Broken Open by Beauty: Art and Metaphysics in the Theological Aesthetics of Hans Urs von Balthasar by Brett David Potter A Thesis submitted to the University of St. Michael’s College and the Theological Department of the Toronto School of Theology in partial fulfilment of the requirements for the degree of Doctor of Philosophy in Theology awarded by the University of St. Michael’s College © Copyright by Brett David Potter 2016 Broken Open by Beauty: Art and Metaphysics in the Theological Aesthetics of Hans Urs von Balthasar Brett David Potter Doctor of Philosophy in Theology University of St. Michael’s College 2016 Abstract The work of the influential Jesuit theologian Hans Urs von Balthasar (1905-‐1988) has become a common point of reference in discussing the relationship of theology and the arts. However, the full significance of his theological aesthetics for both the emerging field of theology and the arts, as well as for interdisciplinary conversation with contemporary art and theory, remains to be unfolded. Indeed, his continued relevance to theological aesthetics has been called into question from a number of angles. Taking heed of such criticisms while ultimately moving beyond them, this project contends that Balthasar’s theo-‐aesthetics, when taken together with his theological dramatics and theo-‐logic, yield a theologically informed phenomenology of the work of art with rich implications for postmodern and contemporary theologies of art. This phenomenological approach is consonant with Balthasar’s controlling analogy (“seeing the form”) between Christ (as supreme “form”) and the work of art. As is demonstrated, Balthasar’s nascent phenomenology of art is best seen in the light of Martin Heidegger’s fundamental questioning of the “origin” of the work of art, a question which Balthasar answers ontologically and ultimately christologically through his concept of “form.” In investigating the nature and disclosure of Being through art; Balthasar’s theological re-‐ ii reading of Heidegger; the dramatic relation of all forms to Christ; and his phenomenology of truth, Balthasar’s philosophical and theological insights into the nature of art are presented as a resource for a constructive theology of art which “springs” from the depths of his theological aesthetics. iii Acknowledgements This project is the culmination of a journey of research and writing which I now realize will only lead to more roads to travel. I would first like to acknowledge with thanks the generous funding provided by the Social Sciences and Humanities Research Council (SSHRC) of Canada, as well as the Ontario Graduate Scholarship program. Without this support my doctoral studies would have been impossible. A note of thanks goes to my committee, including my supervisor Rebekah Smick of the Institute for Christian Studies, whose comments on matters vocational and philosophical have always proved insightful. Thanks as well to Gill Goulding and John Dadosky of Regis College whose work on beauty, theology, and culture continues to challenge and inspire. I am grateful to the Faculty of Theology at the University of St. Michael’s College for the opportunity to teach during my studies, and in this regard am indebted to Dennis O’Hara for his excellent mentorship in the area of effective and meaningful teaching. I am also grateful for scholarship and bursary funding from the Faculty of Theology at St. Michael’s, including an award in honour of Sister Anne Anderson whose name I hope to honour in my theological pursuits. Within the Faculty of Theology, a special thanks to Lee Cormie, John McLaughlin, Mario D’Souza, and Emil Iruthayas for their warm encouragement. A great thanks to Dennis Ngien, whose mentorship and warmth have been invaluable as I have completed my studies. Dr. Ngien has opened up many opportunities for me to teach theology at Tyndale Seminary, as well as to learn from him about investing deeply in the lives of students and scholarly rigour. Additional thanks to Jim Beverley, John Franklin, Arnold Neufeldt-‐Fast, Ivan Khan, Tom Reynolds, and Michael Stoeber. During my time at the Toronto School of Theology, I have split my time between teaching at a number of schools all around Ontario – in the School of Religion at Queen’s University in Kingston; in the Faculty of Humanities at Sheridan College in Oakville; at Tyndale Seminary in North York; and most recently at the Institute for Christian Studies in Toronto. Whether Catholic, evangelical, mainline Protestant, or none of the above, my students and colleagues at these institutions have deeply enriched my own study of theology and helped me consider how my research can be of use to church, academy, and culture. Thanks to friends and family for their encouragement. Most of all, however, I am grateful to my wife Andrea whose beauty, truth, and goodness has been a constant source of strength and encouragement to me. It is her dedication, passion, and hard-‐ earned wisdom which has inspired me to persevere in pursuing a generous and credible theology. Together with our two delightfully creative children, who are also my cheerleaders, we are trying our best to find a life full of beauty and shalom. iv TABLE OF CONTENTS Abstract Acknowledgements Table of Contents Introduction ................................................................................................................. 1 Goals ............................................................................................................................... 5 The State of the Question .............................................................................................. 7 Scope and Content ...................................................................................................... 14 I: Context ................................................................................................................... 21 Theology and the Artworld: Aesthetics and Anti-‐Aesthetics ........................................ 22 Contemporary Theological Aesthetics ......................................................................... 30 Finding a Place for Balthasar in Contemporary Theological Aesthetics ...................... 36 Richard Viladesau ........................................................................................................ 48 William Dyrness ........................................................................................................... 53 A Reformed critique .................................................................................................... 55 Balthasar and the Contemporary Situation ................................................................. 61 Balthasar and Enchantment ........................................................................................ 63 Conclusion ................................................................................................................... 66 II: Miracle .................................................................................................................. 