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Analysis of the Flux and Polarization Spectra of the Type Ia Supernova SN 2001el: Exploring the Geometry of the High-velocity Ejecta PDF

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Preview Analysis of the Flux and Polarization Spectra of the Type Ia Supernova SN 2001el: Exploring the Geometry of the High-velocity Ejecta

DraftversionFebruary2,2008 PreprinttypesetusingLATEXstyleemulateapjv.11/12/01 ANALYSIS OF THE FLUX AND POLARIZATION SPECTRA OF THE TYPE IA SUPERNOVA SN 2001EL: EXPLORING THE GEOMETRY OF THE HIGH-VELOCITY EJECTA Daniel Kasen1, Peter Nugent1, Lifan Wang1, D.A. Howell1, J. Craig Wheeler2, Peter Ho¨flich2, Dietrich Baade3, E. Baron4, P.H. Hauschildt5 [email protected] Draft version February 2, 2008 ABSTRACT SN 2001el is the first normal Type Ia supernova to show a strong, intrinsic polarization signal. In 3 addition,duringtheepochspriortomaximumlight,the CaIIIRtripletabsorptionisseendistinctly and 0 separately at both normal photospheric velocities and at very high velocities. The high-velocity triplet 0 absorption is highly polarized, with a different polarization angle than the rest of the spectrum. The 2 uniqueobservationallowsustoconstructarelativelydetailedpictureofthelayeredgeometricalstructure n of the supernova ejecta: in our interpretation, the ejecta layers near the photosphere (v ≈ 10,000 a km s−1) obey a near axial symmetry, while a detached, high-velocity structure (v ≈ 18,000−25,000 J kms−1)withhighCaIIlineopacitydeviatesfromthephotosphericaxisymmetry. Bypartiallyobscuring 6 the underlying photosphere, the high-velocity structure causes a more incomplete cancellation of the 1 polarizationofthe photosphericlight,andsogivesrisetothe polarizationpeakandrotatedpolarization angle of the high-velocity IR triplet feature. In an effort to constrain the ejecta geometry, we develop a 1 techniqueforcalculating3-Dsyntheticpolarizationspectraanduseittogeneratepolarizationprofilesfor v several parameterized configurations. In particular, we examine the case where the inner ejecta layers 2 are ellipsoidal and the outer, high-velocity structure is one of four possibilities: a spherical shell, an 1 ellipsoidal shell, a clumped shell, or a toroid. The synthetic spectra rule out the spherical shell model, 3 1 disfavor a toroid, and find a best fit with the clumped shell. We show further that different geometries 0 canbe moreclearlydiscriminatedifobservationsareobtainedfromseveraldifferentlinesofsight. Thus, 3 assuming the high velocity structure observed for SN 2001el is a consistent feature of at least a known 0 subsetoftypeIasupernovae,futureobservationsandanalysessuchasthesemayallowonetoputstrong / constraints on the ejecta geometry and hence on supernova progenitors and explosion mechanisms. h p - 1. introduction showedan intrinsic continuum polarizationof about 0.7% o (Howell et al. 2001). Chemical inhomogeneities were also r 1.1. Spectropolarimetry of Supernova t suggested to explain the rather noisy polarization data of s a The geometricalstructureofsupernovaejecta,asdeter- SN1996x(Wangetal.1997). Inaddition,strongintrinsic : mined empirically from observations, can give important polarizationhasbeenmeasuredinalltypesofcorecollapse v clues as to the nature of the supernova progenitor system supernovae (Wang et al. 1996). i X andexplosionphysics. Spectropolarimetryisacrucialtool Anon-zerointrinsicpolarizationmeasurementindicates r in constraining the shape of unresolved supernovae. The that a supernova is aspherical, but using the spectropo- a scattering atmospheres found in supernovae can linearly larimetry to constrainthe supernova geometry usually re- polarize light. For an unresolved, spherically symmetric quirestheoreticalmodeling. Thedetailedtheoreticalstud- system the differently aligned polarization vectors around ies so far have been confined to axisymmetric configura- the disk will cancel, resulting in zero net polarization. If tions. Shapiro & Sutherland (1982) first estimated the thesymmetryaroundthelineofsightisbroken,however,a continuum polarizationexpected froman ellipsoidal, elec- net polarization can result due to incomplete cancellation tronscatteringsupernovaatmosphere. Ho¨flich(1991)used of polarization vectors (Shapiro & Sutherland 1982). a Monte Carlo code to calculate the continuum polariza- The polarizationobservationsofSN2001elpresentedin tion from several axisymmetric configurations, including Wang et al. (2002) (hereafter Paper I) are the first obser- an off-center energy source embedded in a spherical elec- vations of a spectroscopically normal Type Ia supernova tron scattering envelope. Calculations of synthetic super- (SN Ia)whichshowa significantintrinsic polarizationsig- nova polarization spectra have also been performed, but nal. Most previous observations of SN Ia showed no ob- usually only for the ellipsoidal geometries (see however servable polarization, given the signal-to-noise of the ob- Chugai (1992)). In the past, such ellipsoidal models have servations(Wangetal.1996). Theonlyotherindicationof done a fair job in fitting gross characteristics of the avail- a clear non-zero polarization in a SN Ia was the sublumi- able spectropolametric observations, for example those of nous and spectroscopically peculiar SN Ia 1999by, which SNe 1987A(Jeffrey 1991),1993J (H¨oflich et al. 1996)and 1 LawrenceBerkeleyNationalLaboratory, Berkeley,CA94720 2 DepartmentofAstronomy,UniversityofTexasatAustin,Austin,TX78712 3 EuropeanSouthernObservatory,Karl-Schwarzschild-Strasse2,D-85748Garching,Germany 4 DepartmentofPhysicsandAstronomy,UniversityofOklahoma,Norman,OK73019 5 DepartmentofPhysicsandAstronomyandCenterforSimulationalPhysics,UniversityofGeorgia,Athens,GA30602 1 2 D. Kasen et al. SN 1999by (Howell et al. 2001). P-Cygni features due to Si II, S II, Ca II and Fe II (see SN 2001el presents an exciting development in that no e.g. Branch et al. (1993)). The blueshifts of the minima axially symmetric geometry is able to account entirely for ofthese featurescanbe usedto estimate the photospheric the spectropolametricobservations. Inparticular,we sug- velocities of SN 2001el,which for all features are found to gest that the supernova ejecta consists of nearly axially- be v ≈ 10,000 km s−1. The only truly unusual feature ph symmetric inner layers (v . 15,000 km s−1), surrounded of the flux spectrum is a strong absorption near 8000 ˚A, by a detached, high-velocity structure (v ≈ 20,000 − which is discussed in detail below. 25,000 km s−1) with a different orientation. The anal- We concentrate our analysis on the earliest spectrum ysis of the system therefore requires that we consider the (Sept.25),ofSN2001el. Afulldescriptionofthe flux and synthesis of polarization spectra for 3-D configurations. polarization spectra at all epochs is given in Paper I. In this paper we take an empirical approach, and use a parameterized model to try to extract as much model 1.3. High Velocity Material in SNe Ia independent informationaboutthehighvelocitystructure The most interesting feature of SN 2001el is the strong in SN 2001el as the observations will permit. A unique absorption feature near 8000 ˚A. The absorption has 3-D reconstructionof the geometryis not possible, as this a “double-dipped” profile, consisting of two partially constitutes a kind of ill-posed inverse problem. However, blendedminima separatedby about150˚A.It seems to be by restricting our attention to various parameterized sys- a pure absorption feature with no obvious emission com- tems, we can draw some rather general conclusions about ponent to the red. The feature is still strong on Sept 30, the viability of different geometries. In particular, we ex- but has weakened considerably by Oct 9. By the Nov 9 