Sxi Isabella M. Lami Editor Analytical Decision-Making Methods for Evaluating Sustainable Transport in European Corridors SxI – Springer for Innovation / SxI – Springer per l’Innovazione Volume 11 For furthervolumes: http://www.springer.com/series/10062 Isabella M. Lami Editor Analytical Decision- Making Methods for Evaluating Sustainable Transport in European Corridors 123 Editor Isabella M.Lami Regional and Urban Studiesand Planning Politecnico diTorino Turin Italy ISSN 2239-2688 ISSN 2239-2696 (electronic) ISBN 978-3-319-04785-0 ISBN 978-3-319-04786-7 (eBook) DOI 10.1007/978-3-319-04786-7 Springer ChamHeidelberg New YorkDordrecht London LibraryofCongressControlNumber:2014943242 (cid:2)SpringerInternationalPublishingSwitzerland2014 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpartof the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation,broadcasting,reproductiononmicrofilmsorinanyotherphysicalway,andtransmissionor informationstorageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilar methodology now known or hereafter developed. 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While the advice and information in this book are believed to be true and accurate at the date of publication,neithertheauthorsnortheeditorsnorthepublishercanacceptanylegalresponsibilityfor anyerrorsoromissionsthatmaybemade.Thepublishermakesnowarranty,expressorimplied,with respecttothematerialcontainedherein. Printedonacid-freepaper SpringerispartofSpringerScience+BusinessMedia(www.springer.com) ‘‘But a commander in chief, especially at a difficult moment, has always before himnotoneproposalbutdozenssimultaneously.Andalltheseproposals,basedon strategics and tactics, contradict each other. A commander in chief’s business, it wouldseem,issimplytochooseoneoftheseprojects.Buteventhathecannotdo. Events and time do not wait. […] An order must be given (him) at once, that instant. And the order to retreat carries us past the turn to the Kaluga road. And aftertheadjutantcomesthecommissarygeneralaskingwherethestoresaretobe taken, and the chief of the hospitals asks where the wounded are to go, and a courierfromPetersburgbringsaletterfromthesovereignwhichdoesnotadmitof the possibility of abandoning Moscow, and the commander in chief’s rival, the man who is undermining him (and there are always not merely one but several such),presentsanewprojectdiametricallyopposedtothatofturningtotheKaluga road,andthecommanderinchiefhimselfneedssleepandrefreshmenttomaintain hisenergyandarespectablegeneralwhohasbeenoverlookedinthedistributionof rewardscomestocomplain,andtheinhabitantsofthedistrictpraytobedefended, andanofficersenttoinspectthelocalitycomesinandgivesareportquitecontrary towhatwassaidbytheofficerpreviouslysent;andaspy,aprisoner,andageneral who has been on reconnaissance, all describe the position of the enemy’s army differently’’. [Lev Tolstoj, War and Peace, The Cambridge World Classics, 2010] v Foreword Infrastructure and Sustainable Growth: The European Perspective Until the early 1980s the international geography of transport was dominated by the relationship between the world’s major economic centres, namely the United States and Europe. This led to a rapid development of European ports positioned along the Atlantic coast, representing the points of easier access to the internal market. Over the years, this monopoly has increasingly consolidated, despite the construction of transhipment ports in the Mediterranean in the late 1990s. This allowed recovery of least part of the economies of scale and efficiencies of transport needed to bridge the competitive gap with the northern ports. At present, the development of the economies of South-East Asia has com- pletely changed the structure of trade routes giving a new focus to the Mediter- ranean (and therefore also Italy) ports. However, northern ports continue to increase their development not only because of the geographical advantages, tied to their proximity to major markets in Europe. They, therefore, have greater economicefficiency and reliabilityinthe integrated sea–land supplychain,which still appears to compensate for increased travel times. Itis necessarytoemphasise thatthecompetition betweentheportsofnorthern Europe (namely: Rotterdam, Hamburg, Antwerp, Bremen, Le Havre and Zeebrugge) and the Mediterranean (Valencia, Barcelona, Marseille, Genoa, La SpeziaandPiraeus)notonlypotentiallyconcerntheforeign,rivalmarkets,butalso thegoodswithorigin/destinationinthedomesticmarket. This competition is likely to increase in the years to come. Untilthelastdecade,theareaservedbyaporthasalwaysbeenlargelymadeup of contiguous territories. In perspective, the increase in efficiency of long-distance connections, mainly duetotheimplementationofEuropeancorridors,willsignificantlychangetheface of this system. Ports orient their strategies to expand trade on expanding to more and more distant areas, despite the prevailing domain of other terminals. At the same time, the stronger economic and logistical areas of Europe feel the need to establish effective business relationships with the largest number of ports as vii viii Foreword possible, in order to have more options and greater flexibility in transport. Added to this are the growing markets of Eastern Europe, which have helped to shift the focusofinternationaltradetotheEastandthattodayisanewandconsistentbasin to serve. Theeconomiccrisisthathasledtoasharpcontractionoftradeandwhichsawa timeofuncertainty,hasalsoledtoanopportunityforthecompetitiverepositioning of European ports. However, the economic situation is changing only slightly. Afteradisastrous2009(Rotterdam-9%,from10.8millionTEUin2008to9.7in 2009; Genoa -17 %, 1.8000000–1.5000000 TEUs—Data Port Authority), traf- ficking returned to growth in all ports, but with a reduction in growth rates (the amount of traffic of major European ports shows +10.26 % 2009–2010, +7.15 % 2010–2011, +3.32 % from 2011 to 2012). The gap between the Northern Range ports and the Mediterranean is likely to increase, due to the current trend in the shipping market: it is the effect of ‘‘merging’’(ortheagreementsbetweenthemajor shipping lines),i.e.connections between the major shipping lines and port operators, and naval gigantism. The future of the ports will also be dictated by the characteristics of the infrastructurethataffectwhetherornottheaccessofnewmegashipsandlogistics services in the hinterland. Unlike the ports of the Northern Range, numerous Mediterranean ports do not allow the use of large vessels, either because of the characteristicsoftheinfrastructureoftheharbours(i.e.waterdepth,thesizeofthe docks and availability of storage spaces) or because of the different economic dimension of the hinterland. Therefore, the Mediterranean ports do not allow exploitation of similar scale economies employed in Northern Europe. The trend in data on the ships size is striking, as are the future predictions. Estimates of Ocean Shipping Consultants (OSC) which show that the number of containervesselswithacapacitygreaterthan4,000TEUswillbeexpectedtogrow progressivelyandwillconstitute60%oftheworldfleetin2025.Toalargeextent this increase will contribute towards the growth of ships with a capacity of more than 10,000 TEUs. The current monopoly of the Northern Europe ports in the international transport market leads to a noticeable impact on the environment both globally (i.e. more energy consumption and emissions due to longer journeys) and locally (i.e.thesensitiveissueofnoisepollutionfrompassingtrainsintheRhinevalleyof Germany). According to the conducted SoNoRa study in ‘‘New EU Freight Cor- ridorsintheareaoftheCentralEurope’’bytheIUAVUniversityofVenice(IUAV 2009) it is estimated that the forwarding of containers from the Suez Canal to MunichviatheNorthAdriaticratherthanbyRotterdamreducesCO emissionsof 2 135 kg per TEU. In the three scenarios simulated by the OSC (natural evolution, recovery from the recession, prolonged recession), they assume an increase in the gap of con- tainertraffichandledbytheportsofNorthernEuropeandtheMediterraneanports equalto4–5timesthatof2010.Iftheestimates,atagloballevel,providedbythe Ocean Shipping Consultants (OSC) are proved to be true, CO emissions could 2 stillexpand,leadingtounsustainableenvironmentaleffectsonEuropeanterritory. Foreword ix At a European level, faced with the alternative of either exploiting economies ofscaleandafurtherconcentrationoftrafficontheportsoftheNorthSea(andthe BalticSea)orbringingtheMediterraneanport(andtheBlackSea)tocomparable levelsofcapacityandefficiencyasofthoseoftheNorthSea,thelatteroptionwas favoured. This would allow the correct utilisation of a logistical transport asset