68 The Uniqueness of the Work of Art .............................................................................. 68 Toward a Balthasarian Phenomenology of Art ............................................................. 73 Beauty ........................................................................................................................... 78 Karl Barth and the Beauty of the Cross ........................................................................ 88 Balthasar as Phenomenologist ..................................................................................... 91 Balthasar and Kant ....................................................................................................... 93 Balthasar and Twentieth-‐Century Phenomenology ..................................................... 97 Theological Aesthetics as Theological Phenomenology ............................................. 100 Ethical Implications ..................................................................................................... 109 Artists and Saints ........................................................................................................ 112 III: Being .................................................................................................................. 118 G.W.F Hegel ................................................................................................................ 121 Arthur Danto............................................................................................................... 126 Balthasar’s Genealogy of Art ...................................................................................... 130 v Balthasar’s Reading of Classical Aesthetics ................................................................ 132 On Wonder ................................................................................................................. 134 The Analogy of Being .................................................................................................. 138 Wonder and Christology ............................................................................................. 148 Metaphysics and Art ................................................................................................... 149 Meister Eckhart .......................................................................................................... 153 Theological Anthropology .......................................................................................... 155 The Holy Fool .............................................................................................................. 157 Conclusion .................................................................................................................. 160 IV: The Fugitive Gods: Balthasar and Heidegger ....................................................... 165 Revisiting Art’s “Origin” .............................................................................................. 169 The early Heidegger .................................................................................................... 171 The later Heidegger – “The Origin of the Work of Art” (1935) ………………….. ............. 180 The holy in the Kehre .................................................................................................. 186 Phenomenology and Theology ................................................................................... 188 New Horizons ............................................................................................................. 200 Opening ...................................................................................................................... 202 Balthasar on Heidegger .............................................................................................. 203 Gelassenheit ............................................................................................................... 206 Comparison ................................................................................................................ 209 Balthasar, Heidegger, and Postmetaphysical Theological Aesthetics ........................ 218 V: Art as Sensuous Presence .................................................................................... 227 Phenomenology and the Body ................................................................................... 229 Form and Aisthesis……………………………………………………………………………………. ............. 231 Sensuous Knowledge and Epiphany ........................................................................... 236 Balthasar and Merleau-‐Ponty ..................................................................................... 238 The Sensorium ............................................................................................................ 240 Senses and Revelation ................................................................................................ 245 The Spiritual Senses .................................................................................................... 246 The Event of the Beautiful .......................................................................................... 251 Secular Transcendence ............................................................................................... 257 Flesh ........................................................................................................................... 258 Theological Anaesthesis ............................................................................................. 259 Art and Death ............................................................................................................. 264 Postmodern Trajectories ............................................................................................ 268 Theological Implications ............................................................................................. 271 vi VI: The Work of Art in the Age of Theo-‐Drama ......................................................... 274 Walter Benjamin ......................................................................................................... 274 Balthasar and Theology of Culture ............................................................................. 285 Hypostatic Union ........................................................................................................ 291 Universalization .......................................................................................................... 295 Universalism and Plurality .......................................................................................... 298 Theology of Culture and Universalism ........................................................................ 301 Conclusion .................................................................................................................. 308 VII: Art and Truth ..................................................................................................... 