aminethecasewheretheinnerejectalayersareellipsoidal observations,the8000˚Afeaturehasvirtuallydisappeared and the outer, high-velocity structure is one of four pos- (see Paper I). sibilities: a spherical shell, an ellipsoidal shell, a clumped Hatano et al. (1999) identified a much weaker 8000 ˚A shell, or a toroid. We develop a technique for calculat- feature in SN 1994D as a highly blueshifted Ca II IR ing 3-D synthetic polarization spectra of the high veloc- triplet. The double-dipped profile now visible in the Sept ity material. The synthetic spectra rule out the spherical 25SN2001elspectrumsupportsthis conclusion. Thered- shell model, disfavor a toroid, and find a best fit with the mostlineofthetriplet(λ8662)producesthered-sidemin- clumped shell. imum while the two other triplet lines (λ8542 & λ8498) Geometrical information extracted empirically from blend to produce the blue-side minimum. The synthetic spectropolarimetry must eventually be compared to de- spectra to be presented in §4 confirm that the IR triplet tailedmulti-dimensionalexplosionmodels. Asofyet,none can reproduce the shape of the double minimum. Unfor- of the computed explosion models appear directly appli- tunately,theearlyspectradonotextendfarenoughtothe cable to SN 2001el. 3-D deflagrationmodels of a SN Ia in blue to observe a corresponding high velocity component the earlyphases havebeen computed by Khokhlov(2000) to the Ca II H&K lines. We have investigated all other and Reinecke et al. (2002). These models show a quite potentiallines thatmighthavecausedthe 8000˚Afeature, inhomogeneous chemical structure, with large plumes of but none were able to reproduce the feature without pro- burned materialextending into unburnedmaterial. So far ducing another unobserved line signature somewhere else the calculations only cover the early stages of the explo- in the spectrum. sion, before free expansion is reached. It is possible that AdoptingtheIRtripletidentificationforthe8000˚Afea- at some point the deflagration transitions into a detona- ture, the implied calcium line of sight velocities span the tion wave (Khokhlov 1991). The detonation may smooth range18,000−25,000km s−1. This should be contrasted out the inhomogeneities in the chemical composition by with the photospheric velocity of 10,000 km s−1 as mea- burning away the unburnt material between the plumes sured from the normal SN Ia features in SN 2001el. We (H¨oflich et al. 2002; Khokhlov 2000). It could also intro- therefore make the distinction between the photospheric duce aglobalasymmetryifitoccursatanoff-centerpoint material, which gives rise to a seemingly normal SN Ia (Livne 1999). Other possible sources of asymmetry in- spectrum (hereafter, the “photospheric spectrum”), and clude rapid rotationof a white dwarfprogenitor(Mahaffy thehigh velocity material (HVM),whichproducestheun- & Hansen 1975), and the binary nature of the progenitor usual8000˚AIRtripletfeature. Inthefluxspectrum,there system (Marietta et al. 2000). is a clear separation between the photospheric triplet ab- sorption at 8300 ˚A and the HVM feature at 8000 ˚A. In 1.2. Supernova SN 2001el the polarization spectrum, the angle and degree of polar- Monard(2001)discoveredSN2001elinthegalaxyNGC ization of the 8000 ˚A feature each differ from the photo- 1448. The brightness of this nearby supernova (m ≈ 12 spheric spectrum. Both of these imply a rather sudden B at peak) made it an ideal candidate for spectropolarime- change of the atmospheric conditions in the HVM. try. Spectropolametric observations were taken on Sept AhighvelocityCaIIIRtripletfeaturehasbeenobserved 25, Sept 30, Oct 9 and Nov 9 of 2001. Details on the ob- inotherSNeIa,albeitrarelyandneverasstrong. Thepre- servations and the data reduction of the spectra analyzed max spectra of SN 1994D (Patatet al. 1996;Meikle et al. in this paper can be found in Paper I. 1996), show a similar, but much weaker absorption. The In Figure 1a we show the flux spectrum of SN 2001el SiIIandFeIIlinesofthesespectraalsosuggestsomema- for the first epoch (we have removed the redshift due to terial is moving faster than 25,000 km s−1 (Hatano et al. the peculiar velocity of the host galaxy). The flux spec- 1999)The earliest spectrum of SN 1990Nat day -14 (Lei- trum of SN 2001el resembles the normal SN Ia SN 1994d bundgut et al. 1991) has a deep, rounded 8000 ˚A feature, at about 7 days before maximum light, with the expected and the spectrum also showed evidence of high velocity Spectropolarimetry of SN 2001el 3 silicon or carbon (Fisher et al. 1997). The 8000 ˚A feature of the intensity; in this case: has also been observed in the maximum light spectrum (I −I ) of SN 2000cx (Li et al. 2001). In this case, however, the P = 0 90 (2) I +I line widths are narrower and the two minima are almost 0 90 completely resolved. The polarization position angle (labeled χ) is defined as In SN 2001el, the only clear-cut evidence for high ve- the angle at which the transmitted intensity is maximum. locity material seems to be the 8000 ˚A feature. There is It is tempting to think of the polarization as a (two di- no strong Si II 6150 absorption at v > 20,000, although mensional) vector, since it has both a magnitude and a a weak absorption cannot be ruled out because at this direction. Actually the polarization is a percent differ- wavelength (5880 ˚A) it would blend completely with the ence in intensity, and intensity is the square of a vector neighboring Si II λλ5958,5979 feature. There is also no (the electric field). The polarization is actually a quasi- clear indication of high velocity Fe II or S II. The blue vector, i.e. polarization directions 180◦ (not 360◦) apart edge of the CaII H&K feature on Oct. 9 – the first avail- are considered identical. The additive properties of the able spectrum to go far enough to the blue – is at 27,000 polarization thus differ slightly from the vector case, as km s−1. The likelihood of this being HVM is suspect be- evidenced by the fact that the polarization is canceled by cause of the strong possibility of line blending. Since the another equal beam oriented 90◦ to it, rather than one at 8000˚Afeatureistheonlyunambiguousdetectionofahigh 180◦ as in vector addition. velocity material in SN 2001el, we hereafter refer to it as In this case, a useful conventionfor describing polariza- the HVM feature. tion is through the Stokes Parameters, I,Q and U, which Our analysis will focus almost entirely on the 8000 ˚A measure the difference of intensities oriented 90◦ to each HVM feature. In §2 we give an introduction to polariza- other. A Stokes “Vector” can be defined and illustrated tion in supernova atmospheres; §3 describes a parameter- pictorially as: ized model that allows us to generate synthetic polariza- tionspectra,andin§4weusethemodeltoexplorevarious I I0◦ +I90◦ l+↔ geometries for SN 2001el. In §5 we consider the signature I= Q = I0◦ −I90◦ = l−↔ (3) of each geometry when viewed from alternative lines of U! I45◦ −I−45◦! ց−ր! sight. The implication of these constraints on the progen- whereI90◦,forinstance,designatestheintensitymeasured ◦ itors and explosion mechanisms of SNe Ia’s is discussed with the polarizing filter oriented 90 to a specified direc- briefly in the conclusion. tion called the polarization reference direction. To deter- minethesuperpositionoftwopolarizedbeams,onesimply 2. supernova spectropolarimetry adds their Stokes vectors. A fourth Stokes parameter V 2.1. Polarization Basics measures the excess of circular polarization in the beam. Non-zero circular polarization has not been measured in The polarization state of light describes an anisotropy supernova, and no circular polarization observations were in the time-averaged vibration of the electric field vector. taken for SN 2001el; therefore we will