APPENDIX D HEALTHY LIFESTYLE BEHAVIORS PROGRAM MANUAL Reducing Medical Risks in Individuals with Bipolar Disorder Principal Investigator: David J. Kupfer, MD Prepared by: Anne Germain, PhD, Marsha D. Marcus, PhD, and Martica Hall, PhD February 2008 A substantial portion of the material in this manual was drawn and adapted from the Obesity and Nutrition Research Center (ORNC) Manual (Copyright 2003 © by the University of Pittsburgh), developed by Bonnie Gillis, MS, RD for the ONRC, supported by the National Institutes of Diabetes and Digestive and Kidney Diseases, National Institute of Health Reducing Medical Risks in Individuals with Bipolar Disorder Appendix D: Healthy Lifestyle Behaviors Program Manual HEALTHY LIFESTYLE BEHAVIORS PROGRAM MANUAL – TABLE OF CONTENTS – Page Introduction.......................................................................................................................................1 Documentation Used in This Study.........................................................................................1 Overall Treatment Strategy.....................................................................................................1 Healthy Lifestyle Behaviors Program – Overview...................................................................2 Bipolar Disorder Education.............................................................................................................6 Session 1: Pursuing Health Balance ....................................................................................6 Session 2: Education About Bipolar Disorder......................................................................11 Session 3: Understanding and Monitoring Tobacco, Alcohol, and Drug Use......................23 Healthy Sleep/Wake and Social Rhythm Practices.....................................................................28 Session 4: Social Rhythms..................................................................................................28 Session 5: Sleep Rhythms...................................................................................................34 Session 6: Physical Activity and Social and Sleep Rhythms...............................................41 Session 7: Relapse Prevention in Social and Sleep Rhythms.............................................46 Weight Loss....................................................................................................................................51 Session 8: Nutrition and Weight Loss..................................................................................51 Session 9: Using the Cues...................................................................................................70 Session 10: Healthy Food Choices When Eating Out.........................................................77 Session 11: Healthy Meal Plan............................................................................................82 Physical Activity.............................................................................................................................98 Session 12: Physical Activity for Weight Loss.....................................................................98 Session 13: Types of Fitness.............................................................................................108 Session 14: Putting It All Together.....................................................................................114 Session 15: Relapse Prevention........................................................................................116 Smoking Cessation (Optional)....................................................................................................121 Session 16: Understanding Smoking and Preparing to Quit..............................................121 Session 17: Stimulus Control and Quitting Plan................................................................130 Maintenance and Booster Sessions...........................................................................................138 Sessions 18 to 22: Monthly Maintenance and Booster Sessions .....................................139 Sessions 23 to 27: Quarterly Maintenance and Booster Sessions....................................140 Reducing Medical Risks in Individuals with Bipolar Disorder Appendix D: Healthy Lifestyle Behaviors Program Manual INTRODUCTION The primary aim of this project is to understand whether it is possible to reduce medical risk factors in adults with bipolar disorder and, in doing so, to improve psychiatric and functional outcomes. We seek to examine the role of behavioral risk factors and presumed behavioral mediators and moderators of health risk, including an initial test of an innovative behavioral intervention that targets modifiable medical risk factors, in individuals suffering from bipolar disorder. We