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DISCRETE MATHEMATICS AND ITS APPLICATIONS Series Editor KENNETH H. ROSEN An INTRODUCTION to CRYPTOGRAPHY Second Edition © 2007 by Taylor & Francis Group, LLC DISCRETE MATHEMATICS and ITS APPLICATIONS Series Editor Kenneth H. Rosen, Ph.D. Juergen Bierbrauer, Introduction to Coding Theory Kun-Mao Chao and Bang Ye Wu, Spanning Trees and Optimization Problems Charalambos A. Charalambides, Enumerative Combinatorics Henri Cohen, Gerhard Frey, et al., Handbook of Elliptic and Hyperelliptic Curve Cryptography Charles J. Colbourn and Jeffrey H. Dinitz, The CRC Handbook of Combinatorial Designs Steven Furino, Ying Miao, and Jianxing Yin, Frames and Resolvable Designs: Uses, Constructions, and Existence Randy Goldberg and Lance Riek, A Practical Handbook of Speech Coders Jacob E. Goodman and Joseph O’Rourke, Handbook of Discrete and Computational Geometry, Second Edition Jonathan L. Gross and Jay Yellen, Graph Theory and Its Applications, Second Edition Jonathan L. Gross and Jay Yellen, Handbook of Graph Theory Darrel R. Hankerson, Greg A. Harris, and Peter D. Johnson, Introduction to Information Theory and Data Compression, Second Edition Daryl D. Harms, Miroslav Kraetzl, Charles J. Colbourn, and John S. Devitt, Network Reliability: Experiments with a Symbolic Algebra Environment Leslie Hogben, Handbook of Linear Algebra Derek F. Holt with Bettina Eick and Eamonn A. O’Brien, Handbook of Computational Group Theory David M. Jackson and Terry I. Visentin, An Atlas of Smaller Maps in Orientable and Nonorientable Surfaces Richard E. Klima, Neil P. Sigmon, and Ernest L. Stitzinger, Applications of Abstract Algebra with Maple™ and MATLAB®, Second Edition Patrick Knupp and Kambiz Salari, Verification of Computer Codes in Computational Science and Engineering William Kocay and Donald L. Kreher, Graphs, Algorithms, and Optimization Donald L. Kreher and Douglas R. Stinson, Combinatorial Algorithms: Generation Enumeration and Search © 2007 by Taylor & Francis Group, LLC Continued Titles Charles C. Lindner and Christopher A. Rodgers, Design Theory Alfred J. Menezes, Paul C. van Oorschot, and Scott A. Vanstone, Handbook of Applied Cryptography Richard A. Mollin, Algebraic Number Theory Richard A. Mollin, Codes: The Guide to Secrecy from Ancient to Modern Times Richard A. Mollin, Fundamental Number Theory with Applications Richard A. Mollin, An Introduction to Cryptography, Second Edition Richard A. Mollin, Quadratics Richard A. Mollin, RSA and Public-Key Cryptography Carlos J. Moreno and Samuel S. Wagstaff, Jr., Sums of Squares of Integers Dingyi Pei, Authentication Codes and Combinatorial Designs Kenneth H. Rosen, Handbook of Discrete and Combinatorial Mathematics Douglas R. Shier and K.T. Wallenius, Applied Mathematical Modeling: A Multidisciplinary Approach Jörn Steuding, Diophantine Analysis Douglas R. Stinson, Cryptography: Theory and Practice, Third Edition Roberto Togneri and Christopher J. deSilva, Fundamentals of Information Theory and Coding Design Lawrence C. Washington, Elliptic Curves: Number Theory and Cryptography © 2007 by Taylor & Francis Group, LLC DISCRETE MATHEMATICS AND ITS APPLICATIONS Series Editor KENNETH H. ROSEN An INTRODUCTION to CRYPTOGRAPHY Second Edition RICHARD A. MOLLIN Boca Raton London New York Chapman & Hall/CRC is an imprint of the Taylor & Francis Group, an informa business © 2007 by Taylor & Francis Group, LLC Chapman & Hall/CRC Taylor & Francis Group 6000 Broken Sound Parkway NW, Suite 300 Boca Raton, FL 33487-2742 © 2007 by Taylor & Francis Group, LLC Chapman & Hall/CRC is an imprint of Taylor & Francis Group, an Informa business No claim to original U.S. Government works Printed in the United States of America on acid-free paper 10 9 8 7 6 5 4 3 2 1 International Standard Book Number-10: 1-58488-618-8 (Hardcover) International Standard Book Number-13: 978-1-58488-618-1 (Hardcover) This book contains information obtained from authentic and highly regarded sources. Reprinted material is quoted with permission, and sources are indicated. A wide variety of references are listed. Reasonable efforts have been made to publish reliable data and information, but the author and the publisher cannot assume responsibility for the validity of all materials or for the conse- quences of their use. No part of this book may be reprinted, reproduced, transmitted, or utilized in any