not discuss Stokes Abeamofradiationwheretheelectricfieldvectorvibrates V inthispaper. Forscatteringatmosphereswithoutmag- inonespecificplaneiscompletely(orfully)linearlypolar- neticfields,theradiativetransferequationforcircularpo- ized. A beam of radiation where the electric field vector larizationseparatesfromthelinearpolarizationequations, vibrates with no preferreddirection is unpolarized. Imag- allowingustoignoreV inourcalculations(Chandrasekhar ine holding a polarization filter in front of a completely 1960). linearly polarized light beam of intensity I0. The filter We further define the fractional polarizations: q =Q/I only transmits the component of electric field parallel to and u = U/I. The degree of polarization, P, and the po- the filter axis. Thus as the filter is rotated, the transmit- sition angle χ can then be written in terms of the Stokes ted intensity, which is proportional to the square of the Parameters: electric field, varies as I(θ)=I cos2θ. 0 Q2+U2 Thelightmeasuredfromastrophysicalobjectsisthesu- P = = q2+u2 perposition of many individual waves of varying polariza- p I (4) tion. Imaginealightbeamconsistingofthesuper-position χ= 1tan−1(U/Q)= 1tapn−1(u/q) oftwo completelylinearlypolarizedbeamsofintensityI0, 2 2 ◦ and I , whose electric field vectors are oriented 90 to 90 A single plot that captures both the change of polar- each other. If the beams add incoherently, the transmit- ization degree and position angle over a spectrum is the ted intensity is the sum of each separate beam intensity: q-u plot of Figure 2. Each point in this figure is a wave- I(θ)=I cos2θ+I cos2(θ+90◦) lengthelementofthe spectrum,andforeachpointwecan 0 90 (1) read off P and χ at that wavelength much as we would =I cos2θ+I sin2θ 0 90 read a polar plot. According to Equation 4, the degree of Ifthebeamsareofequalintensity,I0 =I90,thenthetrans- polarization P is given by the distance of the point from mitted intensity shows no directional dependence upon θ the origin, while the position angle χ is half that of the – i.e. the light is unpolarized. In this sense, we say that plot’s polarangle. Inthis senseq andu canbe thoughtof the polarizationof a light beam is “canceled” by an equal as the two components of a two dimensional polarization intensity beam of orthogonal – or “opposite” – polariza- quasi-vector. tion. If I 6= I the cancellation is incomplete, and the 0 90 beam is said to be partially polarized. The degree of po- 2.2. Polarization in Supernova Atmospheres larizationP isdefinedasthemaximumpercentagechange 4 D. Kasen et al. The majoropacities in a supernovaatmosphere are due direction. (2)Thelightfromthephotospherelimbismore to electron scattering and bound-bound line transitions. highlypolarizedthanthatfromthecenter. Thisisbecause The continuum polarization of supernova spectra is at- the radiation field at the limb is highly anisotropic – i.e tributed to electron scattering. The line opacity can cre- highly peaked in the outward (radial) direction. In ad- ate features (either peaks or troughs) in the polarization dition, photons scattered into the line of sight from the spectra. supernova limb, have generally scattered at angles closer ◦ To understand the polarizing effect of an electron scat- to 90 . tering, note that an electron scatters a fully polarized Ifthe projectionofthe supernovaalongthe line ofsight beam of radiation according to dipole sin2ψ angular dis- is circularly symmetric, as in Figure 3a, the polarization tribution,whereψ istheanglemeasuredfromtheincident of each emergent specific intensity beam will be exactly polarization direction. Now unpolarized light can be rep- canceled by an orthogonal beam one quadrant away. The resented by a super-position of two equal intensity, fully- integrated light from the supernova will therefore be un- polarizedorthogonalbeams. Uponelectronscattering,the polarized. A non-zeropolarizationmeasurementdemands twodifferently orientedbeams getredistributedaccording some degree of asphericity; for example in the ellipsoidal to differently oriented dipole patterns; thus in certain di- photosphere of Figure 3b, vertically polarized light from rections they are no longer equal and do not cancel. The the long edge of the photosphere dominates the horizon- scattered light is therefore polarized with the percent po- tally polarized light from the short edge. The integrated larizationdepending upon the scattering angleΘ between specific intensity of Figure 3b is then partially polarized incident and scattered rays: with q > 0. Because an axisymmetric system has only 1−cos2Θ one preferred direction, symmetry demands that the po- P = (5) larization angle is aligned either parallel or perpendicular 1+cos2Θ to the axis of symmetry, thus u = 0 for the geometry of ◦ Light scattered at 90 is fully polarized, while that which Figure 3b. ◦ is forward scattered at 180 remains unpolarized. The The effect of line opacity on the polarization spectrum direction of the polarization is perpendicular to the scat- can be complicated. In general, light resonantly scattered teringplanedefinedbytheincomingandoutgoingphoton in a line can become polarized in much the same way as directions. described above for electrons. However because random- Deepenoughwithinthesupernovaatmosphere,thelight izing collisions tend to destroy the polarization state of becomes unpolarized for two reasons: (1) Below a certain an atom during an atomic transition, the light scattered radius, known as the thermalization depth, the absorptive fromlinesinsupernovaatmospheresisoftenassumedtobe opacity dominates the scattering opacity and photons are completelyunpolarized(e.g. Ho¨flichetal.(1996)–wedis- destroyed into the thermal pool. The energy is subse- cuss this assumptionin more detailin §3.4). In ellipsoidal quently re-emitted as blackbody radiation which, being models, it has been shown that the effect of depolarizing the result of random collision processes, is necessarily un- lineopacityisprimarilytocreateadecreaseinthelevelof polarized. (2) Deep within the atmosphere, the radiation polarizationinthespectrum(H¨oflichetal.1996). Because field becomes isotropic. Because the radiationincident on SNIahavemorelines inthe blue,the polarizationinsuch a scattereristhen equalinalldirections,the netpolariza- models typically rises from blue to red. tion of scattered light will cancel. In general, however, the fact that a line is depolarizing Thepolarizationoftheradiationoccursabovetheinner doesnotmeanitnecessarilyproducesadecreaseinthede- unpolarized depth, where the election scattering opacity greeofpolarizationinthespectrum. Theactualeffectwill dominatesandtheradiationfieldbecomesanisotropicdue depend sensitively upon the geometry of the line opacity to the escapeofphotonsoutofthe supernovasurface. We andtheelectronscatteringmedium. Forexample,suppose call this region the electron-scattering zone. The surface theelectron-scatteringregimeisspherical,butinanouter, above the electron scattering zone at which point pho- detachedlayerthereisanasymmetricclumpoflineoptical tons have a high probability of escaping the atmosphere, depth, as shown in Figure 3c. Because the line obscures is the supernova photosphere. Formationof the well-know light of a particular polarization, the cancellation of the P-Cygni line profiles in supernovae is due to line opac- polarization of the photospheric specific intensity beams ity from material primarily above the photosphere. This willnotbecomplete. Thelinethusproducesapeak inthe region is called the line-forming region. polarization spectrum and a corresponding absorption in Figure 3 illustrates how the polarization of specific in- the flux spectrum. We call this effect of generating polar- tensity beams emergent from an spherical, pure