hope to identify such risk and protective factors, intervene to reduce medical risk factors with the expectation that psychiatric outcomes will be substantially improved, and thus provide a framework for further efforts at secondary prevention. Working from a longitudinal treatment platform that integrates a multi-pronged health risk reduction intervention with optimal psychiatric management, our health risk reduction approach will be aimed at ameliorating sleep/wake disturbance, improving nutrition and dietary habits, and achieving modest weight reduction by increasing physical activity, while at the same time providing optimal psychiatric care. In order to examine another set of possible pathways (i.e., that it is the amelioration of psychiatric symptoms that leads to improvements in physical health), we will contrast outcomes of subjects receiving the integrated risk reduction intervention with those of subjects receiving psychiatric care with medical monitoring that includes current evidence-based guidelines for the pharmacologic and psychiatric management of bipolar disorder. We will achieve these aims using a 24-month randomized intervention platform for the prospective study of 144 adult patients with bipolar disorder. Documentation Used in This Study This study uses five manuals created to guide the operations of the protocol and the treatment of the patients. All study staff are required to read and become familiar with the contents of all three manuals, regardless of their role on the project. These manuals will be used to train personnel participating in the project and to ensure that all procedures are being followed consistently throughout the study. • The Study Procedures Manual contains descriptions of such administrative procedures as role played by different staff members, training procedures, and data management procedures. It describes procedures for patient intake, screening, evaluation, and termination. • The Psychopharmacologic Treatment Manual describes the psychiatric care provided to patients in both conditions and the algorithms for medication management. • The Medical Monitoring Manual describes the guidelines to be followed for referring patients to their primary care provider for medical care. • The Healthy Lifestyle Behaviors Manual details the procedures to be followed for patients assigned to the integrated risk reduction intervention condition including detailed guidelines for each session of the health and well-being program, complete with worksheets and patient homework assignments. • The Assessment Manual includes descriptions and copies of all the data collection instruments used in the study across all patients. Overall Treatment Strategy All subjects will receive guideline psychopharmacological intervention and psychiatric management delivered by a psychiatrist. This will consist of optimal care for their bipolar disorder focusing on symptom relief, management of side effects, and restoration of functioning. In the integrated risk reduction intervention condition, the treating psychiatrist will work in collaboration with a certified registered nurse practitioner (CRNP) and a health psychologist. The CRNP will be responsible for coordinating the psychopharmacological care provided by the psychiatrist, the healthy lifestyle behaviors program that will be delivered by the health psychologist, and the medical care provided by the patient’s primary care physician (PCP). In the psychiatric care with medical monitoring condition, the treating psychiatrist will be assisted by a psychiatric nurse clinician who will assess the patient’s medical needs and refer the patient to their PCP for care. Reducing Medical Risks in Individuals with Bipolar Disorder Page 1 Appendix D: Healthy Lifestyle Behaviors Program Manual Healthy Lifestyle Behaviors Program – Overview The goal of the healthy lifestyle behaviors program is to educate patients and teach them skills to achieve a balanced lifestyle aimed at minimizing risk for medical morbidity and maximizing likelihood of optimal mental and physical health. The overall rationale for the healthy lifestyle program is that more regular and stable sleep/wake and social rhythms and modest weight loss achieved by improving eating habits and by increasing physical activity can attenuate health risks and improve mood symptoms and functioning. As such, the program is a comprehensive, integrative approach that targets health risks on a daily basis across the 24-hour sleep/wake period. A key component of IRRI is intervention by a health psychologist who aids patients in the development and maintenance of an individualized lifestyle plan, teaches evidence-based strategies for health-related behavior change, and provides support and encouragement for the patient’s goals. All patients assigned to the IRRI condition will take part in a healthy lifestyle behaviors