An inverse scattering problem for the Klein-Gordon equation with a classical source in quantum field theory 1 1 Hironobu Sasaki 0 ∗ 2 and n a Akito Suzuki † J 1 January 4, 2011 ] h p - h Key words Quantum field theory, scattering theory, inverse scattering t problem, external field problem a m MSC(2000) 81T10 81U40 35R30 [ Abstract 1 Aninversescatteringproblemforaquantizedscalarfieldφobeying v a linear Klein-Gordon equation 0 1 ((cid:3)+m2+V)φ = J in R R3 3 × 0 is considered, where V is a repulsive external potential and J an ex- . 1 ternal source J. We prove that the scattering operator S = S(V,J) 0 associated with φ uniquely determines V. Assuming that J is of the 1 1 form J(t,x) = j(t)ρ(x), (t,x) R R3, we represent ρ (resp. j) in v: terms of j (resp. ρ) and S. ∈ × i X r 1 Introduction a We consider an inverse scattering problem for a quantized scalar field φ interacting with an external potential V and an external source J (see, e.g., [5, 11]) which obeys the Klein-Gordon equation ((cid:3)+m2+V(x))φ(t,x) = J(t,x) in R R3. (1.1) × ∗Department of Mathematics and Informatics, Chiba 263-8522, Japan, E-mail: [email protected] †Department of Engineering, Shinshu University, Nagano, 380-8553, Japan E-mail: [email protected] 1 Here (cid:3) = ∂2 ∆, ∆ is the Laplacian in R3, m > 0 and J, V are ∂t2 − real functions. φ(t,x) and its conjugate field π(t,x) = ∂ φ(t,x) are ∂t operator valued distributions (see, e.g., [18]). A typical example of (1.1) is the nucleon-pion interaction, that is, φ describes the pion field and J the distribution function of the nucleons (see, e.g., [5]). Undersuitable conditions, one can show that the asymptotic fields φ (t,x) = s- lim φ (t,x), (1.2) out/in s s →±∞ π (t,x) = s- lim π (t,x) (1.3) out/in s s →±∞ exist. Here π (t,x) = ∂ φ (t,x) and φ (t,x) is the solution of thefree s ∂t s s Klein-Gordon equation with the initial condition: φ (s,x) = φ(s,x) s and π (s,x) =π(s,x). Suppose that φ (x) = φ (0,x) and π (x) = s in in in π (0,x) give the Fock representation of the canonical commutation in relations (CCR): [φ (x),π (y)] = iδ(x y), (1.4) in in − [φ (x),φ (y)] = [π (x),π (y)] = 0. (1.5) in in in in See Section 3 for the detail. The scattering operator S = S(V,J) is defined by the following relations (up to a constant factor): S 1φ (x)S = φ (x), S 1π (x)S =π (x). (1.6) − in out − in out We prove that S uniquely determines V. Suppose that J(t,x) = j(t)ρ(x). Then we show that ρ (resp. j) is uniquely determined by S and j (resp. ρ). To state our results precisely, we introduce several assumptions. We set h= L2(R3;dx) and assume the following: Assumption 1.1. The potential function V :R3 R is non negative → and satisfies V H2(R3). ∈ Then the multiplication operator V acting in h is infinitesimally small with respect to h = ∆ since V L2(R3). Hence the operator 0 − ∈ h = h +V 0 is self-adjoint with the domain D(h) = D(h ) = H2(R3). Since V 0 is relative compact with respect to h , i.e., V(h +1) 1 is compact, 0 0 − and V is positive, the spectrum of h is σ(h) = σ (h) = [0, ). The ess ∞ condition V H2(R3) allows us to construct the solution of (1.1) by ∈ a Bogoliubov transformation (see Lemma 2.2 and Proposition 2.4). We set ω = ϕ(h), ω = ϕ(h ), 0 0 where ϕ(s) = √s+m2. 