DRY-EYE TESTS: READING IS FUNDAMENTAL P. 110 • WILLS RESIDENT CASE SERIES P. 129 WHAT DOES IN-CLINIC IOP REALLY TELL US? P. 104 • RECOGNIZE & TREAT THYROID EYE DISEASE P. 98 DRY AMD: PROTECTING THE RPE P. 92 • REFRACTIVE SURGERY: RETHINKING WHAT’S ‘BORDERLINE’ P. 114 R e v ie w o f O p h th a lm o lo g y V o l. X X , N o November 2013 • revophth.com . 1 1 • N o v e m b e r 2 0 1 3 • F u tu r e T r e n d s • M a x im iz in g E ffi c ie n c y • T h e F D A S tr u g g le s fo r R e d e m p tio n • T hy Navigating the Perfect Storm P. 26 Code Explosion: Understanding ICD-10 P. 60 r o id E Time to Tap Alternative Income Streams P. 42 When Your EHR’s a Lemon P. 48 y e D Ophthalmology’s Brave New World P. 66 is e a s e Also Inside: The FDA’s Struggle for Redemption P. 80 fc_rp1013.indd 1 10/24/13 2:19 PM WHITESTAR SIGNATURE® SYSTEM WITH FUSION® PHACO TECHNOLOGY FUSION® Pump ELLIPS® FX Handpiece Fluidics Management Ultrasound Energy Management Proven peristaltic pump provides Advanced venturi pump provides ELLIPS® FX Handpiece delivers excellent holdability outstanding followability smooth cutting and excellent efficiency Experience FUSION® PHACO Technology. 1-877-AMO-4-LIFE • www.WHITESTARSignature.com The WHITESTAR Signature® System incorporating FUSION® Fluidics is a modular ophthalmic microsurgical system that facilitates anterior segment (cataract) surgery. Risks and complications may include broken ocular capsule or corneal burn. All personnel who might operate this equipment must read and understand the instructions in this manual before the system is used. This device is only to be used by a trained licensed physician. Please refer to the WHITESTAR Signature® System Operator’s Manual for complete Important Safety Information. Caution: Federal law restricts this device to sale by or on the order of a physician. WHITESTAR Signature, FUSION, and ELLIPS are trademarks owned by or licensed to Abbott Laboratories, it subsidiaries or affiliates. © 2013 Abbott Medical Optics Inc. www.AbbottMedicalOptics.com 2013.04.03-CT6738 RP0713_Abbott.indd 1 6/12/13 3:32 PM WNEWS E I V E R Volume XX • No. 11 • November 2013 Cataract Surgeries on the Rise, Raising Access & Cost Issues As baby boomers enter their retirement Despite the common nature of worldwide where researchers can years, health-care costs for complex cataracts, the United States has examine medical data on virtually and debilitating conditions such as little current population-based data everyone to see how often condi- Alzheimer’s disease are expected to on cataract surgery, information that tions strike and whether treatments soar. Not drawing as much attention can help estimate demand. For the succeed. is the likelihood of similarly rising Mayo study, researchers mined the The research found: expenses for common age-related National Institutes of Health-fund- • Cataract surgery has increased medical procedures. A Mayo Clinic ed Rochester Epidemiology Proj- steadily, peaking in 2011 at a rate of study looked at one of those—cata- ect to identify cataract surgeries in 1,100 per 100,000 people. ract surgery—and found that more Olmsted County, Minn., from 2005 • Sixty percent of people receiv- people are getting the procedure, to 2011. The project, a partnership ing cataract surgery on one eye re- seeking it at younger ages and hav- of Mayo Clinic, Olmsted Medical turned within three months to have ing both eyes repaired within a few Center and other health providers, it performed on the second eye, a months, rather than only treating makes the county one of few places signifi cant increase over the number one eye. The demand shows no sign TFOS Seeks Formal Defi nition of Contact Lens Discomfort of leveling off, raising the need to manage costs and ensure access to Contact lens discomfort may be the leading cause of patient dissatisfaction with, and appropriate cataract treatment, the discontinuation of, contact lens wear throughout the world—but there is little agreement researchers say. The fi ndings were among vision researchers and eye-care professionals about how to defi ne and manage its published in the Journal of Cataract causes. & Refractive Surgery. “Up to half of all contact lens wearers experience contact lens discomfort,” said Jason “Cataract surgery rates are rising J. Nichols, OD, MPH, PhD, professor at the University of Houston College of Optometry. in all age groups between 50 and 90, “However, there is no global consensus concerning the defi nition, classifi cation, epidemiol- but the greatest increase is in the ogy, pathophysiology, diagnosis, management