - l c one-loop contributions in the effective theory. The role of the spin-flavor approximate symmetry u n in baryons, consequence of the large N limit, is manifested in the physical world with N = 3 c c [ in a significant way, as the analysis of its breaking in the masses and the axial couplings shows. 1 v 4 Applications to the recent lattice QCD results on baryon masses and the nucleon’s axial coupling 6 3 are presented. It is shown that those results are naturally described within the effective theory at 2 . the order considered in the ξ-expansion. 0 1 2 1 PACS numbers: 11.15-Pg, 11.30-Rd, 12.39-Fe, 14.20-Dh : v Keywords: Baryons, large N, Chiral Perturbation Theory i X r a ∗Electronic address: [email protected] †Electronic address: [email protected] 1 Contents I. Introduction 2 II. Framework for the combined 1/N expansion and Baryon Chiral c Perturbation Theory 4 A. Consistency of the 1/N expansion 7 c B. ξ power counting 8 III. Baryon masses 10 IV. Axial couplings 13 V. Analysis of lattice QCD results for baryon masses and the nucleon’s axial coupling 16 VI. Discussion and conclusions 22 Acknowledgments 23 A. Spin-flavor Algebra 24 B. Non-linear realization of chiral symmetry and spin-flavor transformations 24 C. Tools for building effective Lagrangians 25 D. Matrix elements of spin-flavor operators in the symmetric representations of SU(4) 26 1. Useful matrix elements 27 References 29 I. INTRODUCTION The low energy effective theory for baryons is a topic that has evolved over time through several approaches and improvements. The early version of baryon Chiral Perturbation Theory (ChPT) [1] evolved into the various effective field theories based on effective chiral 2 Lagrangians [2–4], starting with the relativistic version [5, 6] or Baryon ChPT (BChPT), followed by the non-relativistic version based in an expansion in the inverse baryon mass [6,7]orHeavyBaryonChPT(HBChPT),andbymanifestlyLorentzcovariantversionsbased on the IR regularization scheme [8–10]. In all these versions of the baryon effective theory a consistent low energy expansion can be implemented. The most important issue, which became apparent quite early, was the convergence of the low energy expansion. Being an expansionthatprogressesinstepsofO(p)incontrasttotheexpansioninthepureGoldstone Boson sector where the steps are O(p2), it is natural to expect a slower rate of convergence. However, a key factor with the convergence has to do with the important effects due to the closeness in mass of the spin 3/2 baryons. It was realized [11], that the inclusion of those degrees of freedom play an important role in improving the convergence of the one- loop contributions to certain observables such as the π-N scattering amplitude and the axial currents and magnetic moments. There have been since then numerous works including spin 3/2 baryons [12–20]. The key enlightenment resulted from the study of baryons in the large N limit of QCD [21]. It was realized that in that limit baryons behave very differently than c mesons [22], in particular because their masses scale like O(N ) and the π-baryon couplings c √ areO( N ). ThesepropertieswereshowntorequireforconsistencythatatlargeN baryons c c must respect a dynamical contracted spin flavor symmetry SU(2N ), N being the number f f of light flavors [23–26], broken by effects ordered in powers of 1/N and in the quark mass c differences. The inclusion of the consistency requirements of the large N limit into the c effective theory came naturally through a combination of the 1/N expansion and HBChPT c [27], which is the framework followed in the present work. The study of one-loop corrections in that framework was first carried out in Refs. [27–29]. In the combined theory one has to deal with the fact that the 1/N and Chiral expansions do not commute [30]. The reason is c due to the presence of the baryon mass splitting scale of O(1/N ) (∆−N mass difference), c for which it becomes necessary to specify its order in the low energy expansion. Thus the 1/N and Chiral expansions must be linked. Particular emphasis will be given to the specific c linking in which the baryon mass splitting is taken to be O(p) in the Chiral expansion, and which will be called the ξ-expansion. Following references [27–29], the theoretical framework is presented here in detail, in particular the renormalization, the power countings, and the linked 1/N and low energy expansions, along with observations that further clarify the c significance of the framework. 