program designed to: 1) minimize medical risks and promote quality of life through psychoeducation and careful adherence to prescribed treatment; 2) improve sleep and social rhythm regularity; 3) promote weight loss by: a) improving healthy eating habits or, where indicated, preventing weight gain; and b) by increasing physical activity; and 4) promote smoking cessation. Because alcohol and drug use adversely affects sleep and social rhythms, eating habits, and physical activity, the healthy lifestyle program includes psychoeducation about substance use in the relevant modules. When indicated by information collected through the Addiction Severity Index now included in this revised application, participants will also receive information on potential treatment options and resources for addressing substance use and will be encouraged to talk to their PCP about these options. The individualized lifestyle plan will be reviewed by the CRNP for consistency with the patient’s medical status to ensure that there are no contraindications to beginning weight loss and exercise programs. The program incorporates psychoeducational material for each component and evidence-based behavior change strategies that will be tailored for individual patients. The program is particularly focused on the needs of individuals with bipolar disorder and incorporates principles of social rhythm stabilization (Frank, 2005; Frank et al., 2005; Miklowitz et al., 2007). Throughout the intervention, the health psychologist will use the Social Rhythm Metric-5 (SRM-5; Frank, 2005) version as one tool to aid in accomplishing these objectives. Based on our experiences and patient feedback in the IRRI pilot study, the health psychologist will meet with the patient for 15 weekly, individual, 1-hr sessions in the first four months of treatment, followed by 2 optional weekly sessions for smoking cessation, then 5 monthly sessions, and then 5 quarterly booster sessions until the end of the 24-month intervention, for a total of 25-27 sessions (see Table 1). The weekly sessions will address the following major topic areas: 1) Bipolar Disorder Psychoeducation. This three-session initial educational component is based on our clinical management paradigm (Frank et al., 2000) for the treatment of bipolar disorder. This structured approach includes education about symptoms, medications, side effects, and relapse planning. It has been associated with high rates of treatment adherence and improved clinical outcomes. The following elements are introduced: education about bipolar disorder, basic healthy sleep and social rhythm practices, and weight loss and management through nutrition and physical activity. The rationale for targeting these domains and their specific roles in acquiring and maintaining a healthy lifestyle is also presented and discussed. One session is dedicated to psychoeducation on the prevalence and effects of tobacco, alcohol, and drug use on health in patients with bipolar disorder. 2) Healthy Sleep/Wake and Social Rhythm Practices. Based on findings linking social rhythm disruption to the onset of manic (and to a lesser extent depressive) episodes among patients with bipolar disorder (Ashman et al., 1999; Malkoff-Schwartz et al., 2000), we will include a four-session educational component and monitoring of basic sleep/wake and social rhythms (Frank, 2005; Frank et al., 2005). Patients are educated regarding the link between circadian dysregulation and mood episodes, are taught to identify the relationship between disruptions in routines and the onset and Reducing Medical Risks in Individuals with Bipolar Disorder Page 2 Appendix D: Healthy Lifestyle Behaviors Program Manual maintenance of mood symptoms, and are shown how to establish and monitor regularity of their daily routines. Emphasis is placed on motivating patients to increase the regularity of daily routines to maintain a regular bedtime and rise time. Specific recommendations for sleep and rise times to regularize sleep patterns are also offered. The SRM-5 and actigraphy are used as feedback mechanisms to monitor changes in both sleep/wake and social rhythms. Participants are also introduced to the role of eating habits and physical activity as important zeitgebers for the circadian system and to promote regular and consolidated sleep/wake and social rhythms. In this module, the effects of nicotine, alcohol, and drugs on sleep and social rhythms are also discussed. 