electron ization features the partial obscuration line opacity effect scattering photosphere mightlook. The double-arrowsin- or just partial obscuration. In the case of Figure 3c, the dicate the polarization direction of a beam, with the size clump primarily absorbs diagonally polarized light, so we of the arrowindicating the degreeof polarization(not the expect the polarization peak to have a dominant compo- intensity). Note the following two facts: (1) The polar- nent in the u-direction. ization is oriented perpendicular to the radial direction. A non-axially symmetric supernova is shown in Fig- This follows from nature of the anisotropy of the radia- ure 3d. The electron scattering medium is ellipsoidal, so tion field. At all points in the atmosphere (except the the continuum spectrum will be polarized in the q direc- center) more radiation is traveling in the radial direction tion. The clump of line opacity, which breaks the ax- than perpendicular to it. Because the polarization from ial symmetry, preferentially obscures diagonally polarized electronscatteringisperpendiculartothescatteringplane, light so the line absorption feature will be polarized pri- thedominantscatteringofradiallytravelinglightwillpro- marily in the u direction. As we see in the next section, duce an excess of polarization perpendicular to the radial Spectropolarimetry of SN 2001el 5 this type of two-axis configuration is a relevant one for material,itdoesnotgreatlyaffectouranalysisoftheHVM SN 2001el. feature. 2.3. The Polarization of SN 2001el 2.3.2. Polarization of The HVM Feature 2.3.1. Polarization of The Photospheric Spectrum The HVM flux absorption feature is associated with a polarization peak in the spectrum (Figure 1b). Unlike Theq-uplotofSN2001elisshowninFigure2. Inorder the flux absorptionprofile, the polarizationpeak does not to interpretthe intrinsicsupernovapolarization,onemust showacleardoublefeature. Althoughthenoiseofthe po- firstsubtractofftheinterstellarpolarization(ISP),caused larization spectrum makes it difficult to analyze the line by the scattering ofthe radiationoffasphericaldust grain profile, it appears that a peak due to the red triplet line along the way to the observer. The ISP has a very weak (λ8662)isabsentorsuppressedcomparedtothebluelines wavelengthdependence,(Serkowskietal.1975)andthere- (λ8498 & λ8542). forechoosingthemagnitudeanddirectionoftheISPisba- InFigure2,thewavelengthscorrespondingtotheHVM sicallyequivalenttochoosingthezeropointoftheintrinsic feature are shown with closed circles. The HVM polar- supernova polarization in the q-u plane of Figure 2. The ization angle deviates from the photospheric one, point- particular choice of ISP can dramatically affect the theo- ing instead mostly in the u-direction. The HVM fea- reticalinterpretationofthepolarizationdata(seeLeonard ture also shows an interesting looping structure – as the et al. (2000); Howell et al. (2001)). wavelength is increased, the polarization moves counter- ThechoiceoftheISPthatleadstothesimplesttheoret- clockwisein the q-uplane. “q-uloops”suchas these have ical description is shown as the green square in Figure 2. been observed before, for example in the H-alpha feature In this case the photospheric part of the spectrum (open of SN 1987A (Cropper et al. 1988). circles),apartfromsomescatter,drawsoutastraightline The different polarization angle of the HVM feature in the q-u plane – i.e. the degree of polarization changes means that the geometry of SN 2001el cannot be com- acrossthe photosphericspectrumbutthe polarizationan- pletely axially symmetric. The Stokes U parameter gle remains fairly constant. This would be the case if all changes sign upon reflecting the system about the polar- of the photospheric materialfollowed the same axial sym- izationreference axis (see Equation3) andtherefore must metry. The intrinsic polarization spectrum (i.e. percent bezeroforanysystemwithareflectivesymmetry,suchas polarization versus wavelength) of SN 2001el using this the axially-symmetric system of Figure 3b. The non-zero choice of ISP is shown in Figure 1b. The degree of po- u-polarization can not solely be a kinematic effect either, larizationrises from blue to red, as expected in ellipsoidal foralthoughtheSNejectaisexpanding,thevelocitylawis modelsduetothehigherlineopacityintheblue. Thelevel supposedto be a spherical,homologousone(v ∝r) which of continuum polarization in the red is about 0.4%, and preserves the reflective symmetry. As the supernova ex- the SiII6150linerepresentsadepolarizationbyaboutthe pands andevolvesthe density contoursofthe systemmay sameamount. Modelsofellipsoidalelectronscatteringat- changeasouterlayersthinoutandrevealdifferentpartsof mospheres indicate that level of polarization may roughly the underlying material; however unless the velocity law correspond to an deviation from spherical symmetry of deviates from homology and shows some preferential di- about 10% (H¨oflich 1991). rection, the reflective symmetry will always be preserved Althoughthe squareinFigure2isfavoredbysimplicity and we must have u = 0 at all times. In order to get a arguments, it is preferable to make a direct measurement non-zero u component, we must break the reflective sym- oftheISP,ifpossible. Atlateepochsitisbelievedthatthe metry of the geometry with an off-axis component, such supernova ejecta becomes optically thin to electron scat- as the clump of Figure 3d. tering. The intrinsic supernova continuum polarization A natural explanation of the relatively large degree of wouldthenbezero,andtheobservedpolarizationdueonly polarizationand change of polarizationangle of the HVM to the ISP. Paper I estimated the ISP in this way, using feature is partial obscuration of polarized photospheric observations taken on Nov 9. Assuming the intrinsic su- light, somewhat like Figure 3d. We find in §4 that this pernova polarization is zero at this time, the determined interpretation can also account for the q-u loop. In the ISP (with an estimated error contour) is shown as the nextsectionwedescribeatechniqueforcalculatingpartial green triangle in Figure 2 . Although the ISP thus deter- obscuration that allows us to directly compare synthetic mined is not grosslyinconsistentwith the simplest choice, polarizationspectrato the data. Othermechanisms could itseemstoindicatethatthepolarizationzeropointliesoff presumably be invoked to explain the HVM polarization of the main q-u line. If this is true, the angle across the peak,butinthispaperweonlyconsiderthe effectsofpar- photospheric spectrum is no longer constant. The pho- tial obscuration. tospheric material approximates an axial symmetry, but an off-axis, sub-dominantcomponent (e.g. a photospheric 3. the two-component polarization model clump) must existto accountfor the offsetofthe q-uline. Becausethemainpurposeofthispaperistoexplorethe To compute polarization in multi-dimensions most in- geometry of the HVM, not the photosphere, we will sim- vestigatorshaveemployedMonte Carlomethods (Code & plify our discussion by ignoring any off-axis photospheric Whitney 1995; Wood et al. 1996; Ho¨flich 1991). This ap- components. We will assume the polarization zero point proach has the benefits of generality and ease of coding, oftheaxially-symmetriccomponentisgivenbythesquare butwiththedrawbackofextremecomputationalexpense. and that the photosphere can be approximately modeled Averylargenumberofphotonsmustbefollowedtoescape as anellipsoid. Although the paricularISP choicehas im- along each line of sight in order to overcome the random portant implications for the geometry of the photospheric Poisson noise. This noise must be kept much less than 6 D. Kasen et al. a fraction of a percent in order to confront the small ob- proximation is that the photon will only interact