Anomalous in-plane magneto-optical anisotropy of self-assembled quantum dots T. Kiessling1, A. V. Platonov2, G. V. Astakhov1,2,∗ T. Slobodskyy1, S. Mahapatra1, W. Ossau1, G. Schmidt1, K. Brunner1, and L. W. Molenkamp1 1Physikalisches Institut (EP3) der Universit¨at Wu¨rzburg, 97074 Wu¨rzburg, Germany 2A.F.Ioffe Physico-Technical Institute, Russian Academy of Sciences, 194021 St.Petersburg, Russia 6 (Dated: February 6, 2008) 0 We report on a complex nontrivial behavior of the optical anisotropy of quantum dots that is 0 inducedby amagnetic field in theplane of thesample. Wefindthat theoptical axis eitherrotates 2 intheoppositedirectiontothatofthemagneticfieldorremainsfixedtoagivencrystallinedirection. n A theoretical analysis based on the exciton pseudospin Hamiltonian unambiguously demonstrates a that these effects are induced by isotropic and anisotropic contributions to the heavy-hole Zeeman J term, respectively. The latter is shown to be compensated by a built-in uniaxial anisotropy in a 2 magnetic field BC =0.4 T, resulting in an optical response typicalfor symmetric quantumdots. 1 PACSnumbers: 78.67.Hc,78.55.Et,71.70.-d ] i c s Selfassembledsemiconductorquantumdots(QDs)at- a second spherical harmonic component (i.e., π-periodic - tract much fundamental and practical research interest. oscillationsunder sample rotation)in the polarizationof l r E.g.,QDopticalpropertiesareexploitedinlow-threshold emissionfromnarrowquantumwells (QWs). Thisresult t m lasers, while QDs are also proposed as optically con- was explained in terms of a large in-plane anisotropy of t. trolledqubits [1,2]. Animportant,andfrequentlysome- the heavy-hole g-factor ghxhx = −ghyyh . Subsequently, this a whatneglectedaspectofQDsistherelationshipbetween interpretationwassubstantiatedusingamicroscopicthe- m theirsymmetryandtheiropticalproperties. Werecently ory [9, 10]. showed that extreme anisotropy of QDs can lead to effi- - d cient optical polarization conversion[3]. Here,wereporttheobservationofafourthharmonicin n Self assembledQDs grownby molecular beam epitaxy themagneto-opticalanisotropy(i.e. π/2-periodicoscilla- o c generally possess a well-defined (z) axis along the [001] tions in the polarization of the emitted light under sam- [ growth direction which serves as the spin quantization ple rotation) from CdSe/ZnSe self assembled QDs. We axis. It thus makes sense to assume the dots have D demonstrate that this effect is quite general. An impor- 1 2d point-groupsymmetry,andtodescribeoftheinfluenceof tantconsequence is that the polarizationaxis hardly fol- v 0 an external magnetic field using an isotropic transverse lowsthe magneticfielddirection,thusthe classicalVoigt 7 heavy-hole g-factor g⊥ in the plane of the sample (xy). effectisnotobservedforQDemissionassociatedwiththe hh 2 Many actual QDs, however, exhibit an elongated shape heavy-holeexciton. Moreover,incontrasttoearlierstud- 1 intheplaneandasimilarstrainprofile,theirsymmetryis ies of in-plane magneto-optical anisotropies, we consider 0 reduced to C or below. In this case the in-plane heavy the contributions of the electron-hole exchange interac- 2v 6 hole g-factoris no longerisotropic[4]. Moreover,evenin tion,whichhavebeenignoredforQWs[8,9]andarezero 0 zerofieldthedegeneracyoftheradiativedoubletislifted for charged QDs [4]. An anisotropic exchange splitting / t duetotheanisotropicexchangesplitting[5,6,7]. Anyof may lead to the occurrence of a compensating magnetic a m these issues will give rise to optical anisotropy, resulting field BC. When the externally applied field equals BC, inthelinearpolarizationofthephotoluminescence(PL). theamplitudeofthesecondharmoniccrosseszero,result- - d In this manuscript, we discuss the optical anisotropy inginahighlysymmetricalopticalresponseofextremely n anisotropic QDs. For our QDs we find B 0.4 T. In- of