Anxiety and Depression in Children and Adolescents Thomas J. Huberty Anxiety and Depression in Children and Adolescents Assessment, Intervention, and Prevention Thomas J. Huberty Department of Counseling and Educational Psychology School Psychology Program Indiana University Bloomington, IN, USA ISBN 978-1-4614-3108-4 e-ISBN 978-1-4614-3110-7 DOI 10.1007/978-1-4614-3110-7 Springer New York Dordrecht Heidelberg London Library of Congress Control Number: 2012932615 © Springer Science+Business Media, LLC 2012 All rights reserved. This work may not be translated or copied in whole or in part without the written permission of the publisher (Springer Science+Business Media, LLC, 233 Spring Street, New York, NY 10013, USA), except for brief excerpts in connection with reviews or scholarly analysis. Use in connection with any form of information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter developed is forbidden. The use in this publication of trade names, trademarks, service marks, and similar terms, even if they are not identifi ed as such, is not to be taken as an expression of opinion as to whether or not they are subject to proprietary rights. Printed on acid-free paper Springer is part of Springer Science+Business Media (www.springer.com) To Marsha, my life partner, soul mate, and best friend for her love, patience, support, and encouragement To Christopher, who reaffi rms my faith and hope in our children and youth In memory of my mother Preface Anxiety and depression are two of the most prevalent mental health problems of childhood and adolescence, affecting up to as many as one-third of children and youth over their lifetimes, but also are among the most under-identifi ed or misdi- agnosed syndromes and disorders. They are also highly comorbid with each other and other disorders and are diffi cult to differentiate for clinical and research pur- poses. They present challenges in assessment, intervention, and consultation in clinical, community, and school settings. Because the conditions are so prevalent, complex, and comorbid, this book was conceptualized as an attempt to address the complexity from a combination of considering relevant research and applying that information to practice. The book is based on principles and research in developmental psychopathology as the organizing theme, refl ected in Part I that focuses on foundations with consid- erations for assessment and intervention. The fi rst chapter describes major principles, concepts, and research in developmental psychopathology, with emphasis on protec- tive and risk factors, vulnerability, and resilience. Historically, development has been conceptualized in fi ve domains or contexts: (a) genetic factors, (b) biological factors, (c) cultural factors, (d) social factors, and (e) family factors. In this book, a sixth contextual factor has been added: schools, because children spend approximately one-fourth of their waking hours in school. Moreover, many of the emotional and behavioral problems of children and youth are related to school functioning and as many as half of mental health referrals originate from academic-related issues. Schools not only teach literacy skills, but are also major contributors to the develop- ment of social skills and competence, arguably making schooling the most important infl uence on children apart from the family. Thus, the chapter is organized around six contexts: genetic, biological, cultural, social, family, and school. In Chap. 2 , the developmental psychopathology and contextual themes are applied to anxiety and anxiety disorders, with emphasis on understanding the normal developmental aspects of anxiety. Unlike many disorders, anxiety is a normal devel- opmental process that not only occurs in all people on almost a daily basis, but can be adaptive. When anxiety becomes so severe that it impairs personal, social, occupational, vii viii Preface or academic functioning, interventions may be needed . The chapter summarizes the research with regard to the six contexts and concludes with implications for clinical practice. Chapter 3 follows a similar format, recognizing that depression and mood disor- ders do not have the normal developmental progression as does anxiety. The third chapter follows the organization of Chap. 2 with regard to the six contexts and con- cludes with a discussion of clinical implications. Chapter 4 addresses the important concept of emotion regulation, an area that has received increased research and practice attention in the last decade. Emotion regulation refers to the ability of a child to learn how to manage emotions and learn appropriate ways of expression. Some regulation processes are based on genetic and biological factors, but they are highly infl uenced by environmental factors, particu- larly parents, teachers, and peers who have strong infl uences on the development of regulation skills. Part II contains two chapters that address how to conduct differential diagnosis of anxiety and depression, with emphasis on DSM-IV criteria. In Chap. 5 , the pri- mary anxiety disorders are discussed: Separation Anxiety Disorder, Generalized Anxiety Disorder, Obsessive-Compulsive Disorder, Social Phobia (Social Anxiety Disorder), Specifi