Archaeology Theories, Methods, and Practice o COLIN RENFREW PAUL BAHN l Theories, Methods, and Practice o C O L L E G E A E D I T I O N g r y c S E V E N T H E D I T I O N h REVISED & UPDATED a e o Archaeology © 1991, 1996, 2000, 2004, 2008, 2012, and 2016 Thames & Hudson Ltd, London Text (unless otherwise indicated) Copyright © 1991 and 2016 Colin Renfrew and Paul Bahn For other textual credits see acknowledgments All Rights Reserved. No part of this publication may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopy, recording or any other information storage and retrieval system, without prior permission in writing from the publisher. First published in 1991 in the United States of America by Thames & Hudson Inc., 500 Fifth Avenue, New York, New York 10110 thamesandhudsonusa.com Seventh edition 2016 Library of Congress Catalog Card Number 2015943655 ISBN 978-0-500-29210-5 Manufactured in China by Imago C O N T E N T S Preface to the College Edition 9 BOX FEATURES Experimental Archaeology 53 Introduction Wet Preservation: The Ozette Site 60 The Nature and Aims of Archaeology 12 Dry Preservation: The Tomb of Tutankhamun 64 Cold Preservation 1: Mountain “Mummies” 67 Cold Preservation 2: Snow Patch Archaeology 68 PART I Cold Preservation 3: The Iceman 70 The Framework of Archaeology 19 3 Where? 1 The Searchers Survey and Excavation of Sites and Features 73 The History of Archaeology 21 Discovering Archaeological Sites The Speculative Phase 22 and Features 74 The Beginnings of Modern Archaeology 26 Assessing the Layout of Sites and Features 98 Classification and Consolidation 32 Excavation 110 A Turning Point in Archaeology 40 Summary 130 World Archaeology 41 Further Reading 130 Summary 48 BOX FEATURES Further Reading 48 The Sydney Cyprus Survey Project 76 Sampling Strategies 79 BOX FEATURES Identifying Archaeological Features from Above 82 Digging Pompeii: Past and Present 24 Interpretation and Mapping From Aerial Images 86 Evolution: Darwin’s Great Idea 27 Lasers in the Jungle 89 North American Archaeological Pioneers 30 GIS and the Giza Plateau 96 The Development of Field Techniques 33 Tell Halula: Multi-period Surface Investigations 100 Pioneering Women in Archaeology 38 Geophysical Survey at Roman Wroxeter 106 Processual Archaeology 41 Measuring Magnetism 108 Interpretive or Postprocessual Archaeologies 44 Underwater Archaeology 113 Çatalhöyük: Interpretive Archaeologies in Action 46 Excavating the Red Bay Wreck 114 Jamestown Rediscovery: The Excavation Process 117 2 What is Left? Excavating the Amesbury Archer 120 The Variety of the Evidence 49 Excavating an Urban Site 126 Basic Categories of Archaeological Evidence 49 4 When? Formation Processes 52 Dating Methods and Chronology 131 Cultural Formation Processes – How People Have Affected What Survives in the Relative Dating 132 Archaeological Record 54 Stratigraphy 132 Natural Formation Processes – Typological Sequences 133 How Nature Affects What Survives Linguistic Dating 136 in the Archaeological Record 55 Climate and Chronology 136 Summary 72 Absolute Dating 138 Further Reading 72 Calendars and Historical Chronologies 140 Annual Cycles: Varves, Speleothems, Investigating Maya Territories 210 and Tree-Rings 142 Conspicuous Ranking at Mississippian Spiro 218 Radioactive Clocks 146 Conflict Archaeology 220 Early Intermediate Period Peru: Gender Relations 226 Other Absolute Dating Methods 160 Genetic Dating 162 6 What Was the Environment? Calibrated Relative Methods 163 Environmental Archaeology 233 Chronological Correlations 164 World Chronology 167 Investigating Environments on a Global Scale 233 Summary 176 Studying the Landscape: Geoarchaeology 240 Further Reading 176 Reconstructing the Plant Environment 249 BOX FEATURES Reconstructing the Animal Environment 256 The Maya Calendar 140 Reconstructing the Human Environment 264 The Principles of Radioactive Decay 147 Summary 272 How to Calibrate Radiocarbon Dates 150 Further Reading 272 Bayesian Analysis: Improving the Precision of Radiocarbon Chronologies 152 BOX FEATURES Dating the Earliest West Europeans 158 Sea and Ice Cores and Global Warming 235 Dating the Thera Eruption 164 El Niño and Global Warming 236 Cave Sediments 242 Doggerland 246 Pollen Analysis 250 PART II Elands Bay Cave 262 Mapping the Ancient Environment: Cahokia Discovering the Variety of and GIS 266 Human Experience 177 Ancient Gardens at Kuk Swamp 268 7 What Did They Eat? 5 How Were Societies Organized? Social Archaeology 179 Subsistence and Diet 273 What Can Plant Foods Tell Us About Diet? 274 Establishing the Nature and Scale of the Society 1 80 Information from Animal Resources 278 Further Sources of Information for Social Organization 186 Investigating Diet, Seasonality, and Domestication from Animal Remains 288 Techniques of Study for Mobile Hunter-Gatherer Societies 195 How Were Animal Resources Exploited? 