Attention Deficit Hyperactivity Disorder (ADHD): identification, assessment, contextual and curricular variability in boys at KS1 and KS2 in mainstream schools Linda Wheeler A thesis submitted in fulfilment of the requirements of Coventry University for the degree of Doctor of Philosophy March 2007 University of Worcester in association with Coventry University Abstract The concept of Attention Deficit Hyperactivity Disorder (ADHD) in children presents conceptually controversial and practical challenges on several levels. These include the theoretical basis of the disorder, its manifestations in everyday life and identification and assessment procedures. The field has attracted considerable attention from professionals in the areas of education, psychology and health. One of the major areas where ADHD behaviours can present problems is in school settings. The present research derives from, and addresses, English educational perspectives and practices, based in school settings. It was primarily concerned with seeking new insights and generating testable hypotheses concerning incidence, multi-professional identification, assessment and management of the condition and situational variability in ADHD symptoms in schools. The exploratory study was in two related parts. These were undertaken concurrently using a combination of quantitative and qualitative techniques and data gathering methods. Part 1 of the research was based on detailed analyses of data from the first countywide ADHD survey covering all schools in a Local Education Authority in the West Midlands (LEA 1) in 2003. Data pertaining specifically to pupils at key stages 1/2 have been extracted from the 2003 survey data and subjected to further descriptive analyses. Comparisons have been made with findings from five other LEA school surveys in order to obtain a more extensive appraisal of the reported incidence of the disorder. Part 2 adopted a case study approach in which data-gathering techniques included the use of field notes, a range of interviews, analysis of documents and observation. Two classroom observation schedules have been devised and used extensively over a two-year period throughout six individual case studies in schools within LEA 1. The case studies have produced a wide range of unique data on the variability of ADHD symptoms across curricular contexts and over time. The findings and hypotheses generated in the present research have significance for inclusive educational practice, highlighting the importance of multi-professional approaches to the identification and management of ADHD and pedagogical and curricular flexibility in schools. These form part of the Government’s ongoing reform of children’s services as set out in Every Child Matters (DfES, 2003) and Removing Barriers to Achievement (DfES, 2004a). Page Contents i Acknowledgements vi Abbreviations vii List of Tables ix List of Figures xii Foreword xiii SECTION I – BACKGROUND TO THE RESEARCH Chapter 1: Research Outline 1 Chapter 2: Statement of the Problem 3 Chapter 3: Review of Literature 6 3.1 Introduction 6 3.2 Legislative framework 7 3.2.1 International context 3.2.2 National context 3.2.3 LEA level 3.3 ADHD - theoretical concept 13 3.3.1 Definition and diagnosis 3.3.2 History 3.3.3 Aetiology 3.3.4 Prevalence 3.3.5 Comorbidity 3.3.6 Prognosis 3.3.7 Interventions 3.4 ADHD - current theoretical concerns 26 3.4.1 The existence of ADHD 3.4.2 Conceptualisations of ADHD 3.4.3 Multi-professional identification and assessment 3.4.4 Use of medication 3.4.5 Variability in ADHD symptoms i SECTION II – RESEARCH METHODOLOGY Chapter 4: Research methodology – general considerations 39 Introduction 4.1 Traditional research paradigms 39 4.1.1 Quantitative designs 4.1.2 Qualitative designs 4.2 Mixed methods designs 42 4.3 Ethics 46 4.3.1 Ethics in the present research 4.3.2 Survey ethics 4.3.3 Case study ethics 4.4 Validity and Reliability 49 4.4.1 Validity 4.4.2 Reliability 4.5 Sampling 56 4.5.1 Size and representativeness 4.5.2 Access 4.5.3 Sampling strategy Chapter 5: Measurement techniques 60 5.1 Survey questionnaire 60 5.2 Systematic observation schedules 62 5.2.1 Fixed Interval Sampling (FIS) 5.2.2 Instantaneous Time Sampling (ITS) 5.2.3 Features common to both FIS and ITS 5.2.4 Validity and reliability 5.3 Self-esteem questionnaire 72 Chapter 6: Methodological approach 75 6.1 Part 1 – Survey methodology 75 6.1.1 Methodological approach 6.1.2 Sample 6.1.3 Procedure ii 6.2 Part 2 – Case studies methodology 77 6.2.1 Research strategy 6.2.2 Sample 6.2.3 Procedure 6.2.4 Data collection SECTION III – RESEARCH FINDINGS PART 1 – SURVEY 90 Chapter 7: Survey results 90 7.1 Findings from 2003 survey 90 7.2 School training needs 93 7.3 Comparison with another ADHD project 96 7.4 Findings from KS1 and KS2 survey 98 7.5 Comparison with other LEAs 101 PART 2 – CASE STUDIES 106 Introduction to case study chapters 106 Chapter 8: Case Study 1 108 8.1 School setting 108 8.2 Classroom setting 108 8.3 Ben 109 8.4 Findings 109 8.5 Summary 124 Chapter 9: Case Study 2 126 9.1 School setting 126 9.2 Classroom setting 126 9.3 Carl 127 9.4 Findings 127 9.5 Summary 142 Chapter 10: Case Study 3 143 10.1 School 3 setting 143 10.2 