which at present is not very sustainable. This position is strengthened in the White Paper on Transport of 2011 ‘‘Roadmap to a Single European Transport Area—Towards a competitive and resourceefficienttransport’’,whereitstatesthat‘‘incoastalregionsthereisaneed for a greater number of efficient entry points to European markets to avoid unnecessary traffic flows across Europe. Seaports play an important role as logistics centres but require efficient connections with the hinterland’’ [1]. The White Paper on Transport updates the European Union’s objectives in the fieldoftransportuntil2050.TheTransport2050roadmapisintendedtoeliminate the major barriers and bottlenecks in many key areas of various sectors: transport infrastructure and investment, innovation and the internal market. The goal is to createasingleEuropeantransportareaandafullyintegratedcompetitivetransport network which connects the different modes of transportation and allows a pro- found change in the transportation of passengers and cargo. At the infrastructure level, in addition to the application of new intelligent systems for security and information, stand three goals related to optimize the effectiveness of the multimodal logistic chains and to increase the use of more energy efficient modes of transport: • ‘‘Complete the European high-speed rail network by 2050. Triple the existing high-speed rail network and maintain the dense railway network of all the Member States by 2030, because by 2050 the majority of medium-distance passenger transport should be by rail. • The multimodal TEN-T ‘core network’ should be fully operational throughout the European Union by 2030. In 2050 a network of high quality and capacity should be connected with a variety of information services. • Connectallcorenetworkairportstotherailnetwork,preferablyhigh-speed,by 2050. Ensure that all major seaports are sufficiently connected to the system of rail freight and, where possible, inland waterways’’ [1]. ThestrategiesinEuropearenotonlyorientedtoinfrastructuredevelopmentbut also to promote actions of management and regulation of the transport sector, for example, the creation of a competitive market, the harmonisation of rules, sim- plification of procedures, the use of new information technologies for the safety and efficiency of transport and the internalisation of external costs of transport. By 2030, 30 % of the transportation of goods by road should transfer to other modesoftransportsuchasrailorinlandwaterways:in2050thisfigureshouldrise to50%.Thereisarealneedtopromotemoresustainableformsoftransportother thanroadtransport(i.e.rail,inlandwaterwaysandmotorwaysofthesea),inorder to reverse the trend of recent years, which has seen a steady increase in freight x Foreword demand(ifweexcludethecrisisof2008–2009)andamuchhigherroadtransport quota than in the past. The situation at a national level, however, shows great heterogeneity. Some countries are more advanced than others in the development of integration between transport modes. These countries include Germany, Belgium and The Netherlands that use most of their inland waterways and Austria, Finland and Sweden, which have a well-developed rail network that is conducive to a more balanced modal split. ItalystartsfromaworsesituationthanmostEuropeancountries,althoughithas improved its performance since the crisis: 88 % of the value of goods by road in 2007hasrisento91%in2009.Duetothedecreaseandinstabilityofthequantity of transported goods, roads were more favoured as they were more flexible than railways but recovered to reach 86 % in 2012. Despite the slight improvement, Italy is still bringing up the rear in respect to the nations with which it was compared, and this demonstrates the need to act quickly and with adequate investment. On17October2013,theEuropeanCommissionpublishedthefinaldraftofthe TEN-T network after consultations between the Member States and stakeholders. Thenewmapsshowtheninemaincorridors,onelessthanproposedin2011.This networkwillconnect38majorairportswithrailconnectionsthatleadtothemajor cities(onemorethantheoriginal37)andwillcomprise15,000kmofrailwaylines convertedtohigh-speedand35cross-borderprojectsmeanttoreducebottlenecks. The nine main lines are divided into two north–south corridors (Scandinavian— Mediterranean and the North Sea–Mediterranean Sea), three