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ASTRONOMICAL ORIGINS OFLIFE Steps Towards Panspermia Edited by F. HOYLE and N.e. WICKRAMASINGHE Department ofA pplied Mathematics and Astronomy. University College, Cardiff, u.K. Reprinted from Astrophysics and Space Science Volume 268, Nos. 1-3, 1999 SPRINGER-SCIENCE+BUSINESS MEDIA, B.V. Library ofCongress Cataloging-in-Publication Data Hoyle, Fred, Sir. Astronomical origins oflife : steps towards panspermia / by F. Hoyle and N.C. Wickramasinghe. p.cm. ISBN 978-94-010-5862-9 ISBN 978-94-011-4297-7 (eBook) DOI 10.1007/978-94-011-4297-7 1. Life--Origin. 2. Cosmic grains. 1. Wickramasinghe, N. C. (Nalin Chandra), 1939-IT. Title. QH325 .H673 1999 576.8'8--dc2l 99-052672 Caver illustratian: Columns of cool interstellar hydrogen gas and dust in Ml6, the Eagle Nebula. Reprinted with permis sion of NASA and the National Space Science Data Center, USA. Credit: leff Hester and Paul Scowen (Arizona State University). Printed an acid-free paper All Rights Reserved © 2000 by Springer Science+Business Media Dordrecht Originally published by Kluwer Academic Publishers in 2000 Softcover reprint of the hardcover 1s t edition 2000 No part of the material protected by this copyright notice may be reproduced Of utilized in any form or by any means, electronic or mechanical, including photocopying, recording or by any information storage and retrieval system, without written permission from the copyright owner. TABLE OF CONTENTS Preface VII Pans pennia 2000 I. GENERAL CONSIDERATIONS F. HOYLE and N.C. WICKRAMASINGHE I On a Possibly Fun damental Principle in Chemistry as Viewed in a Cosmogonic Context 21 F. HOYLE and N.C. WICKRAMASINGHEI Biological Activity in the Early Solar System in its Outer Regions 33 F. HOYLE, N.C. WICKRAMASINGHE and H.D. PFLUG I An Ob- ject within a Particle of Extraterrestrial Origin Compared with an Object of Presumed Terrestrial Origin 43 F. HOYLE,N.C. WICKRAMASINGHEand S. AL-MUFTI/The Viab- ility with Respect to Temperature of Micro-Organisms Incident on the Earth's Atmosphere 45 S. AL-MUFTI, F. HOYLE and N.C. WICKRAMASINGHE I A Labor- atory Experiment with Relevance to the Survival of Micro- Organisms Entering a Planetary Atmosphere 51 F. HOYLE and N.C. WICKRAMASINGHE I Biological Evolution 55 F. HOYLE and N.C. WICKRAMASINGHE I Metallic Particles in Astronomy 77 F. HOYLE and N.C. WICKRAMASINGHE I The Universe and Life: Deductions from the Weak Anthropic Principle 89 N.C. WICKRAMASINGHE and F. HOYLE I Miller-Urey Synthesis in the Nuclei of Galaxies 103 2. COSMIC ORGANIC POLYMERS N.C. WICKRAMASINGHE I Formaldehyde Polymers in Interstellar Space 111 V. VANYSEK and N.C. WICKRAMASINGHE I Formaldehyde Poly- mers in Comets 115 D.A. MENDIS and N.C. WICKRAMASINGHE I Composition of Cometary Dust: the Case against Silicates 125 F. HOYLE and N.C. WICKRAMASINGHE I Primitive Grain Clumps and Organic Compounds in Carbonaceous Chondrites 129 iv A. SAKATA, N. NAKAGAWA, T. IGUCHI, S. ISOBE, M. MOR IMOTO, F. HOYLE and N.C. WICKRAMASINGHE / Spec troscopic Evidence for Interstellar Grain Clumps in Meteoritic Inclusions 133 F. HOYLE and N.C. WICKRAMASINGHE / Calculations of Infrared Fluxes from Galactic Sources for a Polysaccharide Grain Model 137 3. COSMIC MICRO-ORGANISMS: INFRARED CHARACTERISATION F. HOYLE, N.C. WICKRAMASINGHE, S. AL-MUFTI and A.H. OLAVESEN / Infrared Spectroscopy of Micro-Organisms Near 3.4 Mm in Relation to Geology and Astronomy 157 F. HOYLE, N.C. WICKRAMASINGHE, S. AL-MUFTI, A.H. OLAVESEN and D.T. WICKRAMASINGHE / Infrared Spec troscopy over the 2.9-3.9 Mm Waveband in Biochemistry and Astronomy 161 F. HOYLE, N.C. WICKRAMASINGHE and N.L. JABIR / 2.8-3.6Mm Spectra of Micro-Organisms with Varying H20 Ice-Content 167 F. HOYLE, N.C. WICKRAMASINGHE and S. AL-MUFTI / Organo- Siliceous Biomolecules and the Infrared Spectrum of the Trapezium Nebula 173 F. HOYLE, N.C. WICKRAMASINGHE and S. AL-MUFTI / The Spectroscopic Identification of Interstellar Grains 181 F. HOYLE and N.C. WICKRAMASINGHE / The Availability of Phosphorus in the Bacterial Model of the Interstellar Grains 191 R.B. HOOVER, F. HOYLE, N.C. WICKRAMASINGHE, MJ. HOOVER and S. AL-MUFTI / Diatoms on Earth, Comets, Europa and in Interstellar Space 197 Q. MAJEED, N.C. WICKRAMASINGHE, F. HOYLE and S. AL- MUFTI/ A Diatom Model of Dust in the Trapezium Nebula 225 N.C. WICKRAMASINGHE and F. HOYLE / Infrared Evidence for Panspermia: An Update 229 4. EVIDENCE FROM INTERSTELLAR EXTINCTION F. HOYLE and N.C. WICKRAMASINGHE / On the Nature of Inter- stellar Grains 249 F. HOYLE and N.C. WICKRAMASINGHE / A Model for Interstellar Extinction 263 F. HOYLE, N.C. WICKRAMASINGHE and S. AL-MUFTI / The Ul- traviolet Absorbance of Presumably Interstellar Bacteria and Related Matters 273 N.C. WICKRAMASINGHE, A.N. WICKRAMASINGHE