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Autonomous Nuclear Power Plants with Artificial Intelligence PDF

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Lecture Notes in Energy 94 Jonghyun Kim Seungjun Lee Poong Hyun Seong Autonomous Nuclear Power Plants with Artificial Intelligence Lecture Notes in Energy Volume 94 Lecture Notes in Energy (LNE) is a series that reports on new developments in the study of energy: from science and engineering to the analysis of energy policy. The series’ scope includes but is not limited to, renewable and green energy, nuclear, fossil fuels and carbon capture, energy systems, energy storage and harvesting, batteries and fuel cells, power systems, energy efficiency, energy in buildings, energy policy, as well as energy-related topics in economics, management and transportation. Books published in LNE are original and timely and bridge between advanced textbooks and the forefront of research. Readers of LNE include postgraduate students and non- specialist researchers wishing to gain an accessible introduction to a field of research as well as professionals and researchers with a need for an up-to-date reference book on a well-defined topic. The series publishes single-and multi-authored volumes as well as advanced textbooks. **Indexed in Scopus and EI Compendex** The Springer Energy board welcomes your book proposal. Please get in touch with the series via Anthony Doyle, Executive Editor, Springer ([email protected]) · · Jonghyun Kim Seungjun Lee Poong Hyun Seong Autonomous Nuclear Power Plants with Artificial Intelligence Jonghyun Kim Seungjun Lee Department of Nuclear Engineering Department of Nuclear Engineering Chosun University UNIST Gwangju, Korea (Republic of) Ulsan, Republic of Korea Poong Hyun Seong Department of Nuclear and Quantum Engineering KAIST Daejeon, Republic of Korea ISSN 2195-1284 ISSN 2195-1292 (electronic) Lecture Notes in Energy ISBN 978-3-031-22385-3 ISBN 978-3-031-22386-0 (eBook) https://doi.org/10.1007/978-3-031-22386-0 © The Editor(s) (if applicable) and The Author(s), under exclusive license to Springer Nature Switzerland AG 2023 This work is subject to copyright. All rights are solely and exclusively licensed by the Publisher, whether the whole or part of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission or information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter developed. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publication does not imply, even in the absence of a specific statement, that such names are exempt from the relevant protective laws and regulations and therefore free for general use. The publisher, the authors, and the editors are safe to assume that the advice and information in this book are believed to be true and accurate at the date of publication. Neither the publisher nor the authors or the editors give a warranty, expressed or implied, with respect to the material contained herein or for any errors or omissions that may have been made. The publisher remains neutral with regard to jurisdictional claims in published maps and institutional affiliations. This Springer imprint is published by the registered company Springer Nature Switzerland AG The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland Preface The top priority of a nuclear power plant (NPP) is safety. Indeed, safety is a ubiquitous concern over the whole life cycle of an NPP, from its design to decommissioning. But in a complex large-scale system with a huge number of components such as an NPP, it is not easy to identify all vulnerabilities and achieve a perfect level of safety. As the TMI-2, Chernobyl, and Fukushima severe accidents demonstrated, an NPP emergency does not occur by a single cause but rather by a complicated combination of hardware, software, human operators, decision-makers, and so on. Research has revealed that human error takes up more than half of core damage frequency, a common risk metric, and it is also known that human factors were the direct or indirect cause of most nuclear accidents in history. One of the approaches to enhance the safety of NPPs is to develop operator support systems to reduce latent human errors by optimizing the operators’ required work- load or automating some portion of their tasks. In fact, research into the application of artificial intelligence (AI) to NPPs has been performed for decades, but few develop- ments have actually been reflected in real NPPs. Despite this though, AI technology is now being particularly highlighted again due to increases in data processing and advancements in hardware design, graphics processing units, and related methods. This has led to an explosive growth in recent years of research related to AI tech- niques in the nuclear industry. Such global efforts toward applying AI techniques to NPPs may result in better performance than conventional methods based on the characteristics of NPPs, such as complexity in operation, dynamic behaviors, and high burden in decision-making. This book is divided into nine chapters. In the first part, Chaps. 1 and 2, the framework of the autonomous NPP and the fundamentals of AI techniques are introduced. Chapter 1 suggests a high-level framework for an autonomous NPP including the functional architecture of the autonomous operation systems. This chapter defines multiple levels and sub-functions necessary for automating oper- ator tasks. The framework consists of monitoring, autonomous control, the human– autonomous system interface, and the intelligent management of functions. Chapter 2 provides fundamental explanations of the various AI techniques appearing in the book as an overview. v vi Preface In Chaps. 3–6, the essential methods necessary for developing operator support systems and autonomous operating systems are introduced. Chapters 3, 4, and 5 apply various AI-based techniques for the monitoring of NPPs including signal vali- dation, diagnosis of abnormal situations, and prediction of plant behavior using both supervised and unsupervised learning methods. Chapter 6 presents AI applications for autonomous control using reinforcement learning for both normal and emergency situations along with domain analysis methods. Lastly, in Chaps. 