3) Weight Loss. Patients with bipolar disorder are at risk for weight gain, hyperglycemia, and diabetes and consequently, sound nutrition and weight management skills are critical. This component consists of a nutrition module and a physical activity module. Alcohol use in relation to weight loss, nutrition, and exercise are also addressed in this module. a) Nutrition: This four-session module builds on previously introduced concepts of regular sleep/wake and social rhythms by stressing the importance of regular meals and adequate nutrition. The Dietary Guidelines for Americans 2005 (U.S. Department of Health and Human Services & U.S. Department of Agriculture, 2005) serve as the foundation for the intervention. Components include education on nutrition guidelines, making sensible food choices, and information regarding nutrients, fats, sugars, and cholesterol. One goal of this module is to promote healthy food choices in a stepwise fashion. Additionally, we target a modest weight loss of 5% to 7% during the course of the intervention. The recommended rate of weight loss is 1 to 2 lbs per week (i.e., decreasing calories by 500 to 1000 per day). These goals are consistent with those of the successful lifestyle intervention utilized in the Diabetes Prevention Program (Diabetes Prevention Program Research Group, 2002a, 2002b). Such an approach has been shown to be effective in patients with severe mental illnesses including bipolar disorder (Alvarez-Jimenez et al., 2006; Mauri et al., 2006). We help each participant to develop an eating plan consistent with individual and cultural preferences and designed to achieve and maintain a healthy body weight (BMI <25). A daily food diary and the Fat & Fiber Behavior Questionnaire (FFB, Kristal et al., 1990) is used to help patients and staff to monitor progress and difficulties in adhering to healthy eating habits and food choices. The Fat & Fiber Behavioral Questionnaire will be completed at baseline and every 3 months thereafter. b) Physical Activity: Physical activity is also an important component of regular sleep/wake and social rhythms and a critical component of weight loss and management. This four-session module focuses on education about the importance of physical activity to increase energy expenditure and to promote weight loss and safely incorporating regular physical activity into their routines. Materials from the National Center for Chronic Disease Prevention and Health Promotion (2003) provide the foundation for the module. Elements include the development of a program for regular activity, weekly goals for energy expenditure, and the gradual increase of physical activity over time. We prescribe stepwise goals to achieve moderate levels of physical activity, in particular, brisk walking for 30 to 45 minutes 3 to 5 days per week. The Paffenbarger Activity Questionnaire will be completed by the patient at entry to the study and every 3 months thereafter to help monitor progress and difficulties in adhering to physical activity goals. 4) Smoking Cessation. The optional two-session smoking cessation module employs a cognitive- behavioral approach based on the American Cancer Society’s FreshStart Program (Shiffman & Cline, 1990). The FreshStart Program has been shown to obtain a 22% quit rate (Lando et al., 1990) and includes psychoeducation about nicotine addiction, cessation planning, coping skills for managing smoking urges, and relapse prevention. Additional attention is given to potential interactions between nicotine use and medications used to treat bipolar disorder. These target areas (bipolar disorder psychoeducation, psychoeducation on nicotine, alcohol, and drug use, healthy sleep/wake and social rhythm practices, weight loss, and smoking) are integrated under the umbrella of the social rhythms framework which explicitly involves emphasis on the interdependence of these areas to achieve healthy life balance. Each session includes a review of Reducing Medical Risks in Individuals with Bipolar Disorder Page 3 Appendix D: Healthy Lifestyle Behaviors Program Manual information collected since the previous visit on the self-monitoring log for targets being addressed at different times throughout the intervention. For example, Sessions 4 to 7 focus on developing, implementing, and achieving regular sleep/wake and social rhythms in a stepwise manner, but also includes the introduction and review of information collected on the self-monitoring log regarding physical activity and food intake. The focus of the review portion of the intervention session is shifted to nutrition and weight loss during Sessions 8 to 11, but also includes a review of sleep/wake and social rhythms and physical activity. A similar strategy is adopted for Sessions 12 to 15 on physical activity and Sessions 16 and 17 (optional) on smoking cessation. All modules include a review component aimed at identifying signs of deviations and relapses from healthy practices as well as strategies to correct these. Table 1: Components of the Healthy Lifestyle Behaviors Program Component Topics Addressed Therapeutic Goals 1) Bipolar Disorder • Overview and rationale of integrated risk reduction • Increase understanding of the Psychoeducation intervention importance of a balanced • Education about bipolar disorder