Antibiotic use, environment and antibiotic resistance: A qualitative study among human and veterinary health care professionals in Orissa, India . Krushna Chandra Sahoo Supervisors: Cecilia Stålsby Lundborg Associate professor, Division of International Health, IHCAR, Karolinska Institutet Professor, Nordic School of Public Health VISITING PROFESSOR, R.D. Gardi Medical College, Ujjain, India Ashok. J. Tamhankar PROFESSOR EMERITUS, N.G. Acharya and D.K. Marathe College, Mumbai, India VISITING RESEARCHER, Karolinska Institutet, Sweden VISITING PROFESSOR, R.D. Gardi Medical College, Ujjain, India NATIONAL COORDINATOR, Indian Initiative for Management of Antibiotic Resistance (IIMAR) Ex-Head, PSIT, Bio Medical group, BARC, Mumbai Masters thesis in Applied Ecology: 30ECTS Date: 25/08/08 1 Abstract Objective: To explore views of medical doctors, veterinarians and drug sellers on use of antibiotics on humans and nonhumans and on factors that influences the development of resistance to antibacterial agents. Further, to look at the bi-directional relationship between antibiotic use and environment. Methods: The study was a qualitative explorative interview study, analysed using conventional content analysis. It was conducted in Orissa, India. Data were collected by face to face semi structured interview. The interviews were tape recorded and transcribed into Oriya, then translated in to English. Each paragraph or sentence was coded. Similar codes were clustered together and collapsed into sub categories and categories. The main themes were allowed to emerge, based on the relationship between categories. Findings: The main finding of the study was mishandling and abuse of antibiotics in patients as well as at professional level due to weak implementation of legislation, which appears to be the major cause of antibacterial agent resistance. Incomplete course or dose due to poverty in rural area and self medication in urban area are more common. The study also showed that climatic factors, pollution and population density are the major ecological factors which influence antibiotic prescriptions. Another major finding of this study was that, due to improper disposal system of pharmaceuticals; antibiotics are contaminating air, water and terrains which can cause major risk to aquatic and grazing animals. Conclusion: This study emphasises the need for comprehensive actions including information, training, legislation and education at all levels of drug delivery system to rationalize antibiotic use by improving prescribing pattern and creating awareness among consumers. Proper disposal of pharmaceutical wastes is required to prevent the contamination of environment from pharmaceutical pollutants. Further study is essential concerning environmental impact of antibiotics. Key words: Antibiotic use; antibiotic resistance; environment; qualitative; conventional; content analysis; veterinarians; medical doctors; drug sellers; Orissa; India. Acknowledgements First of all, I would like to thank all the interviewees for their valuable contribution to this study. Also I would like to express thanks to my friends Dr. Biswal and others for their cooperation and valuable time during data collection. I would like to express my gratitude to my course coordinator Dr Stefan Weisner and Dr Louise Silwer, Dr Eja Pedersen at Halmstad University for their precious support. Especially, I wish to thank Dr Eva Johansson at Nordic School of Public Health and IHCAR, Karolinska Institutet for her significant contribution during data analysis. At last I would like to say timely guidance, support and supervision of my supervisors Dr. Cecilia Stålsby Lundborg and Dr. Ashok. J. Tamhankar is unforgettable. The study was funded by Nordic School of Public Health. 2 Introduction Background of the Study Mortality as a result of infectious diseases represents one-fifth of global deaths [1]. The success of antibiotics against diseases caused by microbes is great achievements in modern medicine. Over the years, antibiotics have saved the lives and eased the suffering of millions of people. Currently, pathogenic bacteria are becoming resistant to antibiotics at an alarming rate. It is frequently recognized that the widespread misuse of antibiotics in human health, veterinary, aquaculture, agriculture and household products, represent an important reason for the increase in antibiotic resistance [2,3,4,5]. Due to enormous growth of global trade and travel, both infectious diseases and resistant microorganisms spread between continents [2]. Antibiotic resistance has been called one of the World’s most burning public health problem affecting both current and future generations. Antibiotic resistance is the ability of bacteria to resists the effect of an antibiotic. As per the previous literature review study Salmonella enterica resistant to ampicilin, choramphenicol and cotrimaxazole; Vibrio cholerae strains resistant to cotrimoxazole and tetracycline; Campylobacter species resistant to fluoroquinolone; and Streptococcus pneumonia resistant to penicillin, chloramphenicol, tetracycline and erythromycin; Mycobacterium tuberculosis resistant to multi- drug therapy are reported [6].Above study indicates that antibacterial resistance is the pressing public health problem. The nonhuman use of antibiotics include; veterinary, agriculture, aquaculture and as growth promoters in pig