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An acoustic analysis of English pronunciation systems of Japanese learners Aya Kitagawa A dissertation submitted in partial fulfilment of the requirements for the degree of Doctor of Philosophy in Education Waseda University 2016 January Abstract The purpose of this study was to offer practical implications for the learning and teaching of pronunciation for the field of English education in Japan. The productive aspects of learning were emphasized and two research questions were addressed: (1) which phonetic and phonological items are easy,learnable ordifficult forJapaneselearnersof English in each element of pronunciation; and (2) whether there is any positive, supportive relationship between the elements ofpronunciationin the learningprocess. Eight elements of pronunciation were targeted in this study: vowel quality, vowel duration, plosives, fricatives, approximants, rhythm, intonation and connected speech phenomena. The speech samples collected from Japanese learners of English, natives speakers of British English and native speakers of American English were measured for these elements, using different measurements, including F1, F2, F3, duration, pitch, intensity and four spectral moments. A cluster analysis, a multivariate analysis of variance and a discriminant analysis were carried out for each element in order to address the first research question. The presence of supportive relationships in the learning process was investigated for the second question -order correlation coefficients,based onthe results ofeach element. The results for the first research question suggested easy, learnable and difficult items, as follows. The items that were found to be easy were the vowel quality of , the durational vowel distinctions in the pairs, the nucleus placement in utterances where the nucleus commonly fell on the final word, the use of a falling tone where it was typical, the span and the level. Learnable items were the durational distinction, VOTs of and the distinction of aspirated and unaspirated voiceless plosives in the contrast.Difficult items contained for vowel quality, the distinction for vowel duration, VOT of , the distinction of aspirated and unaspirated voiceless plosives in the contrast, both voiceless fricatives , both approximants , all four properties to produce weak vowels (i.e. pitch, intensity, duration and vowel centralization), the nucleus placement in utterances that were long or where the i nucleus fell on the non-final word, the use of non-falling tones where they were typical, and three connected speech phenomena, elision, CC linking and CV linking. These results indicate that Japanese learners of English have more difficult items to learn in order to produce,orforuse in production,thaneasyitemsandlearnable items. As regards the second research question, vowel quality and approximants were found to have a supportive relationship. Vowel quality and rhythm also suggested that they might have some relationship. It follows that these elements of pronunciation are positively related to one another, where they support each other to develop a system in the learning process. Approximants and fricatives were also found to have a relationship. Referringto the articulatorybehavior and the acoustic features ofthese elements, this relationship was interpreted as due to a similar level of difficulty. There is a need for further examination as to whether this relationship could lead them to support one another in the learningprocess. Although the current study focused on Japanese learners learning English pronunciation, comparing their performances against those of native speakers, achieving a native-speaker level of proficiency is not the only goal of learners. This study thus offers practical implications for both Japanese learners who use English as a foreign language, EFL-oriented learners, and Japanese learners who use English as a lingua franca, ELF-oriented learners, as regards five potential goals of pronunciation. Comparing the findings ofthis studywith the targetssuggested bythese potential goals, the items thatshould be learnedtoattaineachgoal were specified.When learnersdefine the goalthat theywill aim for, the findings of the present study will offer them more helpful guidelines for pronunciation inlearningand teaching. ii Acknowledgements My many thanks go to the two professors who supervised me through this research, Prof. Yasuyo Sawaki and Prof. Michiko Nakano. Prof. Sawaki taught me how thoroughly research should be conducted. I am certain that this dissertation would not be what it is now without her. Every time Ifaced difficulties in workingon this dissertation, she comforted and guided me, and that is exactly why I was able to continue on the right track. Prof. Nakano taughtme how important it istocultivatea broaderviewoflookingatthings,and the world.I have learned many things from her, and this was one of the most precious times in my life. The energy she devotes to her research has always stimulated me, and it pushed me to come this far.Ibelieve that Icouldnot have continued mystudywithout her encouragingwords. Ialso would like to offer sincere gratitude tothree ofthe teacherswho brought me to this point of writing my dissertation in the field of phonetics: Prof. Yoji Tanabe, Prof. Akira Ishihara and Dr. Michael Ashby. I vividly remember the time I learned phonetics from Prof. Tanabe. He taught us phonetics in my first year at Waseda University, and was my introduction to the subject. Without the warm words of encouragement that he offered me on my graduation thesis, this academic field would have seemed like another world to me. Prof. Ishihara also had a great influence on me.I was one of the students whose pronunciation was severely corrected most often in his class. He was the person who definitely made me think about the English pronunciation I would like to learn and master. The education that I received at Waseda University guided me to University College London, where I learned the true depth of phonetics. Dr. Ashby supervised me, and taught me what a spectrogram tells us and how fun it is to consider. If I had not encountered these teachers, I would not have been so fascinated byphoneticsforsucha longtime. Needless to say, I am deeply grateful to the two deputy chairs of the committee for this dissertation: Prof. Hiroshi Matsusaka and Prof. Tetsuo Harada. Not only did both teachers spare much time for reading this long dissertation, but theyalso offered constructive comments on the various issues that this study covered, ranging over phonetic and phonological knowledge and other possible approaches to the issues. They