3 The very significant contemporary progress in the calculations of baryon observables in lattice QCD (LQCD) [31–33] opens new opportunities for further understanding the low energy effective theory of baryons. The determination of the quark mass dependence of the various low energy observables, such as masses, axial couplings, magnetic moments, elec- tromagnetic polarizabilities, etc., are of key importance as a significant test of the effective theory, in particular its range of validity in quark masses, as well as for the determination of its low energy constants (LECs). Lattice results for the N and ∆ masses [34–39] and the axial coupling g of the nucleon [40–45] at varying quark masses are analyzed with the A purpose of testing the effective theory presented here. This in turn can give insights on LQCD results, in particular an understanding on the role and relevance of including the spin 3/2 baryons consistently with large N requirements. c This work is organized as follows. In Section II the framework for the combined 1/N c and HBChPT expansions is presented. Section III presents the evaluation of the baryon masses and Section IV the one for axial couplings at the one-loop level. Section V is de- voted to applying those results in the ξ-expansion to LQCD results. Finally, Section VI is devoted to observations and conclusions . Several appendices present useful material used in the calculations, namely, Appendix A on spin-flavor algebra, Appendix B on symmetries, Appendix C on the construction of effective Lagrangians, and Appendix D on useful matrix elements of spin-flavor operators. II. FRAMEWORK FOR THE COMBINED 1/N EXPANSION AND BARYON c CHIRAL PERTURBATION THEORY In this section the framework for the combined 1/N and chiral expansions in baryons is c presented in some detail along similar lines as in the original works [27–29]. The symmetries that the effective theory must respect in the chiral and large N limits are chiral SU (N )× c L f SU (N ) and contracted dynamical spin-flavor symmetry SU(2N )[23–26] 1. N is the R f f f number of light flavors, and in this work N = 2. In the limit N → ∞ the spin-flavor f c symmetry requires baryons to belong into degenerate multiplets of SU(4). In particular, the ground state (GS) baryons belong into a symmetric SU(4) multiplet, which consists of states 1 See also Appendix B. 4 with I = S, being S the baryon spin and I its isospin. At finite N the spin-flavor symmetry c is broken by effects suppressed by powers of 1/N , and the baryon mass splittings in the GS c multiplet are proportional to (S +1)/N . The effects of finite N are then implemented as c c an expansion in 1/N at the level of the effective Lagrangian. Because baryon masses scale c as proportional to N , it becomes natural to use the framework of HBChPT [7, 46], where c the expansion in inverse powers of the baryon mass becomes part of the 1/N expansion. c The framework presented next follows that of Refs. [27, 28]. The non-relativistic baryon field, denoted by B, consists of the symmetric spin-flavor SU(4) multiplet with states I = S, S = 1/2,··· ,N /2 (N odd). Chiral symmetry is c c realized in the usual non-linear way on B, namely [2–4]: (L,R) : B = h(L,R,u)B, (1) where L(R) is a SU (2) transformation, u is given in terms of the pion fields πa by L(R) u = exp(iπaτa/2F ), F = 92.4 MeV, and h(L,R,u) is an SU (2) isospin transformation π π I which in any representation of Isospin satisfies Ruh†(L,R,u) = h(L,R,u)uL†. The chiral covariant derivative D B is given by: µ D B = ∂ B−iΓaIˆaB, µ µ µ 1 Γ = (u†(i∂ +r )u+u(i∂ +l )u†), µ µ µ µ µ 2 1 Γa = (cid:104)τaΓ (cid:105), (2) µ 2 µ where l = v −a and r = v +a are gauge sources. Here the notation (cid:104)A(cid:105) ≡ TrA is used µ µ µ µ µ µ for flavor traces, and in general, Aa = 1(cid:104)τaA(cid:105) where A is in the fundamental representation 2 in the trace. The definition τ0 = I is used. The axial Maurer-Cartan one-form necessary 2×2 as building block of the