Aristotle and Menander on the Ethics of Understanding Submitted by Valeria Cinaglia to the University of Exeter as a thesis for the degree of Doctor of Philosophy in Classics In January 2011 This thesis is available for Library use on the understanding that it is copyright material and that no quotation from the thesis may be published without proper acknowledgement. I certify that all material in this thesis which is not my own work has been identified and that no material has previously been submitted and approved for the award of a degree by this or any other University. Signature: 1 ABSTRACT This doctoral thesis explores a subject falling in the interface between ancient Greek philosophy and literature. Specifically, I am concerned with common ground between the New Comedy of Menander and aspects of Aristotle’s philosophy. The thesis does not argue that the resemblance identified between the two writers shows the direct influence of Aristotle on Menander but rather thay they share a common thought-world. The thesis is structured around a series of parallel readings of Menander and Aristotle; key relevant texts are Menander’s Epitrepontes, Samia, Aspis, Perikeiromene and Dyscolos and Aristotle’s Posterior Analytics, Nicomachean and Eudemian Ethics, De Anima and Poetics. My claim is that Menander’s construction of characters and plots and Aristotle’s philosophical analyses express analogous approaches on the subject of the relationship between knowledge and ethics. Central for my argument is the consideration that in Aristotle’s writings on ethics, logic, and psychology, we can identify a specific set of ideas about the interconnection between knowledge-formation and character or emotion, which shows, for instance, how ethical failings typically depend on a combination of cognitive mistakes and emotional lapses. A few years later than the composition of Aristotle’s school-texts, Menander’s comedies, as expressed in the extant texts, present to a wider audience a type of drama which, as I argue, reflects an analogously complex and sophisticated understanding of the interplay between cognitive or rational understanding and character or emotion. More broadly, Aristotle and Menander offer analogous views of the way that perceptions and emotional responses to situations are linked with the presence or absence of ethical and cognitive understanding, or the state of ethical character- development in any given person. Thus, I suggest, the interpersonal crises and the progress towards recognition of the identity of the crucial figures in Menandrian comedies embody a pattern of thinking about perception, knowledge and the role of emotion that shows substantial linkage with Aristotle’s thinking on comparable topics. 2 LIST OF CONTENTS FOREWORD ........................................................................................................................ 5 NOTES ON CONVENTIONS .................................................................................................. 8 INTRODUCTION ................................................................................................................ 11 1. Setting the scene: Aristotle and Menander ................................................................. 11 2. The questions underlying my hypothesis.................................................................... 14 2.1 Menander and Theophrastus on Character(s)?..................................................... 14 2.2 Menander and the previous dramatic tradition?.................................................... 18 3. The structure of the thesis and the method of enquiry ................................................ 23 CHAPTER 1. Setting the broader background................................................................... 27 1. Understanding, ethics and ancient philosophy ........................................................... 28 2. Understanding, ethics and aesthetic pleasure ............................................................. 32 CHAPTER 2. Degrees of understanding: Menander and Aristotle on how we understand ....................................................................................................................... 38 1. Epitrepontes: recognition and understanding. ............................................................ 40 2. Notes on recognition in Euripides’ Electra ................................................................ 50 3. Grasping the sense ...................................................................................................... 57 3.1 Understanding and missing understanding ........................................................... 60 3.2 Grasping and missing the grasp ............................................................................ 64 4. Conclusions ................................................................................................................. 72 CHAPTER 3. The misleading power of perceptions and emotions ................................... 75 1. “Is this plausible?” (Men. Sam. 216) .......................................................................... 78 1.1 Demeas .................................................................................................................. 78 1.2 Moschion .............................................................................................................. 94 2. Aristotle on the vulnerability of correct (ethical) reasoning ....................................... 98 2.1 Thinking about one’s own perceptions ............................................................... 100 2.2 Acting on the basis of one’s own perceptions .................................................... 104 3. Conclusions ............................................................................................................... 