and the proper design of clinical studies for 70- and 80-year-olds. And part of CLD.” that is that our older population, or To lay the groundwork for defi ning and treating this widespread issue, the Tear Film & Ocular Surface Society organized the TFOS International Workshop on Contact Lens the aging baby boomers, are working Discomfort, which was chaired by Dr. Nichols. The fi ndings were reported in Investigative longer, they want to be more active, Ophthalmology & Visual Science. they have more demands on their The CLD Workshop took 18 months to complete and involved 79 experts from around vision,” says senior author Jay Erie, the world. “Workshop participants used an evidence-based approach and a process of MD, a Mayo Clinic ophthalmolo- open communication, dialogue and transparency in order to achieve a global consen- gist. “That’s why they’re looking for sus concerning multiple aspects of CLD,” said Mark Willcox, PhD, FBCLA, FAAO, MASM, surgery sooner — so that they can professor at the School of Optometry & Vision Science, University of New South Wales, and remain independent, remain active, vice-chair of the workshop. continue to work.” “This TFOS report will signifi cantly increase awareness of factors that may, and may not, contribute to the generation of CLD. Ideally, this TFOS report will stimulate innovative In the United States, age-related research in this very important fi eld,” added David A. Sullivan, MS, PhD, FARVO, senior cataracts affect at least 22 million peo- scientist at the Schepens Eye Research Institute/Harvard Medical School and Organizer of ple and cost an estimated $6.8 billion the TFOS CLD Workshop. to treat each year; the cataract case The workshop report is freely available to scientists and clinicians worldwide (tearfi lm. load is expected to rise to 30 million org). people by 2020, the researchers noted. November 2013 | Revophth.com | 3 003_rp1113_news.indd 3 10/23/13 2:36 PM Really? Who has the experience to get you through Meaningful Use Stage 2? EHR Ophthalmology Optometry Total Attestations1 Medflow 1200 671 1871 The EHR Total Attestations2 Numbers MDoffice 255 EyeMD EMR Healthcare Systems 194 Speak For MDIntelleSys 115 Themselves. NexTech 61 Register for our next Meaningful Use Stage 2 Webinar: December 12 at 12:00 pm EST The Medflow complete EHR is 2014 Edition compliant and has been certified by an ONC-ACB in accordance with the applicable certification criteria adopted by the Secretary of the U.S. Department of Health and Human Services. This certification does not represent an endorsement by the U.S. Department of Health and Human Services or guarantee the receipt of incentive payments. Medflow EHR version 8.1 Certified 8/29/13, Version 8.1, Criteria Certified: 170.314(a)(1‐15); 170.314(b)(1‐5, 7); 170.314(c)(1‐3); 170.314(d) (1‐8); 170.314(e)(1‐3); 170.314(f)(1‐3); 170.314(g)(2‐4) Clinical Quality Measures tested: CMS050v2; CMS062v2; CMS068v3; CMS069v2; CMS122v2; CMS127v2; CMS131v2; CMS132v2; CMS133v2; CMS138v2; CMS142v2; CMS143v2; CMS147v2; CMS156v2; CMS165v2; CMS167v2 Additional software used: NewCropRX, MS Excel, DataMotion, LDM Group Price Transparency Licensing and implementation of the functionality and content covered by this certification will require ongoing and/or one-time license and/or service fees covering the right to use the in-scope solutions, support, and requested standard implementation, integration, and consulting services. Required connectivity for transmitting patient data will require one-time costs, ongoing service fees, and/or transaction-based fees. Source: cms.gov through July 2013 CMS recorded as of September 2, 2013 http://www.healthit.gov/sites/default/files/mu_report.csv 1Medflow numbers include Medflow/Allscripts™ Doctors 2Ophthalmology and Optometry RP1113_Medflow.indd 1 10/16/13 9:58 AM W News E I V E R in a previous Mayo study, which cov- ered 1998 to 2004. • The mean annual rate of cataract surgery for women was signifi cantly Phillips* Crosshair Axis Marker higher than for men. • There were signifi cant increases in cataract surgery over the past 32 years among people in all age groups, except those 90 and older. The trend raises questions about treatment costs and the resources needed to meet demand, Dr. Erie says. Medicare, for example, typi- cally covers cataract surgery for its patients; in general, cataract surgery on a Medicare patient costs roughly $3,000 per eye. “Ophthalmology and ophthalmol- obgeigsitnsn ainngd tpoa ltoieonkt sa ta nwda yps atyheerys caarne (cid:35)(cid:82)(cid:79)(cid:83)(cid:83)(cid:72)(cid:65)(cid:73)(cid:82)(cid:0)(cid:33)(cid:76)(cid:73)(cid:71)(cid:78)(cid:77) (cid:69) (cid:78) (cid:84) wdsmmsoaievaiycziixsigede.i hm utyt ahit zlhae esep caatvot hiiwsseetuhn atotool l ua ebtgs,ec oaaoncinnmeiedsfiet t ty h s.t”o aht wneoDd wctr h.o emesE t ci inrantiinoe-- 0 8-16160-C: Phillips Cr(cid:34)o(cid:76)s(cid:65)s(cid:68)h(cid:69)ai(cid:83)r(cid:0) (cid:55)Gr(cid:73)a(cid:84)v(cid:72)it(cid:0)y(cid:53) M(cid:78)a(cid:73)qrk(cid:85)e(cid:69)r (cid:0)(cid:35)(cid:82)(cid:79)(cid:83)(cid:83)(cid:72)(cid:65)(cid:73)(cid:82) (cid:71)(cid:0) (cid:78) New Test Could (cid:75)(cid:73) (cid:82) (cid:65) (cid:45) Diagnose RP (cid:76)(cid:0) (cid:65) (cid:84) (cid:83) A new Duke University study says it can (cid:73)(cid:36) link what is in a patient’s urine to gene mutations that cause retinitis pigmentosa. The fi ndings appear on- (cid:115)(cid:0) (cid:39)(cid:82)(cid:65)(cid:86)(cid:73)(cid:84)(cid:89)(cid:0)(cid:55)(cid:69)(cid:73)(cid:71)(cid:72)(cid:84)(cid:69)(cid:68)(cid:0)(cid:38)(cid:79)(cid:82)(cid:0)(cid:33)(cid:67)(cid:67)(cid:85)(cid:82)(cid:65)(cid:84)(cid:69)(cid:0)(cid:48)(cid:76)(cid:65)(cid:67)(cid:69)(cid:77)(cid:69)(cid:78)(cid:84)(cid:0)(cid:55)(cid:72)(cid:69)(cid:78)(cid:0)(cid:48)(cid:65)(cid:84)(cid:73)(cid:69)(cid:78)(cid:84)(cid:0)(cid:41)(cid:83)(cid:0) (cid:0) (cid:41)(cid:78)(cid:0)(cid:52)(cid:72)(cid:69)(cid:0)(cid:53)(cid:80)(cid:82)(cid:73)(cid:71)(cid:72)(cid:84)(cid:0)(cid:48)(cid:79)(cid:83)(cid:73)(cid:84)(cid:73)(cid:79)(cid:78)(cid:14) line in the Journal of Lipid Research. (cid:0) “My collaborators, Rong Wen, (cid:115)(cid:0) (cid:33)(cid:88)(cid:73)(cid:83)(cid:0)(cid:45)(cid:65)(cid:82)(cid:75)(cid:83)(cid:0)(cid:47)(cid:78)(cid:0)(cid:34)(cid:69)(cid:86)(cid:69)(cid:76)(cid:0)(cid:52)(cid:79)(cid:0)(cid:45)(cid:65)(cid:78)(cid:85)(cid:65)(cid:76)(cid:76)(cid:89)(cid:0)(cid:51)(cid:69)(cid:84)(cid:0)(cid:52)(cid:79)(cid:0)(cid:36)(cid:69)(cid:83)(cid:73)(cid:82)(cid:69)(cid:68)(cid:0)(cid:33)(cid:88)(cid:73)(cid:83)(cid:14) MD, PhD, and Byron Lam, MD, at (cid:0) the Bascom Palmer Eye Institute in (cid:115)(cid:0) (cid:35)(cid:82)(cid:79)(cid:83)(cid:83)(cid:72)(cid:65)(cid:73)(cid:82)(cid:0)(cid:38)(cid:85)(cid:78)(cid:67)(cid:84)(cid:73)(cid:79)(cid:78)(cid:0)(cid:33)(cid:76)(cid:76)(cid:79)(cid:87)(cid:83)(cid:0)(cid:51)(cid:85)(cid:82)(cid:71)(cid:69)(cid:79)(cid:78)(cid:0)(cid:52)(cid:79)(cid:0)(cid:33)(cid:76)(cid:73)(cid:71)(cid:78)(cid:0)(cid:45)(cid:65)(cid:82)(cid:75)(cid:83)(cid:0)(cid:36)(cid:73)(cid:82)(cid:69)(cid:67)(cid:84)(cid:76)(cid:89)(cid:0) Florida fi rst sought my expertise in (cid:0) (cid:55)(cid:72)(cid:73)(cid:76)(cid:69)(cid:0)(cid:54)(cid:73)(cid:69)(cid:87)(cid:73)(cid:78)(cid:71)(cid:0)(cid:52)(cid:79)(cid:80)(cid:79)(cid:71)(cid:82)(cid:65)(cid:80)(cid:72)(cid:89)(cid:12)(cid:0)(cid:33)(cid:76)(cid:76)(cid:79)(cid:87)(cid:73)(cid:78)(cid:71)(cid:0)(cid:38)(cid:79)(cid:82)(cid:0)(cid:33)(cid:0)(cid:51)(cid:65)(cid:70)(cid:69)(cid:84)(cid:89)(cid:0)(cid:35)(cid:72)(cid:69)(cid:67)(cid:75)(cid:0) (cid:0) (cid:33)(cid:78)(cid:68)(cid:0)(cid:38)(cid:73)(cid:78)(cid:69)(cid:82)(cid:0)(cid:50)(cid:69)(cid:70)(cid:73)(cid:78)(cid:69)(cid:77)(cid:69)(cid:78)(cid:84)(cid:0)(cid:47)(cid:70)(cid:0)(cid:33)(cid:88)(cid:73)(cid:83)(cid:0)(cid:34)(cid:69)(cid:70)(cid:79)(cid:82)(cid:69)(cid:0)(cid:45)(cid:65)(cid:82)(cid:75)(cid:73)(cid:78)(cid:71)(cid:14) mass spectrometry to analyze cells (cid:0) cultured from a family in which (cid:115)(cid:0) (cid:50)(cid:69)(cid:85)(cid:83)(cid:65)(cid:66)(cid:76)(cid:69)(cid:12)(cid:0)(cid:33)(cid:85)(cid:84)(cid:79)(cid:67)(cid:76)(cid:65)(cid:86)(cid:65)(cid:66)(cid:76)(cid:69)(cid:12)(cid:0)(cid:45)(cid:65)(cid:68)(cid:69)(cid:0)(cid:41)(cid:78)(cid:0)(cid:52)(cid:72)(cid:69)(cid:0)(cid:53)(cid:51)(cid:33)(cid:12)(cid:0)(cid:39)(cid:85)(cid:65)(cid:82)(cid:65)(cid:78)(cid:84)(cid:69)(cid:69)(cid:68)(cid:0)(cid:38)(cid:79)(cid:82)(cid:0)(cid:0) three out of the four siblings suffer (cid:0) (cid:44)(cid:73)(cid:70)(cid:69)(cid:12)(cid:0)(cid:33)(cid:78)(cid:68)(cid:0)(cid:33)(cid:86)(cid:65)(cid:73)(cid:76)(cid:65)(cid:66)(cid:76)(cid:69)(cid:0)(cid:38)(cid:79)(cid:82)(cid:0)(cid:33)(cid:0)(cid:19)(cid:16)(cid:13)(cid:36)(cid:65)(cid:89)(cid:0)(cid:51)(cid:85)(cid:82)(cid:71)(cid:73)(cid:67)(cid:65)(cid:76)(cid:0)(cid:37)(cid:86)(cid:65)(cid:76)(cid:85)(cid:65)(cid:84)(cid:73)(cid:79)(cid:78)(cid:0)(cid:55)(cid:73)(cid:84)(cid:72)(cid:79)(cid:85)(cid:84)(cid:0) from RP,” said Ziqiang Guan, PhD, (cid:0) (cid:47)(cid:66)(cid:76)(cid:73)(cid:71)(cid:65)(cid:84)(cid:73)(cid:79)(cid:78)(cid:14) an associate research professor