effective chiral Lagrangian is: u = u†(i∂ +r )u−u(i∂ +l )u†, (L,R) : u = h(L,R,u)u h†(L,R,u). (3) µ µ µ µ µ µ µ √ SinceF = O( N ), u, u , Γ containdifferentordersintheexpansioninpowersof1/N . π c µ µ c The contracted SU(4) transformations (see Appendix A) are generated by {Si,Ia,Xia}, where Xia = Gia/N are semiclassical at large N . The ordering in N of the matrix elements c c c of the spin-flavor generators in states with S = O(N0) are as follows: Si = O(N0), Ia = c c O(N0), and Gia = O(N ). While infinitesimal SU(4) transformations generated by Ia c c 5 correspond to the usual isospin transformations when acting on pions, the ones generated by Xia affect only the baryons (one can define these generators to not affect the pion field as shown in Appendix B). The effective Lagrangian can be systematically written as a power series in the low energy expansion or Chiral expansion, and simultaneously in 1/N . It is c most convenient to write the Lagrangian to be manifestly chiral invariant as is usually done. The low energy constants (LECs) will themselves admit an expansion in powers of 1/N . c For the HBChPT expansion the large mass of the expansion is taken to be the spin-flavor singlet component of the baryon masses, M = N m (m can be considered here to be a 0 c 0 0 LEC defined in the chiral limit and which will have itself an expansion in 1/N ). To O(1/N ) c c baryon masses will read [25, 26]: C m (S) = M + HFS(S +1)+c N M2 +··· . (4) B 0 N 1 c π c The baryon mass splittings due to the hyperfine term, second term in Eq. (4), must be considered to be a small energy scale. It becomes necessary to establish of what order that term is in the low energy expansion, as it naturally appears in combinations with powers of M when loop diagrams are calculated. This fact makes that the low energy and 1/N π c expansions do not commute [30, 47], and the natural way to proceed is therefore to link the two expansions. For the purpose of organizing the effective Lagrangian it is convenient to established the link between the two expansions. In the real world with N = 3 the ∆−N c mass splitting is about 300 MeV, and therefore it is reasonable to count that quantity as O(p)inthelowenergyexpansion: theexpansionwhere1/N = O(p) = O(ξ)willbeadopted c in what follows, and it will be called ξ-expansion. This power counting corresponds to the so called small scale expansion (SSE) [13], now consistently implemented in the context of the 1/N expansion. Whenever appropriate, it will be indicated which aspects of the analysis c are general and which are only valid in that expansion. Up to O(ξ) the baryon effective Lagrangian reads: (cid:18) (cid:19) C c L(1) = B† iD +˚g u Gia − HFSˆ2 − 1N χ B, (5) B 0 A ia N 2 c + c where ˚g is the axial coupling in the chiral and large N limits (it has to be rescaled by a A c factor 5/6 to coincide with the usual axial coupling as defined for the nucleon), χ is the + source containing the quark masses: specifically χ = 2M2 +··· (see Appendix C ). Here + π one notes an important point which will be present in other instances as well: the baryon 6 mass dependence on the current quark mass behaves at O(N M2) (c is of zeroth order in c π 1 N ), and this indicates that in a strict large N limit the expansion in the quark masses of c c certainquantitiessuchasthebaryonmassescannotbedefinedduetodivergentcoefficientsof O(N ). TheLagrangianismanifestlyinvariantunderthechiraltransformations,translations c and rotations (the latter also involving obviously the action of the Si generators of SU(4)). Under transformations generated by Xia, the kinetic term changes at O(1/N2), the term c proportional to˚g which contains the πBB(cid:48) interaction and the leading order terms of the A axial currents, changes by terms which are a factor O(1/N2) smaller than the original term, c the term proportional to c , which gives the leading order (LO) σ-term in the baryon masses, 1 is a spin-flavor singlet, and finally the hyperfine term proportional to C is the only one HF that shows explicit spin-flavor symmetry breaking as it changes by O(1/N ), which is the c order of the term itself (this is so because [Sˆ2,Xia] = O(N0)). That term therefore provides c the dominant spin-flavor symmetry breaking