Articulating the GEMINI Model of Entrepreneurial Innovation in Canada By Sharon M. McIntyre A Dissertation Submitted to the Faculty of Social and Applied Sciences in Partial Fulfilment of the Requirements for the Degree of DOCTOR OF SOCIAL SCIENCES Royal Roads University Victoria, British Columbia, Canada Supervisor: Dr. Marilyn Taylor June 2018 SHARON MCINTYRE, 2018 ARTICULATING THE GEMINI MODEL 2 COMMITTEE APPROVAL The members of Sharon McIntyre’s Dissertation Committee certify that they have read the dissertation titled Articulating the GEMINI Model of Entrepreneurial Innovation in Canada and recommend that it be accepted as fulfilling the dissertation requirements for the Degree of Doctor of Social Sciences: Dr. Ginger Grant [signature on file] Kevin Swan, MS [signature on file] Final approval and acceptance of this dissertation is contingent upon the candidate’s submission of the final copy of the dissertation to Royal Roads University. The dissertation supervisor confirms to have read this dissertation and recommends that it be accepted as fulfilling the dissertation requirements: Dr. Marilyn Taylor [signature on file] ARTICULATING THE GEMINI MODEL 3 Creative Commons Statement This work is licensed under the Creative Commons Attribution-NonCommercial-ShareAlike 2.5 Canada License. To view a copy of this license, visit http://creativecommons.org/licenses/by-nc- sa/2.5/ca/. Some material in this work is not being made available under the terms of this licence: • Third-Party material that is being used under fair dealing or with permission. • Any photographs where individuals are easily identifiable. ARTICULATING THE GEMINI MODEL 4 Abstract This research used a comparative case study methodology to closely examine an emergent phenomenon in the field of entrepreneurship. The literature review examined interconnected shifts in social values, evolving technology, and economic geography systems that have contributed to this emergent phenomenon. The study sought to better understand the qualities, goals, and perceived needs of a purposive sample of entrepreneur business founders in Canada, as well as the drivers guiding the formation and characteristics of their advanced technology- enabled organizations, to determine if a distinct model of entrepreneurial innovation existed. The study results affirmed many aspects of the observed phenomenon and provided new details about this distinctive model of entrepreneurship. Given the name GEMINI (an acronym meaning global entrepreneurial micro-niche innovation), this model comprises independent-minded founders with a keen sense of vocation who derive deep meaning from work-life integration, collaborative business building, personal development, and community legacy. Their typically bootstrapped, world-class organizations are formed through an iterative effectuation path to business model refinement, resourceful product design, solid business performance metrics, and a lasting impact on their international industries and communities. Although the stereotype of the young, Silicon Valley–style, high-tech-startup founder and his fast-growth company is still a prevailing discourse in media, political, business, and educational circles, the lived reality in this new model of entrepreneurial innovation is distinctly different from almost all aspects of this construct. Furthermore, public funds continue to be funnelled into a myriad of entrepreneurship strategies and programs—often without significant or sustainable economic community impact. Eighteen recommendations are made to reform related Canadian public policy, programs, and funding to support the development of more GEMINI model founders and businesses. ARTICULATING THE GEMINI MODEL 5 Keywords: entrepreneurship, entrepreneurial innovation, GEMINI model, startups, effectuation, entrepreneurship education, Canada, place-based innovation, innovation, entrepreneurial innovation, economic development, economic diversification, public policy, policy reform, values ARTICULATING THE GEMINI MODEL 6 Acknowledgements As I write this acknowledgement, I think of one of my great-grandmothers, who could not read or write and signed her name with an “X.” I also think of a grandmother who could not pursue her desired studies in architecture because women were not allowed in the Canadian university program. And I think of (and thank) the many women and men who have worked tirelessly to make it possible for women to have the right to pursue a university education. I am so grateful to have had the opportunity to participate in this doctoral program at Royal Roads University; the program has propelled me along an extraordinary path of learning and personal development. I thank my remarkable supervisor, Dr. Marilyn Taylor, who changed the trajectory of my life with her innovative methodologies course and went on to mentor, challenge, and encourage me unfailingly through this process. I am also grateful to my committee members, Dr. Ginger Grant and Kevin Swan, MS, who shared their unique knowledge and insightful questions in the service of making my work better. I am also thankful to Royal Road University’s Tim Kituri, Dr. Matthew Heinz, Dr. Bernard Schissel, Dr. Mary Bernard, Carole Sandhu, and Dr. Siomonn Pulla, who all played important and helpful roles. The support of very patient family and friends is the lifeblood of the doctoral journey. To my father, who died before I could complete this degree, and for whom education was freedom, I know you would be so proud and delighted. To my mother, who shared her knack for ingenuity and handmade things from as far back as I can remember, you instilled in me an invaluable appreciation of makers and their creations. Thanks also to my sister, who cheered me on and joined me in a new entrepreneurial venture as this research took its course. And to my extended family, colleagues, friends, and Royal Roads University cohort members who encouraged me ARTICULATING THE GEMINI MODEL 7 and gave me space to hunker down as I incessantly read and wrote in my home office—I am done! And, finally, my heartfelt thanks to all the entrepreneurs who gave their precious time to speak with me before, during, and after this study. I will be forever grateful for your generosity of spirit in sharing the personal stories that inspired and informed this research. I hope my work has contributed towards giving a collective voice to the meaningful and innovative work you and your collaborators bring to the world each day through your unique business ventures. ARTICULATING THE GEMINI MODEL 8 Table of Contents Creative Commons Statement......................................................................................................... 3 Abstract ........................................................................................................................................... 4 Acknowledgements ......................................................................................................................... 6 Table of Contents ............................................................................................................................ 8 List of Figures ............................................................................................................................... 12 List of Tables ................................................................................................................................ 13 Chapter 1: Introduction ................................................................................................................. 19 Purpose of the Research ................................................................................................................ 19 Clarification of Terms ................................................................................................................... 