and F. HOYLE / The Case against Graphite Particles in Interstellar Space 289 v 5. BIOGENIC AROMATIC MOLECULES IN SPACE N.C. WICKRAMASINGHE, F. HOYLE and K. NANDY / Organic Molecules in Interstellar Dust: A Possible Spectral Signature at A2200 A? 295 F. HOYLE and N.C. WICKRAMASINGHE / Identification of the A 2200 A Interstellar Absorption Feature 301 F. HOYLE and N.C. WICKRAMASINGHE / A Unified Model for the 3.28 {l Emission and the 2200 A Interstellar Extinction Feature 305 N.C. WICKRAMASINGHE, F. HOYLE and T. AL-JUBORY / Aro- matic Hydrocarbons in Very Small Interstellar Grains 311 N.C. WICKRAMASINGHE, F. HOYLE and T. AL-JUBORY / An Integrated 2.5-12.5 {lm Emission Spectrum of Naturally Occurring Aromatic Molecules 317 F. HOYLE and N.C. WICKRAMASINGHE / Bioftuorescence and the Extended Red Emission in Astrophysical Sources 321 6. COMETS AND LIFE F. HOYLE and N.C. WICKRAMASINGHE / Comets, Ice Ages, and Ecological Catastrophes 329 F. HOYLE and N.C. WICKRAMASINGHE / Comets - A Vehicle for Panspermia 333 F. HOYLE and N.C. WICKRAMASINGHE / Some Predictions on the Nature of Comet Halley 343 D.T. WICKRAMASINGHE, F. HOYLE, N.C. WTCKRAMASTNGHE and S. AL-MUFTI / A Model of the 2-4 {lm Spectrum of Comet Halley 349 N.C. WICKRAMASINGHE, M.K. WALLIS and F. HOYLE / Model- ling the 5-30 {lm Spectrum of Comet Halley 355 N.C. WICKRAMASINGHE and F. HOYLE / Very Small Dust Particles (YSDP'S) in Comet C/l996 B2 (Hyakutake) 365 N.C. WICKRAMASINGHE and F. HOYLE / The Astonishing Redness of Kuiper-Belt Objects 369 N.C. WICKRAMASINGHE, F. HOYLE and D. LLOYD / Eruptions of Comet Hale-Bopp at 6.5 AU 373 N.C. WICKRAMASINGHE and F. HOYLE / Infrared Radiation from Comet Hale-Bopp 379 PREFACE Living material contains about twenty different sorts of atom combined into a set of relatively simple molecules. Astrobiologists tend to believe that abiotic mater ial will give rise to life in any place where these molecules exist in appreciable abundances and where physical conditions approximate to those occurring here on Earth. We think this popular view is wrong, for it is not the existence of the building blocks of life that is crucial but the exceedingly complicated structures in which they are arranged in living forms. The probability of arriving at biologically significant arrangements is so very small that only by calling on the resources of the whole universe does there seem to be any possibility of life originating, a conclusion that requires life on the Earth to be a minute component of a universal system. Some think that the hugely improbable transition from non-living to living mat ter can be achieved by dividing the transition into many small steps, calling on a so-called 'evolutionary' process to bridge the small steps one by one. This claim turns on semantic arguments which seek to replace the probability for the whole chain by the sum of the individual probabilities of the many steps, instead of by their product. This is an error well known to those bookies who are accustomed to taking bets on the stacking of horse races. But we did not begin our investigation from this point of view. We began by attempting to understand the data on the scattering and absorption of starlight by interstellar dust particles. As the observations improved over the years we were led gradually to a cosmic view of the origin of life, led first to clear evidence that a major fraction of the dust is of an organic composition and then to the result that the dust actually contains a biological component in the form of bacteria. Much of this work appeared in the Cardiff Blue Preprint Series and was later published in journals, mainly in Astrophysics and Space Science. Microorganisms reproduce themselves at astonishing rates when the physical and chemical conditions are favourable, so great indeed that there is no difficulty in seeing how the entire universe could be suffused by microbial life. Those with a dislike for this conclusion often argue that interstellar microorganisms would be destroyed by ultraviolet light from stars. But there are several effective replies. First, organisms are not so much destroyed by ultraviolet as deactivated. Their genetic arrangements survive, and reactivation can be achieved simply by a re directing of the switching of thymine bonds. Second, microorganisms are easily viii PREFACE shielded against ultraviolet light. Indeed molecular clouds in the galaxy are highly effective in this respect, both in cutting out the glare of ultraviolet radiation and per mitting the growth of protective mantles around the bacterial particles. And third, the replicative power of microorganisms is so great that only a minute fraction of them are required to survive in each generation. These replies seem collectively more than