east–west corridors (the Mediterranean, the Atlantic Ocean, the North Sea–Baltic Sea) and four diagonal corridors (Rhine–Danube, Rhine–Alps, the Baltic–Adriatic and Eastern Europe–Eastern Mediterranean). Thenewtransportcorenetworkwillbecomplementedbyanextensivenetwork oflines(comprehensivenetwork)thatconnecttothecorenetworkatregionaland nationallevels. Theultimate goal ofthe new guidelines ofthe EuropeanUnion is toensurethatgraduallyby2050,thedistancefromthemainnetworkwouldbeno further than 30 min for the vast majority of European citizens and businesses. The nine corridors mark a huge advance in the planning of transport infra- structure. The experience gained already shows the considerable difficulty of making cross-border projects and other transportation projects in a coordinated way in different Member States. The plans and governance structures of the new corridors will greatly facilitate the implementation of the new core network. The community funding necessary to achieve the objectives are set to triple over the period 2014–2020 up to 26 billion Euros, which will serve as the capital of ‘‘goodwill’’, in order to stimulate other investments in the Member States intendedtocompletedifficultcross-borderlinksandlinesthatwouldnototherwise be built. According to estimates, the cost of implementing the first phase of funding of the core network will amount to 250 billion in the period 2014–2020. IttranspiresthatEuropeanpolicies,suchasthetransportinfrastructurepolicies of the TEN-T and the pattern of land use implicit in them, tend towards a Foreword xi rebalancing of the territorial organization of production and trade, which would bring the Mediterranean back to the centre of the logistic continental arena. In this context, the degree of performance of the integrated systems—Ports— corridors—will play a key role on several levels: the infrastructure level, linking the availability and degree of congestion in the network of land transport con- nected to the inland: the level of transport services, the availability and effec- tivenessofliaisonservices,and,finally,thelogisticslevellinkingtheefficiencyof the transport chain and its integration into the overall supply chain. ‘‘Intermodal’’ is the keyword for the development of a logistics system that is bothefficientandsustainable,whichrespectsthetraversedterritoriesanddrawing itsstrengthfromtheresourcesandthepeculiaritiesthattheythemselvesareableto generateandexploit.Itisthroughtheintegrationofinfrastructureandterritorythat the efficiency of the logistics system can be appreciated as a whole. To take this opportunity, however, it is necessary to promote clear national policiesconsistentwiththeEuropeanUnion,tohavethepoliticalcouragetomake choices and prioritise actions: policies that are able to specify requirements (demand analysis), to set goals through concrete numbers, programmes, actions andinfrastructurewiththeconsentofthepopulationandtoidentifythenecessary funding sources. Forthesereasonsitisessentialtodevelopvaluationmodelsinordertoquantify and qualify the effects (direct and indirect, positive and negative) of certain decisions of logistics and transport systems on the territory and the environment. Never in these circumstances, as they have historically done in the field of transportofgoodsandpeople,doweneedtoexercisethemaximumofpredictive ability, to prevent, or at least reduce, the risk of an irreversible bad decision. Hence, many evaluation tools are available in the decision process to support the transformation of the territory: multi-criteria techniques, analysis for the selection of alternative scenarios, economic analyses of the investment (such as cost-benefitanalysis,opportunitycosts).These aretoolsthroughwhich tooperate in order to make an appropriate choice to resolve the complexity of the shared problems. Turin, March 2014 Riccardo Roscelli References 1. European Commission (2011) White paper on transport of 2011—Roadmap to a single European transport area—towards a competitive and resource efficient transport. http://ec. europa.eu/transport/themes/strategies/2011_white_paper_en.htm 2.SoNorA(2009)NewUEFreightCorridorsintheareaofthecentralEurope,finalreportedited by Research Unit ‘‘Transport, Territory and Logistics’’ (TTL)-University IUAV of Venice. https://www.port.venice.it/files/page/studiosonoraco2.pdf