were both helpful iii and shrewd, and at the same time, encouraging and motivating. Their words will remain in mymind,leadingme tothe next stage ofmyresearchlife. Lastbut notleast,no words canexpress myappreciationto everyone around me who supported me in every moment of my life. Thanks to them, I am able to hold the complete work that is my dissertation. All the seminar members I studied with on Thursday nights, all the staffIhave worked with,all myfriends andallmystudents without the timethatIspent with them, I could not have kept working on this one thing. Finally, let me extend my warm thanksto myfamily. Itisbecause ofyour generousand warmsupport that Iamherenow. iv Table of Contents Chapter1Introduction............................................................................................................1 1.1. The purposes ofthe research........................................................................................1 1.2. Current issues...............................................................................................................2 1.3. Research questions.......................................................................................................7 1.4. Theoreticalbackground ...............................................................................................9 1.4.1. Modelsconcerninglearningsegments ofthe secondlanguage............................9 1.4.2. Modelsconcerninglearningintonationofthesecondlanguage.........................11 1.4.3. The theoretical background ofthe firstresearchquestion..................................12 1.4.4. The theoretical background ofthe secondresearchquestion.............................16 1.5. The outline ofthe dissertation....................................................................................19 Chapter2Literaturereview .................................................................................................20 2.1. Vowels........................................................................................................................21 2.1.1. Contrastive phonetics and phonologybetweenJapaneseand English...............21 2.1.2. LearningL2 vowels............................................................................................25 2.1.3. Acoustic measurementsof vowels......................................................................28 2.1.4. The current studyand hypothesesregardingvowelqualityand duration ..........30 2.2. Plosives......................................................................................................................33 2.2.1. Contrastive phonetics and phonologybetweenJapaneseand English...............33 2.2.2. LearningL2 plosives...........................................................................................37 2.2.3. Acoustic measurementsof plosives....................................................................39 2.2.4. The current studyand hypothesesregardingplosives........................................41 2.3. Fricatives....................................................................................................................43 2.3.1. Contrastive phonetics and phonologybetweenJapaneseand English...............43 2.3.2. LearningL2 fricatives.........................................................................................44 2.3.3. Acoustic measurementsof fricatives..................................................................46 2.3.4. The current studyand hypothesesregardingfricatives.......................................49 2.4. Approximants.............................................................................................................50 2.4.1. Contrastive phonetics and phonologybetweenJapaneseand English...............50 2.4.2. LearningL2 approximants..................................................................................51 2.4.3. Acoustic measurementsof approximants...........................................................54 2.4.4. The current studyand hypothesesregardingapproximants................................57 2.5. Rhythm.......................................................................................................................59 v 2.5.1. Contrastive phonetics and phonologybetweenJapaneseand English...............59 2.5.2. LearningL2 rhythm............................................................................................60 2.5.3. Acoustic measurementsof rhythm......................................................................64 2.5.4. The current studyand hypothesesregardingrhythm..........................................67 2.6. Intonation...................................................................................................................69 2.6.1. Contrastive phonetics and phonologybetweenJapaneseand English...............69 2.6.2. LearningL2 intonation.......................................................................................72 2.6.3. Acoustic measurementsof intonation.................................................................77 2.6.4. The current studyand hypothesesregardingintonation.....................................78 2.7. Connectedspeechphenomena...................................................................................84 2.7.1. Contrastive phonetics and phonologybetweenJapaneseand English...............84 2.7.2. LearningL2 connectedspeech phenomena........................................................86 2.7.3. Acoustic measurementsof connectedspeechphenomena..................................90 2.7.4. The current study and hypotheses and research question regarding connected speech phenomena............................................................................................................91 2.8. Relationships betweentheelements ofpronunciation...............................................93 2.8.1. Application ofthetheory....................................................................................93 2.8.2. The current study and research question regarding relationships between the elementsof pronunciation.................................................................................................94 2.9. Summaryofthe chapter.............................................................................................95 Chapter3Methodology.........................................................................................................97 3.1. Subjects......................................................................................................................97 3.2. Materials....................................................................................................................98 