lifestyle and ways to achieve it (3 sessions) • Importance of a balanced lifestyle • Identify important activities to • Prevalence and impacts of common health risk behaviors enhance sleep/wake and social in bipolar patients: nicotine, alcohol, and drug use rhythms • Enhance adherence to self- monitoring of sleep/wake and social rhythms and exercise 2) Healthy Sleep/ • Education on sleep/wake disturbances & mood disorders • Continue self-monitoring of Wake and Social • Relationship between disruptions in sleep/wake and social exercise and sleep/wake and Rhythm Practices rhythms and onset and maintenance of mood symptoms social rhythms • Education on healthy sleep/wake rhythms and habits • Identify, enhance, and (4 sessions) • Education on healthy social rhythms and habits consolidate sleep/wake and • Identifying, implementing, and consolidating sleep/wake social rhythms though the and social rhythms implementation of regular • Effects of nicotine, alcohol, and drugs on sleep and social sleep/wake and social rhythm rhythmicity schedules in a gradual manner • Eating habits and physical activity as important cues to • Initiate self-monitoring of food enhance sleep/wake and social rhythms intake • Relapse prevention for sleep/wake and social rhythms 3) Weight Loss • Education about healthy eating habits • Enhance/maintain adherence to • How to make healthy food choices self-monitoring of food intake a. Nutrition • How to lose weight • Reduce calorie intake by 500 • Ways to eat fewer calories and less fat calories per day in a progressive (4 sessions) • Exercise and weight loss manner • Alcohol use in weight management • Achieve a modest weight loss • Relapse prevention for healthy eating and weight loss (5% to 7% of initial weight) b. Physical • Education about the importance of physical activity and • Identify and adhere to number of Activity time management strategies to incorporate exercise in a minutes of exercise to achieve weekly routine over the next 4 weeks (4 sessions) • Education about moving more and exercising safely • Incorporate moderate-intensity • Identifying ways to add interest and variety to physical exercise for 30 minutes 3 to 5 activity plan times per week in schedule • How to stay motivated; relapse prevention • Review the effects of smoking on health • Self-monitoring of smoking 4) Smoking • Education about the interactions between nicotine and behaviors and triggers Cessation medications used to treat bipolar disorders • Identify benefits of quitting • Education about stimulus control and smoking smoking (2 optional • Identify relationship among smoking behaviors, sleep and • Plan smoking cessation: identify sessions) social rhythms, and eating habits a quit day and conduct a quit • Education about symptoms of recovery from smoking ceremony • Education about available resources to support people • Identify and incorporate coping who quit smoking skills to manage urges to smoke Reducing Medical Risks in Individuals with Bipolar Disorder Page 4 Appendix D: Healthy Lifestyle Behaviors Program Manual The monthly (Sessions 18 through 22) and quarterly sessions (Sessions 23 through 27) are follow-up sessions to: 1) assess patients’ mood, sleep/wake and social rhythms, nutrition, and exercise; 2) evaluate progress towards the achievement and maintenance of individual patients’ goals regarding regular social and sleep rhythms, eating habits, weight management, and physical activity; 3) reinforce adherence and progress; 4) provide supportive directions to address difficulties and relapses; and 5) problem-solve barriers the patient has toward achieving his/her goals. These sessions allow for significant flexibility and provide an opportunity for the health psychologist and the patient to focus on any of the lifestyle areas that they deem important. Each one-hour session with the health psychologist includes the assessment of symptoms, a review of homework, identification of barriers to implementation of earlier recommendations, and troubleshooting to identify strategies to overcome or minimize barriers. Feedback on the regularity of sleep/wake and social rhythms and previous assignments is also provided. The remainder of this manual provides details on session content, sample scripts, handouts, and patient homework assignments. Reducing Medical Risks in Individuals with Bipolar Disorder Page 5 Appendix D: Healthy Lifestyle Behaviors Program Manual Bipolar Disorder Education Session 1: Pursuing Health Balance Reducing Medical Risks in Individuals with Bipolar Disorder Page 6 Appendix D: Healthy Lifestyle Behaviors Program Manual SESSION 1: PURSUING HEALTH BALANCE 1. The importance of regularity and balance. The coach should begin by explaining that the theme of the healthy lifestyle behaviors program component of IRRI is regularity of rhythms including sleep and social rhythms. Regular rhythms promote