Contemporary Classics of Children's Literature Series Editor: Morag Styles Alternative Worlds in Fantasy Fiction Contemporary Classics of Children's Literature Series Editor: Morag Styles This exciting new series provides critical discussion of a range of contemporary classics of children's literature. The contributors are distinguished educationalists and academics from Britain, North America, Australia and elsewhere, as well as some of the foremost booksellers, literary journalists and librarians in the field. The work of leading authors and other outstanding fictional texts for young people (popular as well as literary) are considered on a genre or thematic basis. The format for each book includes an in-depth introduction to the key characteristics of the genre, where major works and great precursors are examined, and significant issues and ideas raised by the genre are explored. The series will provide essential reading for those working on undergraduate and higher degrees on children's literature. It avoids jargon and is accessible to interested readers, from parents, teachers and other professionals, to students and specialists in the field. Contemporary Classics of Children's Literature is a pioneering series, the first of its kind in Britain to give serious attention to the excellent writing being produced for children in recent years. Also available in the series: Kate Agnew and Geoff Fox: Children at War Julia Eccleshare: A Guide to the Harry Potter novels Nick Tucker and Nikki Gamble: Family Fictions Kim Reynolds, Kevin McCarron and Geraldine Brennan: Frightening Fiction Contemporary Classics of Children's Literature ALTERNATIVE WORLDS IN FANTASY FICTION Peter Hunt and Millicent Lenz continuum LONDON • NEW YORK Continuum The Tower Building 15 East 26th Street 11 York Road New York London SE1 7NX NY 10010 www.continuumbooks.com (£) 2001 Peter Hunt and Millicent Lenz All rights reserved. No part of this publication may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopying, recording, or any information storage or retrieval system, without permission in writing from the publishers. First published 2001, Reprinted 2003 British Library Cataloguing-in-Publication Data A catalogue record for this book is available from the British Library. ISBN 0-8264-4936-0 (hardback) 0-8264-7760-7 (paperback) Typeset by YHT Ltd, London Printed and bound in Great Britain by Creative Print and Design, Ebbw Vale N/, Contents Note vi CHAPTER 1 Introduction 1 Peter Hunt CHAPTER 2 Ursula K. Le Guin 42 Millicent Lenz CHAPTER 3 Terry Pratchett 86 Peter Hunt CHAPTER 4 Philip Pullman 122 Millicent Lenz index 170 This page intentionally left blank CHAPTER 1 Introduction: Fantasy and Alternative Worlds Peter Hunt 'Now, what I want is, Facts. Teach these boys and girls nothing but Facts. Facts alone are wanted in life. Plant nothing else, and root out everything else. You can only form the minds of reasoning animals upon Facts: nothing else will ever be of any service to them.' Charles Dickens, Hard Times (1854) Fantasy is the natural, the appropriate language for the recounting of the spiritual journey and the struggle of good and evil in the soul. Ursula K. Le Gum (1992: 64) Fantasy is literature for teenagers Brian Aldiss (quoted in Winoker, 1987: 39) There's certainly prejudice in some quarters against fantasy, but this tends to be from people who think it's all swords and dragons - which is as silly as saying that 'Booker books' are all about foul-mouthed Scots and lonely ladies taking tea on wet Thursdays. It seems to be suggested that fantasy is some kind of fairy icing when, from a historical point of view, it is the whole cake. Terry Pratchett (Pratchett and Briggs, 1997: 467) The paradoxes of fantasy The first question about fantasy usually is: how seriously should we take it? In 1984, Ann Swinfen began her book In Defence of Fantasy by noting that fantasy occupies 'a curiously ambivalent position ... in the contemporary literary scene' (1); in 1988, Raymond Tallis began his In Defence of Realism with the wry observation: 'that realism is outmoded and the realistic novel a form that has had its day is a critical commonplace'(1). Lucie Armitt, in 1996, took the opposite view: if you place 'fantastic' in a literary context ... suddenly we have a problem. Suddenly it is something dubious, embarrassing ... 2 ALTERNATIVE WORLDS IN FANTASY FICTION Suddenly we need to justify our interest in it ... [Fantasy] ... is that intangible source of unconscious fears and desires which fuels our dreams, our phobias and therefore our narrative fictions ... but its presumed association with the formulaic inevitably attracts two negative[s] ... : escapism and pulp fiction.