QDs in the presence of a magnetic field. Classically, C o triguingly, at this condition the polarization≈axis rotates the polarizationaxisof the luminescence of a givensam- c away from the magnetic field direction. : pleshouldbecollinearwiththedirectionofthemagnetic v field. Thisso-calledVoigteffect,impliesthatwhenrotat- i X ing the sample over an angle α while keeping the direc- In order to measure anisotropy we used the detection tion of the magnetic field fixed, one observes a constant scheme presented in Fig. 1a. The direction of the in- r a polarization (in direction and amplitude) for the lumi- plane magnetic field is fixed, while the sample is rotated nescence. Mathematically one can express this behavior overanangleα. The degreeoflinearpolarizationis now as following a zeroth order spherical harmonic depen- defined asργ(α)=(Iγ Iγ+90◦)/(Iγ+Iγ+90◦). Here the − dence on α. This situation changes drastically for low angle γ corresponds to the orientation of the detection dimensionalheterostructures because of the complicated framewithrespecttothe magneticfieldandIγ isthe in- valence band structure. Kusrayev et al. [8] observed tensityofthePLpolarizedalongthedirectionγ. Within anapproximationofweak magneticfields, a sample that has C point symmetry in general may have only three 2v spherical harmonic components [8] linking the polariza- ∗Electronicaddress: [email protected] tionoftheemissiontothesamplerotationangleα. Thus, 2 2.0 (a) asaaaampZle BY (bs ) a m pflreamone axisB a jq = j[[111_000]] PL intensuty detectTBi=o=1n0(.T6aK) (b) 1.5 d e t e c tfiroanm e or g olarizatia2=a4=0 a„0„„„ 0 2.60 2E.n65erg y (2e.V70) 2.75 eld (T) g X P 0 -th harmonic %)1 BBCC (c) c fi (cs ) a m pflreame B q =j - 45° (ds ) a m pflreameB j q = j- mplitudes (-10 a0 a4 BC 0 Magneti.5 Polarizatioan0 = aax4i=s0 a„2„„„ 0 Polarizationa 0a=xais2=0 a„4„„„ 0 Harmonic a--32 a2 0.0 2-nd harmonic 4-th harmonic 0 1 2 3 0 90 180 270 360 Magnetic field (T) Rotation angle (°) FIG. 1: (Color online) (a) Schematic layout of the angle- FIG. 2: (Color online) (a) PL emission spectrum of the resolvedexperimentswhereαistherotationangleofthesam- CdSe/ZnSeQDsample. (b)3Dplotofthelinearpolarization 0p◦le.orT4h5e◦d)ewteitchtiornesfpreacmtetoργthisermotaagtnedetbicyfiaenldanBg.le(γb)(-e(qdu)aDlitfo- ρ45(α,B) as function of the rotation angle α and magnetic inductance B. Light (red) and dark (blue) areas correspond ferentscenariosformagneto-opticalanisotropy(showninthe to positive and negative values of ρ45(α,B), respectively. (c) sample frame). (b) The polarization axis follows the mag- Amplitudes of the zeroth (a0), second (a2) and fourth (a4) netic field and θ = ϕ, leading to a zeroth harmonic in the sphericalharmonicsvsB. Thesymbolsareexperimentaldata anglescan. (c)Thepolarization axisisfixedatθ=const(ϕ), and the solid lines result from calculations. The arrows in resulting in a second harmonic in the angle scan. (d) The panels (b) and (c) indicate thecompensating field BC where polarization axis rotates away from the magnetic field with θ=−ϕ, leading to a fourth harmonic in theangle scan. thelinear polarization is π/2-periodic (a2 =0). one has for γ =0◦ and γ =45◦ observed for the fourth harmonic a4 a0 , a2 , when | | ≫ | | | | the polarization ρ (α) in the detection frame changes γ ρ (α)=a +a cos2α+a cos4α twice as fast as any polarization linked to the sample 0 0 2 4 frame. This implies that the polarization axis turns ρ (α)=a sin2α+a sin4α, (1) 45 2 4 in opposite direction to that of the magnetic field, and with a , a and a the amplitudes of the zeroth, second θ(ϕ)= ϕ (Fig. 1d). In other words, it is collinear with and fo0urth2 harmo4nic, respectively. α is measured with the mag−netic field when B [100],[010]and perpendicu- respect to the [110] crystalline axis. lar to the magnetic field whken B [110],[110]. k