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Alexander of Aphrodisias on phantasia An Aristotelian account of mental representation in 2nd-3rd centuries CE By Attila Hangai Submitted to Central European University Department of Philosophy In partial fulfilment of the requirements for the degree of n o cti Doctor of Philosophy in Philosophy e oll C D T e U E C Supervisor: Dr. István Bodnár Budapest, Hungary 2016 I hereby declare that this dissertation contains no materials accepted for any other degrees in any other institution or materials previously written and/or published by another person, unless otherwise noted Budapest, 24-10-2016 …………………………………………… Attila Hangai n o cti e oll C D T e U E C ii Abstract I discuss the account of phantasia of Alexander of Aphrodisias, a most prominent Late-Antique Aristotelian. For Aristotle phantasia is a motion of the perceptive soul that makes possible a great amount of activities and higher cognitions beyond sense-perception. Phantasia became a fundamental psychological concept in the Hellenistic Era: in empiricist epistemology, in action theory as perceptual representation of the external world; in aesthetics as creative imagination. I argue that Alexander proceeds from an Aristotelian framework of parts and capacities of the soul, but unlike Aristotle, he distinguishes a distinct capacity for phantasia. The main reason for this comes from his polemic against the Stoics: they do not acknowledge an activity of phantasia. A distinct activity requires a distinct object, which in turn a distinct capacity. The distinct status of a phantasia-capacity in itself modifies the architecture of the soul in comparison with Aristotle. But in addition Alexander makes important changes in the framework: he makes capacities as basic (and rather modular), and parts and the soul as sets of capacities. The object of phantasia is the residue from perception in activity. The status of this as internal object needs clarification. I show that it is internal on account of being a physical process in the body. Again, I argue that it is the causal object of phantasia: it is the item that provides content to the phantasia-activity by triggering it. But the residue is not an intentional object: it is a representation of something else. I give a reconstruction of Alexander`s account how the residue may be representation. Accordingly, it is a representation in virtue of preserving fully a perceptual content (something that had been perceived); or in virtue of functioning as an equivalent of a fully preserved residue insofar as phantasia completed an n o cti incompletely preserved residue. The latter case explains a wide range of cases, in general the e oll C fact that phantasia is more prone to error than perception. D T e Finally I analyse the activity of phantasia. I argue that its content is propositional, in U E C particular it is ‘S is P’: a predication of a perceptible feature P of a thing that caused a perception S. First, I show that it is implausible to construe simple cases of phantasia (or perception: for perception has the same type of content as phantasia) as non-propositional, demonstrating that the object reading of the content (x sees ‘white’) is inadequate in that at the best it reduces to existential propositions (‘there is white’). Again, I analyse two positive evidences. (1) Alexander`s account of the truth-conditions of phantasia implies propositional content: iii phantasia is about an existent thing, S; and it is such as the thing, P. (2) The account of simultaneous perception (of several perceptibles) entails propositional content, and even uses examples as ‘this is white’. The phantasia-activity is said to be krisis, which I take to be judgement: primarily because its content is propositional. I argue that it is a certain type of judgement, perceptual, in contrast to conceptual judgements of the rational soul-part: esp. opinion. However, phantasia-judgement may be distinguished from perceptual judgement only because they are concerned with different objects: internal vs. external. n o cti e oll C D T e U E C iv Contents Abbreviations ........................................................................................................................ viiii 1. Introduction ............................................................................................................................ 1 1.1. The importance of phantasia ........................................................................................... 1 1.2. Alexander`s place in the history of philosophy .............................................................. 2 1.3. Alexander`s account of phantasia in the history of the concept ..................................... 6 1.4. Methodology ................................................................................................................... 9 1.5. Alexander`s official treatment of phantasia: DA 66.9-73.7 .......................................... 11 1.6. The argument ................................................................................................................ 14 2. Terminology ......................................................................................................................... 17 2.1. phantasia, phantaston, phantastikē/phantastikon, phantasma ....................................... 17 2.2. typos, typōsis, prosanatypoun, anazōgraphēma, enkataleimma ................................... 20 3. Phantasia as distinct faculty ................................................................................................. 27 3.1. The Aristotelian background ......................................................................................... 28 3.1.1. Faculty psychology ................................................................................................ 30 3.1.2. The identity of a capacity: Object Criterion .......................................................... 36 3.1.3. Aristotle – no distinct object for phantasia ............................................................ 