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Alcohol: No Ordinary Commodity This page intentionally left blank Alcohol: No Ordinary Commodity Research and public policy SECOND EDITION Thomas Babor Harold Holder Raul Caetano Ross Homel Sally Casswell Michael Livingston Griffith Edwards Esa Österberg Norman Giesbrecht J ürgen Rehm Kathryn Graham Robin Room Joel Grube Ingeborg Rossow Linda Hill 1 1 Great Clarendon Street, Oxford ox2 6 dp Oxford University Press is a department of the University of Oxford. It furthers the University’s objective of excellence in research, scholarship, and education by publishing worldwide in Oxford New York Auckland Cape Town Dar es Salaam Hong Kong Karachi Kuala Lumpur Madrid Melbourne Mexico City Nairobi New Delhi Shanghai Taipei Toronto With offices in Argentina Austria Brazil Chile Czech Republic France Greece Guatemala Hungary Italy Japan Poland Portugal Singapore South Korea Switzerland Thailand Turkey Ukraine Vietnam Oxford is a registered trade mark of Oxford University Press in the UK and in certain other countries Published in the United States by Oxford University Press Inc., New York © Oxford University Press, 2010 The moral rights of the author have been asserted Database right Oxford University Press (maker) The Society for the Study of Addiction endorses this book on the understanding that the named authors alone are responsible for the views expressed in this publication. Disclaimer: The designation employed and the presentation of the material in this publication do not imply the expression of any opinion whatsoever on the part of the Secretariat of the Pan American Health Organization concerning the legal status of any country, territory, city, or area or of its authorities, or concerning the delimitation of its frontiers or boundaries. This publication contains the views of the authors and does not necessarily represent the stated policy of the Pan American Health Organization (PAHO). First published 2003 Second Edition 2010 All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, without the prior permission in writing of Oxford University Press, or as expressly permitted by law, or under terms agreed with the appropriate reprographics rights organization. Enquiries concerning reproduction outside the scope of the above should be sent to the Rights Department, Oxford University Press, at the address above You must not circulate this book in any other binding or cover and you must impose the same condition on any acquirer British Library Cataloguing in Publication Data Data available Library of Congress Cataloging in Publication Data Data available Typeset in Minion by Glyph International, Bangalore, India Printed in Great Britain on acid-free paper by Clays ISBN 978-0-19-955114-9 10 9 8 7 6 5 4 3 2 1 Oxford University Press makes no representation, express or implied, that the drug dosages in this book are correct. Readers must therefore always check the product information and clinical procedures with the most up-to-date published product information and data sheets provided by the manufacturers and the most recent codes of conduct and safety regulations. The authors and the publishers do not accept responsibility or legal liability for any errors in the text or for the misuse or misapplication of material in this work. Except where otherwise stated, drug dosages and recommendations are for the non-pregnant adult who is not breastfeeding. Foreword A lcohol is a source of pleasure for many consumers but it is also associated with a host of problems that afflict individuals and society at large. In recent years a strong body of evidence has emerged showing that these problems have increased in many parts of the world. The link between heavy alcohol consumption and some non- communicable diseases and injury is hardly contestable, and what was for some time a tenuous link with infectious disease is today being confirmed by studies that show the negative impact of alcohol on the outcomes of diseases like tuberculosis and HIV/ AIDS (Rehm et al . 2009). M uch of what we know today about the impact of alcohol on health and social wel- fare is, primarily, from studies conducted in western industrialized societies, but our knowledge of alcohol problems in developing countries is increasing (Room e t al . 2002). In these societies most adults are abstainers, women drink much less than men, and the pattern of consumption is characterized by drinking to intoxication. Through the work of the World Health Organization, and as reported in this book, we know that this pattern of consumption is a significant risk factor for burden of disease (WHO 2002; 2008). And yet, this knowledge has not been matched by appropriate policy responses to what is obviously a global public health menace. It was not clear at the time, but the publication of the first edition of A lcohol: No ordinary commodity in 2003 was a landmark event in the history of alcohol control policies. Though it is difficult to measure the influence of a book, the world of alcohol policy has not been the same since its publication. There is more widespread knowl- edge among professionals and policy makers about the role that alcohol plays in soci- ety. The book made it clear to us that alcohol problems respond to sound public health measures; that because a measure is popular does not mean it is effective; and that policy should be guided by the best available evidence. In practical terms the book has served as the main resource material in alcohol policy training workshops and policy development in a variety of countries. I have heard it described as the “alcohol policy bible” by admirers, and its detractors have not been able to undercut its influ- ence. T his second edition of Alcohol: No ordinary commodity looks very much like the first, except that all chapters have been updated, a new chapter has been added on the alcohol industry, and the rating table of alcohol control measures has been revised. You will