ARTIFICIAL WAR Multiagent-Based Simulation of Combat This page intentionally left blank ARTIFICIAL WAR Mul ti age nt - Based Simulation of Combat Andrew Hachinski Center for Naval Analyses, USA vp World Scientific NEW JERSEY * LONDON SINGAPORE BEIJING * SHANGHAI * HONG KONG * TAIPEI * CHENNAI Published by World Scientific Publishing Co. Re. Ltd. 5 Toh Tuck Link, Singapore 596224 USA ofice: Suite 202, 1060 Main Street, River Edge, NJ 07661 UK ofice: 57 Shelton Street, Covent Garden, London WC2H 9HE British Library Cataloguing-in-PublicationD ata A catalogue record for this book is available from the British Library. ARTIFICIAL WAR Multiagent-Based Simulation of Combat Copyright 0 2004 by World Scientific Publishing Co. Re. Ltd. All rights reserved. This book, or parts thereof, may not be reproduced in any form or by any means, electronic or mechanical, including photocopying, recording or any information storage and retrieval system now known or to be invented, without written permission from the Publisher. For photocopying of material in this volume, please pay a copying fee through the Copyright Clearance Center, Inc., 222 Rosewood Drive, Danvers, MA 01923, USA. In this case permission to photocopy is not required from the publisher. ISBN 981-238-834-6 Printed in Singapore by World Scientific Printers (S) Pte Ltd This book is dedicated to four extraordinary in- dividuals who, each in his own way, has shaped much of my professional career as a military op- erations research analyst: Richard Bronowitz, David W. Kelsey, Lieutenant General (Retired) Paul K. van Riper and Michael F. Shlesinger. Without their kind encouragement, gentle guidance and quiet wis- dom, the work described herein would not only never have been completed but almost surely would never have gone much beyond being just a faint whisper of a crazy, but interesting, idea. This page intentionally left blank Foreword “In war more than in any other subject we must begin by looking at the nature of the whole, for here more than elsewhere the part and whole must always be thought of together.” -Carl von Clausewitz (1780-1831) In his famous opus, On War, the Prussian General Carl von Clausewitz observed that “absolute, so-called mathematical, factors never find a firm basis in military calculations.” Yet, today, as in the past, many practitioners and students of war approach it as a discipline founded on scientific principles. They spend considerable intellect, time, and resources in attempts to make war understandable through some system of immutable laws. Theoreticians such as these seem to achieve a measure of satisfaction in presenting papers at professional conferences, writing articles and books, and offering advice to various authorities. In the end, however, their considerable efforts amount to nothing more than descriptions of what they wish war to be, not the terrible, brutal, bloody phenomenon that exists in the real world. The widest and most inappropriate use of such scientific methods for studying and conducting war came during the late-1960s when Secretary of Defense Robert McNamara and his disciples brought systems engineering thinking and tools to the battlefields of Vietnam. Modern military operations they argued needed better quantification. Thus, strict accounting rules dominated much planning and nearly all assessments of how well the war was going. While computers whirling away in Saigon produced numerical “evidence” of success those of us slogging through the rice paddies and jungles came to a very different conclusion. Unfortunately, in the final tally the war-fighters’ judgment proved correct and the tragic conflict ended without victory even as it produced a bitterly divided nation. An intellectual renaissance occurred throughout the American military in the years following the Vietnam War. Officers disillusioned with their recent experience attributed much of the problem to the professional education they received prior to the war. As a result, when they achieved positions of greater authority they eliminated curricula filled with the analytical methods of business administration vii ... Vlll Fore word in favor of ones based on historical case studies and the writings of such philosophers of war as Sun Tzu, Clausewitz, and Mahan. New thinking led to new doctrine rich with the ideas of the classical strategists and replete with examples from history. Eventually leaders at all levels deemed experience, wisdom, and judgment more useful for tackling military problems than checklists, computer printouts, and other mechanistic means. They tagged systems analysts as those who “knew the cost of everything and the value of nothing.” The many reforms implemented by the Vietnam era officers during the late 1970s and the 1980s manifested themselves in Operation Desert Storm in 1991, an operation unprecedented in its speed and one-sided results. Not content to rest on their laurels these same officers, now very senior in rank and motivated by recent events and the approaching millennium, intensified their efforts to think about war in the future. Ample evidence existed of the changing character of war-failed states, radical religious movements, terrorists-and of new forms of war brought about by informat ion