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330 Pages·2011·1.26 MB·English
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The Role of the Prefrontal Cortex in the Expression of Impulsive- and Premeditated-Aggression by Sarah Haberle BA (Hons) Submitted in fulfilment of the requirements for the Degree of Doctor of Philosophy (Clinical Psychology) School of Psychology University of Tasmania October 2011 This thesis contains no material, which has been accepted for a degree or diploma by the University or any other institution, except by way of background information and duly acknowledged in the thesis. To the best of my knowledge and belief, this thesis contains no material previously published or written by another person except where due acknowledgement is made in the text of the thesis, nor does the thesis contain any material that infringes copyright. __________________________________ Date: _______________ Sarah Haberle The research associated with this thesis abides by the international and Australian codes on human and animal experimentation, the guidelines by the Australian Government’s office of the Gene Technology Regulator and the rulings of the Safety, Ethics and Institutional Biosafety Committees of the University. __________________________________ Date: _______________ Sarah Haberle This thesis may be made available for loan and limited copying in accordance with the Copyright Act 1968. __________________________________ Date: _______________ Sarah Haberle i Abstract The notion that there is a relationship between frontal lobe damage and aggressive behaviour has been recognised in the clinical literature for over 50 years. However, although there is evidence for an association between general brain dysfunction and aggression, there is little evidence pertaining to subclinical impairment and the propensity for aggressive behaviour. Further to this, given the functionally heterogeneity of the prefrontal cortex, it is vital to delineate the specific roles of the dorsolateral, orbitofrontal and medial aspects of the prefrontal cortex in the expression of aggression. Two forms of aggression are distinguished: reactive, impulsive-aggression and goal-directed premeditated aggression. While impulsive-aggression is typically described as an emotionally-charged aggressive response characterised by a lack of control, premeditated aggression is considered to be a planned and controlled aggressive display that is instrumental in nature. The qualitative differences between these subtypes of aggression suggest distinct neuropsychological differences mediating the likelihood of their display. The aim of this thesis was to clarify the role of the prefrontal cortex in subclinical impulsive-aggression and premeditated aggression. More specifically, possible executive functioning deficits mediated by the dorsolateral prefrontal cortex, and emotion recognition, impulsivity, and response reversal capabilities mediated by the orbitofrontal cortex were explored. Participants included university undergraduate students identified as having high levels of trait aggression, classified as either predominantly impulsive, or predominantly premeditated in nature. Experiment 1 (n=85) explored possible executive deficits using a battery of ii neuropsychological measures pertaining to dorsolateral functioning. It was found that impulsive-aggressive individuals performed significantly poorer on measures of cognitive flexibility, planning, problem-solving, and flexibility of verbal thought processes. Experiment 2 (n=87) sought to identify possible deficits in interpretations of facial expressions of emotion and hostile attribution biases. Contrary to expectations, the results indicated that while impulsive- and premeditated-aggressive individuals do not incorrectly interpret emotional expressions, premeditated-aggressive individuals attributed greater levels of aggression to neutral faces. Experiment 3 (n=87) investigated functions of the orbitofrontal cortex, namely impulsivity, response reversal, and decision-making capabilities. No differences between impulsive-aggressive and premeditated-aggressive individuals were found on any of these measures suggesting negligible involvement of the orbitofrontal cortex in subclinical aggression. Overall, the results from this thesis suggest distinct neuropsychological processes in