of (cid:35)(cid:79)(cid:78)(cid:84)(cid:65)(cid:67)(cid:84)(cid:0)(cid:50)(cid:72)(cid:69)(cid:73)(cid:78)(cid:0)(cid:45)(cid:69)(cid:68)(cid:73)(cid:67)(cid:65)(cid:76)(cid:0)(cid:65)(cid:84)(cid:0)(cid:23)(cid:18)(cid:23)(cid:13)(cid:18)(cid:16)(cid:25)(cid:13)(cid:18)(cid:18)(cid:20)(cid:20)(cid:0) biochemistry in the Duke University (cid:38)(cid:79)(cid:82)(cid:0)(cid:45)(cid:79)(cid:82)(cid:69)(cid:0)(cid:41)(cid:78)(cid:70)(cid:79)(cid:82)(cid:77)(cid:65)(cid:84)(cid:73)(cid:79)(cid:78)(cid:14) Medical School and a contributing author of the study. Dr. Guan’s collaborators had pre- viously sequenced the genome of 3360 Scherer Drive, Suite B, St. Petersburg, FL 33716 (cid:24)(cid:16)(cid:16)(cid:13)(cid:22)(cid:19)(cid:23)(cid:13)(cid:20)(cid:19)(cid:20)(cid:22)(cid:0)(cid:115)(cid:0)(cid:52)(cid:69)(cid:76)(cid:26)(cid:0)(cid:23)(cid:18)(cid:23)(cid:13)(cid:18)(cid:16)(cid:25)(cid:13)(cid:18)(cid:18)(cid:20)(cid:20)(cid:0)(cid:115)(cid:0)(cid:38)(cid:65)(cid:88)(cid:26)(cid:0)(cid:23)(cid:18)(cid:23)(cid:13)(cid:19)(cid:20)(cid:17)(cid:13)(cid:24)(cid:17)(cid:18)(cid:19)(cid:0)(cid:0) (continued on page 7) (cid:37)(cid:77)(cid:65)(cid:73)(cid:76)(cid:26)(cid:0)(cid:41)(cid:78)(cid:70)(cid:79)(cid:32)(cid:50)(cid:72)(cid:69)(cid:73)(cid:78)(cid:45)(cid:69)(cid:68)(cid:73)(cid:67)(cid:65)(cid:76)(cid:14)(cid:67)(cid:79)(cid:77)(cid:0)(cid:115)(cid:0)(cid:55)(cid:69)(cid:66)(cid:83)(cid:73)(cid:84)(cid:69)(cid:26)(cid:0)(cid:87)(cid:87)(cid:87)(cid:14)(cid:50)(cid:72)(cid:69)(cid:73)(cid:78)(cid:45)(cid:69)(cid:68)(cid:73)(cid:67)(cid:65)(cid:76)(cid:14)(cid:67)(cid:79)(cid:77) (cid:10)(cid:36)(cid:69)(cid:86)(cid:69)(cid:76)(cid:79)(cid:80)(cid:69)(cid:68)(cid:0)(cid:41)(cid:78)(cid:0)(cid:35)(cid:79)(cid:79)(cid:82)(cid:68)(cid:73)(cid:78)(cid:65)(cid:84)(cid:73)(cid:79)(cid:78)(cid:0)(cid:55)(cid:73)(cid:84)(cid:72)(cid:0)(cid:33)(cid:78)(cid:68)(cid:82)(cid:69)(cid:87)(cid:0)(cid:38)(cid:14)(cid:0)(cid:48)(cid:72)(cid:73)(cid:76)(cid:76)(cid:73)(cid:80)(cid:83)(cid:12)(cid:0)(cid:45)(cid:14)(cid:36)(cid:14) (cid:45)(cid:73)(cid:67)(cid:72)(cid:65)(cid:69)(cid:76)(cid:65)(cid:78)(cid:71)(cid:69)(cid:76)(cid:79)(cid:12)(cid:0)(cid:44)(cid:65)(cid:77)(cid:69)(cid:78)(cid:84)(cid:65)(cid:84)(cid:73)(cid:79)(cid:78) 1342 Rev.A AHBC 003_rp1113_news.indd 5 10/23/13 2:36 PM W E Ophthalmic Product Development Insights I V E R Matthew Chapin, Brian Campion, Susan Benton, Van Sandwick • Ora Inc., Andover, Mass. In our previous three columns, we’ve patent, which claims the compound/biologic invention has been described in its entirety in discussed the steps of establishing a Target or device itself; 2) Method of Use patent, a single publicly accessible prior art reference Product Profi le; when and how to coordinate which covers the use of compound/biologic before the fi ling date of the relevant patent meeting with the Food and Drug Administra- or class of the same to treat a disease; 3) application. Non-obviousness, on the other tion; and developing a business plan in order Formulation patent, which covers the phar- hand, is a much more complex test that can to secure funding. In this column, we will maceutical dosage form; and 4) Manufactur- be thought of as the next hurdle following a discuss considerations surrounding intel- ing patent, which covers the manufacturing fi nding of novelty. An invention is deemed to lectual property, or IP, within the context of process. Many view composition of matter be obvious by the United States Patent and establishing and protecting market share for and device patents as the preferred type Trademark Offi ce if all of the various portions the target product. of patent and it is usually the fi rst type of of the invention are described or suggested patent fi led for a product. However, it should in two or more prior art references. Note Protection Strategies be strongly noted that one can easily cre- that while simplifi ed here, application of the Beginning with the end in mind, one must ate market share by leveraging the other obviousness standard can be very complex. take care to consider 1) how the target types of patents, which can extend patent With the basics of the standards of patentabil- product market share will be protected and protection beyond the life of a soon-to-expire ity in mind, one can get a basic lay of the land, 2) whether there is third-party IP that would composition of matter or device patent. In so to speak, by conducting a fi rst-pass prior block the intended manufacture, use, distribu- the context of drug rescue or drug repurpos- art or patentability