(1) Worse, it is associated with that still-marginalized literary form, children's literature. Fantasy literature is either taken seriously (and enthusiastically), or seriously rejected. It is the root of all literature, an area of advanced literary experimentation, and essential to our mental health; or it is regressive, and associated with self-indulgent catharsis on the part of the writers; or it is linked to a ritualistic, epic, dehumanized world of predetermination and out of tune with post-romantic sensitivity: or it symbolizes the random world of the postmodern. Or, quite possibly, all of these, for fantasy resists, and indeed mocks, the elaborate classification systems of academia that have grown up around it, just as it defies the view that its huge popularity is a sad reflection on the state of contemporary culture. However, it is useful to take the three most common (if not the most damning) of opinions - that fantasy is formulaic, childish, and escapist, to see if they can be sustained - remembering that the one thing that can rarely be said of fantasy is that it has nothing to do with reality. The problem of genre Of types of fiction, fantasy is where the initial impulse of the writing and the constraints of genre clash most strongly. Personal, private, fantasy allows us to speculate, to explore possibilities, to indulge our private selves - to consider imaginatively things that cannot be (as opposed to speculation on things that might be, which produces science fiction): it would seem to offer worlds of infinite possibility, of expansiveness, of liberation. And yet, the forms that fantasy takes - for all the endless ingenuity of the human imagination - are surprisingly limited. Fantasy seems to have, like the folk tales from which it sprang, a restricted number of recurrent motifs and elements: there are young, questing heroes, wise controlling sages, irredeemably evil monsters, and (although, mercifully fewer these days) damsels in distress (Propp, 1975). It might seem that the most visible form, 'sword and sorcery' genre fantasy, is doomed to die of repetition or parody - as in Terry Pratchett's 'Discworld' series, or Diana Wynne Jones's The Tough Guide to Fantasyland which mercilessly catalogues every cliche: 'Beer always foams and is invariably INTRODUCTION: FANTASY AND ALTERNATIVE WORLDS 3 delivered in tankards' (1996: 30). Such is the grip of formula, that it is almost as if one part of the human psyche is frightened of the other: imagination is too dangerous to wander unchained. (Of course, it may simply be that the very publicness of written fantasy simplifies it: it needs to be comprehensible to more than one person, and most private fantasies would need a good many footnotes were they to be made public in their raw state!) And yet, making sense of both the dark, unknown universe out there, and the perhaps worse demons within - making both humanly manageable - has been what storytelling and metaphor have always been about. Ritualization, then, is neither surprising, nor exclusive to fantasy. Original fantasy, however, as this book will demonstrate, is not hard to find, although it may have to work harder because of its awareness of its context. There is, however, one area of formulaic writing that is increasingly difficult to justify: the treatment of gender. The hero tale, still the staple of contemporary fantasy, has been essentially a male preserve: in fantasies from The Wind in the Willows, Winnie-the-Pooh, Peter Pan, The Hobbit, the first three 'Earthsea' Books, and countless others, women are marginalized (Tenar) or mothers (Wendy, Kanga), or dangerous (Toad's bargewoman). As Ursula K. Le Guin said, ironically: 'Authority is male. It's a fact. My fantasy dutifully reported the fact. But is that all a fantasy does - report facts?' (1993: 11). But despite all this, fantasy literature, whose wellsprings are most visibly subversive, continually strives to overcome (or exploit) both genrefication and the fact that commercialism finds it easier to sell the restricted and restricting rather than the dangerously unclassifiable. The three major authors studied in the rest of this book are writers who have taken on what has been, in terms of genre and gender, an often limited form, and have moved it into new areas. Fantasy and children The second major criticism of fantasy is that it is childish. It is not surprising that fantasy and children's literature have been associated with each other, because both are essentially democratic forms - democratized by being outside the solipsistic system of high culture. The idea of a 'canon' - a group of superior texts whose superiority is validated by some set of privileged judges - is alien to both: and to both 'popular culture' is a rallying cry, rather than a contradiction in terms. But there is no reason to suppose that children and fantasy have a natural connection, even if the struggle of imagination and generic constraints parallels the conflict between common concepts of the
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