health, whereas unstable rhythms are risk factors for poor health outcomes. Physical activity, nutrition, and weight loss management are integral parts of healthy rhythms because they directly contribute to protect or interfere with healthy rhythms. Explain that you will discuss the idea of regular rhythms as it applies to multiple realms of the patient’s life. Regularity and balance are, therefore, a term that will be repeatedly emphasized throughout the course of the intervention. The coach should explain the importance of a regular, balanced lifestyle—that is, one characterized by a degree of regularity and balance in daily activities to promote habits that improve one’s health and that reduce risk behaviors that may negatively affect health. We focus on the theme of regularity and balance because research supports the notion that leading an irregular and imbalanced lifestyle enhances the likelihood of mood problems in individuals with bipolar disorder. Therefore, by maintaining regular sleep, social and physical activity rhythms, and by increasing the sense of balance in life, periods of mood stability may be prolonged. 2. Overview/rationale for the treatment. Outline the intervention with the patient, reviewing the four elements of the healthy lifestyle behaviors program. Use the handout, “Components of a Balanced Lifestyle” to highlight of close relationships between the target domains of the intervention. Review the rationale for each element, stressing its role in maintaining mood stability in individuals with bipolar disorder, as follows: a. Education about bipolar disorder. Patients are best prepared to manage bipolar illness when they have a thorough understanding of its causes, symptoms, and treatments. b. Basic sleep and social rhythm hygiene. Individuals with bipolar disorder are highly sensitive to changes in sleep-wake cycles (e.g., when they go to bed, fall asleep, and wake up), and even minor changes can precipitate mood symptoms. Regular patterns of daily activity can also help to maintain mood stability (e.g., when individuals go to work, eat dinner, etc.). Therefore, we will talk about ways to keep daily routines stable, even when external events make this challenging. Specific recommendations to promote a regular sleep-wake schedule, to consolidate sleep-promoting habits, and to attenuate sleep-interfering habits are discussed and individually tailored for each participant. c. Weight loss: nutrition and physical activity. Patients with bipolar disorder are at risk for weight gain, hyperglycemia, and diabetes for multiple reasons. Therefore, sound nutrition and weight management skills are critical for individuals with bipolar disorder to maintain good health. Self-monitoring of caloric intake and specific strategies to promote healthy eating habits and modest weight loss are presented and implemented. Physical activity is also an important component of weight loss. In addition to being mindful of caloric intake, energy expenditure (or energy use) is necessary to lose and/or maintain a healthy weight. Physical activity is also an important cue for social and sleep rhythms. Most of us know that exercise helps to maintain optimal physical health; exercise also contributes to mental health by managing depression, anxiety, and stress. We will thus work to create an exercise routine that is reasonable and realistic. d. Smoking, tobacco, alcohol, and drug use. Patients with bipolar disorder are 2 to 3 times more likely to develop tobacco-related medical illnesses and 6 to 7 times more likely to develop alcohol or drug abuse. Smoking, tobacco, alcohol, and drug use can directly influence symptoms of bipolar disorder, sleep and social rhythms, healthy eating habits, and physical activity. Throughout these modules, information regarding these behaviors will also be discussed. The main goal is to provide education to better understand the complex relationships between tobacco, alcohol, and drug use and symptoms of bipolar disorders, sleep and social rhythms, healthy eating habits and exercise, and weight management. Reducing Medical Risks in Individuals with Bipolar Disorder Page 7 Appendix D: Healthy Lifestyle Behaviors Program Manual 3. Discuss the handout “A Balanced Lifestyle.” Have the patient go through his/her week and identify the “shoulds” and the “wants.” Identify and discuss areas for improving balance in his/ her life. HOMEWORK Encourage the patient to think about each of the four areas of his/her life discussed and contemplate areas in which the patient feels he/she needs to work toward increased balance and other areas in which he/she has managed to attain a comfortable balance. HANDOUT A Balanced Lifestyle REFERENCES None Reducing Medical Risks in Individuals with Bipolar Disorder Page 8 Appendix D: Healthy Lifestyle Behaviors Program Manual
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