form by any electronic, mechanical, or other means, now known or hereafter invented, including photocopying, microfilming, and recording, or in any information storage or retrieval system, without written permission from the publishers. For permission to photocopy or use material electronically from this work, please access www. copyright.com (http://www.copyright.com/) or contact the Copyright Clearance Center, Inc. (CCC) 222 Rosewood Drive, Danvers, MA 01923, 978-750-8400. CCC is a not-for-profit organization that provides licenses and registration for a variety of users. For organizations that have been granted a photocopy license by the CCC, a separate system of payment has been arranged. Trademark Notice: Product or corporate names may be trademarks or registered trademarks, and are used only for identification and explanation without intent to infringe. Library of Congress Cataloging-in-Publication Data Mollin, Richard A., 1947- An Introduction to Cryptography / Richard A. Mollin. -- 2nd ed. p. cm. -- (Discrete mathematics and its applications) Includes bibliographical references and index. ISBN-13: 978-1-58488-618-1 (acid-free paper) ISBN-10: 1-58488-618-8 (acid-free paper) 1. Coding theory--Textbooks. I. Title. II. Series. QA268.M65 2007 003’.54--dc22 2006049639 Visit the Taylor & Francis Web site at http://www.taylorandfrancis.com and the CRC Press Web site at http://www.crcpress.com © 2007 by Taylor & Francis Group, LLC To Kathleen Ellen — my Soul Mate. © 2007 by Taylor & Francis Group, LLC Contents Preface . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ix 1 Mathematical Basics 1 1.1 Divisibility . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1.2 Primes, Primality Testing, and Induction . . . . . . . . . . 6 1.3 An Introduction to Congruences . . . . . . . . . . . . . . . . 17 1.4 Euler, Fermat, and Wilson . . . . . . . . . . . . . . . . . . . 35 1.5 Primitive Roots . . . . . . . . . . . . . . . . . . . . . . . . . . 44 1.6 The Index Calculus and Power Residues . . . . . . . . . . 51 1.7 Legendre, Jacobi, & Quadratic Reciprocity . . . . . . . . . 58 1.8 Complexity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 67 2 Cryptographic Basics 79 2.1 Definitions and Illustrations . . . . . . . . . . . . . . . . . . 79 2.2 Classic Ciphers . . . . . . . . . . . . . . . . . . . . . . . . . . . 91 2.3 Stream Ciphers . . . . . . . . . . . . . . . . . . . . . . . . . . 109 2.4 LFSRs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 115 2.5 Modes of Operation . . . . . . . . . . . . . . . . . . . . . . . . 122 2.6 Attacks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 127 3 DES and AES 131 3.1 S-DES and DES . . . . . . . . . . . . . . . . . . . . . . . . . . 131 3.2 AES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 152 4 Public-Key Cryptography 157 4.1 The Ideas Behind PKC . . . . . . . . . . . . . . . . . . . . . 157 4.2 Digital Envelopes and PKCs . . . . . . . . . . . . . . . . . . 165 4.3 RSA . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 172 4.4 ElGamal . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 181 4.5 DSA — The DSS . . . . . . . . . . . . . . . . . . . . . . . . . 187 5 Primality Testing 189 5.1 True Primality Tests . . . . . . . . . . . . . . . . . . . . . . . 189 5.2 Probabilistic Primality Tests . . . . . . . . . . . . . . . . . . 198 vii © 2007 by Taylor & Francis Group, LLC viii 5.3 Recognizing Primes . . . . . . . . . . . . . . . . . . . . . . . . 204 6 Factoring 207 6.1 Classical Factorization Methods . . . . . . . . . . . . . . . . 207 6.2 The Continued Fraction Algorithm . . . . . . . . . . . . . . 211 6.3 Pollard’s Algorithms . . . . . . . . . . . . . . . . . . . . . . . 214 6.4 The Quadratic Sieve . . . . . . . . . . . . . . . . . . . . . . . 217 6.5 The Elliptic Curve Method (ECM) . . . . . . . . . . . . . . 220 7 Electronic Mail and Internet Security 223 7.1 History of the Internet and the WWW . . . . . . . . . . . 223 7.2 Pretty Good Privacy (PGP) . . . . . . . . . . . . . . . . . . 227 7.3 Protocol Layers and SSL . . . . . . . . . . . . . . . . . . . . . 241 7.4 Internetworking and Security — Firewalls . . . . . . . . . 250 7.5 Client–Server Model and Cookies . . . . . . . . . . . . . . . 259 8 Leading-Edge Applications 263 8.1 Login and Network Security . . . . . . . . . . . . . . . . . . 263 8.2 Viruses and Other Infections . . . . . . . . . . . . . . . . . . 