2 Assumption 1.2. We assume that h has no positive eigenvalue and ∞dR V(x)( ∆+1) 1F(x R) < , (1.7) − k − | | ≥ k ∞ Z0 where 1 if x R, F(x R)= | | ≥ | | ≥ (0 if x < R. | | We make some comments on Assumption 1.2: By (1.7), the following limits exist • w := s lim eithe ith0 − ± −t →±∞ and the intertwining property hw = w h holds. By Enss and 0 ± ± Weder [3], we see that the scattering map for the Schro¨dinger operator defined by V S(V) = w w VSR ∋ 7→ +∗ − is injective, where = V :R3 R V is Kato-small in h and satisfies (1.7) . SR V { → | } Sincehhasnopositiveeigenvalue, (1.7)impliesthathhaspurely • absolutely continuous spectrum. In particular, we have w w = ∗ w w = I on h. ± ± ∗ ± ± We see that the following limits exist: • s- lim eitωe itω0. (1.8) − t →±∞ For a proof of the existence, see Appendix A.2. By [19, Theo- rem 1], above limits (1.8) are equal to w , respectively, i.e., the ± invariance principal holds for ϕ. Assumption 1.3. The function J : R R3 R satisfies × → (a) For each t R, the function J (x) := J(t,x) satisfies J t t ∈ ∈ H 1/2(R3). − (b) The vector valued function R t e itωω 1/2J h satisfies − − t ∋ 7→ ∈ ∞ dt ω 1/2J < . − t h k k ∞ Z−∞ We say that V if V satisfies Assumptions 1.1 and 1.2 and that ∈ V J if J satisfies Assumption 1.3. ∈ J 3 Theorem 1.1. Suppose that V,V and J,J . If S(V,J) = ′ ′ ∈ V ∈ J S(V ,J ), then: ′ ′ (i) S(V) = S(V ), ′ (ii) V = V , ′ (iii) +∞dse−isωJt = +∞dse−isωJt′. −∞ −∞ ByRthe above theoreRm, we immediately see the following: Corollary 1.2. Let J be given. Then the map V S(V,J) ∈ J V ∋ 7→ is injective. Proof of Theorem 1.1. (i) will be proved in Theorem 4.1. Since V ⊂ , (ii) follows from the injectivity of the map V S(V). We will SR V 7→ prove (iii) in Proposition 4.5. In order to recover the external source J, we henceforth suppose that J is expressed by ∈J J(t,x) = j(t) ρ(x), (1.9) × where j L1(R) and ρ H 1/2(R3). Let − ∈ ∈ F(t,f) = (Ω ,φ (t,f)Ω ), f (Rd), in out in ∈ S where Ω is the Fock vacuum. From (1.6), we see that F(t,f) is in uniquely determined by S. One can show the following: (1) For a given function j such that the Fourier transform ˆj of j is real analytic, we represent ρ in terms of j and F(t,f). See Theorem 4.6 for the detail. (2) Let ρ be a given function and assume that j satisfies the follow- ing: For some δ > 0, eδtj(t) L1(R ). (1.10) | | t ∈ Then we express j by means of ρ and F(t,f). See Theorem 4.8 for the detail. From the reconstruction formulas above, we observe that the scat- tering operator S(V,j ρ) uniquely determines j and ρ: × Theorem 1.3. Let V and j ρ, j ρ . Suppose that ′ ′ ∈ V × × ∈ J j,j L1(R) and ρ,ρ H 1/2(R). Then: ′ ′ − ∈ ∈ (i) Assume that that ˆj is real analytic. Then ρ= ρ if S(V,j ρ)= ′ × S(V,j ρ). ′ × 4 (ii) Assume that (1.10)holds. Then