find new information on the globalization of the alcohol industry, the poten- tial impact of the industry's expansion into the emerging markets of the developing countries, including the industry's role in the policymaking process in these countries. Like the first edition, it does not pretend to have all the answers and popular strategies that have historically not lived up to expectation are not dismissed offhandedly. In this careful and painstaking analysis of a contentious issue in contemporary public health, the authors do not claim that every effective strategy will produce similar results in vi FOREWORD every country; but whether the problem is illicit production and trade, or what to do about heavy episodic (“binge”) drinking, there is no better guide than this book. I have no doubt that this book will help to further strengthen our belief in evidence- based alcohol policies. In a future edition one hopes that the evidence base will be further strengthened with more data and experiences from developing countries. It is to the interest of the global alcohol research and policy community that the research and monitoring capacity in these countries is enhanced. My hope is that the publication of this second edition of Alcohol: No ordinary commodity will finally render the argument about alco- hol’s contribution to economic development untenable (if it ever was), in the face of clear evidence that alcohol does not drive but hurts development. With such a knowl- edge base as provided by this book, there is indeed no excuse for any country or municipality for not applying the lessons learned. The time is past for uninformed arguments about what works and what does not. Instead, it is time to act in concert with the global community and under the leadership of the World Health Organization to develop and implement effective national strategies to reduce the harm associated with the consumption of this unusual commodity. References Rehm J. , Anderson P. , Kanteres F. , Parry C.D , Samokhvalov A.V , and Patra J. ( 2009 ) Alcohol, social development and infectious disease . Stockholm : European Union . Room R. , Jernigan D. , Carlini-Marlatt B . e,t a l. 2002 ) Alcohol in developing societies: A public health approach . Geneva : WHO . World Health Organization ( 2002 ) The world health report 2002: Reducing risks, promoting healthy life . Geneva : WHO . World Health Organization ( 2008 ) The global burden of disease: 2004 updates . Geneva : WHO . Isidore S. Obot, PhD, MPH Professor and Head Department of Psychology University of Uyo and Director Centre for Research and Information on Substance Abuse (CRISA) Uyo, NIGERIA Authors’ preface to the second edition From a public health perspective, alcohol consumption plays a major role in the causa- tion of disability, disease, and death on a global scale. It also contributes substantially to family dysfunction, violence, and psychiatric disorder. With the increasing globali- zation of alcohol production, trade, and marketing, it is becoming apparent that alcohol control policy needs to be understood not only from a national but also from a global perspective. I n the past 50 years considerable progress has been made in the scientific under- standing of the relationship between alcohol and health. Ideally, the cumulative research evidence should provide a scientific basis for public debate and governmental policymaking. However, much of the scientific evidence reported in academic publi- cations has little apparent relevance to prevention strategy or treatment policy. To address this need for a policy-relevant translation of the alcohol research literature, a small group of experts under the leadership of Professor Griffith Edwards established in 1992 the Alcohol and Public Policy Project (APPP). The group recruited an inter- national team of research scientists, consulted with experts throughout the world, and in the course of fewer than two years critically evaluated the accumulated knowledge on how to deal with alcohol problems in the public policy arena. The outcome of this work was A lcohol Policy and the Public Good (Edwards et al. 1994) and Alcohol and Public Policy: Evidence and Issues (Holder and Edwards 1995). A t a 1998 alcohol policy conference in Chicago, IL, USA, a small group of the APPP authors agreed to begin plans for work on another volume, based on the increasing knowledge base, the changing climate of alcohol policy, and international trends in drinking problems. The text of that volume, A lcohol: No Ordinary Commodity— Research and Public Policy (Babor et al. 2003) evolved through the development of background papers, the discussion of this material at five plenary meetings held in dif- ferent parts of the world, and many stages of drafting. Like the previous books in this series, N o Ordinary Commodity is a written rather than an edited volume, built on the joint input of all those involved, and speaking with one voice to the reader. Sponsored by the World Health Organization and the UK Society for the Study of Addiction, the major purpose of this volume was not only to show why alcohol is indeed no ordinary commodity, but also to direct attention to the emerging arsenal of evidence-informed policy options available to policymakers at the local, national, and international levels. A lthough alcohol has been recognized since time immemorial as a special product requiring special controls on its production and availability, it was only since the 19th century that academics took an active interest in the effects of alcohol policies on individuals and populations. Building on this tradition, the modern era of alcohol policy research can be traced to the landmark publication of A lcohol Control Policies in Public Health Perspective (Bruun et al. 1975a), which showed how alcohol policy could be informed by an emerging corpus of epidemiological, theoretical, and viii AUTHORS’ PREFACE TO THE SECOND EDITION intervention research. Continuing in that