in the effective Lagrangian. The higher order Lagrangians can be built using the tools provided in Appendix C . The operators appearing in the effective Lagrangian are normalized in such a way that all the LECs are of zeroth order in N . The 1/N power ν of the operators in the Lagrangian are determined by c c 1/Nc the following simple rule: n π ν = n−1−κ+ , (6) 1/Nc 2 where the spin-flavor operator is n-body (n is the number of factors of SU(4) generators appearing in the operator), κ is basically the number of factors of the generators Gia remain- ing after reducing the operator using commutators, and n is the number of pions attached π to the vertex. It is opportune to point out that commutators of spin-flavor operators will always reduce the n-bodyness of the product of operators: e.g., let G be any generator of SU(4), and consider the commutator [G,Sˆ2] = {Si,[G,Si]}, and then, because [G,Si] is a 1-body operator, [G,Sˆ2] is actually a 2-body operator. A. Consistency of the 1/N expansion c The consistency of the 1/N expansion in QCD gives rise to the dynamical spin-flavor c contracted SU(2N ) symmetry in baryons at large N . At the baryon level that symmetry f c can be deduced as the result of consistency or correct N power counting, of observables c √ in which pion-baryon couplings are involved: because the pion-baryon coupling is O( N ) c 7 from Witten’s counting rules [22]. In particular the consistency of pion-baryon scattering is a direct way of deriving the existence of the dynamical spin-flavor symmetry [25, 26]. In general, for any quantity there must be cancellations between the terms with the ”wrong” power counting stemming from different Feynman diagrams. For instance, baryon masses are O(N ), and therefore pion loop contributions cannot give contributions which scale with c a higher power of N . On the other hand, the baryon mass splittings are O(1/N ), and c c loop contributions must respect that scaling. Similarly, in the axial currents, whose matrix elements are O(N ) such cancellations occur when loop corrections are calculated. All this c will be illustrated in the application to baryon masses and axial couplings discussed next. Although certain key cancellations must be exact in the large N limit, the analysis of LQCD c results will show that they are very significant in the physical world where N = 3. c B. ξ power counting The terms in the effective Lagrangian are constrained in their N dependence by the c requirement of the consistency of QCD at large N . This constraint is in the form of a lower c bound in the power in 1/N for each term one could write down in the Lagrangian. This c leads to constraints on the N dependencies of the ultra-violet (UV) divergencies, which have c to be subtracted by the corresponding counter-terms in the Lagrangian. One very important point to mention is that the UV divergencies are necessarily polynomials in low momenta √ p (derivatives), in M2 and in 1/N (modulo factors of 1/ N due to 1/F factors in terms π c c π where pions are attached). Therefore, the structure of counter-terms is independent of any linking between the 1/N and chiral expansions. For this reason, one can simply take the c large N and low energy limits independently in order to determine the UV divergencies. c The Chiral or low energy order of a diagram is given by [48]: (cid:88) ν = 2−n /2+2L+ n (ν +b /2−2), (7) p B i pi i i wheren isthetotalnumberofexternalbaryonlegs(twointhepresentwork), Lthenumber B of loops, n the number of vertices of type i, ν is the the low energy (Chiral) power of that i pi type of vertex, and b the number of baryon legs of the vertex (0 or 2 in the single baryon i sector). On the other hand, the 1/N power of a diagram is given by: c 1 (cid:88) ν = (n +n )+L−1+ n (ν +1−b /2), (8) 1/Nc 2 π B i Oi i i 8 where n is the number of external pions of vertex i, and ν the 1/N order of the spin- π Oi c flavor operator of that vertex. Since ν can be negative (due to factors of Gia in vertices), Oi one can think of individual diagrams with ν negative and violating large N consistency, 1/Nc c requiring cancellation with other diagrams. Such a sum will have to respect the mentioned lower bound on the 1/N power corresponding to the sum of such diagrams. The explicit c example of such cancellation in the axial currents at one-loop is given below. One interesting point is that the leading in 1/N order of terms in the Lagrangian are primarily determined c by the order of the spin-flavor operators according to Eq.