112 3 CHAPTER 4. Luck, ignorance and human agency .......................................................... 114 1. A play of chance / a chance to play. ......................................................................... 117 1.1 Perikeiromene ..................................................................................................... 117 1.1.1 The prologue of Ἄγνοια ......................................................................... 118 1.1.2 Polemon and Moschion .......................................................................... 123 1.2 Aspis .................................................................................................................... 129 1.2.1 The prologue of Τύχη ............................................................................. 129 1.2.2 Smikrines and Daos ................................................................................ 131 1.3 Divine prologue speakers and related matters .................................................... 134 2. Aristotle on chance, ignorance and rational agents .................................................. 140 2.1 Prologues and likelihood .................................................................................... 140 2.2 Aristotle, Τύχη and Ἄγνοια ................................................................................ 142 2.2.1 Chance and mere chance ........................................................................ 144 2.2.2 Voluntary, non-voluntary, involuntary actions ....................................... 150 3. Conclusions ............................................................................................................... 155 CHAPTER 5. Character, ethics and human relationships: Menander and Aristotle on how we learn to be good and how we become bad ...................................................... 157 1. The young man and the old man ............................................................................... 162 1.2 Other examples of young men and old men ....................................................... 173 2. Aristotle on the individual and his community ......................................................... 183 2.1 Listening and watching friends ........................................................................... 185 2.2 Talking and living with friends ........................................................................... 193 3. Conclusions ............................................................................................................... 199 CONCLUSIONS ................................................................................................................ 203 1. The main ideas .......................................................................................................... 203 2. Further implications of the thesis .............................................................................. 206 BIBLIOGRAPHY .............................................................................................................. 211 4 FOREWORD This thesis has evolved as a natural progression from my undergraduate degree in philosophy and my studies, at Master level, in classical drama in its intellectual and social context. As an undergraduate in Bologna, I decided to write my final dissertation on the problem of self-knowledge in Sophocles’ Oedipus Tyrannus. There, I interpreted Oedipus’ discovery as an epistemological problem and, at the time, I argued that human knowledge and its limits are the elements that constitute the main issue of this play and other Sophoclean tragedies such as Trachiniae. This dissertation represented a first attempt to bring together my two main interests as an undergraduate student: philosophy and ancient drama. My experience of trying to combine these two subjects increased my interest in this project and this is what brought me to Exeter. While studying for my Master of Arts there, I had the opportunity to study Menander’s comedies and I observed that Menander often presents characters that, like Oedipus, think they know the truth but are mistaken. The dramatic consequence of such partial knowledge is that, in most cases, they act wrongly. It seemed to me that this feature was not only similar to Attic tragedy but also evoked certain aspects of Aristotelian ethical and epistemological thought. I decided that this feature of Menander’s drama merited further investigation, and in my Master dissertation, I examined, in a preliminary way, Menander’s presentation of the state of knowledge of his characters, the limits of their knowledge and the consequences that these states of mind lead to. In that occasion, I also pointed out, again in a preliminary way, that there were potentially close parallels between Menander’s presentation of these topics and various aspects of Aristotle’s philosophy. This thesis is an attempt to take forward this line of thought and to develop a path of research started some years ago. Although the current thesis establishes decisively, to my mind, the resemblance between Menander and Aristotle that struck me some years ago, it raises broader questions that merit further research beyond the thesis, as outlined in the Conclusions. This thesis has been written in its present form at the University of Exeter in 2007-2010 and it would not have been realised without the support of the Department of Classics. To each member of the Department is addressed my deepest thanks for 5 creating the lively, intellectually stimulating and exceptionally supportive environment that has accompanied my research from begin to end. I would like to thank, in particular, my two supervisors Christopher Gill and John Wilkins who have been always responsive to my ideas