adequate to answer this objection. With the genetic components of life distributed widely throughout the universe, it is a matter for each local environment to pick out the arrangements that fit the particular circumstances. In a case like the Earth a complicated fitting together of the components has occurred over the last several hundred million years, by a process which biologists refer to as evolution. However the basic genes have not been produced here. For those who believe otherwise there are problems. The interclass differences between bears and horses are much greater than the interspe cies differences among bears and horses taken separately. Yet it is the latter that dominate the fossil record. Because the latter have indeed occurred on the Earth, whereas the genes responsible for the class differences of bears and horses have been externally driven and the record of their origin is not local. Cardiff, July 1999 Fred Hoyle Chandra Wickramasinghe PANSPERMIA 2000 1. Early History The idea that life is a cosmic phenomenon has a history spanning many centuries and many cultures. In most ancient philosophies of the Orient - for instance in Vedhic and Buddhist writings - the cosmic nature of life is taken for granted: It is regarded as an inherent property of a Universe that is itself infinite, timeless and eternal. Ideas of a broadly similar character were prevalent in Classical Greece, as seen for instance in the writings of Anaxarogas in the 5th Century Be. However the viewpoint that eventually held sway in the West was one that was represented in the philosophy of Aristotle (384-322BC). According to Aristotelian philosophy life was supposed to arise from non-living matter spontaneously whenever and wherever the right set of conditions arose. The concept is referred to as the theory of spontaneous generation, and in one form or another it came to be deeply entrenched in the Western world. In its original form, with the limited techniques of observation and experiment ation that were available in earlier times, the theory of spontaneous generation may indeed have seemed to possess some degree of prima facie validity. The sight of maggots crawling out of rotting meat and of fireflies emerging from dew may have served as impressive visual testimony to the concept of spontaneous generation. But upon closer inspection and more critical analysis the testimony disappears. With the invention of the microscope, and following the classic exper iments of Louis Pasteur in the late 1850's it became amply clear that the ancient idea of spontaneous generation was simply wrong. Pasteur's work on the souring of milk (Pasteur, l857a) and the fermentation of wine (Pasteur, l857b) showed that microbial life had necessarily to be derived from pre-existing lifeforms of a similar kind. That this is so for non-microscopic larger lifeforms is of course obvious. After describing his classic experiments to the French Academy Pasteur confidently declared that the theory of spontaneous generation 'will never recover from this mortal blow' (Pasteur, 1860). Pasteur's experimental results were beyond dispute; but he was sadly to be proved wrong in the way he judged the scientists who came after him. 2 PANSPERMIA 2000 Science based on Cartesian reductionist principles, found it exceedingly diffi cult to accept that mechanistic processes could account for a simple transition from non-living to living matter. After nearly half a century of sophisticated laboratory experiments scientists have not been able to disprove Pasteur's important conten tion that life can only be derived from pre-existing life. Although many claims to the contrary have been made from time to time they are all manifestly flawed. The Urey-Miller experiments (Urey, 1952; Miller, 1953) of the mid-1950's showed how amino acids and nucleotides might form from a mixture of inorganic gases (Oparin, 1953; Haldane, 1929), but such experiments do not come remotely near the de sired goal of producing life from non-life. Nor do other more recent experiments such as those of Imai et al. (1999) who reported the production of hexaglycine under conditions thought to occur in terrestrial hot springs. Nor the experiments of Bernstein et at. (1999) who showed that ultraviolet irradiation of polyaromatic hydrocarbons in water ice leads to the production of some 'biologically relevant' molecules such as alcohols, quinones and ethers. What is relevant for the origin of life is not just the formation of the chemical building blocks, but the emergence of highly specific arrangements of these molecules into structures such as enzymes. It is the latter process that presents a taunting enigma to scientists of the present day. Recent studies of Mushegian and Koonin (1996) involving the