individuals who display predominantly impulsive-aggressive behaviour compared to those who display predominantly premeditated-aggression. While impulsive-aggression may result from executive dysfunction pertaining to the dorsolateral region of the prefrontal cortex, the display of premeditated aggression is related to functioning of the orbitofrontal cortex mediating the interpretation of aggression in others. Such findings have important implications not only in the understanding of the causal features of such behaviour, but also in the development and implementation of successful treatment strategies. iii Acknowledgements I would like to express my thanks to friends and colleagues whose support and encouragement have made this thesis possible. Most importantly, I would like to thank my supervisor Dr Frances Martin for her continued help and support throughout my candidature. I greatly appreciate your patience and flexibility, your honesty, and your continued encouragement. I would also like to thank Dr Raimondo Bruno, Dr Clive Skilbeck, and Dr Tess Crawley for their valued feedback on my research and other academic and support staff within the School of Psychology at the University of Tasmania, particularly Vlasti Broucek and David Chadderton for IT and technical support, and Sue Ross and Susan Jopling for answering all my questions and helping out in every way they possibly could. Thank you to all members of the annexe, especially my roomies Megan Laugher and Matt Treeby for the many laughs, songs, murals, mega-cards, and dances over the years. Lastly, I would like thank all of my friends and family for their patience, advice, and understanding, and being so supportive and encouraging especially when I needed it most. iv Table of Contents Abstract Acknowledgements List of Tables List of Figures Chapter 1. Overview of the Thesis p. 1 Chapter 2. Impulsive- and Premeditated-Aggression: A Review of the Literature p. 6 2.1 Aggression p. 6 2.2 Distinguishing between impulsive- and premeditated- aggression p. 7 2.2.1 Psychobiological evidence p. 11 2.2.2 Psychophysiological evidence p. 12 2.2.3 Neuropsychological evidence p. 14 2.2.4 Psychopathy p. 15 2.3 Importance of distinguishing between impulsive- and premeditated-aggression p. 17 Chapter 3. Prefrontal Cortex & Aggression p. 20 3.1 The prefrontal cortex p. 22 3.2 Prefrontal divisions p. 24 3.3 Prefrontal dysfunction and aggression p. 28 3.3.1 Lesion studies p. 28 3.3.2 Neuroimaging and clinical neurological findings p. 32 3.4 The specific roles of the orbitofrontal and dorsolateral prefrontal cortex in aggression p. 35 3.5 The role of the prefrontal cortex in impulsive- and premeditated-aggression p. 37 3.6 Subcortical structures p. 40 3.7 Conclusion p. 41 Chapter 4. Rationale p. 42 Chapter 5. Study 1: Executive Functioning p. 46 5.1 Neuroanatomy of executive functions p. 47 5.2 Executive functioning measures p. 50 5.2.1 Verbal Fluency Test p. 50 5.2.2 Trail Making Test p. 51 5.2.3 Tower of Hanoi p. 52 5.2.4 Stroop Colour-Word Interference Task p. 53 v 5.2.5 The Brixton Test p. 54 5.3 Executive functioning and aggression – a review of previous research p. 55 5.4 Executive functioning and impulsive- and premeditated- Aggression p. 57 5.5 The relationship between executive functioning deficits and aggression p. 60 5.6 Limitations of other studies p. 62 5.7 Aim and hypotheses p. 64 5.8 Method p. 65 5.8.1 Participants p. 65 5.8.2 Materials p. 70 5.8.2.1 Questionnaires p. 70 5.8.2.2 Executive function measures p. 73 5.8.2.3 Wechsler Adult Intelligence Scale – Third Edition p. 77 5.8.3 Procedure p. 78 5.9 Results p. 80 5.9.1 Participants p. 80 5.9.2 Executive function measures p. 82 5.9.3 Wechsler Adult Intelligence Scale – Third Edition p. 83 5.10 Discussion p. 85 5.10.1 Verbal Fluency Test p. 87 5.10.2 Trail Making Test p. 88 5.10.3 Tower of Hanoi p. 90 5.10.4 Stroop Colour-Word Interference Task p. 92 5.10.5 The Brixton Test p. 95 5.10.6 Personality measures p. 96 5.10.7 Psychopathy and Antisocial Personality Disorder p. 98 5.10.8 The link between executive functioning deficits and impulsive-aggression p. 100 5.10.9 Conclusion p. 103 Chapter 6. Study 2: Emotion Recognition and Aggression Attribution p. 107 6.1 Neural systems involved in emotion recognition p. 109 6.2 Separable neural systems for different emotional expressions p. 113 6.3 The relationship between emotion