3.2.1. Monophthongalvowels:vowelqualityand duration........................................100 3.2.2. Consonants:plosives,fricatives and approximants..........................................102 3.2.3. Rhythm..............................................................................................................103 3.2.4. Intonation..........................................................................................................106 3.2.5. Connectedspeechphenomena..........................................................................107 3.3. Recordingand procedure.........................................................................................109 3.4. Acoustic measurementsandanalyses......................................................................110 3.4.1. Monophthongalvowels:vowelqualityand duration........................................111 3.4.2. Consonants:plosives,fricatives and approximants..........................................111 3.4.3. Rhythm..............................................................................................................113 3.4.4. Intonation..........................................................................................................114 vi 3.4.5. Connectedspeechphenomena..........................................................................115 3.5. Statisticalanalyses...................................................................................................116 3.5.1. Monophthongalvowels:vowelqualityand duration........................................116 3.5.2. Plosives.............................................................................................................119 3.5.3. Fricatives...........................................................................................................120 3.5.4. Approximants....................................................................................................121 3.5.5. Rhythm..............................................................................................................122 3.5.6. Intonation..........................................................................................................124 3.5.7. Connectedspeechphenomena..........................................................................128 3.5.8. Relationships betweentheelements ofpronunciation......................................129 3.5.9. Preliminaryanalyses.........................................................................................131 3.5.10. Three statisticaltests forthe analysis ofeach element ofpronunciation......135 3.5.11. A statistical test for the analysis of the relationships between the elements of pronunciation..................................................................................................................140 3.6. Criteria oflearning...................................................................................................141 Chapter4Results.................................................................................................................143 4.1. MonophthongalVowels...........................................................................................143 4.1.1. Vowel quality....................................................................................................143 4.1.2. Vowel duration..................................................................................................155 4.2. Consonants...............................................................................................................165 4.2.1. Plosives.............................................................................................................165 4.2.2. Fricatives...........................................................................................................173 4.2.3. Approximants....................................................................................................182 4.3. Rhythm.....................................................................................................................189 4.4. Intonation.................................................................................................................202 4.5. Connectedspeechphenomena.................................................................................218 4.6. Relationships betweentheelements ofpronunciation.............................................228 Chapter5Discussion...........................................................................................................240 5.1. Vowel quality...........................................................................................................240 5.1.1. Findings.............................................................................................................240 5.1.2. Hypotheses regardingvowelquality.................................................................241 5.2. Vowel duration.........................................................................................................244 5.2.1. Findings.............................................................................................................244 5.2.2. Hypotheses regardingvowelduration..............................................................246 vii 5.3. Plosives....................................................................................................................250 5.3.1. Findings.............................................................................................................250 5.3.2. Hypotheses regardingplosives .........................................................................252 5.4. Fricatives..................................................................................................................254 5.4.1. Findings.............................................................................................................254 5.4.2. Hypotheses regardingfricatives........................................................................256 5.5. Approximants...........................................................................................................258 5.5.1. Findings.............................................................................................................258 5.5.2. Hypotheses regardingapproximants.................................................................260 5.6. Rhythm.....................................................................................................................261 5.6.1. Findings.............................................................................................................261 5.6.2. Hypotheses