with a served polarization levels. It is therefore cumbersome to line in the small region of the atmosphere where the pho- use Monte Carlo codes in a parameterized way to explore ton is Doppler-shifted in resonance with the line. The the huge parameter space available with 3-D geometries. radiative transfer problem then becomes localized to such Inthecaseofthe HVM,asimplificationispossiblethat “resonance regions”. Free expansion is established in su- allowsfor a much faster andmore insightfulcomputation. pernova atmospheres shortly after the explosion; the ve- Assuming that the electron densities in the HVM regime locity vector at a point in the atmosphere is in the radial are around 107cm−3, the optical depth to electron scat- direction and is given by ~v = (r−r )/trˆ, where r is the 0 tering through the HVM shell is τ = n σ R ≈ 10−3. radius at time t since explosion, and r is the initial ra- es e t sh 0 Therefore one can ignore electron scattering in the HVM dius which is usually small and can be ignored. Consider andtheradiativetransferproblemseparatesnaturallyinto a beam of radiation emanating from the photosphere and the two regimes of photosphere and HVM. The photo- propagating through this atmosphere in the z direction, sphere acts as a source of polarized light illuminating a at an impact parameter p and azimuthal angle φ. Such a region of basically pure line optical depth in the HVM. beam was illustrated pictorially as a double-arrow in Fig- Assuming the lines are depolarizing,the only effect of the ure 3; here we quantify it with a Stokes specific intensity HVMistoobscuresomeofthepolarizedphotosphericlight vector I0(λ,p,φ). If the wavelength of the beam in the andre-emitsomeunpolarizedlightintotheobserver’sline observer frame is λ, then the wavelength in the local co- of sight. movingatmosphereframeisgivenbythe(non-relativistic) Because the model makes a sharp distinction between Doppler formula: an inner polarized source (the photosphere) and an outer ~v·zˆ z λ =λ 1+ =λ 1+ (6) line-forming region (the HVM), we call this approach the loc c ct two-componentmodel. Themodelisbasicallyawaytofor- (cid:18) (cid:19) (cid:18) (cid:19) Suppose the only opacity in the atmosphere is due to one malizethesimplepicturesofFigure3. Thetwo-component line with rest wavelength λ . A beam of radiation will 0 model is constructed to apply to the detached layers of come into resonance with the line when λ = λ , which loc 0 the HVM. For line forming materialnear the photosphere by Equation 6 is at a point: a sharp separation of the two regimes would be artificial z =ct(λ /λ−1) (7) sinceelectronscatteringisnotentirelynegligibleintheline r 0 For each wavelength λ in an observed spectrum there is forming region. Because the two-component model does thus a unique point in the z-direction at which the beam not account for the multiple scattering between lines and comesinresonancewiththeline. AccordingtotheSobolev electrons,photosphericspectrasynthesizedwithitmaybe approximation, the emergent Stokes specific intensity I incorrect. On the other hand because the model captures that reaches the observerat infinity after passing through some of the essential features of various geometries, some the line forming region is given by: qualitative insight may still be gained with respect to the lines formed near the photosphere. As we are only con- I(λ,p,φ)=I0(λ,p,φ)e−τ +(1−eτ)S(λ,p,φ,zr) (8) cerned with the HVM in this paper, this is not relevant where τ is the Sobolev line optical depth at the point for the present work. (p,φ,zr) and S is the Stokes source-function of the line at this point. Both quantities will be explained further in the sections to come. The first term in Equation 8 rep- 3.1. The Sobolev Approximation resents photospheric light attenuated by the line optical The Sobolev approximation is a method for computing depth; the second term represents light scattered or cre- line formation in atmospheres with large velocity gradi- atedtoemergeintothelineofsightbytheline. Equation8 ents. Sobolev models (under the assumption of a sharp is identical to the usual, unpolarized expression for the photospherepluslineformingregion)havefrequentlybeen Sobolev approximation (see Rybicki & Hummer (1978)), used to analyze supernova flux spectra. Typically spheri- except now the terms in boldface are all Stokes vectors. calsymmetryisassumed(e.g. (Branchetal.1983;Hatano Togeneratetheobservedspectrumofanunresolvedob- et al. 1999)) but the method has also been applied in 3D ject,thespecificintensityofEquation8mustbeintegrated (Thomas et al. 2002). Derivations of the Sobolev method overthe projectedsurface ofthe atmosphere,i.e. overthe and justification of the approximation in the modeling of p−φ plane. A wavelength λ in the observed spectrum supernova atmospheres can be found in (Rybicki & Hum- thusgivesusinformationaboutthe lineopticaldepthand mer 1978; Castor 1970; Jeffery & Branch 1990); here we sourcefunctionintegratedoveraplaneatz . Suchaplane, r only quote the important results. which is perpendicular to the observer’s line of sight, is The geometry used in the models is shown in Figure 4. called a constant-velocity (CV) surface. Weuseacylindricalcoordinatesystem,(p,φ,z)oralterna- In the case of an monotonically expanding atmosphere tively aCartesianone(x,y,z). Ineithercasethe observer withmorethanoneline,abeamofradiationwillcomeinto lineofsightischosenasthezaxiswithzdecreasing toward resonance with each line one at a time, starting with the theobserver(i.e. theobserverisatnegativeinfinity). The bluestline andmovingto the red. In this case Equation8 polarizationreference axis is chosento lie along the φ=0 is readily generalized: (or y) direction, which is also the photosphere symmetry N axis. I(λ,p,φ)=I0(λ,p,φ)exp − τi For atmospheres in general expansion, such as super- (cid:18) i=1 (cid:19) X (9) novae, the wavelength of a propagating photon is con- N i−1 stantly redshifting with respect to the local comoving + Si(λ,p,φ)[1−eτi]exp − τj frame of reference. The insight behind the Sobolev ap- i=1 (cid:18) j=1 (cid:19) X X Spectropolarimetry of SN 2001el 7 wheretheindicesiandjrunoverthelinesfromredtoblue. of additional opacities in the photospheric regime will de- Before considering the integration of Equation 9 over the crease the polarization from the pure electron scattering CV planes, we discuss in more detail the terms I0, S, and results presented here. τ. Using a Monte Carlo code, we computed the functions I (p) and P (p) for the above scenario. Unpolarized pho- z z 3.2. The Photospheric Intensity tons were emitted isotropically from the inner boundary surface. Thepolarizationofthesephotonsweretrackedas In this section we calculate the intensity and polariza- they scattered multiple times through the electron scat- tion of specific intensity beams emergentfroman electron scattering photosphere. We first consider I0(p,φ) in the tering zone. Photons that were back-scattered onto the inner boundary surface were assumed to be re-absorbed casethatphotosphericregimeisspherical(asinFigure3a) and were omitted from the calculation. The Monte Carlo and later show how to adapt the result to the ellipsoidal codeusedinthiscalculationisanewonedevelopedtofur- case. From the circular symmetry, the intensity and de- ther study supernova polarizationin cases where the two- gree of polarization of a specific intensity beam can only componentmodelisnotapplicable. Adetaileddescription depend upon the impact parameter p and not on φ. Let of the Monte Carlo code will be presented in a future pa- I (p) represent the specific intensity in the zˆ direction at z per. Wenotethattheoutputhasbeencheckedagainstthe p, and P (p) the degree of polarization of this beam. The z resultsofChandrasekhar(1960)andCassinelli&Hummer polarized specific intensity is I (p)P (p) which will be di- z z (1971),andseveralothercasesincludingHillier(1994)and vided between the Q and U Stokes parameters. the analytic results of Brown & McLean (1977). For φ = 0, the polarization points in the horizontal, or The computed functions I (p) and P (p). are shown in negative Q direction – i.e. Q(p,φ = 0) = −I (p)P (p) z z z z Figure 5. Here p is given in units of the photosphere ra- while U(p,φ=0)=0. The Q and U components at arbi- dius, defined as the radius at which the optical depth to trary φ are derived by rotating this expression by φ. The electron scattering equals 1. The intensity and polariza- resulting Stokes vector is: tion for p < 1 do not differ much from the plane-parallel I I (p) 0 z case, with P = 13% at p = 1. The photospheric spe- I0 = Q0 = −Pz(p)Iz(p)cos(2φ) (10) cific intensityzdoes not, however,terminate sharply at the U ! −P (p)I (p)sin(2φ)! 