For an analysis of the various orientation effects it is We studied the magneto-optical anisotropy of CdSe more convenientto turn from the detection frame to the QDs in a ZnSe host. The samples were fabricated on sample frame. Now the sample orientation is fixed and (001)GaAssubstratesusingmolecularbeamepitaxyand the magnetic field rotates by the same angle α but in self-assembly after depositing one monolayer of CdSe on opposite direction (Figs. 1b-d). The orientation of the a50nmthickZnSelayer. TheQDswerethencappedby magnetic field in the spin Hamiltonian, which we dis- 25nmofZnSe. Foropticalexcitationat2.76eVweused cussbelow,canbe incorporatedmoreconvenientlyusing astilbenedye-laserpumpedbytheUV-linesofanAr-ion a basis along the [100], [010] and [001] crystalline axes. laser. A typical PL spectrum is shown in Fig. 2a. For Therefore we introduce the angle ϕ between the mag- detection of the linear polarization we applied a stan- netic field direction and the [100] axis, as ϕ α 45◦. dard technique using a photo-elastic modulator and a ≡ − We then consider the orientationofthe polarizationaxis two-channel photon counter [3]. The angle scans were described by an angle θ in the same [100] basis. performedwiththesamplesmountedonarotatingholder Wearenowinapositiontodiscusssomelimitingcases controlled by a stepping motor with an accuracy better of Eq. (1). When the zeroth order spherical harmonic than 1◦. Magnetic fields up to 4 T were applied in the dominates, a a , a , the polarization axis of the sample plane (Voigt geometry), optical excitation was 0 2 4 | | ≫ | | | | emission coincides with the magnetic field direction for done using a depolarized laser beam. The degree of lin- any orientation of the sample, θ(ϕ)=ϕ (Fig. 1b). For a ear polarization of the luminescence of the QDs was de- dominantly second harmonic response, a a , a , termined at 2.68 eV at a temperature T =1.6 K. 2 0 4 | | ≫ | | | | thepolarizationaxisisfixedtoadistinctsampledirection The result of angle scans of ρ for various magnetic 45 anddoesnotdependonthemagneticfieldorientation. In fieldstrengthsisshowninFig.2b. Inzeromagneticfield our experiments, the fixed polarization axis is [110] and the linear polarization is π-periodic (see also Fig. 3a). θ(ϕ)= 45◦ (Fig. 1c). The most interesting behavior is This demonstrates the low (C ) symmetry of the QDs 2v − 3 n (%) 4 (a) (b) B» BC awnhderheePaˆvyis-htohlee bdaipnodlse amreomh±en12teulm|Pˆ|op±er23ahthori.=W∓eed±efi[7n]e, zatio 2 e± = (ex ±iey)/√2 with ex k [100] and ey k [010] are polari 0 ufonritthveecftoourrs.pWosesitbhluesofipntidcafolrtrtahnesoitpiotincsalmatrixelements ar -2 Line-4 r45 B=0T r45 B=0.4T hΨηel|Pˆ|Ψµhhi∝−e++ηµei(θhh−θel)e−. (3) %) 4 (c) (d) [110] These matrix elements thus predict a linear polarization n ( [1_10] withanaxisthatisrotatedoveranangleθ = 1(θ θ ) atio 2 from [100] when η = µ (η,µ = 1), and ro2tathehd−oveelr polariz 0 [100] [110] θ =Fo21r(aθnhhel−ecθterlo)n+in90a◦n−wexhteenrnηal=mµa±.gneticfieldB,wecan near -2 r r write the Zeeman Hamiltonian as Li-4 45 B=1T 0 B=4T 1 ⊥ 0 Rot9at0ion a1n8g0le, a27 (0°) 0 Ro9ta0tion1 a8n0gle,2 a7 0(°) 360 Hel = 2gelµB(σxBcosϕ+σyBsinϕ) , (4) where g⊥ is the electron g-factor, yielding directly θ = FIG. 3: (Color online) Angle scans of the linear polariza- el el ϕ. For D symmetry, the interaction of holes with an tionoftheluminescence. Thesymbolsareexperimentaldata, 2d in-plane magnetic field B can be described by [12] solidlinesrepresentcalculations basedontheHamiltonianof Eq. (7). (a) Built-in linear polarization (B = 0 T). (b) A =q g µ J3Bcosϕ+J3Bsinϕ , (5) highly symmetrical optical response (i.e. π/2-periodic) ap- Hhh 1 0 B(cid:0) x y (cid:1) pears at a compensating field Bc ≈ 0.4 T. (c) Angle scan in amagneticfieldB=1TexeedingBC. (d)Anglescaninthe whereq1 isaconstant. Itsufficestonotethatthepartof saturationregime,B=4T.Thedetectionframeργ in(a)-(c) matricesJx3 andJy3,relatedtotheangularmomentumof is rotated by an angle γ = 45◦; in (d) γ = 0◦. The arrows heavy holes, behave as 3σ and 3σ , respectively [7]. indicatethepointswheretheorientationofthemagneticfield Oncomparingtheresulti4ngxHamil−to4niaynwithEq.