recognition and aggression p. 115 6.4 Aim and hypotheses p. 124 6.5 Method p. 125 6.5.1 Participants p. 125 6.5.2 Materials p. 127 6.5.2.1 Questionnaires p. 127 6.5.2.2 Facial recognition tasks p. 128 6.5.2.3 Wechsler Adult Intelligence Scale – Third Edition p. 129 6.5.3 Procedure p. 129 6.6 Results p. 131 6.6.1 Participants p. 131 6.6.2 Emotion recognition task p. 132 vi 6.6.3 Aggression rating task p. 142 6.6.4 Wechsler Adult Intelligence Scale – Third Edition p. 150 6.7 Discussion p. 150 6.7.1 Emotion recognition task p. 150 6.7.2 Aggression rating task p. 155 6.7.3 Personality measures p. 157 6.7.4 The link between emotion recognition and aggression p. 157 6.7.5 Conclusion p. 159 Chapter 7. Study 3: Inhibition, Response Reversal, and Decision-Making p. 161 7.1 Inhibition p. 161 7.1.1 Inhibition and the frontal lobes p. 164 7.1.2 Inhibition measures p. 166 7.1.3 Inhibition and aggression p. 169 7.2 Response reversal p. 171 7.2.1 Response reversal and the frontal lobes p. 172 7.2.2 Response reversal measures p. 174 7.2.3 Response reversal and aggression p. 177 7.3 Decision-making p. 180 7.3.1 Decision-making and the frontal lobes p. 181 7.3.2 Decision-making measures p. 181 7.3.3 Decision-making and aggression p. 184 7.3.4 Somatic marker hypothesis p. 186 7.4 Impulsivity, response reversal, decision-making, and aggression p. 187 7.5 Aim and hypotheses p. 188 7.6 Method p. 189 7.6.1 Participants p. 189 7.6.2 Materials p. 189 7.6.2.1 Questionnaires p. 189 7.6.2.2 Inhibition, response reversal, and decision-making tasks p. 189 7.6.2.3 Wechsler Adult Intelligence Scale – Third Edition p. 191 7.6.3 Procedure p. 191 7.7 Results p. 195 7.7.1 Stop Signal Task p. 195 7.7.2 Intra/Extra Dimensional Set Shift task p. 196 7.7.3 Cambridge Gambling Task p. 198 7.8 Discussion p. 202 7.8.1 Stop Signal Task p. 203 7.8.2 Intra/Extra Dimensional Set Shift task p. 207 7.8.3 Cambridge Gambling Task p. 210 7.8.4 Limitations and directions for future research p. 212 7.8.5 Conclusion p. 213 vii Chapter 8. General Discussion p. 215 8.1 Overview of findings p. 215 8.1.1 Executive functioning p. 215 8.1.2 Emotion recognition and aggression attribution p. 218 8.1.3 Inhibition, response reversal, and decision-making p. 219 8.2 Theoretical implications p. 220 8.2.1 Inhibition p. 222 8.2.2 Premeditated-aggression p. 224 8.3 Clinical implications p. 226 8.4 Limitations p. 228 8.5 Conclusion p. 229 References p. 231 Appendices p. 307 Appendix A: HREC approval letter p. 308 Appendix B: Information sheet for Study 1 p. 310 Appendix C: Consent form for Study 1 p. 312 Appendix D: Facial stimuli from Ekman and Friesen’s (1976) collection used for the emotion recognition task p. 313 Appendix E: Facial stimuli from Ekman and Friesen’s (1976) collection used for the aggression rating task p. 314 Appendix F: Information sheet for Study 2 and Study 3 p. 315 Appendix G: Consent form for Study 2 and Study 3 p. 317 Appendix H: Data analyses CD viii List of Tables Chapter 5 Study 1: Executive Functioning Table 5.1 The Impulsive-Premeditated Aggression Scale p. 67 Table 5.2 Number of males and females in the three participant groups and total sample p. 68 Table 5.3 Mean (and standard deviation) scores on the Aggression Questionnaire – Short Form and ages for the three participant groups and total sample p. 69 Table 5.4 Means (and standard deviations) for the Aggression Questionnaire – Full Scale and I7 Impulsivity Questionnaire for the three participant groups p. 81 Table 5.5 Means (and standard deviations) for the three participant groups on the executive function and WAIS-III measures p. 84 Table 5.6 Results of ANOVAs for the executive function and WAIS-III measures p. 85 Chapter 6 Study 2: Emotion Recognition and Aggression Attribution Table 6.1 Number of males and females in the three participant groups and total sample p. 126 Table 6.2 Mean (and standard deviations) scores on the Aggression Questionnaire – Short Form and ages for the three participant groups and total sample p. 127 Table 6.3 Means (and standard deviations) for the subscales of the Aggression Questionnaire – Full Scale and I7 Impulsivity Questionnaire for the three participant groups p. 132 Table 6.4 Mean (and standard deviations) number of correct responses (maximum = 4) on the emotion recognition task for the three participant groups p. 133 ix

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