0 z z photosphericradiusasisusuallyassumedinSobolevmod- The fact that the trigonometric rotationterms depend on els; rather a significant amount of light is scattered into 2φ rather than φ reflects the fact that the polarization is the line of sight out to p ≈ 1.4. Since this limb light is actually a quasi-vector (Chandrasekhar 1960). highly polarized (up to 40%) it is important to include it Inthe two-componentmodelone mustpre-computethe in our calculations. Actually most of the polarized flux functions Iz(p) and Pz(p). Chandrasekhar first obtained comes from an annulus at the edge of the photosphere. the result for a pure electron scattering, plane-parallelat- I (p) has become negligible out at the HVM distances of z mosphere(Chandrasekhar1960);inthatcaseIz(p)follows p≈2,whichconfirmsthatwecanmakeaclearseparation closely the linear limb darkening law, while the degree of between the photospheric and HVM regimes. polarization Pz(p) rises from zero in the center to 11.2% In Figure 5 we also compare the n = 7,τes = 3 results at the limb; however, the plane-parallel approximation is to other models with differing density laws and optical notagoodoneforsupernovae,whichhaveextendedatmo- depths. From the similarity of the n=7 and n =5 mod- spheres (i.e. the thickness of the electron scattering zone elsinFigure5aand5bitisclearthatthecalculationswill isasizablepercentageofitsradius). Inanextendedatmo- not depend sensitively on our choice of power law index. sphere the radiationfield tends towardamore anisotropic Eveniftheindexwereaslowasn=3,(orworse,noteven distribution, peaking in the outward direction. This in- describedby a strictpowerlaw)the behaviorofI (p) and z creasedanisotropyofthe radiationfield leads to generally P (p) should still show the same qualitative trends. From z higher limb polarizations. Cassinelli & Hummer (1971) Figure 5c and 5d we see the results also do not depend solved the polarized radiative transfer Equation for ex- much on τ as long as τ &3. es es tended, spherical electron scattering spheres with density The results givensofarhavenottakenintoaccountthe power laws of index n=2.5 and n=3. They find the polar- asphericity of the photosphere in SN 2001el. One could ization can become higher than 50% at the limb. redo the Monte Carlo calculations for various axisymmet- We modelthe photosphericregimeas aninner unpolar- ric configurations, but the small degree of polarization in izedboundarysurface,surroundedbyapureelectronscat- SN2001elsuggestsa rathersmall(∼10%)deviationfrom teringenvelopewithapowerlawelectrondensityρ∝r−n. spherical symmetry, so it is not a bad approximation to We choose n = 7, a density law motivated by SN Ia ex- apply the spherically symmetric specific intensities to a plosion models and one that has been often used in di- slightly distorted photosphere. This technique of using rect spectral analysis (Nomoto et al. 1984; Branch et al. spherical results to calculate the polarization from dis- 1983). The optical depth (in the radial direction) from tortedatmosphereshas been used, invarious manners,by the inner boundary surface to infinity is set at τes = 3. many other authors (Shapiro & Sutherland 1982; McCall The assumption of a pure electron scattering atmosphere 1984; Jeffrey 1991; Cassinelli & Haisch 1974). should be a good one for the wavelength range we are in- Inourmodelswewillonlyconsiderthecaseofanoblate terestedin. Thephotonsthatredshiftintoresonancewith ellipsoidalatmosphere with axis ratio E and viewededge- the high velocity IR triplet are those with wavelengths on. We define an ellipsoidal coordinate: from 8000-8500 ˚A, and there are no strong lines or ab- η = x2+E2y2 (11) sorptiveopacitiesinthisregionofthespectrum(seePinto & Eastman (2000)). At other wavelengths the presence Our approximation is that the emergent Stokes inten- p 8 D. Kasen et al. sity from a position η,φ is given by Equation 10 with the effect of collisions. After a photon has excited the I (p=η,φ=φ)andP (p=η,φ=φ). Inthiscasewefind atom,the atomisinapolarizedstatewithaspecificmag- z z an axis ratio of E ≈ 0.9 is necessary to produce the 0.4% neticsublevelM.Ifthecollisionaltimescaleisshorterthan polarization observed in the red continuum of SN 2001el. thelifetimeofthetransition,collisionswilldestroythepo- This result agreeswith previous,2-D calculations (Jeffrey larizationstateoftheatombyredistributingtheatomover 1991; Ho¨flich 1991). all the nearly degenerate magnetic sublevels, thereby pro- While the above photospheric model provides a sim- ducing an spherically symmetric configuration. The scat- ple and rather general description of an axially symmet- tered light will thus be isotropic and unpolarized. This is ric photosphere, there is no easy way to assure ourselves theassumptionmadeinthemodelsofHowelletal.(2001) that this photospheric model is unique. The actual spe- (and references therein). cificintensityemergentfromanellipsoidalatmospherecan In this paper we use exclusively an isotropic, unpolar- dependonthedepthandshapeoftheinnerboundarysur- ized line source function. In addition to the depolarizing face, as well as the inclination of the system. Moreover, effectofcollisions,wesuggesttwofurtherreasonswhythe thepolarizationofthephotosphericspectrumofSN2001el effect of intrinsic line polarization is likely a small effect could arise from a different kind of asphericity altogether, in the case of the HVM feature. (1) If we evaluate the for instance an off-center Ni56 source, or a clumpy atmo- polarizability factor for the lines of the IR triplet we find sphere. In the absence of a single preferred photospheric that W is almost zero for λ8542 (W = 0.02) and ex- 2 2 model, we proceed with the above model, but reiterate actly zero for λ8662. Accordingto the Hamilton prescrip- thatitremainsjustoneofmanypossiblescenarios. Other tion, only the λ8498 line has a moderate polarizing effect choices of I (p,φ) and P (p,φ) must be investigated on a (W =0.32),butthislineisbyfartheweakestofthethree. z z 2 case by case basis. Note however that since the IR triplet lines are not res- onance lines, the Hamilton prescription does not strictly 3.3. The Line Optical Depth apply and complicated NLTE polarizing effects could be operative (Trujillo Bueno & Manso Sainz 1999). (2) For In our synthetic spectra fits, we take the optical depth opticallythicklines,photonswillmultiplescatterwithina of the λ8542 line, as a free parameter τ . The optical 1 resonance regionbefore escaping. On averagethe number depths of the other two lines (λ8662, λ8498) are derived of scatters in the resonance regionis givenby N =1/P from τ . All three triplet lines come from nearly degen- esc 1 where the escape probability P is given by the Sobolev erate lower levels, so in LTE the relative strength of each esc formalism: linedependsonlyupontheweightedoscillatorstrengthgf 