search on PubMed and the tion or sale of the target product in the target ing, new method of use patents can some- USPTO website (or Google under the patents market. Provided that the target product is times open the door to exclusivity for using subsection). Sound IP protection will be key in well-differentiated by its performance (e.g., a known compound for treating a different the efforts to raise funds from venture capital effi cacy and safety) when compared to disease. This is often seen with ophthalmic or otherwise convince potential partners to substitute products, the most often considered therapeutics that are repurposed actives into invest time and money in commercializing the way to achieve market share or exclusivity new topical or locally delivered products, target product. is through the limited monopoly provided by Depending on the parameters of your a granted patent. While outside the scope of patentability search, one will probably need a this column, it should also be noted that freedom to operate search. several layers and/or combinations of IP strategies exist for protecting FTO Analysis products or services. In addition, While patentability speaks a product may be eligible for to meeting the novelty and exclusivity depending on the non-obviousness stan- regulatory pathway followed. dards to obtain one or Trade-secret protection may more patent claims, FTO also be used to protect product refers to an analysis of the and service elements where third-party patent landscape patent protection is not possible relevant to the target product or where trade-secret protection is you wish to bring to market. For a better choice. Companies will often example, you may feel comfortable maintain details of a manufacturing process, that a new method of use and related formulation know-how, a clinical model or formulation is patentable after conducting methodology, scales and the like as trade for example antibiotics, anti-infl ammatories, a patentability search. Such a patentability secrets. Effective trade-secret protec- anti-allergics and anti-neovascular agents search would likely not uncover that one or tion strategy requires careful planning and that were previously used for non-ocular more third-party patents may block the only customization depending on the technology indications. Likewise, new formulations cost-effective way to manufacture the new and the context in which it is used, including of existing compounds can dramatically formulation on a large scale. A solid FTO diligent use of confi dentiality agreements; a enhance the safety and effi cacy of a chemi- analysis is one way to avoid a momentum- plan within your organization on how informa- cal entity. Finally, manufacturing patents can destroying surprise later. tion will be shared (or not) and used; and be valuable by preventing competitors from The defi ning features of how the product thorough tracking and enforcement. With the utilizing the most cost-effective method for will be used and manufactured are em- proper protection, trade secrets can provide the target product. Once the type of subject ployed to create search terms for identifying indefi nite protection. matter has been defi ned, one must look to third-party IP, which may preclude selling of see if it is patentable. your target product in the market. Broadly Patent Protection The two main requirements for being crafted search terms are well-advised. A good Patents provide the holder with the right to granted a patent are that the invention must patent attorney will be able to help identify exclude others from making, selling, using be novel and non-obvious. Novelty is a the defi ning features of your target product, and importing the patented drug, device or straightforward test that looks to published create appropriate search terms and evalu- method for a period of 20 years from fi ling. papers, granted patents, patent applications ate whether the references in question may The types of patents relevant to this discus- and other references, collectively referred to preclude you from selling your target product sion are: 1) Composition of Matter or Device as “prior art,” to determine whether or not the absent a license from the relevant third-party 6 | Review of Ophthalmology | November 2013 003_rp1113_news.indd 6 10/23/13 2:36 PM W News E I V E R patent holder. In the event that a third-party of the compound for use in treating ophthal- (continued from page 5) patent or patent application is deemed to be mic diseases, because previous research different but still close to