sequencing of bacterial genomes have shown that a gene set coding for some 256 proteins may be regarded as a minimal set needed for cellular life. Using our earlier argument (Hoyle and Wickramasinghe, 1980) which gave a chance of random assembly of a single enzyme from its components of about one part in 1020 we now arrive at a probability of assembly of the minimal enzyme set of one part in 105120. The latter number can be regarded as a measure of the minimum information content of life. The simplest autonomous living cell with such a superastronomical information content is an entire cosmos apart from amino acids strung into biologically inert and irrelevant proteinoids. The idea that the origin of life involved a progression of steps through an RNA world, with each individual step assumed to be far less improbable than the final hurdle, does little to solve the problem. A principle of biological determinism is concealed here, the implication being that the final information content of life is somehow contained in the laws of physics and is slowly unravelled in a sequence of predetermined steps. Such an assumption has no empirical basis, however, and so the idea has to be viewed with suspicion to say the least. Pasteur's experiments in the 1850's and 1860's provided perhaps the most im portant experimental basis for panspermia. Indeed this was a conclusion that was reached quite early by the German physicist Hermann Von Helmholtz (1874) who wrote thus: 'It appears to me to be fully correct scientific procedure, if all our attempts fail to cause the production of organisms from non-living matter, to raise the ques tion whether life has ever arisen, whether it is not just as old as matter itself, and PANSPERMIA 2000 3 whether seeds have not been carried from one planet to another and have developed everywhere where they have fallen on fertile soil ... .' Sir William Thomson (later Lord Kelvin) expanded on Pasteur's paradigm: 'Dead matter cannot become living without coming under the influence of matter previously alive. This seems to me as sure a teaching of science as the law of gravitation ... '. So if life had preceded the Earth, how had it arrived here and where had it come from? Earlier in the 19th century the German physician R.E. Richter had suggested that living cells might travel from planet to planet inside meteorites. Richter, a physician, had only a scant knowledge of dynamics. This enabled the German physicist 1. Zollner in the 1870's to raise seemingly valid technical objec tions, and it needs hardly be said that such objections were eagerly seized upon by orthodox opinion. But Lord Kelvin's superior mastery of dynamics allowed him to see that there was nothing to Zollner's objections. In particular Kelvin noted that evaporation from the outside of a large meteorite keeps its inside cool, thereby reasserting the possibility that organisms could be carried from planet to planet inside meteorites. In his presidential address to the 1871 meeting of the British Association in Edinburgh, Lord Kelvin drew the following remarkably modem picture (Thomson, 1871), advocating what could now be recognised as the theory of planetary panspermia: 'When two great masses come into collision in space, it is certain that a large part of each is melted, but it seems also quite certain that in many cases a large quantity of debris must be shot forth in all directions, much of which may have experienced no greater violence than individual pieces of rock experience in a landslip or in blasting by gunpowder. Should the time when this earth comes into collision with another body, comparable in dimensions to itself, be when it is still clothed as at present with vegetation, many great and small fragments carrying seeds of living plants and animals would undoubtedly be scattered through space. Hence, and because we all confidently believe that there are at present, and have been from time immemorial, many worlds of life besides our own, we must regard it as probable in the highest degree that there are countless seed-bearing meteoric stones moving about through space. If at the present instant no life existed upon the earth, one such stone falling upon it might, by what we blindly call natural causes, lead to its becoming covered with vegetation.' 2. Svante Arrhenius The next facet in the story is associated with the Swedish Chemist and Nobel laureate Svante Arrhenius (1908), whose book Worlds in the Making appeared in English in 1908. Arrhenius' contribution rested on two main points, one good, one not so good. The good point was that microorganisms possess unearthly properties, properties that cannot be explained by natural selection against a terrestrial environ-

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