42 3.2. Alexander: phantasia as distinct faculty ....................................................................... 48 3.2.1. Distinct object for phantasia (phantaston) ............................................................. 48 n o cti 3.2.2. Alexander`s argument ............................................................................................ 50 e oll C D 3.2.2.1. Overview of the Stoic theory of phantasia ...................................................... 51 T e U 3.2.2.2. The argument .................................................................................................. 56 E C 3.2.3. Alexander`s possible motivation............................................................................ 61 3.3. Reconsidering the division of soul ................................................................................ 66 3.3.1. Soul and parts ......................................................................................................... 68 3.3.2. Part and capacities – the case of the nutritive part ................................................. 70 v 3.3.3. The perceptual part ................................................................................................ 72 3.4. Objections ..................................................................................................................... 74 3.4.1. Phantasia is a movement (kinēsis) caused by perception ....................................... 74 3.4.2. Phantasia and perception are one in hypokeimenon, different only in account ..... 75 3.4.3. Phantasia in the presence of the external object .................................................... 79 4. The object of phantasia ....................................................................................................... 82 4.1. Internal (en-) ................................................................................................................. 83 4.1.1. The primary sense-organ – the seat of residues ..................................................... 84 4.1.2. Bodily Change ....................................................................................................... 88 4.1.2.1. Not typos ......................................................................................................... 89 4.1.2.2. Assimilation in perception .............................................................................. 90 4.1.2.3. Four alternatives.............................................................................................. 98 4.2. Object (-leimma) ......................................................................................................... 102 4.2.1. Intentional vs. causal object ................................................................................. 103 4.2.2. Causal continuity ................................................................................................. 105 4.2.3. Preservation.......................................................................................................... 109 4.2.3.1. Preserving truthfully ..................................................................................... 110 4.2.3.2. Preserving faithfully...................................................................................... 115 4.2.3.3. Preserving fully ............................................................................................. 117 4.2.3.3.1. Impressing further – prosanatypoun ...................................................... 118 n o ecti 4.2.3.3.2. Causes of error – presence ..................................................................... 121 oll C D 4.2.3.3.3. Picturing – anazōgraphēsis .................................................................... 126 T e U E 4.2.3.4. How preserving explains representation? ..................................................... 129 C 4.3. The difference between the objects of phantasia and perception ............................... 132 5. The Activity of Phantasia................................................................................................... 134 5.1. The content of phantasia ............................................................................................. 135 5.1.1. Simple content (phantasia, perception) vs. complex content (doxa) ................... 136 vi 5.1.1.1. Argument from simple phantasia .................................................................. 137 5.1.1.2. Simple content as non-predicational ............................................................. 141 5.1.1.3. Arguments for propositional content in all mental states ............................. 148 5.1.2. Objects of perception (DA 40.20-42.3) ................................................................ 150 5.1.2.1. Intrinsic vs. accidental perceptibles .............................................................. 152 5.1.2.2. Proper vs. common perceptibles ................................................................... 157 5.1.3. Alexander: Truth conditions of phantasia ............................................................ 160 5.1.4. Simultaneous perception (SIM) ........................................................................... 167 5.1.4.1. The Problem of simultaneous perception ..................................................... 168 5.1.4.2. Simultaneous Perception of Heterogeneous Perceptibles – The Point Analogy .................................................................................................................................... 171 5.1.4.3. The Problem of Opposites ............................................................................ 176 5.1.4.4. Purported non-material change ..................................................................... 177 5.1.4.5. Judgement – opposition in judgement .......................................................... 181 5.1.4.6. Material change and judgement .................................................................... 