regardingrhythm...........................................................................263 5.7. Intonation.................................................................................................................266 5.7.1. Findings.............................................................................................................266 5.7.2. Hypotheses regardingintonation......................................................................270 5.8. Connectedspeechphenomena.................................................................................273 5.8.1. Findings.............................................................................................................273 5.8.2. Hypotheses regardingconnected speechphenomena.......................................275 5.9. Relationships betweentheelements ofpronunciation.............................................277 5.10. General Discussion...............................................................................................279 5.10.1. Hypotheses and models.................................................................................280 5.10.2. Researchquestions........................................................................................285 Chapter6Practicalimplications........................................................................................288 6.1. AlearninggoalofEnglishpronunciation................................................................288 6.1.1. Needto reconsidera pedagogical goalofpronunciation..................................288 6.2. Potentialpronunciation goals...................................................................................291 6.3. Pronunciation goals forEFL-orientedlearners and ELF-orientedlearners.............292 6.3.1. Vowels...............................................................................................................294 6.3.2. Plosives.............................................................................................................298 6.3.3. Fricatives...........................................................................................................300 6.3.4. Affricates...........................................................................................................302 6.3.5. Approximants....................................................................................................303 6.3.6. Nasals................................................................................................................305 6.3.7. Syllabic consonants...........................................................................................306 viii 6.3.8. Consonantclusters............................................................................................306 6.3.9. Rhythm..............................................................................................................308 6.3.10. Stress.............................................................................................................310 6.3.11. Intonation.......................................................................................................311 6.3.12. Connectedspeechphenomena.......................................................................316 6.4. Summaryofthe chapter...........................................................................................318 Chapter7Conclusion..........................................................................................................320 7.1. Conclusion...............................................................................................................320 7.2. Limitations...............................................................................................................323 7.3. Furtherstudies..........................................................................................................325 References..............................................................................................................................328 AppendixA:Materials...........................................................................................................351 Appendix B:Target tokens forAN subjects ..........................................................................353 Appendix C:Dendrogram for vowelquality.........................................................................357 Appendix D:Correlations between the F1 variables.............................................................358 Appendix E:Correlations between the F2 variables..............................................................359 Appendix F:Dendrogram forvowelduration .......................................................................360 Appendix G:Correlations between the variables forvowel duration....................................361 Appendix H:Dendrogram forplosives..................................................................................362 Appendix I:Correlations betweenthe variables for plosives................................................363 Appendix J:Dendrogramforfricatives.................................................................................364 Appendix K:Correlations between the variables forfricatives.............................................365 Appendix L:Dendrogramforapproximants..........................................................................366 Appendix M:Correlationbetweenthe variablesforapproximants.......................................367 Appendix N:Correlations between the variables forrhythm................................................368 Appendix O:Resultsofthe pitchpatternsforthe target utterances......................................369 Appendix P:Dendrogram forintonation...............................................................................376 Appendix Q:Correlations between the variables forintonation ...........................................377 Appendix R:Dendrogram forconnected speech phenomena................................................378 Appendix S:Correlations betweenthe variables forconnectedspeechphenomena.............379 Appendix T: Results of the rate of level agreement between the two elements of pronunciation forthe JLsubjects...........................................................................................380 ix

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duration, plosives, fricatives, approximants, rhythm, intonation and connected speech phenomena. The speech samples collected from Japanese learners of English, natives speakers of British peak location, locus equations of F2 at the following vowel onset and midpoint, overall noise amplitude
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