Assessment and Diagnosis for Organization Development Assessment and Diagnosis for Organization Development Powerful Tools and Perspectives for the OD Practitioner Edited by William J. Rothwell, Angela L.M. Stopper, and Jennifer L. Myers CRC Press Taylor & Francis Group 6000 Broken Sound Parkway NW, Suite 300 Boca Raton, FL 33487-2742 © 2017 by Taylor & Francis Group, LLC CRC Press is an imprint of Taylor & Francis Group, an Informa business No claim to original U.S. Government works Printed on acid-free paper International Standard Book Number-13: 978-1-1380-3334-4 (Hardback) This book contains information obtained from authentic and highly regarded sources. Reasonable efforts have been made to publish reliable data and information, but the author and publisher cannot assume responsibility for the validity of all materials or the consequences of their use. 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CCC is a not-for-profit organization that provides licenses and registration for a variety of users. For organizations that have been granted a photocopy license by the CCC, a separate system of payment has been arranged. Trademark Notice: Product or corporate names may be trademarks or registered trademarks, and are used only for identi- fication and explanation without intent to infringe. Library of Congress Cataloging‑in‑Publication Data Names: Rothwell, William J., 1951- author. | Stopper, Angela L. M., author. | Myers, Jennifer L., author. Title: Assessment and diagnosis for organization development : powerful tools and perspectives for the OD practitioner / William J. Rothwell, Angela L.M. Stopper, Jennifer L. Myers. Description: Boca Raton, FL : CRC Press, 2017. Identifiers: LCCN 2016035602 | ISBN 9781138033344 (pbk. : alk. paper) Subjects: LCSH: Organizational change. | Organizational effectiveness--Evaluation. Classification: LCC HD58.8 .R6845 2017 | DDC 658.4/06--dc23 LC record available at https://lccn.loc.gov/2016035602 Visit the Taylor & Francis Web site at http://www.taylorandfrancis.com and the CRC Press Web site at http://www.crcpress.com William J. Rothwell dedicates this book to his wife, Marcelina V. Rothwell. She is the wind beneath his wings. Angela L.M. Stopper dedicates this book to her unbelievably supportive, flexible, and always-in-her-corner husband, Benjamin C. Stopper, the State College Tribe, and her Chapter 8 Crew. “You all make me a better person.” Jennifer L. Myers dedicates this book to her niece, Nevaeh and her nephew, Leonardo. Always follow your dreams and use your talents to make the world we live in a better place. I love you both more than you know. Contents Preface ........................................................................................................ix Acknowledgments ..................................................................................xiii About the Editors .....................................................................................xv About the Authors ..................................................................................xix Advance Organizer .................................................................................xxi 1 Introduction and Overview of Diagnosis and Assessment for Organization Development ..........................................................1 WILLIAM J. ROTHWELL 2 Diagnosing and Assessing Organization Development Effectiveness ..............................................................................11 ANGELA L.M. STOPPER AND JENNIFER L. MYERS 3 Diagnostic Models following Open Systems ..............................29 HYUNG JOON YOON 4 Diagnostic Models Addressing Environmental Forces and Organizational Readiness ..........................................................55 HYUNG JOON YOON 5 Planning for Assessment and Feedback for Organization Development ..............................................................................79 JENNIFER L. MYERS AND LINDSAY WEISSBERG 6 Collecting and Analyzing Data for Organization Development ...................................................................... 95 ANGELA L.M. STOPPER AND JENNIFER L. MYERS 7 Feeding Back Data and Action Planning for Organization Development ............................................................................129 ANGELA L.M. STOPPER AND JULIE D. STAGGS vii viii ◾ Contents 8 Challenges and Their Related Opportunities in Diagnosis and Assessment for Organization Development ......................153 ANGELA L.M. STOPPER 9 Conclusion and Future Directions of Diagnosis and Assessment for Organization Development .............................175 WILLIAM J. ROTHWELL Index ..............................................................................................185 Preface This book comes from a real-world perspective and provides insights from those practitioners and consultants practicing organization development (OD) assessment and diagnosis today. OD assessment and diagnosis is not based on a medical approach that begins with diagnosis and ends with prescriptions or therapy. Instead, OD engages clients to build change leadership initiatives customized to meet client-defined problems and implement client-defined solutions. OD is not about a consultant telling a client company what to do. Instead, it is about an OD professional guiding client companies on their journeys toward the best end point for their particular situation. This book will address that journey. To do so, the theory and foundational principles of OD are covered. However, much of this book provides applications to the real world of OD consulting practice. Although this book is grounded in sound academic theory, the chapters are laid out in a practitioner-focused way, containing real-world themed vignettes and tools that individuals can use to help guide organizational assessment and diagnosis efforts in their own or client organizations. The Audience for this Book This book is for current or aspiring OD consultants and managers who wish to apply facilitative approaches to change. It addresses organizational assessment and organizational diagnosis for those who work inside organizations (that is, internal OD consultants) and those who work outside organizations (that is, external consultants). It should also interest others, such as human resource professionals and operating managers, who have reason to manage change in organizational settings. ix