185 5.1.5. Perceptual content: complex and simple .............................................................. 191 5.1.5.1. The content of perception with regard to the different types of object ......... 191 5.1.5.2. Simple content .............................................................................................. 194 5.1.6. Non-conceptual propositional content ................................................................. 199 5.2. Judgement ................................................................................................................... 201 n o cti 5.2.1. What is judgement? .............................................................................................. 201 e oll C 5.2.1.1. The meaning of krisis.................................................................................... 201 D T e U 5.2.1.2. The doctrine of the mean .............................................................................. 205 E C 5.2.2. Judgemental faculties ........................................................................................... 209 5.2.3. Phantasia-judgement ............................................................................................ 215 5.2.4. The relation of judging to the phantasia-change, to the object ............................ 221 Bibliography .......................................................................................................................... 224 vii Abbreviations Works of Alexander of Aphrodisias DA De Anima Mant. Mantissa (Supplement to De Anima) in Sens. On Aristotle`s De Sensu et Sensibilia in Met. On Aristotle`s Metaphysics De Fato On Fate Mixt. De Mixtione Q Questiones in Top. On Aristotle`s Topics Works of Aristotle Cat. Categories Int. De Interpretatione AnPost. Posterior Analytics Phys. Physics GC De Generatione et Corruptione DA De Anima (On the Soul) PN Parva Naturalia Sens. De Sensu et Sensibilia (On the Senses and Sensible Objects) n DM De Memoria et Reminiscentia (On Memory and Recollection) o cti e Somn. De Somno (On Sleep and Waking) oll C DI De Insomniis (On Dreams) D T e U Mot. De Motu Animalium (On Movement of Animals) E C Met. Metaphysics EN Nicomachean Ethics Rhet. Rhetorics viii Modern collections and works [AD] Accattino P, Donini P (1996) Alessandro di Afrodisia: L’Anima. Laterza, Bari [BD] Bergeron M, Dufour P (2008) Alexander of Aphrodisias: De l'âme. Vrin, Paris [LS] Long A, Sedley D (1987) The Hellenistic Philosophers. CUP, Cambridge SVF von Arnim I (ed) (1903-1905) Stoicorum Veterum Fragmenta. Teubner, Leipzig LSJ Liddel HG, Scott R, Jones HS (eds) (1996) A Greek-English Lexicon. OUP n o cti e oll C D T e U E C ix 1. Introduction 1.1. The importance of phantasia Phantasia1 is a fundamental psychological concept in the Hellenistic Era.2 It is a focal term in empiricist epistemology,3 in action theory,4 and also in discussions in aesthetics as creative imagination.5 Due to the prevalence of epistemological debates in the Era we have evidence for the controversies over phantasia mainly in its highest epistemic manifestation: as the criterion of truth. Thus, phantasia has to cover sufficiently broad range of mental states to allow for different paths to knowledge (through perception, or through rational reasoning) – it might be called appearance. But there must be a specific kind of it that by being basic and infallible may secure the validity of other states: this is the cognitive phantasia in Stoicism. Further, phantasia has a central role in Aristotle’s philosophy too, as an activity of the perceptive soul.6 It seems to be the link between perception and thinking. It makes possible a great amount of activities and higher cognitions beyond sense-perception for humans and for lower animals. These functions include remembering, dreaming, imagination, moving by desire, experience, and it is also needed for thinking. In spite of its importance, Aristotle did not give a full theory of the concept, his most detailed account in De Anima 3.3 being rather 1 Since the whole study is an investigation into the concept of phantasia in Alexander, I leave the word transliterated, avoiding premature judgement on its meaning. Its translation into English is notoriously difficult, due to the different connotations and the diverse application of the term in Alexander as well as Aristotle and other Greek philosophical texts. See some further notes on translation in Sect. 3.1. 2 A history of the concept of phantasia from Plato to the Medieval Era can be found in Watson 1988. It is a good n synopsis for the importance of phantasia and the main roles it plays in the different theories (Ch. 1 on Plato; o cti Ch. 2 on Aristotle; Ch. 3 on Epicureans and Stoics; Ch. 4 on the creative imagination; Ch. 5 on the Neo- e oll Platonists). C D 3 Phantasia is taken to be the criterion of truth by Epicureans and by the Stoics, which is debated by the Skeptics. T e In Epicurus all phantasiai are true: see e.g. [LS] Ch. 16 and 17; Asmis 1999; Annas 1992. 157-173; Watson U E 1988. 38-44. In Stoicism, truth is guaranteed by cognitive (katalēptikai) phantasiai: see e.g. [LS] Ch. 39 and C 40; Frede 1983 and 1999; Inwood 1985; Annas 1992. 71-85; Hankinson 2003, see Sect. 3.2.2.1 and 5.1.3. On Skeptic objections the best source is SE M 7-8; cf. Striker 1997. 4 Phantasia is needed for action to represent that to which action is aimed, cf. Inwood 1985; [LS] Ch. 57; for a debate with the Stoics see De Fato; DA 73.14-80.15. 5 Creative imagination is a central topic in rhetorical investigations. Our main source for the notion (perhaps in a developed phase) is Philostratus’ Life of Apollonius of Tyana, esp. VI.19. 6 Aristotle’s treatment of phantasia is a highly controversial issue, which I shall investigate only in such detail that is relevant for drawing a contrast to it in Alexander (see Sect. 3.1). 1

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Vrin, Paris 262 However, Ganson 2003. 263 Translation by Ganson 2003, modified at phantazetai. ἐπεὶ γὰρ τὰ ἐγγυτέρω ὄντα μᾶλλον ὁρᾷ
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