Springer Optimization and Its Applications 146 Themistocles M. Rassias Valentin A. Zagrebnov Editors Analysis and Operator Theory Dedicated in Memory of Tosio Kato’s 100th Birthday Foreword by Barry Simon Springer Optimization and Its Applications Volume 146 Managing Editor Panos M. Pardalos (University of Florida) Honorary Editor Ding-Zhu Du (University of Texas at Dallas) Advisory Editors J. Birge, Booth School of Business (University of Chicago) S. Butenko, Department of Industrial and Systems Engineering (Texas A & M University) F. Giannessi, Dipto. Matematica (University of Pisa) S.Rebennack,InstituteofOperationsResearch(KarlsruheInstituteofTechnology) T.Terlaky,DepartmentofIndustrialandSystemsEngineering(LehighUniversity) Y. Ye, Department of Engineering (Stanford University) Aims and Scope Optimization has beenexpanding inall directions atanastonishing rate duringthe lastfewdecades.Newalgorithmicandtheoreticaltechniqueshavebeendeveloped, thediffusionintootherdisciplineshasproceededatarapidpace,andourknowledge ofallaspectsofthefieldhasgrownevenmoreprofound.Atthesametime,oneof themoststrikingtrendsinoptimizationistheconstantlyincreasingemphasisonthe interdisciplinary nature of the field. Optimization has been a basic tool in all areas of applied mathematics, engineering,medicine, economics andother sciences. The series Springer Optimization and Its Applications publishes undergraduate andgraduatetextbooks,monographsandstate-of-the-artexpositoryworksthatfocus on algorithms for solving optimization problems and also study applications involvingsuchproblems.Someofthetopicscoveredincludenonlinearoptimization (convex and nonconvex), network flow problems, stochastic optimization, optimal control, discrete optimization, multi-objective programming, description of soft- ware packages, approximation techniques and heuristic approaches. More information about this series at http://www.springer.com/series/7393 Themistocles M. Rassias (cid:129) Valentin A. Zagrebnov Editors Analysis and Operator Theory ’ Dedicated in Memory of Tosio Kato s 100th Birthday Foreword by Barry Simon, IBM Professor of Mathematics and Theoretical Physics, Emeritus; California Institute of Technology, Pasadena, CA 91125, USA 123 Editors Themistocles M.Rassias Valentin A.Zagrebnov National Technical University of Athens Institute of Mathematics Zografou Campus Aix-Marseille University Athens, Greece Marseille, France ISSN 1931-6828 ISSN 1931-6836 (electronic) SpringerOptimization andIts Applications ISBN978-3-030-12660-5 ISBN978-3-030-12661-2 (eBook) https://doi.org/10.1007/978-3-030-12661-2 LibraryofCongressControlNumber:2019930373 MathematicsSubjectClassification(2010): 46L80,47A58,46Txx,00A79 ©SpringerNatureSwitzerlandAG2019 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpart of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission orinformationstorageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilar methodologynowknownorhereafterdeveloped. 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ThisSpringerimprintispublishedbytheregisteredcompanySpringerNatureSwitzerlandAG Theregisteredcompanyaddressis:Gewerbestrasse11,6330Cham,Switzerland Foreword TosioKato(1917–1999)profoundlyinfluencedthescienceofhistime.Hewasthe founder of a large field, the theory of Schrödinger operators (which describes the mathematics of the fundamental objects of the physics of ordinary matter at small scale). Indeed, one could say collection of fields—for example, shortly after of writing this, I will be attending a conference on almost periodic and random Schrödinger operators. Kato not only founded the field with his 1951 paper on self-adjointness. He continuedwithinfluentialcontributionsfortherestofhislife,especiallythenext30 years, on a variety of aspects of the theory including perturbation and scattering theory, spectral analysis, properties of eigenfunctions, and adiabatic theory. His work is marked by depth, beauty, and elegance. Like Newton who also made pivotal contribution to Coulomb systems, Kato found his great self-adjointness result while evacuated from his University and its library. Because of the War, he spent the middle part of the 1940s in the Japanese countryside where he also found his basic results on perturbation theory. This disruption explains why Kato only received his doctorate when he was over 30 years of age. Like many of the other founders of modern mathematical physics (e.g., Jost, Thirring, Wightman), Kato’s formal training was in physics at the University of Tokyo,whereheservedasaProfessorofPhysics,buthelearnedtoexploitrigorous proof and spent the latter half of his career as a Professor of Mathematics at University of California, Berkeley. Kato’s opus wasn’t limited to Schrödinger