1−e−τ of the atomic transition. Even if the level populations de- P = (12) esc τ viatefromLTE,oneexpectsthedeviationtoaffecteachof the nearly degenerate levels in the same way. The λ8542 This multiple scattering has two depolarizing effects: (1) line has the largest gf value; λ8662 is 1.8 times weaker, theradiationfieldinthelinetendstowardanisotropicdis- and λ8498 10 times weaker. tribution(2)theprobabilityofthedestructionofaphoton intothethermalpoolwillbeincreased. Foropticallythick 3.4. The Line Source Function lines the line-scattered light will then tend to be unpolar- ized. On the basis of the spectral fits of §4, we will argue The line source function represents light scattered by that the lines of the IR triplet are saturated (τ & 5) for 1 the line, created from the thermal pool or from NLTE ef- the HVM in front ofthe photosphere andthus largelyun- fects. Scatteringinalinecanpolarizelight–asinthecase polarized. of electron scattering, the effect is due to the anisotropic Foranisotropic,unpolarizedsourcefunctionthe Stokes redistribution ofthe different polarizationdirections. The vector is: angular redistribution depends in general on the angular S S I 0 momentum J of the upper and lower levels of the atomic S= S = 0 (13) Q transition. S ! 0! U Hamilton(Hamilton1947)hasconsideredthelinearpo- where S is the unpolarized source function. The actual larization from a resonance line, free from collisions. He 0 valueofS requiresafullNLTEcomputationoftheatomic showedthatthe angularredistributionfunctionfromsuch 0 levels. For our purposes a useful parameterizationis: alinecouldbewrittenasthesumofanisotropicanddipole S =(1−ǫ′)J¯+ǫ′B(T) (14) term,therelativecontributionsdependingupontheangu- 0 lar momentum of the transition levels. The dipole contri- The first term represents impinging light scattered by the butionhasexactlythesamepolarizingeffectasanelectron line,andsodependsuponthemeanlocalradiationfieldin scattering,while the isotropiccontributionis unpolarized. the line J¯; the second term represents light created from Thefinalpolarizingeffectisthusgenerallydilutedascom- the thermal pool and so depends upon the Planck func- paredtotheelectronscatteringcase,andcanbedescribed tionB andthetemperatureT. Therelativeimportanceof ′ by apolarizabiltyfactor W , whichvariesfrom0 for a de- the twofactorsis governedby ǫ, the probabilitya photon 2 polarizinglineto1foralinethatpolarizeslikeanelectron is destroyed into the thermal pool on traversing the reso- ′ (Stenflo1994). BecausetheHamiltonapproachprovidesa nance region of a line. In the Sobolev approximation ǫ is simple prescription for estimating the intrinsic polarizing given by: ǫ effects of line scattered light, it has often been used out- ǫ′ = (15) P +ǫ(1−P ) side its scope to calculate polarized line profiles for non- esc esc resonance lines (Jeffrey 1991). where ǫ is the usual static atmosphere destruction prob- The Hamilton prescription does not take into account ability. In NLTE models of supernova atmospheres one Spectropolarimetry of SN 2001el 9 finds ǫ between 0.05 and 0.1 (Nugent 1997). Note as quantities we measure: F (λ),F (λ), and F (λ). What I Q U the probability of a photon’s escape (P ) decreases, the we do measure can be thought of as certain “moments” esc ′ chances that it gets thermalized (ǫ) increases. of the τ distribution over each CV plane. F is a type of I For the value of J¯ in the HVM, we use the radiation “zeroth moment”, which depends mostly upon how much incident from the photosphere, ignoring multiple scatter- material is covering the photosphere, with little depen- ingofphotonsbetweenthetripletlines(foradiscussionof dence on its geometrical distribution. On the other hand this approximation, see Thomas et al. (2002)). The pho- the F and F , because of the cos2φ and sin2φ factors, Q U tospheric radiation in the HVM is geometrically diluted behavesomewhatlike“firstmoments”,andaresensitiveto by a factor of roughly πr2 /4πr2 ≈ 1/16. Thus for howτ isdistributedoverthephotosphere. Becausethean- ph HVM a pure scattering line (ǫ′ = 0), the intensity of the line gle factors cos2φ,sin2φ are rather low-frequency, smaller sourcefunction isabout16times weakerthanthe average scale structures will be averaged out over the integrals, photospheric intensity. At the other extreme, for a ther- andthe polarizationmeasurementswillonlyconstrainthe malizedline (ǫ′ =1)andanHVM temperatureof5500K, large scale structures in the HVM. the line source function is about 4 times weaker than the Before proceeding with the spectral synthesis calcula- average photospheric intensity. tions let us summarize the assumptions that go into the Becausethelinesourcefunctionlightisunpolarizedand two-component model. (1) The electron scattering opac- relatively weak, we find in the end that it has little affect ity in the HVM is negligible. (2) the photospheric regime on the synthetic line profiles. The exact value of ǫ is thus is reasonably well described by a pure electronscattering, not of great importance. In our models, we use ǫ=0.01. power law atmosphere, surrounding a finite, unpolarized source at τ ≈ 3. (3) For small (∼10 percent) devia- es 3.5. The Integrated Spectrum tions from sphericity in the photosphere, the angular de- pendence of the polarized radiation field does not deviate To obtain the observed Stokes fluxes at a certain wave- significantly from the spherical results (4) The line source length one must integrate the specific intensity over the functionlightisunpolarized(5)Multiplescatteringamong CV planes of each line. For those CV planes behind the the triplet lines and between the HVM and photospheric photosphere, we must also account for the attenuation of regime can be ignored. the line source function light due to scattering off elec- tronsasthebeampassesthroughthephotosphericregion. 4. the geometry of the high velocity material If we define τ (p,φ,z) as the electron scattering optical es depth along the z-direction from the point (p,φ,z) to the The speed of the two-component model allows us to observer, then a fraction (1 − e−τes) of photons will be explore many different configurations for the HVM. We scattered out of the line of sight on their way to the ob- report on four possibilities here, each of which may ap- server. Weassumethesephotonsaresimplyremovedfrom proximatea structure thatis the resultofsome particular the beam and are not subsequently re-scattered into the physicalmechanism: (1)Asphericallysymmetricshell(2) line of sight. Anellipsoidalshellwithanaxisofsymmetryrotatedfrom Forasinglelineatmosphere,theintegratedStokesfluxes the photosphere axis of symmetry. (3) A clumped spher- atwavelengthλcorrespondtomaterialfromtheCVplane ical shell (4) A toroidal structure with a symmetry axis zr and are given by: rotated with respect to the photospheric axis. The geom- etry used in the models is shown in Figure 4. FI(λ)= Iz(p,φ)e−τ+ The photosphere is modeled as discussed in §3.2, as an Z Z (cid:20) oblate ellipsoid with axis ratio E = 0.91, viewed edge- (1−e−τ)S (p,φ,z )e−τes pdpdφ on. It is not the purpose of this paper to explore the 0 r detailed geometry of the photosphere, therefore the ellip- (cid:21) (16) soidal model was chosen as the simplest possibility that FQ(λ)= Pz(p,φ)Iz(p,φ)cos(2φ)e−τpdpdφ captures the essential features of the axisymmetric pho- Z Z tosphere. The photosphere symmetry axis is the y-axis, F (λ)= P (p,φ)I (p,φ)sin(2φ)e−τpdpdφ which is also the polarization reference direction. The U z z photospheric intensity is assumed to follow a blackbody Z Z ◦ Theintegralscanbeeasilygeneralizedforthecaseofmul- distribution with a temperature T = 9000 K chosen to bb tiple lines by applying Equation 9. fit the slope of the red continuum. We do not attach any Given our scenario