and poultry production. As per the World Health Organization (WHO) report, various antibiotics are licensed and used in fish and shrimp production; and half of the total amount of antibiotics produced globally is put for nonhuman use [5]. All antibiotics used in veterinary medicine are the same or closely related to antibacterial used in human medicine and that’s why they induce cross-resistance [7]. The widespread misuse of antibiotics in nonhumans are creating serious problem in human health care system. Due to this reason WHO strongly recommends that antibiotics used for treating infections in humans should not be used as growth promoters in animals. Sweden banned the use of all animal growth promoters in 1986. In the year 1997 European Union encouraged, banning of all antimicrobial animal growth promoters which are used in human medicine [5]. Environmental factors have significant impact on antibiotic use. Both abiotic and biotic factors affect the human health. Due to climate change, pollution and high population density the micro- organisms are rapidly spreading in the surroundings and are impacting human health, hence antibiotic prescriptions. The literature review showed that there is not any scientific study on influence of ecological factors on antibiotic prescriptions. Around the world, thousands of tons of pharmaceuticals are used annually but little is known about the ultimate fate and potential effect of several drugs after their intended use. Recently few studies have demonstrated that many pharmaceuticals are incompletely eliminated at sewage treatment plants and some antibiotics are found in municipal waste water, surface water and agriculture waste [8,9,10,11,12]. The literature review showed that there is no published qualitative 3 study on environmental impact of antibiotics. A major concern so far has been that antibiotics found in aquatic environment may cause increased resistance among natural bacterial populations. Antibiotics remain biologically active even at low levels, so their impact and environmental interaction can be much subtler and complex than many contaminants. Therefore, antibiotics and its ingredients in the aquatic environment are warning signals for current and future public health as well as ecological problems. Qualitative study is necessary to explore the community response and consciousness regarding environmental issue of antibiotics. Due to resistance, scientists are trying to create new antibiotics to replace old ones. In recent years, the pharmaceutical industry has produced few new drugs. On average, research and development of a single new antimicrobial takes 10-20 years and costs US $ 500 million dollars to bring into the market [13]. The rise of antibiotic resistant bacteria is a major public health crisis as infections from resistant bacteria are becoming increasingly difficult and expensive to treat. When bacteria become resistant to first line antibiotics, treatment has to be switched to second or third line drugs, which are generally expensive [2]. Many of second and third line therapies for drug resistant infections are unaffordable due to their high price. Over the last decade, almost, every type of bacteria has become resistant and less responsive to antibiotic treatment when it is really needed. That’s why more research and law for prudent use of antibiotic is essential. Antibiotic resistance is a global problem. In Asia resistance problem is prominent [6] and in India the consequences of antibacterial resistance will be severe. There is rapidly growing pharmaceutical industry [14] and also high use of antibiotics in India. The economic capability to use second or third line antibiotics in cases where bacteria have developed resistance to first line treatment is lacking for ordinary people. Lack of surveillance and consequent late detection of resistant strains can further aggravate the situation. As per my knowledge, there is a lacuna of information regarding health care professionals’ perception on antibiotic resistance and environmental impact of antibiotic use in Orissa, India. Due to this reasons we took a qualitative study to explore the views of human and veterinary health prescribers along with dispensers on antibiotic resistance; and to develop intervention for policymakers. A qualitative research is the collection, analysis and interpretation of comprehensive narrative data in order to gain insights into a particular phenomenon of interest. Qualitative variable is not quantifiable. It depends upon attributes. It is useful for describing and answering questions about participants and contexts. It explains how economic, political, social and cultural factors influence health and society, i.e. environmental and organizational factors. While qualitative approaches assess in discovery of categories and define interpretation of different objects, quantitative approaches help to count and analyse them statistically [15]. Qualitative content analysis is used to organize the results according to emerging themes. It is a research method for the subjective interpretation of the content of the text data through the systematic classification process of coding and identifying themes or patterns. Literature Review Infectious diseases have the potential, like no other group of diseases, to spread rapidly over large distance in a short time. Due to overuse and misuse of