School 7 setting 144 iii 10.3 David 144 10.4 Findings 145 10.5 Summary 159 Chapter 11: Case Study 4 161 11.1 School setting 161 11.2 Classroom setting 161 11.3 Edward 161 11.4 Findings 162 11.5 Summary 176 Chapter 12: Case Study 5 178 12.1 School 5 setting 178 12.2 School 8 setting 178 12.3 Freddy 179 12.4 Findings 179 12.5 Summary 195 Chapter 13: Case study 6 196 13.1 School setting 196 13.2 Classroom setting 196 13.3 Adam 197 13.4 Findings 197 13.5 Summary 211 Chapter 14: Cross-case analyses of case study findings 212 14.1 Introduction 212 14.2 Identification and assessment procedures 212 14.3 Variability in ADHD symptoms 217 14.3.1 Variability across curricular contexts 14.3.2 Variability over time 14.4 Co-existing conditions/ associated difficulties 232 iv SECTION IV – DISCUSSION, REFLECTIONS Chapter 15: Discussion 236 15.1 Evaluation of methodology 236 15.2 Discussion of key issues 238 Chapter 16: Conclusions and recommendations 250 Bibliography 254 Appendices 274 CD documents CD v Acknowledgements I should like to acknowledge the assistance given by East Sussex County Educational Psychology Service, who gave permission for the use and modification of the original ADHD schools’ survey questionnaire and associated documents. Thanks go to colleagues from the County Educational Psychology Service, now the Access and Inclusion Service, who collaborated in the planning, undertaking and dissemination of the 2003 survey. The schools involved in the case studies remain anonymous, but a special thank you must go to the headteachers, staff and pupils who provided a warm welcome and offered every assistance with the research. In supervising the research, the overwhelming support and encouragement received over the last six years from Peter Wakefield and Professor Peter Pumfrey have been invaluable. I am grateful to Professor Jean Webb and the Graduate Research School staff for steering me through the research process from beginning to end. Thank you to Julie Perry for all her help in the data processing for the survey and to both Julie and Jenny Lewis for their administrative help and friendship. Finally, the research would not have been possible without my husband, David, who has had faith in me over the years and provided IT support when needed. vi Abbreviations The following words and phrases appear in the text in full on the first occasion they are used. Subsequently the abbreviation is used. ABC clinic Attention and Behaviour Children clinic ADD Attention Deficit Disorder ADDISS Attention Deficit Disorder Information and Support Service ADHD Attention Deficit Hyperactivity Disorder ALS Additional Literacy Support ASD Autistic Spectrum Disorder APA American Psychiatric Association BERA British Educational Research Association BESD Behavioural, Emotional and Social Development/Difficulty BID Behavioural Inhibition Disorder BPS British Psychological Society CAMHS Child and Adolescent Mental Health Service CASBAT Communication and Social Behaviour Assessment Team CD Conduct Disorder CNS Central Nervous System CPD Continuing Professional Development DAMP Deficits in Attention, Motor control and Perception DCD Developmental Co-ordination Disorder DDAT Dyslexia, Dyspraxia and Attention Disorder Treatment DfE Department for Education DfEE Department for Education and Employment DfES Department for Education and Skills DES Department of Education and Science DHT Deputy Headteacher DLA Disability Living Allowance DSM-IV Diagnostic and Statistical Manual (of Mental Disorders) (4th ed.) DT Design and Technology (S)EBD (Social), Emotional and Behavioural Difficulties EP Educational Psychologist EPS Educational Psychology Service EWO Educational Welfare Officer FIS Fixed Interval Sampling FSM Free School Meals GP General Practitioner HA Health Authority HKD Hyperkinetic Disorder vii ICD-10 International Classification of Diseases (10th ed.) ICT Information and Communication Technology IEP Individual Education Plan ITS Instantaneous Time Sampling KS Key Stage LEA Local Education Authority LBSS Learning Behaviour and Support Service LMS Local Management of Schools LSB Learning Support Base NCB National Children’s Bureau NC (Y) National Curriculum (Year) NG Nurture Group NHS National Health Service NICE National Institute for (Health and) Clinical Excellence OCD Obsessive Compulsive Disorder ODD Oppositional Defiant Disorder OFSTED Office for Standards in Education ORACLE Observational Research and Classroom Learning Evaluation OT Occupational Therapy PACE Primary Assessment, Curriculum and Experience PE Physical Education PRU Pupil Referral Unit PSHE Personal, social and health education RE Religious Education SA Statutory Assessment SALT Speech and Language Therapy SAT Standard Assessment Task SEN Special Educational Needs SENCO Special Educational Needs Co-ordinator SENDA Special Educational Needs and Disability Act SSA Special Support Assistant T Teacher TA Teaching Assistant TOAD ‘Talking out, Out of seat, Attention Problem, Disruption’ UK United Kingdom UNESCO United Nations Educational, Scientific and Cultural Organisation US (A) United States (of America) WHO World Health Organisation viii
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