c Phobia, Posttraumatic Stress Disorder, and Panic Disorder. Prevalence and epidemiology data are presented, along with primary symptoms and secondary features, comorbid disorders, differential diagnosis considerations, and typical assessment profi les. Chapter 6 follows the same format with discussion of Major Depressive Disorder, Dysthymia, and Bipolar Disorder. Both chapters conclude with discussion of a developmental psychopathology perspective on the anxiety and depressive disorders, respectively. Part III focuses on assessment of anxiety and depressive disorders, with Chap. 7 presenting a summary of clinical assessment measures that are useful with internal- izing disorders. This chapter emphasizes general principles of clinical interviewing, observation, and standardized rating scales and multidimensional measures. In Chaps. 8 and 9 , more detailed description of the assessment of anxiety and depres- sion are presented, including measures specifi c to each condition and how they are used with other assessment procedures. At the end of each chapter, a case study is provided that includes results from a psychological assessment. Part IV contains Chaps. 10 – 13 that discuss interventions and prevention of anxi- ety and depression. Chapter 10 presents cognitive–behavioral therapy (CBT) as the primary direct intervention method for anxiety, as well as exposure, systematic desensitization, manualized CBT programs, and pharmacotherapy. Suggestions for conducting clinical and sample interview dialogues are presented. In Chap. 11 , a similar format is followed for interventions for depression and mood disorders, with discussion of three primary therapeutic interventions: CBT, Interpersonal Psychotherapy, and Positive Psychotherapy. Discussion of treatment of the anxious- depressed syndrome that has features of both anxiety and depression is presented. Content about the relative effectiveness of CBT and medications is provided, as well. Discussion of intervening with suicidal children and adolescents is presented. Finally, the case example introduced in Chap. 9 is revisited with attention to devel- oping interventions based on the assessment data. Preface ix Part IV also includes Chap. 12 , which addresses school-based interventions for anxiety and depression. Emphasis is placed on screening for anxiety and depression and using a three-tier, problem-solving approach to interventions that can be done is schools. Primary topics include providing direct, indirect/consultative, and sys- tems interventions in schools that are feasible and acceptable to school personnel, students, and parents. The last chapter in Part IV addresses approaches toward prevention of anxiety and depression. Many of the mental health prevention programs for children and youth, including anxiety and depression, have been implemented in school settings, consistent with the perspective that schools provide the best opportunity to reach large numbers of youth. Community-based prevention programs also exist; there- fore, discussion includes general principles for developing effective prevention pro- grams. Descriptions of evidence-based prevention programs for anxiety and depression at the universal, selected, and indicated levels are presented. Part V contains one chapter that addresses legal issues in educating anxious and depressed students in schools. Children and youth with anxiety and depression often are not identifi ed, but may need help to progress in school. The I ndividuals with Disabilities Education Act (IDEA) and S ection 504 of the Rehabilitation Act of 1973 (Section 504) are the primary avenues for providing special education services and accommodations for students who have disabilities. The chapter is organized primarily around the IDEA and its defi nition of Emotional Disturbance and how children and adolescents who are depressed or anxious may or may not be served in special education. Issues regarding eligibility, evaluations, and procedural issues are discussed within the context of illustrative court cases and the author’s extensive experience as an administrative law judge/independent hearing offi cer for due process hearings under the IDEA and Section 504. In closing, the author hopes that the reader fi nds the book to be a relatively com- prehensive treatment of anxiety and depression in children and adolescents, and that it will be informative with regard to current research, how research is linked with practice, and how the practitioner can apply research in everyday practice. Hopefully, the practitioner will gain valuable information that can be used to provide services to anxious and depressed children and adolescents using evidence-based practices from a developmental psychopathology perspective. The book may be useful for graduate students in clinical, counseling, and school psychology and related disci- plines who are interested in anxiety and depression and how to use evidence-based concepts and literature in their work. Ultimately, our goal should be to help children and youth become psychologically healthy and happy adults. They deserve no less than our best efforts. Bloomington, IN, USA Thomas J. Huberty
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