of how the high velocity CaII po- physical significance to the value of T , but consider it bb larization is formed by partial obscuration, Equations 16 only a convenient fit parameter. give us some insight into what extent the HVM geometry The parameterizationofthe variousHVMgeometriesis isconstrainedbythepolarizationmeasurements. Forsim- keptsimple andgeneral. The HVM is chosenaxiallysym- plicity, consider the formation of a single, unblended line, metric, with the orientation of the HVM axis defined by above a spherical photosphere, and suppose we are try- the two angles γ and δ. The velocities v and v denote 1 2 ing to reconstruct the distribution of Sobolev line optical theinnerandouterradialboundariesoftheHVM,whileψ depth τ(p,φ,z) over the entire ejecta volume. The Stokes is the opening angle (see Figure 4). The reference optical flux at a certain wavelength gives us information about τ depth τ of the λ8542 line is assumed constant through- 1 over the corresponding CV plane at z . As Equations 16 out the defined structure boundaries. Although this is an r demonstrate we obviously will not be able to uniquely re- idealization of the real HVM, it allows us to isolate the construct the distributionof τ overthis plane, because all defining geometrical features of each structure individu- of the information gets integrated over to give the three ally. Table 1 summarizes the fitted parameters of each 10 D. Kasen et al. HVM geometry considered in the sections to follow. Be- redtripletline (with agf value 1.8times larger),the blue fore considering the specific models, we first discuss the minima of the IR triplet feature will be about twice as generalconstraintsthatmustbe metbyanyHVM model. deep the red one unless both lines are saturated. Because the minima inthe HVM feature are ofabout equaldepth, 4.1. General Constraints we conclude that the two lines are indeed saturated (i.e. τ &5) and the z-plane covering factor is in fact the min- Figure 6 is a diagram of the formation of the CaII IR 1 imal one, f =43%. tripletfeatureinSN2001el. TheHVMhasforillustration min (3) The shape of the flux profile may also constrain the beenshownasasphericalshell. Theatmospherecanbedi- value τ . Note that two minima in the flux profile have videdintothreeregions,thehigh-velocitymaterialineach 1 roughlyequalwidths. Ontheotherhandifallthreetriplet region having a different affect on the spectrum. (1) The lines are saturated the blue minima will tend to be wider absorption region: Material in the tube directly in front than the red, due to the blending of the λ8498 with the of the photosphere absorbs photospheric light and emits λ8542line. Thissuggeststhattheλ8498lineisweakwhile line source function light into the line of sight. Since the theothertwolinesarestrong,asituationthatoccurswhen line source function intensity is usually weaker than the τ ≈5. photospheric intensity, this effect produces an absorption 1 (4) Finally, the HVM polarization feature points pri- featureinthespectrum. (2)Theemissionregion: material marily in the u-direction. This means the distribution of in the outer lobes does not obscure the photosphere but ◦ theHVMisweightedalongthe45 linetothephotosphere onlyaddslinesourcefunctionlight;thisproducesanemis- symmetry axis. sionfeaturetothe redofthe absorption. (2)Theoccluded region: Material in the tube behind the photosphere is occluded by the photosphere and is not visible. 4.1.2. Constraints on the Emission Region Material Because in our models it is the partial obscuration of The material in the emission region may be observable polarized photospheric light that gives rise to the HVM as a flux emission feature to the red of the HVM absorp- polarizationfeature, all of our geometricalinformationon tion. If, for example, the HVM was a spherical shell, this the HVM will be about the distribution ofCaII in the ab- emission feature would extend from about z = −20,000 sorption region. Whether there is any HVM CaII in the to z = 20,000, or over 1000 ˚A. The emission from a shell emission region,and if so, what its geometry may be, will is then verybroad,but because the line sourcefunction is be very difficult to say. In addition we will have abso- much less than the photospheric intensity, the feature is lutely no information about the material in the occluded typically weak and difficult to detect in the spectrum. A region. In the spherical HVM shell of Figure 6, about 5% serious problem, evident from Figure 6, is that the HVM of the material is in the absorption region, 5% is in the emission feature overlaps with the photospheric triplet occluded region, and 90% is in the emission region. Thus absorption and emission, making it difficult to separate we only probe a small portion of the potential HVM. We the two contributions. Only for the HVM material with now consider the general constraints of these regions in z & 15,000 (i.e. λ > 8700 ˚A) is the HVM emission fea- more detail. turenotblendedwiththephotospheric. Unfortunatelythe available spectra of SN 2001el do not extend that far to 4.1.1. Constraints on the Absorption Region Material the red. We can list 4 general constraints on the HVM absorp- The emission region material also affects the polariza- tion region material that are directly deducible from the tion levelby diluting the photospheric light with unpolar- Sept. 25 spectra: ized line source function light, thus creating a depolariza- (1) The width of the HVM flux absorption feature con- tionfeatureinthespectrum. Ofcoursethisdepolarization strainsτ tobenon-zeroonlyovertheline-of-sightvelocity feature gives no additional clue as to the orientation of 1 range18,000−25,000kms−1. τ isthusconfinedtoarel- the emission region material, as the unpolarized line light 1 atively thin region that is significantly detached from the carries no directional information. The polarization spec- photosphere. The edges ofthe flux feature are sharp,sug- trum of SN 2001el does have a significant depolarization gesting that the boundaries of the HVM are well-defined. to the red of the HVM peak, but since the overlapping (2)AttheminimumoftheHVMabsorptionthefluxhas photospheric triplet feature may also depolarize at these decreased by 43% from the continuum level. For geome- wavelengths, it is again not easy to use this to directly trieswheretheHVMcoverstheentirephotosphere,theop- constrainthe HVM emissionregionmaterial. Inourmod- ticaldepthimpliedisτ ≈.8. Onthe otherhand,somege- els,wedonotattempttofittheregionredwardof8200˚A, ometriesmayhavehigheropticaldepthsandsmallercover- where the HVM feature is blended with the photospheric ingfactors,theminimalcoveringfactorbeingf =43% feature. min forwhenthelinesarecompletelyopaque. Notethatinthis We find that the red emission/depolarization feature is context the term “covering factor” denotes the percent of not a very sensitive diagnostic of emission region mate- the photospheric area obscured by the slice of HVM on a rial. The effectonthe spectrumis showninFigure7 fora plane perpendicular to the line of sight, corresponding to sphericalshellwithvariousvaluesofthedestructionprob- the resonance surface of a certain wavelength. Since this ability ǫ. For a pure scattering line (ǫ=0) the emissionis differsfromthetraditionalusageoftheterm,wehereafter hardlyvisible. Forthethermalizedline(ǫ=1)andatem- call this the z-plane covering factor. perature T = 5500K, the emission would be substantial We can use the double-dipped flux profile to constrain butdifficulttoseparatefromthephotosphericcomponent. thez-planecoveringfactoroftheHVM.Becausetheλ8542 A value ǫ = 1 is also unlikely for supernova atmospheres; blue triplet line is intrinsically stronger than the λ8662 NLTE models find ǫ≈0.05.

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