(6). One can determine now the nominal counting of the one-loop contributions to the baryon masses and axial currents. The one loop correction shown in Fig. 1 has : (L = 1,n = B 2,n = 0,n = 2,ν = −1,b = 2,ν = 1) giving ν = 3 as it is well known, and π 1 O1 1 p1 p ν = −1. Since there is only one possible diagram this must be consistent, and it is. For 1/Nc the axial currents one has the diagrams in Fig. IV. The current at tree level is O(N ), and c the sum of the diagrams cannot scale like a higher power of N . Performing the counting c for the individual diagrams one obtains: ν (j) = 2 for j = 1,··· ,4, and ν (j) = −2, p 1/Nc j = 1,2,3 and ν (4) = 0. Thus a cancellation must occur of the O(N2) terms when the 1/Nc c contributions to the axial currents by diagrams 1, 2 and 3 are added. Since the acceptable bound is that the sum be O(N ), one concludes that the axial current has, at one-loop, c corrections O(p2N ) or higher. c One can consider the case of two-loop diagrams. Consider diagrams where the same pion-baryon vertex Eq.(5) appears four times. For the masses one has ν (j) = 5, and p individual diagrams give ν = −2. A cancellation must occur to restore the bound on 1/Nc the N counting for the masses, i.e., O(N ). Thus, at two-loops the UV divergencies of the c c masses must be O(p5N ) or higher. For the axial currents a similar discussion requires that c counter-terms to the axial currents must be O(p4N ) or higher. One loop with the term c proportional to c in Eq.(5) give O(ξ4) contributions to the masses. 1 In order to determine the power counting in ξ for a given Feynman diagram with a single baryon flowing through the diagram, it is sufficient to know the 1/N power counting of the c operators in the vertices, the number of external pions, and the chiral power counting of the vertices. Eliminating the numbers of pion and baryon propagators in the diagram using the known topological formulas [48]. A quick calculation then permits to express the order in ξ 9 of the diagram according to: 1 (cid:88) ν = 1+3L+ n + n (ν +p −1) (9) ξ π i i i 2 i where L is the number of loops, n is the number of external pions, n the number of vertices π i of type i, and ν is the 1/N order of the spin-flavor operator appearing in and p the low i c i energy (chiral) power of that type of vertex. It should be emphasized that because ν can i be negative (due to N enhancement when the generator Gia is present as a factor in a c vertex). The ξ-power counting of the UV divergencies is obvious from the earlier discussion. At one-loop one finds that the masses have O(ξ2) and O(ξ3) counter-terms, while the axial currents will have O(ξ) and O(ξ2) counter-terms. To two loops one expects O(ξ4) and O(ξ5), and O(ξ3) and O(ξ4) counter-terms for masses and axial currents respectively. The non-commutativity of limits is manifested in the finite terms where M and or momenta π and δm appear combined in non-analytic terms, and are therefore sensitive to the linking of the two expansions. III. BARYON MASSES In this section baryon masses are analyzed to order ξ3, or next-to-next to leading order (NNLO), in the limit of exact isospin symmetry. To that order the mass of the baryon of spin S reads: C m (S) = N m + HFS(S +1)+c N M2 +δm1−loop+CT(S), (10) B c 0 N 1 c π B c where δm1−loop+CT(S) involves contributions from the one-loop diagram in Fig. 1, and B CT denotes counter-terms. From both types of contributions, there are O(ξ2) and O(ξ3) terms, and the calculation is exact at the latter order, as can be deduced from the previous discussion on power counting. The notation for the O(ξ) mass shift is used: δm(S) ≡ CHFS(S+1)+c N M2. Notice that C is equal to the LO term in M −M in Nc 1 c π HF ∆ N the real world N = 3. c The leading 1-loop correction to the baryon self energy, diagram in Fig. 1, and reads: ˚g2 1 (cid:88) δΣ = i A GiaP Gia I (δm −p0,M ), (11) (1−loop) F2 d−1 n (1−loop) n π π n 10

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