i S. Jung, Ph.D. thesis, CDU, Darwin: A ’ u A A : ustrAliA s nderseA eriAl rmAdA the aviation archaeology of World War II flying boats lying in Roebuck Bay, Broome, Western Australia. Silvano Vittorio Jung B.A., M.Litt. (U.N.E.), M.A. (N.T.U.) Thesis submitted for the Degree of Doctor of Philosophy in the Faculty of Law, Business and Arts Charles Darwin University 2008 ii S. Jung, Ph.D. thesis, CDU, Darwin: I hereby declare that the work herein, now submitted as a thesis for the degree of Doctor of Philosophy by research is the result of my own investigations, and all references to ideas and work of other researchers have been specifically acknowledged. I hereby certify that the work embodied in this thesis has not already been accepted in substance for any degree, and is not being currently submitted in candidature of any other degree. Silvano Jung iii S. Jung, Ph.D. thesis, CDU, Darwin: DEDICATION To my parents, Vittorio (1926 - 2005) and Rosina Jung for their loving support iv S. Jung, Ph.D. thesis, CDU, Darwin: ABSTRACT In maritime archaeology, the integration of historical and archaeological data generally focused on historic shipwreck sites to enable research into past lifeways (Muckelroy, 1976). The sea, however, holds many aspects of past human behaviour that relate not only to shipwreck sites and the societies that built those ships, but also to aviation. This study shows that the application of a combined study of written and oral historical records, together with archaeological data, can provide insights into the cultural material left in the archaeological record of a recent past event in Australia. The assemblage of 15 flying boat wrecks left on the bottom of Roebuck Bay tells a story of how they were lost and what has happened to them since their sinking. The aerodrome at the Western Australian town of Broome (Rubibi – the traditional lands of the Yawuru people) was the target of a Japanese air raid on 3 March 1942. The aim of the air raid was to neutralise the aerodrome and to destroy all aircraft in the area in order to close the aerial escape route from Java in the Netherlands East Indies, or NEI, now Indonesia. The rapid Japanese expansion into the NEI forced the evacuation of thousands of Dutch civilians and Allied military personnel by sea and air to Australia. The Java air lift to Broome, however, finished on 27 February 1942. The Japanese invasion of Java on 1 March 1942 forced the remaining naval aviation units of the Marineluchtvaartdienst (MLD), the Royal Air Force (RAF) and the United States Navy (USN) to evacuate to Australia. The destination for these units was also Broome. Two flying boats of the USN and two Short Empire flying boats (one operated by the Royal Australia Air Force - RAAF and the other by the British Overseas Airways Corporation - BOAC) were already at Broome on the evening of 2 March 1942. 11 Java-based flying boats arrived there early the following morning. The scene in Broome’s Roebuck Bay resembled a floating armada. Within hours all of the flying boats and all of the aircraft at the aerodrome would be destroyed. While nothing remains of the terrestrial sites destroyed at the aerodrome, in the sea the remains of the flying boats endure, as well as another two land based aircraft, American and Japanese that are yet to be found. This thesis demonstrates that the Broome flying boat wreck sites represent a significant archaeological resource that provides insights into the air raid and nomothetic principles of site formation process of a new class of archaeological site – submerged aircraft. New data are presented to predict wreck site location, as well as the likely condition of the wrecks. This thesis identifies the sites of ten of the 15 recorded flying boats destroyed in the raid, and provides information on the possible location of the remainder. Analysis is undertaken of how the wreck sites have re-entered a living context as important places not only for tourism, but also as a memorial to those that lost their lives. This thesis provides interpretive data that can be used to increase the public awareness of these sites. The processes of formally identifying wrecked aircraft enables links to be re-established between the people associated with the air raid and the cultural material record in Roebuck Bay. The research in this thesis, furthermore, develops our understanding of how humans behave in a time of crisis. The stories recorded are of suffering, hope and survival from this devastating air raid. They are an insight into Australian, Dutch, British, US and Japanese history that was not previously confirmed, a history whose associations with the archaeological record became lost and forgotten on the sea bed of Roebuck bay. v S. Jung, Ph.D. thesis, CDU, Darwin: ACKNOWLEDGEMENTS I wish to thank my supervisors in supporting the idea of aircraft as archaeological sites: Dr. Clayton Fredericksen, Professor Alan Powell as well as the sound advice of my shadow supervisor and mentor, Dr. Charles S. Eaton. The next biggest influences on my work were the ideas and support of Dr. Michael McCarthy and Jeremy Green of the Department of Maritime Archaeology, Western Australian Museum. The details of the Broome air raid, the loss events and subsequent research would not have been possible without the support shown by the survivors themselves and Stan Gajda (respectively). Many thanks to the following people: Dutch survivors and family: X-1 associations – Jan Willem Piers (Willy), Neville