(2)this aligns with high-symmetry directions in thesample frame. implies θ = ϕ for the eigenstate,yielding [cf. Eq.(3) hh − and the text thereafter] a rotation over an angle θ = ϕ orθ = ϕ+90◦ forthe polarizationoftheluminescen−ce. (the dots are elongatedin the plane) resulting in a finite − InaccordancewithFig.1dthiscorrespondstothefourth value of a in Eq.(1). One can regardthis measurement 2 spherical harmonic. asreflecting the ’built-in’ linearpolarizationofthe array The second harmonic may appear for structures with of dots. For high magnetic fields a changes sign and 2 C symmetryorbelow. Inthiscasethereisacorrection an additional fourth harmonic signal appears (see also 2v to the magnetic interaction, given by [12] Fig. 3c). At an intermediate magnetic field B 0.4 T C ≈ the second harmonic crosses zero, while the fourth har- ′ =q g µ J3Bsinϕ+J3Bcosϕ , (6) monic remains finite (see also Fig. 3b). The resulting Hhh 2 0 B(cid:0) x y (cid:1) π/2-periodic optical response corresponds to the higher where q is C invariant. From this corection one finds 2 2v (D2d) symmetry expected for symmetric (i.e., not elon- θ =ϕ 90◦, leading to a rotation of the luminescence hh gated) QDs. This observation clearly demonstrates that polarizat−ion over θ = 45◦, which implies (Fig. 1c) a the in-plane optical anisotropy of QDs can be compen- ± response following a second spherical harmonic. satedbyin-planeZeemanterms. Wealsofindthattheze- Foraquantitativeanalysisamoredetailedapproachis rothharmonicsignalisweak. Thisisclearlyseene.g. for required which we provide below. The essential experi- theρ anglescaninFig.3dwhichwastakenforB =4T, 0 mentaldataaresummarizedinFig.2c,whereweplotthe where the field-induced alignment is saturated. amplitudesofthesphericalharmonic,i.e. thecoefficients We now model our observations using a pseudospin a ,a anda ,extractedfromthefitsoftheexperimental 0 2 4 formalism [9, 11]. We denote by | + Spi and | − Spi data on ργ(α) using Eq. (1) vs magnetic field (symbols). the wavefunctions of an electron (p = el) or heavy-hole In QDs, the electron-hole exchange interaction is sig- (p = hh) with pseudospin projection S along the z direction. WedefineapseudospinHamil±tonianinmatrix nificant and a corresponding term Hex must be taken into account [13], resulting in an exchange splitting δ form for each band, as follows 0 between the L = 1 and L = 2 exciton states, z z | ± i | ± i where L is the projection of the angular momentum of δ z p Hp = 2 (σxcosθp+σysinθp), (2) the exciton. Moreover,Hex leads to a (smaller) splitting δ < δ of the nonradiative exciton states. When the 2 0 where σ and σ are the Pauli matrices. This Hamilto- symmetry is lowered to C , an additional anisotropic x y 2v nianhaseigenfunctions Ψ±1 +Sp eiθp Sp . The exchange term ′ [7, 14] appears and results in an ad- p ∝| i± |− i Hex opticalmatrixelements foratransitionbetweenelectron ditional splitting δ of the radiative doublet. 1 4 In the basis of the exciton states Φ = L = 1 sicallydeterminesthesaturationlevelofthepolarization 1,2 z | ± i and Φ = L = 2 , the final spin Hamiltonian = at high magnetic fields. 