306 Techniques of Study for Segmentary Societies 198 Assessing Diet from Human Remains 310 Techniques of Study for Chiefdoms and States 209 Summary 316 The Archaeology of the Individual Further Reading 316 and of Identity 222 BOX FEATURES The Emergence of Identity and Society 225 Paleoethnobotany: A Case Study 276 Investigating Gender and Childhood 225 Butser Experimental Iron Age Farm 278 The Molecular Genetics of Investigating the Rise of Farming in Western Asia 284 Social Groups and Lineages 230 Seasonality at Star Carr 290 Summary 232 Taphonomy 292 Quantifying Animal Bones 294 Further Reading 232 Bison Drive Sites 296 BOX FEATURES The Study of Animal Teeth 298 Network Analysis 185 Farming Origins: A Case Study 300 Ancient Ethnicity and Language 194 Shell Midden Analysis 304 Monuments, Polities, and Territories in Early Wessex 204 Interpreting Stonehenge 206 8 How Did They Make and Use Tools? From Written Source to Cognitive Map 401 Technology 317 Establishing Place: The Location of Memory 403 Measuring the World 405 Unaltered Materials: Stone 319 Planning: Maps for the Future 409 Other Unaltered Materials 334 Symbols of Organization and Power 411 Synthetic Materials 342 Symbols for the Other World: Archaeometallurgy 347 The Archaeology of Religion 413 Summary 356 Depiction: Art and Representation 422 Further Reading 356 Music and Cognition 428 BOX FEATURES Mind and Material Engagement 430 Artifacts or “Geofacts” at Pedra Furada? 320 Summary 432 How Were Large Stones Raised? 324 Further Reading 432 Refitting and Microwear Studies at Rekem 330 BOX FEATURES Woodworking in the Somerset Levels 336 Metallographic Examination 348 Clues to Early Thought 396 Copper Production in Ancient Peru 350 Paleolithic Art 398 Early Steelmaking: An Ethnoarchaeological The Ness of Brodgar: Experiment 355 At the Heart of Ceremonial Orkney 406 Maya Symbols of Power 414 9 What Contact Did They Have? The World’s Oldest Sanctuary 418 Recognizing Cult Activity at Chavín 420 Trade and Exchange 357 Identifying Individual Artists in Ancient Greece 424 Sacrifice and Symbol in Mesoamerica 426 The Study of Interaction 357 Early Musical Behavior 428 Finding the Sources of Traded Goods: Cognition and Neuroscience 431 Characterization 365 The Study of Distribution 374 11 Who Were They? What Were They Like? The Study of Production 372 The Study of Consumption 382 The Bioarchaeology of People 433 Exchange and Interaction: Identifying Physical Attributes 435 The Complete System 384 Assessing Human Abilities 445 Summary 390 Disease, Deformity, and Death 453 Further Reading 390 Assessing Nutrition 466 BOX FEATURES Population Studies 467 Modes of Exchange 361 Diversity and Evolution 469 Materials of Prestige Value 362 Analyzing Artifact Composition 368 Identity and Personhood 475 Glassware from the Roman Mediterranean in Japan 372 Summary 475 Amber From the Baltic in the Levant 373 Further Reading 476 Fall-off Analysis 377 BOX FEATURES Distribution: The Uluburun Wreck 380 Spitalfields: Determining Biological Age at Death 438 Production: Greenstone Artifacts in Australia 383 Facial Reconstructions 442 Interaction Spheres: Hopewell 389 Finding a Neolithic Family 444 10 What Did They Think? Ancient Cannibals? 450 Examining Bodies 454 Cognitive Archaeology, Art, and Religion 391 Grauballe Man: The Body in the Bog 456 Life and Death Among the Inuit 460 Investigating How Human Symbolizing Richard III 462 Faculties Evolved 393 Genetics and Language Histories 471 Working with Symbols 400 Studying the Origins of New World and Australian Populations 473 12 Why Did Things Change? Archaeological Ethics 551 Explanation in Archaeology 477 Popular Archaeology Versus Pseudoarchaeology 551 Migrationist and Diffusionist Explanations 477 Who Owns the Past? 556 The Processual Approach 481 The Responsibility of Collectors and Museums 560 Applications 483 Summary 564 The Form of Explanation: General or Particular 489 Further Reading 564 Attempts at Explanation: One Cause or Several? 491 BOX FEATURES Postprocessual or Interpretive Explanation 498 The Politics of Destruction 552 Cognitive Archaeology 501 Destruction and Response: Mimbres 561 Agency and Material Engagement 503 Summary 506 15 The Future of the Past Further Reading 506 How to Manage the Heritage? 565 BOX FEATURES The Destruction of the Past 565 Diffusionist Explanation Rejected: Great Zimbabwe 480 The Response: Survey, Conservation, Molecular Genetics, Population Dynamics and Climate Change: Europe 482 and Mitigation 568 The Origins of Farming: A Processual Explanation 484 Heritage Management, Display, and Tourism 580 Marxist Archaeology: Key Features 486 Who Interprets and Presents the Past? 581 Language Families and Language Change 488 The Past for All People and All Peoples 583 Origins of the State: Peru 492 The Classic Maya Collapse 496 What Use is the Past? 583 Explaining the European Megaliths 500 Summary 584 The Individual as an Agent of Change 504 Further Reading 584 BOX FEATURES Conservation in Mexico City: The Great Temple PART III of the Aztecs 570 CRM in Practice: The Metro Rail Project 574 The World of Archaeology 507 Portable Antiquities and the UK “Portable Antiquities Scheme” 576 13 Archaeology in Action 16 The New Searchers Five Case Studies 509 Building a Career in Archaeology 585 Oaxaca: The Origins and Rise of the Zapotec State 510 Lisa J. Lucero: University Professor, USA 