Piers, Ruud van Persie, Elly Doeland-Koens, Piet Koens; X-3 – E.J.H. Smitshuysen, Sermon Weerts, X-20 – David Sjerp; X-23 – Rudolf Idzerda; Y-67 – Theo Doorman, Jan Maarten Doorman, Rob Lacomblé (†), Robin Lacomblé and Wijnand Kramer; Y-70 – Rob Lokman and for information about the B-24A LB-30, Arvon Staats and Edward Rogers. Thank you to the Gyzemyter family for showing me John’s family history manuscript, an invaluable historical document that should be published! Relating to the RAF background in Broome, I thank Group Captain Alex Jardine AFC, CD, Royal Canadian Air Force (ret’d), Hugh Campbell, Colin Castle, Ron Lovell and The National Archives, Kew. For assistance with RAAF background: Doug Dickson (A18-10) and Steve Allan from the Office of Air Force History (Canberra). For the USN material: Naval Historical Center, Washington D.C., Greg Shea, Guy Robbins. For their wonderful insights, thanks to Colin De La Rue on weapons found on the wrecks, Kate Reid-Smith on women’s cosmetics, Alex Kilpa from the WA Museum who kept me up to date with the conservation of artefacts from the Y-59, Jon Davidson (Eye in the Sky Productions) who kindly sent photographs of the veteran aircrew in Broome 2001 and to Bob Alford (aviation guru) for information on wreck sites in the Northern Territory. My eternal gratitute to the wonderful interlibrary loan staff at CDU, who were tasked with the difficult work of tracking down some of my obscure and rare references. My understanding of BOAC and Qantas Empire Airways matters was greatly enhanced by Brian Cassidy, Jon Hveding, Wynnum B. Graham, Ida Mabee and MOTAT (in Auckland). The sounding board for many of my ideas was the PBY yahoo group established by Heijo Kuil. For over 10 years now these people have trained me in Catalina history and operation. To them, many thanks for their patience and generosity in sharing their adventures in the PBY: Alan LeBaron, Lou Dorny and Larry Katz, Ragnar Ragnarsson. Another significant internet forum that provided a wealth of information is the Pacific war 1941-1945 website. Thanks in particular to the site’s moderator, GeertJan Verheij (a.k.a. Visje) for numerous posts. In Broome, I wish to thank the Broome Historical Society Museum for access to their records and photographic collections; Alison Lawrence for providing historic images of the RAF Catalina from her father’s collection; Notre Dame University Broome Campus and in particular Sisters: Jill O’Brien and Carmel Posa; Notre Dame students help and enthusiasm in diving the wrecks and by providing top cover while down below. Thanks to all others who helped with fieldwork: Karin Sinniger, Paul Clark, Cath Bell, Julie Ford, Workline Dive and Tackle, Geoff Parker, John Lashmar, Jessica Crook, Judith Chemweno and Heli-North. Thanks again specifically to Notre Dame University for providing a venue and accommodation for my public seminar at Broome on 2 March 2007. Bob Cleworth and Bob Bulivant (PBY-Catalina International Association) helped in wreck site inspections and interpretations. vi S. Jung, Ph.D. thesis, CDU, Darwin: For putting a spanner in the works when announcing that ‘secondary salvage’ had occurred at the wreck sites, but to what extent unknown: The Choules family – Claude, Andrew and Daphne. To help verify what King Bay did in Broome, thanks to Keith Herber, a former crew member. Thanks to Corioli Souter for passing on my list of questions to Claude. Immense gratitude also to Rick Weisse and Sue Sultana from Tek Ventures (Darwin) for allowing access to the Bram Burrows collection regarding A24-70. On other matters Dutch, I wish to thank Prudent Staal in the Netherlands for the material he sent on the MLD and the flying boat passenger lists. Janneke de Kruijf of Point of View AV/DVD Partners for providing me with a DVD of the ‘Het vergeten drama van Broome’ documentary screened on Dutch TV in August 2007. Thanks to Karel Reus, who provided a link with the evacuation flights to Broome prior to the air raid - a subject that could constitute an entire thesis itself. Thanks to Dick Schouten for his information on the Gouvernementsmarine. Thanks also to my sister, Silvana Arcari, Robyn McDougall and to Anthony Harris for their help in proofreading and to Doug Hobbs for his suggestions and encouragement. Nick Heijm did the Dutch translations - thanks for your enthusiasm and time. Paul Davill of the National Tidal Centre, Bureau of Meteorology kindly tracked down a 1942 tidal hind cast. Thanks to my brother, Claudio, for his enduring patience. Finally my gratitude to Lt Col Caro Lefevre, Royal Netherlands Defence Force attaché, Embassy of the Kingdom of the Netherlands, Canberra for the idea of presenting a seminar on the Broome archaeology in the Netherlands in 2008 and assisting to make it happen. Thanks to the Aviodrome National Luchtvaart Themapark at Lylestad for providing the seminar venue and for the flight in PH-PBY Karel Doorman, which was my first magical flight and water landing in a Catalina. vii S. Jung, Ph.D. thesis, CDU, Darwin: CONTENTS List of Tables ........................................................................................................................xiii List of Figures ......................................................................................................................xiv List of Photographs ..............................................................................................................xv List of Abbreviations ............................................................................................................xx Glossary of terms ..............................................................................................................xxiii Chapter 1: Introduction 1.1 Research Aims............................................................................................1 1.2 Defining aviation archaeology ...................................................................3 1.2.1 The evolution of aviation archaeology .......................................................6 1.2.2 Aviation archaeology’s overlap with maritime archaeology ......................8 1.3 Thesis outline ...........................................................................................11 Chapter 2: Cause and effect - the air raid and the formation of its archaeological record 2.1.1 Part 1 - Introduction .................................................................................13 2.1.2 Historical background to the air raid ........................................................13 2.1.3 Contemporary and official reports of the air raid on Broome ..................15 2.1.3.1 Japanese personnel and their raison d’etre for the attack on Broome ................................................................................................15 2.1.3.2 Air raid account – the Crommelin and Coster reports ..............................18 2.1.3.3 The official records and National Archives source material ....................20 2.2.1 Part 2 - Environmental description and wreck site locations ...................23 2.2.2 Cultural and environmental description ...................................................23 2.2.3 Wreck site locations .................................................................................26 2.2.3.1 Exposed wreck sites at SLW ....................................................................26 2.2.3.2 The WAMM’s side scan sonar survey of 2001 .........................................30 2.2.4 Nomenclature of sites and methods ..........................................................34 2.2.5 Discussion ................................................................................................34 2.2.6 Conclusion ................................................................................................35 viii S. Jung, Ph.D. thesis, CDU, Darwin: Chapter 3: Wings of peace - Broome’s Short Empire flying boats 1937-1942 3.1 Introduction .............................................................................................36 3.2 Why Broome? – background to the Java air lift .......................................37 3.3 Centaurus (G-ADUT) and the Empire Air Mail Scheme .........................42 3.4 Corinna (G-AEUC) and the Horseshoe Route .........................................54 3.5 Short Empire flying boats at war ..............................................................55 3.6 Results ......................................................................................................71 3.7 Conclusions ..............................................................................................72 Chapter 4: The MLD - Broome aircraft histories 1937-1942 4.1 Introduction ..............................................................................................74 4.2 Marineluchtvaartdienst – initial use of Dornier Do 24K flying boats ............................................74 4.3 The ‘X’ boats – MLD Dorniers Do 24K-1 and the role of Gouvernementsmarine (G.m/s) seaplane tenders in the initial operational phases of the Pacific war ...................................77 4.3.1 Dornier X-1 ..............................................................................................82 4.3.2 Dornier X-3 ..............................................................................................83 4.3.3 Dornier X-20 ............................................................................................89 4.3.4 Dornier X-23 ............................................................................................91 4.3.5 Dornier X-28 ............................................................................................92 4.4 The Y ‘boats - MLD Catalinas ..................................................................94 4.5 Conclusions ............................................................................................100 Chapter 5: Lost Catalinas – Royal Air Force and United States Navy 1938-1942 5.1 Introduction ............................................................................................103 5.2 RAF Catalinas FV-N (ex-AJ154) and FV-W (ex-Y-54) - origins ...........104 5.2.1 FV-N and FV-W operational histories ....................................................109 5.3 USN Catalinas #6 (BUAERNO 1227) #7 (BUAERNO 1243) – origins and deployment to the United States Asiatic Fleet ..................119 5.3.1 Patwing-10 - ‘the emigrés of Cavite’ (#6 and #7 Operational Service Histories) ...............................................................128 5.4 Conclusions ............................................................................................140 ix S. Jung, Ph.D. thesis, CDU, Darwin: Chapter 6: The armada’s fini residuum — the slaughter and the survivors 6.1 Introduction ............................................................................................142 6.2 Methods ..................................................................................................143 