technologies, precision-guided munitions, and space- based systems. These new dissimilarities from the recent past required attention; nonetheless, the focus of thought remained on the fundamentals of war. Long recognized as an innovative military service, the United States Marine Corps in 1994 undertook a wide review of new discoveries seeking those that showed promise for improving the profession of arms. “Casting their nets widely” and looking far beyond the usual interests of military personnel a handful of Marine officers-of which I was fortunate to be included-learned of the emerging field of nonlinear dynamics, more popularly known as the science of chaos or complexity. Some critics dismissed the nascent theories coming from this new field of study as simply the products of another fad. However, when our group of combat veterans read the reports of researchers associated with the Santa Fe Institute we found that their elemental descriptions of activities occurring throughout the natural world matched our own observations of the essentials of actual battles. The more deeply we considered the promising ideas the more convinced we became that war possessed nonlinear characteristics, and thus might be better studied and understood through the lens of complexity theory. Not surprisingly then, when assigned in summer 1995 as the Commanding General of the Marine Corps Combat Development Command-the organization charged with writing concepts for future operations and determining the kinds of organizations and equipment needed for these operations-I established an “Office of New Sciences” to delve into the possibility of employing complexity theory in support of the command’s mission. Marines in the office quickly opened an ongo- ing dialogue with experts in the field. They soon felt confident enough to sponsor a series of workshops and conferences to inform a wider military audience of the potential of this new discipline. About the same time I discovered that a research analyst-Dr. Andrew Ilachinski-employed by the Center for Naval Analyses, a federally funded research organization chartered to support the Navy and Marine Fore word iX Corps, possessed an extensive educational background in nonlinear studies. I im- mediately sought his assistance. In an initial discussion Dr. Ilachinski suggested we focus our research on the relevance of complexity theory to land combat because of its unique characteristics, these being hierarchically organized units engaged in multifaceted interactions with each other and the enemy over complicated terrain. I quickly agreed and autho- rized a six-month exploration of the subject, In July 1996 Dr. Ilachinski published a ground breaking report titled, Land Warfare and Complexity, Part 11: An Assess- ment of the Applicability of Nonlinear Dynamic and Complex Systems Theory to the Study of Land Warfare. A separate earlier volume, Land Warfare and Complex- ity, Part I: Mathematical Background and Technical Source book offered material in support of the second volume. The Part I1 report concluded: “. .. t hat the concepts, ideas, theories, tools and general methodolo- gies of nonlinear dynamics and complex systems theory show enor- mous, almost unlimited, potential for not just providing better so- lutions for certain existing problems of land combat, but for funda- mentally altering our general understanding of the basic processes of war, at all levels.” Most important, the report suggested specific ways in which an understanding of the properties of complex systems and land warfare might be used, starting with changing the metaphors that elicit images of war and continuing through to de- veloping fundament ally new concepts-or “the universal characteristics” -of land warfare. The report also introduced the possibility of creating an agent-based sim- ulation of combat. Less than three months later in September 1996, Dr. Ilachinski had such a model-Irreducible Semi-Autonomous Adaptive Combat (ISAAC)-up and running and a detailed report with source code published. He later intro- duced an improved Windows version called Enhanced ISAAC Neural Simulation Tool (EINSTein). Combat-experienced Marines who observed the ISAAC program running im- mediately detected patterns of activity that mimicked those of actual battles and engagements. ISAAC did not generate the statistics and formulas of the traditional military models, it displayed an ebb and flow with the look and feel of real battles. Complexity theory recognizes that reducing or tearing apart a nonlinear system into its component parts to enable analysis will not work, for the very act of sep- arating the system into lesser elements causes the overall system to lose coherence and meaning. A nonlinear system is not a sum of its parts, but truly more than that sum. Therefore, it must be examined holistically. Clausewitz understood this fact when he wrote that “in war more than in any other subject we must begin by looking at the nature of the whole, for here more than elsewhere the part and whole must always be thought of together.” War is not subject to the methods of systems analyses, yet these and other tools of Newtonian physics were the only ones
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