drugs, bacterial resistance to antibiotics is accelerating at a disturbing rate around the world. According to WHO report most of the rising 4 antimicrobial resistance problem in human medicine is due to the overuse and misuse of antimicrobials by doctors, other health personnel and patients. Education on antimicrobial resistance and prudent antimicrobial use is lacking amongst dispensers and prescribers of antimicrobials [5]. Previous study in India declares, rising antibiotic resistance problems, largely due to wide spread and irrational use of antimicrobial agents in hospitals and the community in developing countries. Antibiotic resistance increases not only the healthcare costs, but also the severity and death rates from certain infections, that could have been avoided with prudent antibiotic use [16]. The spread of penicillin-resistant pneumococci and multi drug resistance tuberculosis is due to airborne transmission. Large numbers of commercial preparations, unethical drug promotions by pharmaceutical houses and irrational prescribing habits of clinicians are the important reasons for irrational prescription of drugs in clinical practice [17]. As per the previous study, self-medications with antimicrobials are another major factor contributing to resistance [2]. Self-medication percentage is high in urban areas in comparison with rural area [18]. Similar study in Europe elucidates that there are significant differences in levels of public attitudes, beliefs and knowledge concerning antibiotic use, self medication and antibiotic resistance. Awareness about antibiotic resistance was the lowest in countries with higher prevalence of resistance [19]. Patients who self-medicated were more likely to use an inadequate drug or dose [20]. A qualitative study on self-medication in Latine America points out, that patients believes that visit to physician for a diagnosis and prescription were unnecessary when the patient was familiar with the symptoms and it had previously responded to antibiotic treatment [21]. In Trinidad and Tobago, inappropriate use of antimicrobials resulted from self-medication, over the counter availability at the community pharmacy, prescribing on demands, and lack of regulatory control [22]. Antibiotic resistance is a major public health problem in Europe and worldwide. Its spread is partially due to inappropriate antibiotic consumption at the human and animal level and this can be controlled through better use of these antibiotics and their harmonised surveillance [23]. In developing countries complex socioeconomic and behavioral factors are associated with antibiotic resistance. There is a misuse of antibiotics by health professionals, unskilled practitioners, and laypersons; poor drug quality; unhygienic conditions accounting for spread of resistant bacteria; and inadequate surveillance [24]. Explanations of distinction between virus and bacterium often led to perceived confusion [25]. In both France and Britain about 90% of the patients receive antibiotics for tonsillopharyngitis [26]. Similar study on South India showed that purulent discharge, fever and patient satisfaction were the strong influences to prescribe an antibiotic; and belief of prescribing a broad spectrum antibiotic [27]. According to WHO, in many countries, including several developed countries, antimicrobials are available over-the-counter and may be purchased without prescription [5]. Similar study in Kerala, India, explains 20% of the antibiotics are purchased without doctor prescription, out of one thousand people four are engaged in unsupervised self-medication using antibiotics. The most commonly used groups of drugs are tetracycline, ampicillin, coxacillin and amoxicillin; cephalexins and ciprofloxacin taken in acute respiratory illness [28]. Previous study in Latin America enlighten there is lack of physician training on consumer’s education on antibiotic use and abuse and its consequences [29]. Public knowledge regarding antibiotics is typically poor [30]. Similar study from nine African countries suggest that, since most people purchase their drugs from unqualified drug sellers, educating these drug sellers would probably be even more beneficial for public health in many low-income 5 countries [31]. A cross sectional study in Zimbabwe shows that, there is a low sale of antibiotics without prescription which is in sharp contrast to other studies from low income countries [32]. Non-prescribed use of antibiotics is very low in Sweden compared with other European countries [33]. The nonhuman use of antibiotics includes therapeutic, prophylactic and growth promotion use in food producing animals, agriculture, horticulture, aquaculture and industrial use. A recent review in Europe has revealed that an average amount of 100milligrams of antimicrobials are used in animals for production of one kilogram of meat for human consumption [5]. Generally the antibiotics used in veterinary medicine are fluroquinolone, penicillin, tetracycline, chlorotetracycline [7,34,35], cephalosporin [7,36,37], procaine penicillin dihydrostreptomycin, trimethoprim sulphonamides [38] and virginiomycin [34]. A pervious study in the United States showed that, a significant source of antimicrobial resistant food borne infections in humans is due to acquisition of resistant bacteria originating from animals [39]. There is a potential environmental