311 Theo-‐Logic and Phenomenology ................................................................................ 315 Theological Aesthetics as a Way of Knowing .............................................................. 318 What is Truth? ............................................................................................................ 320 Truth and the Sensorium ............................................................................................ 324 Truth and Phenomenality ........................................................................................... 332 Conclusion .................................................................................................................. 335 Conclusion ............................................................................................................... 337 Bibliography ............................................................................................................ 349 vii Introduction There is no question that the Swiss Catholic theologian Hans Urs von Balthasar (1905— 1988) has become a common point of reference in the emerging field of theology and the arts. This is largely due to the increasing influence of his major work Herrlichkeit (translated into English as The Glory of the Lord), a seven-‐volume exposition of theological aesthetics often credited alongside the work of Karl Barth for reintroducing the concept of beauty into contemporary theological discourse.1 Much more so than any of the Protestant theologians of his era writing at the intersection of art and theology (Paul Tillich, Amos Wilder, Gerardus van der Leeuw) and arguably to a greater extent than his famous Catholic contemporaries (Jacques Maritain, Étienne Gilson), Balthasar has emerged as a necessary touchstone for subsequent theological engagements with art and beauty, particularly his famous account of the loss of transcendent Beauty in modernity.2 Some contemporary theologians have gravitated towards Balthasar’s insights but have sought to supplement them with a more 1 Hans Urs von Balthasar, Herrlichkeit: eine theologische Ästhetik, 5 vols. (Einsiedeln:Johannes Verlag, 1961–1965) English translation The Glory of the Lord, trans. Erasmo Leiva-‐Merikakis, Oliver Davies, et al, 7 vols. (San Francisco: Ignatius Press, 1982). 2 The key texts here are Jacques Maritain, Art and Scholasticism, trans. J. F. Scanlan (New York: Charles Scribner’s Sons, 1954); Creative Intuition in Art and Poetry (Cleveland/New York: World Publishing Co., 1954); and Étienne Gilson, Painting and reality (New York: Meridian Books, 1959). On Rahner’s implicit theology of art, see Gesa Elsbeth Thiessen, “Karl Rahner: toward a theological aesthetics,” in The Cambridge Companion to Karl Rahner, ed. Declan Marmion and Mary E. Hines (New York: Cambridge University Press, 2005). The question of whether Balthasar’s sometime rival Karl Rahner yields a theological aesthetics without terming it as such is decisively investigated in Peter Fritz, Karl Rahner’s Theological Aesthetics (Washington: Catholic University of America Press, 2014). 1 2 fundamental theological or philosophical method, such as John Dadosky (employing the thought of Bernard Lonergan) or the late Alejandro García-‐Rivera (turning to the pragmatic philosophy of Charles Peirce).3 Others have roundly criticized Balthasar for being too hierarchical in his ecclesiology, too heterodox in his Trinitarian theology, too “unsystematic” in his method, and/or too conservative on a number of social issues.4 Still others have found in his theology a compelling case for an integrative, even symphonic vision of Christian theology centred on Trinitarian disclosure and the radiant form of Christ. His influence continues to grow both in Catholic theology and within the vibrant ecumenical discourse surrounding theology and the arts, both for his openness to beauty, art, poetry, and literature and for the compelling analogy he draws between “seeing the form” of Christ and our experience of a masterful work of art. Davide Zordan and Stefanie Knauss sum up Balthasar’s contribution to subsequent theological aesthetics succinctly: by combining “foundational theology” (“how God’s revelation can be perceived and received by human beings”) and “a dogmatic theme” (“the doctrine of participation in the divine life”), Balthasar, with his analogical approach, has exerted “a decisive influence on the development of theology and in particular aesthetic theology” which far surpasses the contributions of more straightforward theologians of art such as 3 See John D. Dadosky, “Philosophy for a theology of beauty,” Philosophy & Theology 19:1-‐2 (2007): 7-‐34; another example of this is Edward Farley, Faith and Beauty: A Theological Aesthetic (Aldershot: Ashgate, 2001); and finally, Alejandro García-‐Rivera, The Community of the Beautiful: A Theological Aesthetics (Collegeville, MN: Liturgical Press, 1999). 4 For criticism of Balthasar which even calls into question his value as a ‘systematic’ theologian, one need look no further than Karen Kilby, Balthasar: a (very) critical introduction (Grand Rapids, MI: Eerdmans, 2012). 3 Paul Tillich, whose existential methods (e.g. correlation) have subsequently fallen out of favour.5 However, the purpose of Herrlichkeit is not first and foremost to set out a natural theology of art based on the primacy of beauty; as a result of this, the relationship of his theological aesthetics to sacred and secular art is “frequently misunderstood.”6 Moreover, despite its palpable influence on the field, Balthasar’s theological aesthetics steadfastly resists attempts to draw out a systematic theology of art. In fact, he explicitly disavows what he terms “aesthetic theology,” an attempt to move directly from art to divine mystery—a view of the work of art as directly mediating transcendence along German Idealist or Romantic lines—suggesting in a Barthian (and explicitly Kierkegaardian) vein that such a move leads ultimately to idolatry, and a failure to grapple seriously with the compelling otherness of the divine.7 Balthasar’s aim in The Glory of the Lord is rather to uncover a biblical, philosophical theology of glory, carefully appropriating the language we commonly use to describe experience of a work of art to convey something of the divine radiance across the dynamic, “ever-‐greater” 5 Davide Zordan and Stefanie Knauss, “Following the Traces of God in Art: Aesthetic Theology as Foundational Theology,” CrossCurrents (March 2013), 5. 6 Kevin Mongrain, “Von Balthasar’s Way from Doxology to Theology,” Theology Today 64 (2007): 58. 7 Hans Urs von Balthasar, Herrlichkeit: eine theologische Ästhetik, vol. 1 Schau der Gestalt (Einsiedeln: Johannes Verlag, 1961) English translation The Glory of the Lord: A Theological Aesthetics. Volume I: Seeing the Form, trans. Erasmo Leiva-‐Merikakis (San Francisco: Ignatius Press, 1982), 79. Henceforth GL1.
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