23 Research Objectives and Questions .............................................................................................. 25 Context and Significance of Study ............................................................................................... 25 Chapter 2: Literature Review ........................................................................................................ 41 Entrepreneurship and Innovation .................................................................................................. 44 Economic Geography Systems ..................................................................................................... 50 Changing Social Values ................................................................................................................ 63 Evolving Technology .................................................................................................................... 67 Summary ....................................................................................................................................... 70 Chapter 3: Methodology ............................................................................................................... 71 Research Approach ....................................................................................................................... 71 Research Questions ....................................................................................................................... 73 Positionality .................................................................................................................................. 73 Research Methods ......................................................................................................................... 76 ARTICULATING THE GEMINI MODEL 9 Research Design............................................................................................................................ 79 Research Sites ............................................................................................................................... 84 Study Participant Selection ........................................................................................................... 85 Study Participant Approach .......................................................................................................... 90 Data Types and Collection ............................................................................................................ 93 Possible Adaptations to Future Interview Guide .......................................................................... 97 Data Coding and Analysis .......................................................................................................... 102 Inclusion of Verbatim Interview Extracts in Body of Report ..................................................... 108 Ethics........................................................................................................................................... 109 Study Rigour and Trustworthiness.............................................................................................. 111 Summary ..................................................................................................................................... 112 Chapter 4: Results and Discussion .............................................................................................. 113 Overview of Findings ................................................................................................................. 113 Founder Characteristics (Research Question Results) ................................................................ 114 Organizational Formation (Research Subquestion 1 Operation and Development) ................... 128 Organizational Qualities (Research Subquestion 2 Operation and Development) ..................... 134 Intercase Content Analysis Results and Discussion ................................................................... 144 Summary ..................................................................................................................................... 227 Chapter 5: Recommendations and Conclusion ........................................................................... 228 Summary of Findings .................................................................................................................. 228 Connection to Literature ............................................................................................................. 229 Study Limitations and Delimitations .......................................................................................... 233 Recommendations ....................................................................................................................... 235 ARTICULATING THE GEMINI MODEL 10 Implications and Dissemination .................................................................................................. 268 Future Research .......................................................................................................................... 269 Conclusion .................................................................................................................................. 271 References ................................................................................................................................... 275 Appendix A: Research Consent Form for Interviews ................................................................. 297 Appendix B: Interview Guide ..................................................................................................... 301 Appendix C: List of Roles and Photo ......................................................................................... 308 Appendix D: Entrepreneurship-Related Words and Phrases for Reactions................................ 309 Appendix E: Images to Prompt Discussion about Place ............................................................. 310 Appendix F: Principles (Values) Cards ...................................................................................... 310 Appendix G: Principles (Values) Word Choice Analysis Detail ................................................ 313 Appendix H: Telephone or Online Electronic Contact Guidelines ............................................ 315 Appendix I: Photograph Quotation Graphics ............................................................................. 318 Appendix J: Participant Interview Extracts Related to Entrepreneurial Effectuation ................ 321 Appendix K: Capital (Word Reaction Cluster) ........................................................................... 325 Appendix L: Sales (Word Reaction Cluster) .............................................................................. 329 Appendix M: Growth (Word Reaction Cluster) ......................................................................... 331 Appendix N: Bootstrap (Word Reaction Cluster) ....................................................................... 333 Appendix O: Government (Word Reaction Cluster) .................................................................. 337 Appendix P: Legal (Word Reaction Cluster) .............................................................................. 342 Appendix Q: Shipping (Word Reaction Cluster) ........................................................................ 344 Appendix R: Schools (Word Reaction Cluster) .......................................................................... 346 Appendix S: People (Word Reaction Cluster) ............................................................................ 349
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