impact of antibiotics. Antibiotics are entering in large quantities into the environment. According one study, the primary pathway of antibiotics into the environment is the use and disposal of out-of-date or unwanted medicines whose ecotoxicologic consequences with their presence are less clear [40]. As per a study in Patancheru, which is a major production site of the generic drugs for the world market near Hyderabad in India, high levels of several broad spectrum antibiotics specifically ciprofloxacin are present in aquatic environment [10]. A degree of multiple antibiotic resistances was observed in seven different Vibro species in the coastal water of Bay of Bengal at Orissa coast [41]. Antibiotics have been detected in surface water in many countries such as Canada, Germany, United States and other European countries [42]. A study in Australia mentions presence of three antibiotics i.e. ciprofloxacin, norfloxacin and cephalexin both in sewage effluent and environmental waters downstream from a sewage discharge. [11]. As per an earlier study in Germany in surface water, out of fourteen pharmaceuticals, 30% are antibiotics [12] and the sewage water also contains antibiotics and its degraded compounds [43]. In Spain, Enterobacteriaceae and Aeromonas spp. fresh water bacteria are resistant to nalidixic acid, quinolones and tetracycline [44]. Purpose of the Study To explore views of medical doctors, veterinarians and drug sellers on use of antibiotics in humans and nonhumans and on factors that influence development of resistance to antibacterial agents. Further, to look at the bi-directional relationship between antibiotic use and environment. 6 Methods Study design The study was a qualitative explorative interview study, analysed using conventional content analysis. Conventional content analysis is generally used to describe a phenomenon. Content analysis is used to provide knowledge and understanding of phenomenon under study [47]. Study area The study was conducted in Orissa, India (Figure 1). Orissa is located on the east cost of India. It has a population of 32 million, which is about four percent of the population of India. About 87% of the population lives in villages, out of which 25% are tribal. It extends over an area of 155,707 square kilometers accounting for 4.9 percents of the total area of India [50]. Fig 3: Study area in Orissa, India. Out of the 30 districts of Orissa, four districts were selected for the study (Figure 2) with the intention of bringing in variety in sampling, based on the economy of the people and ecology of the districts. Among these districts two were urban and two rural. The two urban districts were Cuttack and Khurdha which are economically advanced and near to the sea -Bay of Bengal. The geographical area of Cuttack is 3,733 square kilometers with more than 2.3 million inhabitants and Khurdha- 2,889 square kilometers with about 1.9 million inhabitants. These districts have a high population density and a high percentage of literacy. The two rural districts were Koraput and Malkangiri which are economically backward and tribal dominant. These two districts are far from 7 the sea with forests and hills. The geographical area of Koraput is 8,379 square kilometers with about 1.2 million inhabitants, among them about 51% are tribal. The geographical area of Malkangiri is 6,190 square kilometers with near about 0.5 million inhabitants. In these two districts literacy rate is very low, about 32% in Malkangiri and 37% in Koraput and most of the people are financially weak [50]. Participants Details In this study three groups of health care providers were selected- medical doctors, veterinarians and drug sellers. Amongst the 24 interviewees, eight participants from each group were included. Among these eight interviewees four were from rural and four from urban districts. From each district two interviewees were included for the study from each group. Among the 24 participants only two medical doctors were female. Detail information of interviewees is summarized in Table.1. Table.1 - Study Area and Interviewees Interviewees Study Area Orissa, India Rural Districts Urban Districts Malkangiri Koraput Cuttack Khurda Bhubaneswar Medical M1 M2 M3 M4 M5 M6 M7 M8 Doctors Sex: Female Male Female Male Male Male Male Male Age: 31 years 29 years 27 years 47 years 65 years 72 years 53 years 51 years Qualification: MD Com. MBBS MBBS MS Surgery MD Medicine MS Surgery MS Surgery MD TB Spl. Medicine Experience: 6 years 3 years 2 years 21 years 41 years 40 years 28 years 28 years Interview Place: Resident Resident Resident Resident Clinic Clinic Hospital Resident Interview Duration in minutes: 25 20 25 29 25 40 36 30 Veterinarians V1 V2 V3 V4 V5 V6 V7 V8 Sex: Male Male Male Male Male Male Male Male Age: 54 years 30 years 71 years 50 years 50 years 38 years 55 years 48 years Qualification: M.V.Sc B.V.Sc B.V.Sc M.V.Sc M.V.Sc Poultry Mg. M.V.Sc B.V. Sc Experience: 30 years 5 years 37 years 27 years 30 years 10 years 32 years 25 years CDVO Retired CDVO CDVO Interview Place: Office Hospital Resident Hospital Hospital Farm Office Hospital Interview Duration in minutes: 40 20 10 21 25 20 17 15 Drug Sellers D1 D2 D3 D4 D5 D6 D7 D8 Sex: Male Male Male Male Male Male Male Male Age: 34 years 29 years 50 years 39 years 44 years 27 years 34 years 35 years Qualification: B.Pharma B.Pharm B.Pharm B.Pharma B.Pharma B.Pharma