7 and 8, applications are introduced. Chapter 7 provides an example of an integrated autonomous operating system for a pressurized water reactor that implements the suggested framework. Lastly, Chap. 8 deals with the interac- tion between operators and the autonomous systems. Even though the autonomous operation systems seek to minimize operator interventions, supervision and manual control by human operators are inevitable in NPPs for safety reasons. Thus, the last chapter addresses the design of the human–autonomous system interface and oper- ator support systems to reduce the task burden of operators as well as increase their situational awareness in a supervisory role. This book is expected to provide useful information for researchers and students who are interested in applying AI techniques in the nuclear field as well as other indus- tries. Various potential areas of AI applications and available methods were discussed with examples. Traditional approaches to recent applications of AI were examined. In addition, the specific techniques and modeling examples provided would be infor- mative for beginners in AI studies. While the focus of this book was the autonomous operation of NPPs with AI, the methods addressed here would also be applicable to other industries that are both complex and safety-critical. Gwangju, Korea (Republic of) Prof. Jonghyun Kim Ulsan, Republic of Korea Prof. Seungjun Lee Daejeon, Republic of Korea Prof. Poong Hyun Seong October 2022 Acknowledgements This book includes various researches that were supported by National Research Foundation of Korea (NRF) grants funded by the Korean government (MSIT) from 2016 to 2022 (NRF-2016R1A5A1013919). The authors appreciate the assistance and support of the Korean national fund that initiated the research toward the application of artificial intelligence to nuclear power plant operation. The authors would also like to acknowledge the sincere contribution and effort by students and graduates from three universities: Dr. Daeil Lee, Hyojin Kim, Younhee Choi, and Subong Lee from Chosun University, Jae Min Kim, Jeeyea Ahn, Jeonghun Choi, Junyong Bae, and Ji Hyeon Shin from the Ulsan National Institute of Science and Technology (UNIST), and Dr. Young Ho Chae and Dr. Seung Geun Kim from the Korea Advanced Institute of Science and Technology (KAIST). vii Contents 1 Introduction ................................................... 1 1.1 Background ............................................... 1 1.2 A Framework of Autonomous NPPs ........................... 4 References ..................................................... 7 2 Artificial Intelligence and Methods ............................... 9 2.1 Definitions of AI, Machine Learning, and Deep Learning ......... 9 2.1.1 AI ................................................. 9 2.1.2 ML ................................................ 9 2.1.3 DL ................................................. 10 2.2 Classification of ML Methods Based on Learning Type .......... 10 2.2.1 Supervised Learning .................................. 11 2.2.2 Unsupervised Learning ............................... 12 2.2.3 Reinforcement Learning (RL) .......................... 12 2.3 Overview of Artificial Neural Networks (ANNs) ................ 12 2.3.1 History of ANNs ..................................... 12 2.3.2 Overview of ANNs ................................... 13 2.4 ANN Algorithms ........................................... 18 2.4.1 Convolutional Neural Networks (CNNs) ................. 18 2.4.2 Recurrent Neural Networks (RNNs), Long Short-Term Memory Networks (LSTMs), and Gated Recurrent Units (GRUs) .............................. 19 2.4.3 Variational Autoencoders (VAEs) ...................... 22 2.4.4 Graph Neural Networks (GNNs) ....................... 24 2.4.5 Generative Adversarial Networks (GANs) ............... 25 2.5 Model-Based and Data-Based Approaches ..................... 27 References ..................................................... 27 3 Signal Validation ............................................... 29 3.1 Sensor Fault Detection Through Supervised Learning ............ 31 3.1.1 Sensor Fault Detection System Framework with Supervised Learning ............................. 32 ix x Contents 3.1.2 Case Study .......................................... 38 3.2 Signal Validation Through Unsupervised Learning .............. 42 3.2.1 Signal Behaviour in an Emergency Situation ............. 43 3.2.2 Signal Validation Algorithm Through Unsupervised Learning for an Emergency Situation ................... 44 3.2.3 Validation ........................................... 56 3.3 Signal Generation with a GAN ............................... 57 3.3.1 GAN ............................................... 58 3.3.2 GAN-Based Signal Reconstruction Method .............. 61 3.3.3 Experiments ......................................... 65 References ..................................................... 76 4 Diagnosis ...................................................... 79 4.1 Diagnosis of Abnormal Situations with a CNN ................. 80 4.1.1 Raw Data Generation ................................. 81 4.1.2 Data Transformation .................................. 81 4.1.3 Structure of the CNN Model ........................... 83 4.1.4 Performance Evaluation Metrics ....................... 86 4.1.5 Experimental Settings ................................ 87 4.1.6 Results ............................................. 89 4.2 Diagnosis of Abnormal Situations with a GRU .................. 94 4.2.1 Characteristics of Abnormal Operation Data ............. 95 4.2.2 PCA ............................................... 96 4.2.3 GRU ............................................... 97 4.2.4 Two-Stage Model Using GRU ......................... 98 4.2.5 Experimental Settings ................................ 100 4.2.6 Results ............................................. 100 4.3 Diagnosis of Abnormal Situations with an LSTM and VAE ....... 103 4.3.1 Methods ............................................ 104 4.3.2 Diagnostic Algorithm for Abnormal Situations with LSTM and VAE ................................. 107 4.3.3 Implementation ...................................... 112 4.4 Sensor Fault-Tolerant Accident Diagnosis ...................... 118 4.4.1 Sensor Fault-Tolerant Diagnosis System Framework ...... 121 4.4.2 Comparison Results .................................. 127 4.4.3 Considerations for Optimal Sensor Fault Mitigation ....... 134 4.5 Diagnosis of Multiple Accidents with a GNN ................... 135 4.5.1 GNN ............................................... 135 4.5.2 GNN-Based Diagnosis Algorithm Representing System Configuration ................................. 137 4.5.3 Experiments ......................................... 140 4.6 Interpretable Diagnosis with Explainable AI .................... 145 4.6.1 Need for Interpretable Diagnosis ....................... 145 4.6.2 Explainable AI ...................................... 146 4.6.3 Examples of Explanation Techniques ................... 147

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