operators. He also made seminal contributions to the theory of nonlinear PDEs where he was an early pioneer. Besides these two topics, he has worked in semi- group theory and to a variety of parts offunctional analysis. Thisbook,writtenbyagroupofadmirersofKatowhowereallinfluencedbyhis work, was begun during the centennial year of Kato’s birth and is dedicated to his memory. Its breadth mirrors his. Speakingformyself,IhavebeenimpactedbyKato’sworkthroughoutmycareer up until today. As a graduate student 50 years ago, I learned an enormous amount from his great book on Perturbation Theory which was central to my first major v vi Foreword work on the quantum anharmonic oscillator. During the 1970s, we exchanged numerous letters which stimulated research on both our parts. I am very glad to be able to honor Kato with my contribution here and would like to thank the editors for putting this project together, for inviting me to par- ticipate and asking me to write this foreword. Los Angeles, USA Barry Simon October 2018 IBM Professor of Mathematics and Theoretical Physics, Emeritus; California Institute of Technology Pasadena, CA 91125, USA e-mail: [email protected] Preface Analysis and Operator Theory—Dedicated in Memory of Tosio Kato’s 100th Birthday features a collection of carefully selected research as well as survey articles devoted to a broad spectrum of subjects of Mathematical Analysis and Mathematical Physics, to which Kato contributed monumental results. The breadth and full depth of Kato’s legacy is impossible to exhaust by even more than one volume dedicated to him. A brilliant mathematician, world- renowned specialist in functional analysis and operator theory, he was also an outstandingteacher.Hisgreatbook“PerturbationTheoryforLinearOperators”first published by Springer in 1966 is an encyclopedia for mathematicians and mathe- matical physicists. Many of his papers, e.g., on operator theory, evolution equa- tions,orspectralanalysis,aresoremarkablywrittenthattheyarestillgreatclassics to be read in the original. The book chapters presented here have been written by a number of experts in the various areas of Kato’s interest. They are aiming to present the actual state oftheartinthetopics,whichweredevelopedbyTosioKatoinvariousbranchesof analysisandoperatortheory.Someofhisachievements,suchasKato’sinequality, the Kato type matrix limit theorem, the Howland–Kato commutator problem, the Kato class of potentials, or the Trotter–Kato product formulae, are directly mani- festinginthetitlesofthechaptersofthisvolume.Amongothers,therearerelatedto or inspired by certain ideas of Kato. A special article presents a report of Tosio Kato’s work on nonrelativistic QuantumMechanics,andoneof thechaptersisdedicatedtoanunpublished paper of his. Itishopedthatthispublicationprovidesanextensiveaccountofresearchresults which will be of usefulness for a wide readership, from graduate students to established researchers in the corresponding domains. vii viii Preface We would like to express our gratitude to all the scientists who contributed valuable works in this book as well as to Barry Simon who wrote the foreword. Additionally, we would like to acknowledge the superb assistance of the staff of Springer for the preparation of this publication. Athens, Greece Themistocles M. Rassias Marseilles, France Valentin A. Zagrebnov Contents Complementarity and Stochastic Independence . . . . . . . . . . . . . . . . . . . 1 Luigi Accardi and Yun-Gang Lu Norm Conditions for Separability in MMm(cid:1)(cid:1) MMn . . . . . . . . . . . . . . . . . . . 35 Tsuyoshi Ando Kato’s Inequality . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47 W. Arendt and A. F. M. ter Elst Tosio Kato’s Unpublished Paper . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61 Claude Bardos and Hisashi Okamoto On the Border Lines Between the Regions of Distinct Solution Type for Solutions of the Friedmann Equation. . . . . . . . . . . . . . . . . . . . . . . . 65 Hellmut Baumgärtel Scattering on Leaky Wires in Dimension Three. . . . . . . . . . . . . . . . . . . 81 Pavel Exner and Sylwia Kondej Computing Traces, Determinants, and ff-Functions for Sturm–Liouville Operators: A Survey . . . . . . . . . . . . . . . . . . . . . . . 93 Fritz Gesztesy and Klaus Kirsten On the Domain of a Magnetic Schrödinger Operator with Complex Electric Potential. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 149 Bernard Helffer and Jean Nourrigat Matrix Limit Theorems of Kato Type Related to Positive Linear Maps and Operator Means. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 167 Fumio Hiai The Howland–Kato Commutator Problem. . . . . . . . . . . . . . . . . . . . . . . 191 Ira Herbst and Thomas L. 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