and available in offering tirelessly help and support until the very last stages of my dissertation. To them go my sincere esteem as scholars and inspirational models of human beings. I would also like to thank the Department of Classics of Brown University – Providence, RI (USA) that in the fall term of 2008/09 and again in April 2010 welcomed me warmly as visiting student and allowed me to participate in the numerous activities going on in the Department. Special thanks go to David Konstan and Pura Nieto whose incredible enthusiasm, warmth and availability as hosts really made a difference during my stay in Brown. David Konstan, Marie Louise Gill and Adele Scafuro also offered advise and help on specific parts of this thesis (especially Chapters 2, 3 and 5) and gave me precious suggestions of which I hope to have made good use. In this respect, I would also like to thank Dana Munteanu for having variously discussed some parts of my thesis (Chapters 2 and 4 in particular) and having responded to my ideas with much promptness and enthusiasm. The development of this thesis has also been taken forward by seminar papers and research visits taking place during the whole period of research and composition in Exeter, Cork, Edinburgh, Glasgow, Providence and Geneva. In particular, Chapter 2 has been the subject of discussion in the panel ‘Re-examining dramatic’ recognition at the Classical Association Annual Meeting (Glasgow, April 2009). The panel was aiming to explore the ideological, dramaturgical and structural significance of dramatic recognition processes. I thank Rowan Fraser and Anne-Sophie Nöel for having allowed me to take part in this exciting and enriching project. Chapter 3 has been variously discussed during a departmental research seminar in Exeter (November 2009): the comments received in that occasion have been of crucial importance for the understanding of certain topics and, more precisely, to formulate further hypoteses raised by my research. In particular, I thank Barbara Borg and Richard Seaford for having pointed out to me possible questions and issues to which I have tried to give a tentative answer in the Conclusions. Finally, I would like to record some more personal debts. I would like to thank friends and colleagues whose presence, liveliness, kindness and availability to discuss any imaginable topic in any imaginable setting made these years in Exeter so enjoyable: Daniele Carrieri, Mattia Gallotti, Daniel King, Hadeel Maaitah, Michiru Nagatsu, 6 Pierre-Olivier Methot and Rafael Scopacasa. The period of research of this thesis has coincided with my moving to England and my subsequent marriage with Pascal, whose presence and deep comprehension have given to me unimaginable help and the necessary strength needed to complete this project. To him goes my profound thanks with much love. Finally my last acknowledgement goes to my family in Narni and Vasto, to my sister Claudia and to my parents Lucia and Paolo to whom this thesis is dedicated: their vigorous, deep and unshakable love and support was vital to sustain this project, as each project that I have so far undertaken, especially in the moments in which I, as first, was not believeing in it. For this, grazie. 7 NOTES ON CONVENTIONS 1. Ancient authors In the footnotes I abbreviate names and works of ancient authors as in H. G. Liddell & R. Scott (eds.), Greek-English Lexicon (1st ed.1843), Oxford: Clarendon Press, 1996 and in P. G. W. Glare (ed.), Oxford Latin Dictionary, Oxford: Clarendon Press, 1982. I have used Greek texts from the TLG 1992 Thesaurus Linguae Grecae, University of California, 1992 on Compact Disk. I have underlined the Greek text in words or phrases that I consider especially relevant. At times, in quoting Greek or Latin texts, I choose to omit certain sentences or parenthetical expressions: this will be indicated with the sign ‘[...]’. Words or expression that are considered interpolations will be identified by square brackets both in the Greek or Latin text and in the English translation. Translations of Greek texts are my own unless otherwise specified. I have used published translations, usually modified by me, for the following works of Aristotle: APOSTLE, H. G. 1969, Aristotle’s Physics, trans. with introduction and notes, Bloomington: Indiana University Press. — 1975, The Nicomachean Ethics, trans. with introduction and notes, Dordrecht: Reidel. BARNES, J. 1984, ‘Eudemian Ethics’, in The Complete Works of Aristotle, trans. J. Solomon, vol. 2, Oxford: Oxford University Press. — 1994, Aristotle: Posterior Analytics, trans. with introduction and notes, Oxford: Oxford University Press. HICKS, D. R. (ed.) 1907, Aristotle: De Anima, trans. with introduction and notes, Cambridge: Cambridge University Press. KENNEDY, G. A. 2007, On Rhetoric: A Theory of Civic Discourse, trans. with introduction and notes, Oxford: Oxford University Press. JANKO, R. (ed.) 1984, Aristotle on Comedy: Towards a Reconstruction of Poetics II, trans. with introduction and notes, Berkeley: University of California Press. REEVE, C. D. C. 1988, Aristotle: Politics, trans. with introduction and notes, Indianapolis: Hackett. 8 2. Modern Works The following modern works are abbreviated: DNP H. von Cancik and H. Schneider (eds.), Der Neue Pauly, 16 vols., Stuttgart; Weimar: J. B. Metzler Verlag, 1996/2003. LIMC Fondation pour le LIMC (ed.), Lexicon Iconographicum Mythologiae Classicae, 8 vols., Zürich und München: Artemis Verlag, 1981. LSJ H. G. Liddell, R. Scott and Jones H. S. (eds.), Greek-English Lexicon (first edition 1843), Oxford: Clarendon Press, 1996. All secondary literature is cited in footnotes with name of the author(s) and year of publication; it is given in full form in the Bibliography. 9 A Mo e Pò 10
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