B.Pharma B.Pharma Experience: 10 years 4 years 34 years 12 years 17 years 5 years 10 years 10 years Interview Place: Shop Shop Shop Shop Shop Shop Shop Shop Interview Duration in minutes: 12 11 20 15 12 10 15 10 M- MBBS Doctors, V- Veterinarians and D- Drug Sellers MBBS-Bachelor in Medicine and Bachelor in Surgery, CDVO- Chief District Veterinary Officer, M.V.Sc- Master in veterinary Surgery, B. Pharma- Bachelor in Pharmacy Each participant was contacted by the author before the interview. Primary contact was through telephone from Sweden 15 to 20 days before interviews. Thirty six interviewees were contacted 8 among them 24 were considered for study to maintain the equality among study area and different group of participants. Data collection procedure Data were collected by face to face semi structured interview. Specific Interview guides were prepared for each group of professionals. Interviews were conducted both in local language and English. The interviews were recorded on tape and lasted approximately 20 to 25 minutes. Out of the eight medical doctors five interviews were held at their residence, two in clinic and one in the hospital. In case of veterinarians four interviews were held at hospitals, two at office and one each at residence and farm. Interviews for all the drug sellers were held at the medicine shops. All the interviews were conducted by the author who belongs to the study area, fluent in Oriya and English languages and having an educational background in Biological and Environmental Science as well as has experience in social services. Data Analysis The tape recorded interviews were transcribed verbatim in Oriya and then translated into English. Content analysis was applied for analysing the data. Each sentence or paragraph was coded. The tape recorded versions, Oriya and English transcripts of data were consulted time and again during coding procedure to avoid misinterpretations of the full meaning of the texts. One of the most basic decisions when using content analysis is selecting the unit of analysis. Meaning unit was selected from the interview transcript. A meaning unit is the constellation of words or statements that relates to the same central meaning; it can be called coding unit or content unit [48]. From the meaning unit, condensed meaning unit i.e. interpretation of the underlying meaning or description close to the text was generated. A code i.e. label of meaning unit was formulated from condensed meaning unit. Similar codes were clustered together and collapsed into sub-sub categories, subcategories and categories. A category is a group of content that shares a commonality. The main themes i.e. emergent concepts were based on the similarities between categories. Ethical Consideration Before the interview, information was given about the purpose of the study to the interviewee, the interview guide was shown and a consent form was signed by the interviewees. The interviewee was informed that he or she can withdraw from the study at any time. All the interviews were carried out in complete privacy and the name of interviewees are confidential. 9 Results Two major themes emerged from the analysis of the interviews. ´Antibiotic handling contributing to the development and spread of resistance` and ´Bi- directional relationship between antibiotic use and environment`, The findings are presented under each major theme/category/subcategory/sub-subcategory with quotes from the respondents to illustrate the results. The results for theme-1 are presented in Table- 2 and for Theme-2 in Table-3. Table-2: Hierarchy of codes theme 1- Antibiotic “handling” contributing to the development and spread of resistance. Theme1 Antibiotic “handling” contributing to the development and spread of resistance Category “Handling” of Antibiotics Factors influencing resistance Sub- Human use Nonhuman use Health system and Policy Resistance category mechanism in bacteria Sub-sub Factors Factors Medical Non medical Patient factors Professional Weak legislation Drug category considered in influencing uses in uses in factors and resistance individual prescribing animals animals implementation level in prescriptions bacteria Codes Broad and High density Poultry use Growth Noncompliance Inadequate Fake medicine Conjugation Narrow of patients Promoter prescription spectrum Dairy farm Self-medication Without Drug Prior Irrational use prescription tolerance High and low prescriber Choice of Ignorance dose routes in Improper Low quality Gene transfer Variation in animals Poverty diagnosis medicine Therapeutic cost Mutation use More study Lack of awareness Influence of Insufficient Drug Prophylactic pharmacy Patient policy destroying use company follow up Drug Choice of Unqualified Lack of staff impermeable routes in medical humans providers Erroneous Multi drug posting resistance “Higher” Global antibiotics problem Lack of Cross infrastructure resistance Antibiotic combination 1. Theme: Antibiotic “handling” contributing to the development and spread of resistance Under this theme, two categories were identified (i) “Handling” of Antibiotics and (ii) Factors influencing resistance. 1.1. “Handling” of Antibiotics Antibiotics are used both in humans and nonhumans. Under this category there are two main sub categories: (i) Human use and (ii) nonhuman use of antibiotics. 10
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