6.3 Crew and passengers narratives detailing the loss of their aircraft ...........................................................................145 6.3.1 The Gold Fish Club gets some new members - loss of the RAAF’s A18-10 and BOAC’s Corinna ..................................................145 6.3.1.1 A18-10 ....................................................................................................145 6.3.1.2 Corinna ...................................................................................................149 6.3.2 End of the prototype – X-1’s battle and tragic defeat .............................151 6.3.3 The flying boat that wanted to leave … without its crew – loss of the X-3 .....................................................................................161 6.3.4 The Lieutenant and his family, surviving the loss of the X-20 ..............161 6.3.5 Wrong place, wrong time – loss of the X-23 and the X-28 from GVT-6 ......................................................................163 6.3.6 Heavy casualties – loss of the Y-59, Y-60, Y-67 and Y-70 from GVT-17 ..........................................................................................165 6.3.6.1 Catalina Y-59 and Y-60 ...........................................................................165 6.3.6.2 Catalina Y-67 ..........................................................................................170 6.3.6.3 Catalina Y-70 ..........................................................................................172 6.3.7 FV-N’s final battle – lost without a shot being fired? .............................177 6.3.8 No one on board – fate of FV-W, #6 and #7 ...........................................183 6.3.9 Arabian Nights and the Seagull - description and loss/description and survival respectively ..............................................183 6.4 Results and Conclusions .........................................................................187 Chapter 7: Material culture – previous studies, a survey of flying boat artefacts collected 1979 – 2001 7.1 Introduction ............................................................................................191 7.2 The first archaeological surveys and steps towards resource management .............................................................................191 7.2.1 A history of salvage and the first archaeological excavation .................192 7.3 Origins and early analysis of finds .........................................................196 7.3.1 The Stan Gajda collection re-interpreted ................................................197 x S. Jung, Ph.D. thesis, CDU, Darwin: 7.3.2 Wreck site classification .........................................................................198 7.4 Re-establishing links between artefacts and sites - the photographic evidence ...................................................................199 7.5 The 2001 WAMM excavation of the MLD Catalina Y-59 ......................203 7.6 Toys and gender – determining possible links between passengers and the Catalina Y-67 via artefactual material .....................208 7.7 Conclusions ............................................................................................210 Chapter 8: Working backwards - non disturbance surveys 8.1 Introduction ............................................................................................213 8.2 Survey method ........................................................................................214 8.2.1 The three survey techniques ...................................................................214 8.2.2 The defabrication survey method ...........................................................215 8.3 Site 10 – Unknown PBY-5 Catalina .......................................................217 8.4 Site 11 – PBY-5 Catalina Y-59 ...............................................................220 8.5 Site 13 – Unknown Catalina (The forgotten site) ...................................226 8.6 Site 14 – Dornier X-23 and Target 16 ....................................................230 8.6.1 The last to die - Dornier X-23 ................................................................231 8.6.2 Target 16 .................................................................................................232 8.7 Site 20 – Unknown Catalina tail section ................................................236 8.8 Site 22 – Short Empire flying boat .........................................................237 8.9 Site 23 – Unknown PBY-5 Catalina (the ‘Parker-Kimpton sites’) .........241 8.10 Site 24 – Unknown PBY-5 Catalina .......................................................247 8.11 Site 26 – PBY-5 Catalina FV-N ..............................................................251 8.12 Site 27 – Dornier X-1 .............................................................................253 8.13 Target 29 – X-20 wing section/debris ....................................................257 8.14 Target 30 – Simpson Beach Catalina sailplane section ..........................260 8.15 Target 31 – Unknown material on Middle Ground ................................263 8.16 Discussion and analysis ..........................................................................264 8.17 Conclusions ............................................................................................266
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