273 8.3 Smart Cards . . . . . . . . . . . . . . . . . . . . . . . . . . . . 286 8.4 Biometrics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 294 Appendix A: Fundamental Facts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 298 Appendix B: Computer Arithmetic . . . . . . . . . . . . . . . . . . . . . . . . . . 325 Appendix C: The Rijndael S-Box . . . . . . . . . . . . . . . . . . . . . . . . . . . . 335 Appendix D: Knapsack Ciphers. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 337 Appendix E: Silver-Pohlig-Hellman Algorithm . . . . . . . . . . . . . . 344 Appendix F: SHA-1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 346 Appendix G: Radix-64 Encoding . . . . . . . . . . . . . . . . . . . . . . . . . . . . 350 Appendix H: Quantum Cryptography. . . . . . . . . . . . . . . . . . . . . . . . 352 Solutions to Odd-Numbered Exercises . . . . . . . . . . . . . . . . . . . . . . . 358 Bibliography . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 377 About the Author . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 413 © 2007 by Taylor & Francis Group, LLC Preface The second edition of the original introductory undergraduate text for a one-semester course in cryptography is redesigned to be more accessible. This includes the decision to include many items of contemporary interest not con- tained in the first edition, such as electronic mail and Internet security, and some leading-edge applications. The former comprises the history of the WWW, PGP, protocol layers, SSL, firewalls, client-server models, and cookies, all contained in Chapter 7. The latter encompasses login and network security, viruses and other computer infections, as well as smart cards and biometrics, making up the closing Chapter 8 of the main text. In the appendices, we retained the data on fundamental mathematical facts. However, instead of leading each chapter with mathematical background to each of the cryptographic concepts, we have placed all mathematical basics in Chapter 1, and we have placed all crypto- graphic basics in Chapter 2. In this fashion, all essential background material is grounded at the outset. Symmetric and public-key cryptosystems comprise Chapters 3 and 4, re- spectively, with the addition of the digital signature standard at the end of Chapter 4, not contained in the first edition. In order to make the presenta- tion of DES more palatable to the reader, we have included a new discussion of S-DES (“baby DES”) as a preamble to DES in Chapter 3. We maintain the coverage of factoring and primality testing in Chapters 5 and 6, respectively. However, we include a wealth of new aspects of “recogniz- ing” primes in Chapter 5, including the recent discovery of an unconditional deterministic polynomial-time algorithm for primality testing. Furthermore, instead of the more advanced number field sieve, which we have excluded in this edition, we have placed the elliptic curve method in Chapter 6. We have, nevertheless, excluded the chapter on advanced topics — the more advanced elliptic curve cryptography, the coverage of zero knowledge — and have placed quantum cryptography in an appendix but deleted the more advanced expo- sition on quantum computing. This has reduced the number of entries in the bibliography because the first edition had a large number of references to those advanced topics and points to the greater accessibility of this edition. We have added Pollard’s two algorithms, the p−1 and rho factoring methods in Chapter 6, and lead the chapter with classical factoring methods with more breadth than the first edition. Other than Appendix A on mathematical facts, we have included eight other appendices on computer arithmetic, which was part of Chapter 1 of the first edi- tion; the Rijndael S-Box, also an appendix in the first edition; knapsack ciphers, which was part of Chapter 3 of the first edition; the Silver-Pohlig-Hellman Algo- rithm; the SHA-1 algorithm; and radix-64 encoding, the latter three not included in the first edition, and quantum cryptography in the concluding Appendix H. The numbering system has been changed from the global approach in the first edition to the standard numbering found in most texts. The use of footnotes has been curtailed in this edition. For instance, the mini-biographies are placed ix © 2007 by Taylor & Francis Group, LLC

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