586 The Calusa of Florida: Gill Hey: Contract Archaeologist, UK 587 A Complex Hunter-Gatherer Society 519 Rasmi Shoocongdej: University Professor, Research Among Hunter-Gatherers: Thailand 589 Upper Mangrove Creek, Australia 525 Douglas C. Comer: CRM Archaeologist, USA 591 Khok Phanom Di: Shadreck Chirikure: Archaeometallurgist, Rice Farming in Southeast Asia 531 South Africa 593 York and the Public Presentation Jonathan N. Tubb: Museum Curator, UK 594 of Archaeology 538 Further Reading 548 14 Whose Past? Glossary 596 Archaeology and the Public 549 Notes and Bibliography 605 Acknowledgments 651 The Meaning of the Past: The Archaeology of Identity 549 Index 654 P R E FA C E T O T H E C O L L E G E E D I T I O N Since we first published this book twenty-five years ago we enable students to test their comprehension of the book have revised it six times. This new edition of Archaeology: and to explore new areas of research. For instructors there Theories, Methods, and Practice is the most comprehensive is an online instructor’s manual, a test bank and images introduction to archaeological method and theory avail- and diagrams (as JPEGs and as PowerPoint presentations) able. It is used by instructors and students for introductory for use in class. courses on methods and theory, but also for classes on field methods, archaeological science, and a number of Archaeology in the 21st Century other courses. The book presents an up-to-date and accurate overview of We set out to convey a sense of the excitement of a rapidly the world of archaeology in the 21st century. We are acutely moving discipline that is seeking answers to some of the aware of the complex relationships between theory and fundamental questions about the history of humankind. method, and of both of these upon the current practice of The archaeological record is the only resource we have archaeology – in excavations, in museums, in heritage work, which can answer such questions about our origins – both in the literature, and in the media. Throughout, the box fea- in terms of the evolution of our species and of the develop- tures illustrate specific examples of excavation projects, and ments in culture and society which led to the emergence explain particular techniques or theoretical approaches. of the first civilizations and to the more recent societies The references and bibliography ensure that the work can founded upon them. The research is thus an enquiry into be used as a gateway to the full range of current scholarship ourselves and our beginnings, into how we have become – in that way it is also a work of reference for graduate stu- what we are now, and how our world view has come about. dents as well as professional archaeologists. We hope too That is why it is a discipline of central relevance to the that the book is written with sufficient clarity and purpose present time: only in this way can we seek to achieve a that it is of real value for the general reader, whether as an long-term perspective upon the human condition. And it is overview of the subject today or to be used selectively to worth emphasizing that archaeology is about the study of follow up particular topics of interest. humans, not just artifacts and buildings for their own sake. We have tried not to duck any of the controversial issues The dynamic pace of change in archaeology is reflected of contemporary archaeology – whether in the field of in the continuing evolution of this book, particularly in this theory or of politics. And we have tried to include origi- seventh edition. Each chapter and every element is reviewed nal ideas of our own. We would claim for instance that and updated, incorporating new methods, changing theo- our chapter on The Bioarchaeology of People (Chapter ries, and fresh discoveries. This dynamism is driven in part 11) offers an overview not readily found elsewhere, by the range of research constantly underway in every part and that the chapters (10 and 12) on Cognitive Archae- of the world, which in turn means that the data accessible ology and on Explanation in Archaeology offer syntheses to the archaeologist are increasing all the time. that present a number of original perspectives. The dis- But new interpretations are not simply the product cipline of archaeology is perpetually in a state of change, of new excavations turning up new information. They and we have tried to capture and to represent where it is depend also upon the development of new techniques at now. of enquiry: the field of archaeological science is a rapidly expanding one. We believe also that progress and deeper understanding come from the continuing developments Resources in archaeological theory, and from the changing nature of With this edition students will have access to free online the questions we pose when we approach these increas- 9 study materials at http://goo.gl/WTwvu6. Its quizzes, ing amounts of data. The questions we ask, moreover, chapter summaries, flash cards, and web projects will arise not only from academic research but from the
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