3,4 z + +| ′ +± i + ′ is given by the followHing Hel Hhh Hhh Hex Hex matrix [7, 14] Using this approach,we have calculatedthe linear po- ′ ′ larizations ρ and ρ in the sample frame using δ iδ δ δ (100) (110) 0 1 el hh H= 21 δiδδ∗e∗1l −δδδh0h −δδh∗δh0 δδe∗δ2l . (7) ρρE′(′q1.10()9cc)oo.ssF22ααro.m+Wρte′(h1wi0s0e,)rwseienab2folαeuntaodnrdtehpρer4o5pd(oαul)caer=iazallρte′(io1x1np0s)ersρii0mn(2αeαn)t−=al hh el 2 − 0 (100) datausingauniquesetofparametersforgivenexcitation Here, δel = µBge⊥lB+ and δhh = µB(cid:0)ghihB++ighahB−(cid:1) powerandexcitationenergy. Thecalculationsweredone arein-planeZeemanterms,gi = 3g q andga = 3g q taking a bath temperature T = 1.6 K and a coefficient hh 2 0 1 hh 2 0 2 are the isotropic and anisotropic contributions to the K =0.04. Fromthebestfitswefoundexchangeenergies heavy-hole g-factor. B± = Be±iϕ are effective magnetic δ0 =2.9meV,δ2 =0.1meV,δ1 =0.2meVandg-factors fields. Analytical solutions for the energy eigenvalues g⊥ =1.1, gi = 0.5, ga =0.6 . e hh − hh E and the normalized eigenfunctions Ψ = ΣV Φ of j j nj n Hamiltonian (7) can be found in the high magnetic field An exemplary result of the calculations are the solid limit (δ , δ δ , δ , δ ), as follows hh el 0 1 2 lines in Fig. 3, which follow the experimental data very | | | |≫| | | | | | closely. For a large number of similar fits we have eval- E = δ δ ; E = δ δ , 1,4 ∓| el|∓| hh| 2,3 ±| el|∓| hh| uated the harmonic amplitudes (a0, a2 and a4) using Fouriertransformation. Theresultsasafunctionofmag- neticfieldareplottedassolidlinesFig.2c. Fromthisplot 1 1 1 1 we find a compensating field BC of 0.42 T, which coin- 1 e2iθ e2iθ e2iθ e2iθ cides within the detection error with the experimental V = 2 e−iθel e−−iθel −e−iθel e−iθel , (8) value. We observe that as a general trend the isotropic −eiθhh eiθhh −eiθhh eiθhh hole g-factor ghih is responsible for the fourth harmonic − − andtheanisotropicg-factorga isessentialforthesecond hh weih(θehrhe−θeeilθ)elha=veδthele/|sδaeml|,eemiθehahnin=g aδhs∗hi/n|δEhqh.|(a3n).dEeq2si.θ(8=) hnaetrimcoQnWic.sT[8h]eanladttoeurrwfiansdrinepgosrftoeldlowpretvhieougselnyerfaolrtmreangd- of previous theoretical approaches [9]. We conclude that clearly show the same trends expected from the qualita- the very goodagreementwith experiment provesthe va- tive analysis presented above [Eqs. (2-6)]. For a given lidity of our approach. finite magnetic field, solutions for E and Ψ can easily j j be calculated numerically. Using the solutions to Hamiltonian (7) we may obtain Summarizing, we have observed anomalous behavior the intensity andpolarizationofthe luminescence. Since of the in-plane magneto-optic anisotropy in CdSe/ZnSe only the Φ = L = 1 excitons are optically active, QDs, in that the second and fourth spherical harmonics 1,2 z theopticalmatri|xelem±entiinanarbitrarydirectionefor of the response dominate over the classical zeroth order eigenfunction Ψ can be written as: M (e) = V e + response. Weshowtheexistenceofacompensatingmag- j j 1j + − V2je− [14]. We then can calculate the intensity of the neticfield,leadingtoasymmetryenhancementofQDop- luminescence linearly polarized along an axis rotated by tical response. All of these findings could be excellently an angle ξ with respect to the [100] crystalline axis as modeled using a pseudospin Hamiltonian approach, and I = M (e ξ)2. provide direct evidence for the existence of a preferred j,(ξ) j | || | The polarization of the PL from an ensemble of QDs crystalline axis for the optical response, and for the im- mustbe averagedoverthe thermalpopulationofexciton portanceoftheexchangeinteractionfortheopticalprop- states, and can in the sample frame be expressed as erties ofself assembledQDs. The physics responsible for our findings is not limited to QDs and can be applied to ρ′ =KPj Pj(cid:0)Ij,(ξ)−Ij,(ξ+90◦)(cid:1), (9) other heterostructures of the same symmetry where the (ξ) Pj Pj(cid:0)Ij,(ξ)+Ij,(ξ+90◦)(cid:1) heavy-hole exciton is the ground state. where Pj e−Ej/kBT is the Boltzmann factor . K is a ThisworkwassupportedbytheDeutscheForschungs- ∝ scaling factor which corrects for spin relaxation, and ba- gemeinschaft (SFB 410) and RFBR. [1] D. 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