j = j if S(V,j ρ) = S(V,j ′ ′ × × ρ). Proof. See Theorem4.6. ρis uniquely determinedby j anda function z defined in (4.6). z is uniquely determined by F(t,f). Since, as was noted above, S determines F(t,f) uniquely, we see that ρ 7→ S(V,j ρ) is injective. Hence (i) holds. (ii) is proved similarly. × This paper is organized as follows. Section 2 is devoted to some mathematical preliminaries. In Subsections 2.1 and 2.2, we review well-known facts. The quantized Klein-Gordon field is constructed in Subsection 2.3 and the wave operator in Subsection 2.4.. In Section 3, we discuss the scattering theory and define the scattering operator S. Section 4 deals with theinverse scattering problem. In Subsection 4.1, we show the uniqueness of V. The reconstruction formulas of ρ and j are given in Subsections 4.2 and 4.3, respectively. In Appendix, we prove Lemmas 2.2 and 2.6. 2 Preliminary In general we denote the inner product and the associated norm of a Hilbert space by ( , ) and , respectively. The inner product L ∗ · L k·kL is linear in and antilinear in . If there is no danger of confusion, we · ∗ omit the subscript in (, ) and . For a linear operator T on L · · L k·kL , we denote the domain of T by D(T) and, if D(T) is dense in , L H the adjoint of T by T . ∗ 2.1 Boson Fock space We first recall the abstract Boson Fock space and operators therein. The Boson Fock space over a Hilbert space h is defined by n ∞ Γ(h) = h n=0 s MO n ∞ 2 = Ψ = Ψ(n) Ψ(n) h, Ψ(n) < , ( { }∞n=0(cid:12)(cid:12) ∈ Os Xn=0(cid:13) (cid:13)⊗nsh ∞) (cid:12) (cid:13) (cid:13) where nh denotes the sy(cid:12)mmetric tensor pro(cid:13)duct (cid:13)of h with the con- ⊗s (cid:12) vention 0h = C. ⊗s The creation operator c (f) (f h) acting in Γ(h) is defined by ∗ ∈ (c (f)Ψ)(n) = √nS f Ψ(n 1) ∗ n − ⊗ (cid:16) (cid:17) 5 with the domain ∞ 2 D(c (f)) = Ψ = Ψ(n) n S f Ψ(n 1) < , ∗ ( { }∞n=0(cid:12)(cid:12)nX=0 (cid:13) n(cid:16) ⊗ − (cid:17)(cid:13)⊗nsh ∞) (cid:12) (cid:13) (cid:13) whereS denotesthesymmetri(cid:12)zation(cid:13)operatoron nhs(cid:13)atisfyingS = n (cid:12) ⊗ n S = S2 and S ( nh) = nh. n∗ n n ⊗ ⊗s The annihilation operator c(f) (f h) is defined by the adjoint ∈ of c (f), i.e., c(f) := c (f) . By definition, c (f) (resp. c(f)) is ∗ ∗ ∗ ∗ linear (resp. antilinear) in f h. As is well known, the creation and ∈ annihilation operators leave the finite particle subspace ∞ D = Ψ = Ψ(n) Ψ(n) = 0, n m f { }∞n=0 | ≥ m[=1n o invariant. The canonical commutation relations (CCR) hold on D : f [c(f),c (g)] = (f,g) , [c(f),c(g)] = [c (f),c (g)] = 0. (2.1) ∗ h ∗ ∗ It follows from (2.1) that c (f)Ψ 2 = f 2 Ψ 2+ c(f)Ψ 2, Ψ D . (2.2) ∗ f k k k k k k k k ∈ The Segal field operator τ(f)= 1 (c(f)+c (f)) (f h) is essentially √2 ∗ ∈ self-adjoint on D . We denote its closure by the same symbol. By f (2.1), the following equation holds 1 c (f)Ψ 2 = ( τ(f)Ψ 2+ τ(if)Ψ 2+ f 2 Ψ 2), Ψ D . (2.3) ∗ f k k 2 k k k k k k k k ∈ Since D is a core for c(f), c (f) and τ(f) (f h), we observe from f ∗ ∈ (2.2) and (2.3) that D(τ(f)) D(τ(if)) = D(c(f)) = D(c (f)). (2.4) ∗ ∩ Hence the following operator equalities hold true: 1 c(f) = (τ(f)+iτ(if)), √2 1 c (f)= (τ(f) iτ(if)). ∗ √2 − Let D˜ := D(c(f)). f h \∈ Since D˜ D , D˜ is dense in Γ(h). From (2.4), we observe that f ⊃ D˜ = D(c (f))= D(τ(f)). (2.5) ∗ f h f h \∈ \∈ 6 The Fock vacuum Ω = Ω(n) Γ(h) is defined by Ω(0) = 1 and { }∞n=0 ∈ Ω(n) = 0 (n 1), which satisfies ≥ c(f)Ω =0, f h. (2.6) ∈ Ω is a unique vector satisfying (2.6) up to a constant factor. Let A be a contraction operator on h, i.e., A 1. We define a k k ≤ contraction operator Γ(A) on Γ(h) by (Γ(A)Ψ)(n) = ( nA)Ψ(n), Ψ = Ψ(n) ⊗ { }∞n=0 with the convention 0A = 1. If U is unitary, i.e. U 1 = U , then − ∗ ⊗ Γ(U) is also unitary and satisfies Γ(U) = Γ(U ) and ∗ ∗ Γ(U)c(f)Γ(U) = c(Uf), Γ(U)c (f)Γ(U) = c (Uf). ∗ ∗ ∗ ∗ For a self-adjoint operator T on h, i.e., T = T∗, Γ(eitT) t R is a { }∈ strongly continuous one-parameter unitary group on Γ(h). Then, by the Stone theorem, there exists a unique self-adjoint operator dΓ(T) such that Γ(eitT)= eitdΓ(T). The number operator N is defined by dΓ(1). f 2.2 Bogoliubov transformations Let be the direct sum of two Hilbert spaces and , where + H H H− = h and is a copy of it: + H H− v = = v = + v ,v h . H H+⊕H− ( v (cid:12) + − ∈ ) (cid:20) −(cid:21)(cid:12) (cid:12) (cid:12) We denote by P (resp. P ) the projection from onto (resp. + (cid:12) + − H H ): H− v v v 0 P + = + , P + = . + v 0 − v v (cid:20) −(cid:21) (cid:20) (cid:21) (cid:20) −(cid:21) (cid:20) −(cid:21) v A vector v RanP = is identified with one in h: + =v h. ∈ + H+ 0 + ∈ (cid:20) (cid:21) We define an involution Q on by H Q = P P + − − and a conjugation C on by H v v¯ C + = − , v v¯ + (cid:20) −(cid:21) (cid:20) (cid:21) 7 wheref¯standsforthecomplexconjugationoff inh,i.e.,f¯(x) = f(x), a.e. x R3. ∈ A bounded operator A on is written as H A A A= ++ +− , A A + (cid:20) − −−(cid:21) where Aǫǫ′ = PǫAPǫ′ (ǫ,ǫ′ = + or ). Then we observe that − v A v +A v A + = ++ + +− − v A v +A v + + (cid:20) −(cid:21) (cid:20) − −− −(cid:21) and A∗ǫǫ′ = (Aǫǫ′)∗. We introduce field operators defined on D˜ by ψ(v) = c(P v)+c (CP v) + ∗ − v = c(v )+c (v¯ ), v = + . + ∗ − v ∈ H (cid:20) −(cid:21) One observes that ψ(v) = ψ(Cv) on D˜ and hence that ψ(v) is clos- ∗ able. We denote its closure by the same symbol. Let be the set C H of vectors satisfying Cv = v: v = v = + v = v¯ h . HC ( v (cid:12) + − ∈ ) (cid:20) −(cid:21)(cid:12) (cid:12) (cid:12) f Clearly, foranyv = (f h(cid:12)), theoperatorψ(v)isessentially f¯ ∈ HC ∈ (cid:20) (cid:21) self-adjoint on D and is equal to √2τ(f). By (2.5), we see that f D˜ = D(ψ(v)). v∈\HC v Note that, for any v = + , the vectors v ∈ H (cid:20) −(cid:21) v +v¯ iv iv¯ v+Cv = + − , i(v Cv) = +− − v +v¯+ − iv iv¯+ (cid:20) − (cid:21) (cid:20) −− (cid:21) belong to and the following holds on D˜: C H 1 i ψ(v) = ψ(v+Cv)+ ψ(i(v Cv)). 