vein, the first edition of A lcohol: No Ordinary Commodity attempted to synthesize what was new and relevant to alcohol policy on an international level. We are pleased that the book was recognized by the British Medical Association as worthy of first prize in the public health category of its 2004 medical book competition, and has been cited repeatedly by the World Health Organization as an authoritative source in its plans to develop a Global Strategy on Alcohol. The present volume was conceived out of a recognition that the scientific evidence for effective alcohol policy is expanding rapidly in many areas, and is therefore peri- odically in need of updating and expansion into new areas of knowledge. The policy needs of communities and nations change with each new generation and each new epidemic of alcohol-related problems, especially in less-resourced countries where policy-relevant research is desperately needed. Those parts of the world, particularly in Asia, Africa, and Latin America, which have traditionally had weak alcohol controls and relatively low aggregate levels of alcohol consumption, are being threatened by an expansion of commercial production and advanced marketing by the alcohol industry. These developments are likely to increase their susceptibility to alcohol- related problems. T his situation led the authors to re-examine the epidemiological data underpinning our original thesis that alcohol is no ordinary commodity, and to provide a critical evaluation of what had previously been ignored in the alcohol control debate: the role of the alcohol industry. Combined with new studies on the effectiveness of alcohol taxes and availability restrictions, new information about the impacts of alcohol mar- keting, and an expanding array of other evidence-based policies, the authors felt there was more than enough reason for a second edition. We therefore offer this volume as our contribution to the debate over how best to formulate, implement, and sustain a Global Strategy on Alcohol, which the World Health Organization has been charged with presenting to the World Health Assembly in 2010. A s we noted in our preface to the first edition, the purpose of this book is to describe recent advances in alcohol research that have direct relevance to the development of alcohol policy on the local, national and international levels. That focus has not changed, nor has our interest in providing updated evaluations of the effectiveness, generalizability, and cost of alcohol control strategies. We hope that by expanding our purview and updating the science base, this edition of N o ordinary commodity will continue to inform the policy debate, empower the policymaker, and demonstrate how research can contribute to the advancement of a public policy response that reduces the social and personal harms related to alcohol consumption. The Authors A note on terminology and technical terms K ey terms that have technical or linguistic meanings that would not be familiar to the general reader are defined in the Glossary at the end of the book. These terms are indicated in bold when they are first used in a given chapter. Most often the terms refer to words or concepts used in epidemiology, alcohol research, addiction medicine, or popular culture in different parts of the world. Preface The harmful use of alcohol is among the leading risk factors for the burden of disease in the Region of the Americas, contributing to violence, injuries, suicides, chronic noncommunicable diseases, and mental health disorders besides alcohol dependence. It disproportionally affects individuals, families and societies in low and middle income countries of the Region and contributes to worsening inequities in health. Alcohol consumption is increasing particularly among young people and it is also starting at earlier ages, despite the scientific evidence of the risk of early alcohol use and the later development of alcohol dependence. The Pan American Health Organization (PAHO) has increased technical coopera- tion to countries in the Region to respond to alcohol related problems in a more comprehensive way. In 2005, PAHO organized with the support of the government of Brazil the First Pan American Conference on Alcohol Public Policies , with participants from 26 countries of the Region, who signed the Brasilia Declaration. PAHO has also coordinated research on alcohol and domestic violence and is supporting training of health professionals in primary health care to screen and provide a brief intervention for those at risk of developing alcohol problems. PAHO has contributed to the development of the World Health Organization (WHO) strategy to reduce harmful use of alcohol, by organizing a regional consulta- tion meeting in 2009 and by contributing technical expertise to various documents, expert meetings and policy discussions with Member States. I n response to the need for evidence on the effectiveness, costs and generalizability of various alcohol policies and the relative role of various stakeholders, including the alcohol industry, I am pleased to introduce this book, which is an updated and expanded second edition of the landmark book published in 2003 by Oxford University Press and WHO. PAHO will support the publication of the Spanish version as well, aimed at reaching out to a much broader audience in the Americas Region. I hope this publication will not only contribute to the discussions at global level but also provide support for effective country responses to the harmful consumption of alcohol. Mirta Roses Periago Director, PAHO

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Alcohol: No Ordinary Commodity - Research and Public Policy Second Edition is a collaborative effort by an international group of addiction scientists to improve the linkages between addiction science and alcohol policy. It presents, in a comprehensive, practical, and readily accessible form, the ac
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