your target product had suggested it to be non-fruitful due to this family and found that the chil- and it is owned by a large, litigious company, formulation issues. However, in an inventive dren with RP carry two copies of a the reality is that weakly supported lawsuits moment, an ophthalmologist entrepreneur mutation at the dehydrodolichol di- brought by deep pockets can create real formulates the compound successfully for phosphate synthase (DHDDS) gene, problems for entrepreneurs at the point the animal experiments. The formulation work which makes the enzyme that syn- target product becomes profi table. Moreover, and experimentation generates surprising thesizes organic compounds called problems can be created at the fundraising results that an eyedrop formulation of the dolichols. In humans, dolichol-19, stage if the potential investor discovers an compound is possible (i.e., stable) and that containing 19 isoprene units, is the FTO issue during due diligence and consid- it likely will be effi cacious in treating the most abundant species. ers the risk of lawsuit to substantially affect disease, thus yielding potentially patentable the value proposition for your target product. formulation, method of use and possibly The DHDDS mutation, which was FTO searches can range in price from several manufacturing claims. found in 2011, is the latest addition thousand dollars to tens of thousands of dol- Despite the apparent simplicity of the to more than 60 gene mutations that lars depending on the complexity of the target foregoing example, it is important to note have been implicated in RP. This product, how crowded the patent landscape that the patent law Doctrine of Inherency is mutation appears to be prevalent in is, and how many references are close to the often relevant within the context of repurpos- RP patients of Ashkenazi Jewish ori- target product. ing drugs. For example, a patent applicant gin, and one in 322 Ashkenazi carries The fi rst questions to ask before embark- might not be entitled to a new method of use one copy of the mutation. ing on a mission to bring a product (whether claim directed to the use of a new compound from scratch or by repurposing) to market to treat glaucoma if a prior art reference “I knew from my previous expe- are: “Do I have, or is there room for, ample IP describes an existing patented compound that rience in analyzing urine samples protection to establish market share for the is in the same class as the new compound from liver disease patients that I target product? And do I have, or is there a and that operates by the same mechanism can readily detect dolichols by liq- path to, freedom to operate in the market as of action as the new compound. The reason uid chromatography and mass spec- intended?” The answer to these questions will is that because the existing compound is in trometry,” Dr. Guan said. Using substantially affect your ability to attract suit- the same class and has the same MOA as these techniques, he analyzed urine able investment and partners for development the new compound, it is inherent that the and blood samples from the six fam- and commercialization of the target product. existing would also treat glaucoma. There- ily members and found that instead The importance of understanding the value fore, the prior art reference would anticipate of your patent estate cannot be underscored (render non-novel) the claim directed to the of dolichol-19, the profi les from the enough if you wish to begin with the end in use of the new compound to treat glaucoma. three siblings with RP showed doli- mind. A formulation claim may still be available in chol-18 as the dominant species. our example as the prior art suggests that The parents, each of whom carries Other Considerations formulation challenges exist and that there is one copy of the mutated DHDDS The strategy for global fi lings also needs to room for invention in solving these challenges, gene, showed intermediate levels be considered with the end partner/investor provided that the non-obviousness bar to of dolichol-19 and higher levels of in mind. Large pharmaceutical partners will patentability can be overcome. dolichol-18 than their healthy child. generally want and expect worldwide patent While the preceding hypothetical purports Dr. Guan believes dolichol profi l- fi lings in the largest eye-care markets, includ- to open the doors of potential opportunity, ing the United States, Japan, and Europe (at be cautioned that (just as with all issues ing could effectively distinguish RP least the big fi ve