2 2 − It is straightforward from (2.1) that [ψ(u),ψ(v) ] = (u,Qv) ∗ holds on D . The following is well known (see, e.g., [13]): f 8 Lemma 2.1. (1) Let U be a bounded operator on satisfying H CU = UC, UQU = U QU = Q (2.7) ∗ ∗ Then there exists a unitary operator U such that eiψ(U∗v) = U eiψ(v)U, Ueiψ(v)U = eiψ(QUQv), v ∗ ∗ C ∈ H if and only if U is Hilbert-Schmidt. In this case, U leaves D˜ + − invariant. (2) Let l be a linear functional from to C. Then there exists a H unitary operator U such that l ei(ψ(u)+l(u)) = U eiψ(u)U , v l∗ l ∈ HC if and only if there exists a u such that l C ∈ H l(u) = i(v ,Qu), u . l C ∈ H In this case, Ul leaves D˜ invariant and Ul = e−iψ(vl). 2.3 Quantized Klein Gordon equation Let h = L2(R3;dx) and h = ∆ with the domain D(h )= D( ∆) = 0 0 − − H2(R3). Then we define the Schro¨dinger operator h by h= ∆+V(x) (2.8) − with the potential V : R3 R satisfying Assumption 1.1. h is self- 7→ adjoint with the domain D(h) = D(h ). Let 0 ω := (h +m2)1/2 and ω := (h+m2)1/2. 0 0 The free field Hamiltonian H is defined by f H = dΓ(ω ). f 0 Since ω and ω are strictly positive, ω 1 and ω 1 is bounded. Note 0 0− − that ωθω θ and ωθω θ are bounded operators for any 0 θ 1. 0 − 0− ≤ ≤ Indeed, since h h, we observe that ωθf ωθf . Hence ωθω θ 0 ≤ k 0 k ≤ k k 0 − is bounded. On the other hand, since D(h) = D(h ), it follows from 0 theclosed graphtheorem that hf C (h +1)f with someC > 0. 0 k k ≤ k k Hence we observe that ωθω θ is bounded. From this fact, we see that 0− ω θωθ and ω θωθ can be extended to bounded operators on h. We − 0 0− denote the extended operators by the same symbols. The following holds. 9 Lemma 2.2. Suppose that Assumption 1.1 holds. Then the operators ω01/2ω−1/2 − 1, ω0−1/2ω1/2 − 1 and ω0−1/2(ω0 − ω)ω0−1/2 are Hilbert- Schmidt. Proof. See Appendix A.1. For real f H 1/2(R3) and g H1/2(R3), we set − ∈ ∈ φ (f) = ψ(u ) and π (g) = ψ(v ), 0 0 0 0 where ω−1/2f/√2 iω+1/2g/√2 u = 0 and v = 0 . 0 "ω−1/2f/√2# 0 " iω+1/2g/√2# 0 − 0 For non real f H 1/2(R3) (resp. g H1/2(R3)), φ (f) (resp. π (g)) − 0 0 ∈ ∈ is defined by of φ ((Ref)+ iφ (Imf) (resp. π ((Reg) + iπ (Img) ). 0 0 0 0 Note that for non real f H 1/2(R3) and g H1/2(R3), φ (f) and − 0 ∈ ∈ π (g) are non self-adjoint and the following equations hold on D˜: 0 1 φ0(f)= √2 c∗(ω0−1/2f)+c(ω0−1/2f¯) , (cid:16) (cid:17) i +1/2 +1/2 π (g) = c (ω g) c(ω g¯) . 0 √2 ∗ 0 − 0 (cid:16) (cid:17) By (2.1), one can show that the CCR holds on D : f [φ (f),π (g)] = i(f¯,g), [φ (f),φ (f˜)] = [π (g),π (g˜)] = 0, (2.9) 0 0 0 0 0 0 for any f,f˜ H 1/2(R3) and g,g˜ H1/2(R3). It holds from (2.9) − ∈ ∈ that φ (f)Ψ 2 = φ (Ref)Ψ 2+ φ (Ref) 2, 0 0 0 k k k k k k π (g)Ψ 2 = π (Reg)Ψ 2+ π (Reg) 2, Ψ D . 0 0 0 f k k k k k k ∈ Hence we observe that, for non real f H 1/2(R3) and g H1/2(R3), − ∈ ∈ φ (f) and π (g) are closed on the natural domain. 0 0 We introduce the bounded operator on by H U (t) U (t) U(t) = ++ +− , t R, U +(t) U (t) ∈ (cid:20) − −− (cid:21) where 1 1/2 1/2 1/2 1/2 U++(t)= 2 ω0− cos(tω)ω0 +ω0 cos(tω)ω0− (cid:16)i (cid:17) ω1/2ω 1/2sin(tω)ω 1/2ω1/2 − 2 0 − − 0 (cid:16) +ω−1/2ω1/2sin(tω)ω1/2ω−1/2 0 0 (cid:17) 10