in the EU), Latin America and surrounding the complexity of patent law) caused by DHDDS mutation from other large markets that respect IP. A common a competent patent attorney should be that caused by other mutations. issue in the early stage of development is the consulted at the appropriate infl ection points Dr. Guan and his collaborators IP budget, and generally the entrepreneur will along the way. hope to develop the dolichol profi l- need to prioritize the most lucrative markets Again, it is important to defi ne the target ing method as a fi rst-line diagnostic based on commercial value. Early discussions product profi le early, identifying how the prod- test to identify RP patients with ab- with potential exit partners are invaluable in uct will be protected from competition, and to normal dolichol metabolism. They this regard. have early discussions with potential partners Consider the scenario in which a pharma- to defi ne how the IP strategy will impact the think this mass spectrometry-based ceutical company owns a patent covering, or value of the product. detection method will help physi- claiming, the chemical structure of a small cians provide more personalized care molecule that has expired. The company also The authors comprise the Corporate Devel- to RP patients, especially to young owns patents claiming methods of using the opment Team at Ora Inc. They thank Andrew children whose retinal degeneration small molecule to systemically treat various Warner, counsel at Ora, for his assistance and has not fully developed. diseases, and those patents will be in force input on this column. They welcome com- for another 10 years. The method of use ments; for further information, please contact (continued on page 10) patents do not disclose eyedrop formulations [email protected]. 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Box 25542, London, ON N6C 6B2.V 8 | Review of Ophthalmology | November 2013 003_rp1113_news.indd 8 10/23/13 2:37 PM WELCOME TO THE ERA OF CENTURION ® Optimize every moment of your cataract removal procedure with the NEW CENTURION® Vision System. Active Fluidics™ Automatically optimizes chamber stability by allowing surgeons to customize and control IOP throughout the procedure. Balanced Energy™ Enhances cataract emulsification efficiency using OZil® Intelligent Phaco and the new INTREPID® Balanced Tip design. Applied Integration™ Designed to work seamlessly with other Alcon technologies for an integrated cataract procedure experience. Learn more about the new era of cataract procedures. Visit MyAlcon.com. ©2013 Novartis 8/13 CNT13017JAD For important safety information, please see adjacent page. RP1113_Alcon Centurion.indd 1 10/17/13 10:34 AM W News E I V E R (continued from page 7) the Sackler School of Graduate Biomedical Sciences “Since the urine samples gave us more distinct profi les have identifi ed a possible topical treatment for AMD than the blood samples, we think that urine is a better in a study of mice that shows promise for clinical use. clinical material for dolichol profi ling,” he said. Urine The fi ndings, published in PLoS ONE, are the fi rst to collection is also easier than a blood draw and the sam- report successful topical use of a compound capable ples can be conveniently stored with a preservative. The of inhibiting symptoms associated with both dry AMD team is now pursuing a patent for this new diagnostic and wet AMD and could represent a breakthrough for test for the DHDDS mutation. treatment of these conditions. There are currently no treatments for RP, but Dr. The team of researchers from Tufts, led by Rajendra Guan hopes his research will shed light on potential drug Kumar-Singh, PhD, reported in their proof-of-concept design strategies for treating RP caused by DHDDS study that topical application of a compound called mutation. “We are now researching ways to manipulate PPADS (pyridoxalphosphate-6-azophenyl-2’,4’-disul- the dolichol synthesis pathway in RP patients with the fonic acid) inhibits damage to ocular tissue that impacts DHDDS mutation so that the mutated enzyme can still the individual’s ability to see color and fi ne detail, as produce enough dolichol-19, which we believe may be well as reducing neovascularization related to advanced important for the rapid renewal of retinal tissue in a AMD. healthy individual,” he says. According to the National Eye Institute, more than 7 million people in the United States are at substantial risk of developing AMD. Only the wet form of AMD Topical AMD Treatment can be treated, with injections every four to 12 weeks Shows Promise that can be uncomfortable, risky and burdensome to pa- tients. The development of a topical eye-drop treatment Researchers from Tufts University School of Medicine and that works in both dry and wet AMD could increase treatment adherence and reduce patient discomfort by reducing or removing the need for direct injections. CENTURION® VISION SYSTEM IMPORTANT SAFETY INFORMATION “An ideal therapy would be one that can be self- CAUTION: Federal (USA) law restricts this device to sale by, or on the order of, a physician. administered daily by patients. Further studies are As part of a properly maintained surgical environment, it is recommended that a backup IOL Injector be made available in the event the AutoSert® IOL Injector Handpiece does not perform needed to determine safety, dosage, and other factors as expected. before advancement of this therapy towards clinical tri- INDICATION: The CENTURION® Vision System is indicated for emulsification, separation, irrigation, and aspiration of cataracts, residual cortical material and lens epithelial cells, vitreous als, but our study suggests that there’s signifi cant prom- aspiration and cutting associated with anterior vitrectomy, bipolar coagulation, and intraocular lens injection. The AutoSert® IOL Injector Handpiece is intended to deliver qualified AcrySof® ise for the development of self-administered topical intraocular lenses into the eye following cataract removal. treatments for age-related macular degeneration in hu- The AutoSert® IOL Injector Handpiece achieves the functionality of injection of intraocular lenses. The AutoSert® IOL Injector Handpiece is indicated for use with the AcrySof® lenses mans,” said Dr. Kumar-Singh, an associate professor of SN6OWF, SN6AD1, SN6AT3 through SN6AT9, as well as approved AcrySof® lenses that are specifically indicated for use with this inserter, as indicated in the approved labeling of those ophthalmology at Tufts University School of Medicine. lenses. To test the effectiveness of a topical application of WARNINGS: Appropriate use of CENTURION® Vision System parameters and accessories is important for successful procedures. Use of low vacuum limits, low flow rates, low bottle PPADS, the team of researchers induced the tissue heights, high power settings, extended power usage, power usage during occlusion conditions (beeping tones), failure to sufficiently aspirate viscoelastic prior to using power, excessively damage and blood vessel growth characteristics of tight incisions, and combinations of the above actions may result in significant temperature increases at incision site and inside the eye, and lead to severe thermal eye tissue damage. AMD in anesthetized mice. The topical treatment was Good clinical practice dictates the testing for adequate irrigation and aspiration flow prior then administered every 24 hours for three consecutive to entering the eye. Ensure that tubings are not occluded or pinched during any phase of operation. days. The researchers then examined the eye tissues The consumables used in conjunction with ALCON® instrument products constitute a complete one week later to assess for progression of the damage surgical system. Use of consumables and handpieces other than those manufactured by Alcon may affect system performance and create potential hazards. and blood vessel growth. AEs/COMPLICATIONS: Inadvertent actuation of Prime or Tune while a handpiece is in the “Our study found that topical application of the eye can create a hazardous condition that may result in patient injury. During any ultrasonic procedure, metal particles may result from inadvertent touching of the ultrasonic tip with a PPADS compound works on two fronts” said fi rst au- second instrument. Another potential source of metal particles resulting from any ultrasonic handpiece may be the result of ultrasonic energy causing micro abrasion of the ultrasonic tip. thor Kerstin Birke, PhD, a postdoctoral scholar at ATTENTION: Refer to the Directions for Use and Operator’s Manual for a complete listing of indications, warnings, cautions and notes. Tufts. “First, it stops the damage to eyes caused by pores formed in the membrane, which leads to cell death within the eye, by stopping an immune system process known as complement, which is responsible for dry AMD. Second, it prevents the formation of the blood vessels that can leak and damage the eye, a pro- © 2013 Novartis 9/13 CNT13017JAD cess associated with wet AMD.” 003_rp1113_news.indd 10 10/25/13 11:23 AM
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