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305 Pages·2017·2.577 MB·English
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AFTERSHOCKS PRINCETON STUDIES IN INTERNATIONAL HISTORY AND POLITICS Series Editors G. John Ikenberry, Marc Trachtenberg, and William C. Wohlforth For a full list of books in this series, see http://press.princeton.edu/catalogs/series/psihp.html Recent Titles Aftershocks: Great Powers and Domestic Reforms in the Twentieth Century by Seva Gunitsky Why Wilson Matters: The Origin of American Liberal Internationalism and Its Crisis Today by Tony Smith Powerplay: The Origins of the American Alliance System in Asia by Victor D. Cha Economic Interdependence and War by Dale C. Copeland Knowing the Adversary: Leaders, Intelligence, and Assessment of Intentions in International Relations by Keren Yarhi- Milo Nuclear Strategy in the Modern Era: Regional Powers and International Conflict by Vipin Narang The Cold War and After: History, Theory, and the Logic of International Politics by Marc Trachtenberg Liberal Leviathan: The Origins, Crisis, and Transformation of the American World Order by G. John Ikenberry Worse Than a Monolith: Alliance Politics and Problems of Coercive Diplomacy in Asia by Thomas J. Christensen Politics and Strategy: Partisan Ambition and American Statecraft by Peter Trubowitz The Clash of Ideas in World Politics: Transnational Networks, States, and Regime Change, 1510–2010 by John M. Owen IV Aftershocks Great Powers and Domestic Reforms in the Twentieth Century Seva Gunitsky PRINCETON UNIVERSITY PRESS PRINCETON AND OXFORD Copyright © 2017 by Princeton University Press Published by Princeton University Press, 41 William Street, Princeton, New Jersey 08540 In the United Kingdom: Princeton University Press, 6 Oxford Street, Woodstock, Oxfordshire OX20 1TR press.princeton.edu Jacket image: “Gardening amid ruins in front of the Reichstag,” 1947. © David Seymour / Magnum Photos All Rights Reserved ISBN 978- 0- 691- 17233- 0 ISBN (pbk.) 978- 0- 691- 17234- 7 Library of Congress Control Number: 2016963000 British Library Cataloging- in- Publication Data is available This book has been composed in Adobe Text Pro and Gotham Printed on acid- free paper. ∞ Printed in the United States of America 10 9 8 7 6 5 4 3 2 1 CONTENTS List of Illustrations vii Preface and Acknowledgments ix 1 Introduction: A Century of Shocks and Waves 1 2 From Crests to Collapses: The Sources of Failure in Democratic Waves 33 3 The Alchemy of War 60 4 A Low Dishonest Decade 101 5 Two Ways of Life 152 6 The Winds from the East 198 7 Conclusion: Beyond the Great Plateau 231 Appendix 1: Regime Classifications, 1900–2000 245 Appendix 2: Regime Impositions 247 Bibliography 253 Index 279 v ILLUSTRATIONS Figures 1.1. Global levels of democracy, 1900–2000 2 1.2. Communist and fascist shares of global power, 1900–2000 3 1.3. Causal mechanisms linking hegemonic shocks to regime waves 5 1.4. Average hegemonic volatility, 1900–2000 9 1.5. Impositions of their own regimes by great powers, 1900–2000 14 1.6. External impositions, 1900–2000, classified by type 15 2.1. Hegemonic shocks as drivers of democratic “overstretch” 35 2.2. The number of closed autocracies, hybrid regimes, and liberal democracies, 1970–2000 42 2.3. The interaction of counterwave forces in Kenya 51 3.1. The postwar democratic wave, 1900–1930 (Polity IV) 62 4.1. The hegemonic shock of the Great Depression 103 4.2. The fascist wave: global proportion of fascist states, 1930–1945 104 4.3. Latin American trade with Nazi Germany, 1933–1938 145 5.1. North and South Korean GDP, 1990–2007 154 5.2. North and South Korean GDP, 1946–2007 155 5.3. Soviet share of hegemonic power, 1930–1960 158 5.4. American share of hegemonic power, 1930–1960 161 5.5. The communist wave 164 5.6. The number of communist states as a proportion of all states in the international system 165 5.7. The second democratic wave 178 vii viii IllustratIons 5.8. The number of democratic states as a proportion of all states in the international system 179 6.1. Average level of democracy in sub- Saharan Africa, 1980–2000 (Polity IV) 213 6.2. Factors contributing to the African democratic wave of the 1990s 222 Tables 1.1. Hegemonic Shocks and Regime Outcomes in the 20th Century 10 3.1. Female Suffrage Expansion, 1917–1924 86 4.1. German Trade with Southeastern Europe, 1933 and 1939 143 PREFACE AND ACKNOWLEDGMENTS This book is about the evolution of the modern state. Unlike most theories of domestic change, I examine twentieth- century state transformations through the prism of major global cataclysms. I argue that the success and failure of modern regimes—most notably democracy, but also fascism and commu- nism—have hinged on the outcomes of tectonic clashes between great powers. These hegemonic shocks, or moments of abrupt rise and decline of leading states, create waves of domestic reforms that sweep across borders and deeply alter the paths of state development. As a result, domestic change during the twentieth century often cannot be explained by the particularities of local revolts from below or elite concessions from above. Instead, regime reform was often embedded in a broader global process—a decades- long confronta- tion between hegemonic rivals who embodied and promoted competing re- gime types. Transformations of the international system, not just the internal attributes of states, have been major and often underexamined drivers of globe- spanning regime change. By linking hegemonic shocks to institutional waves, this book combines two strands of scholarship that have remained largely apart—the literature on great power transitions in international relations, and the literature on democ- ratization in comparative politics. Power transition theory has generally ne- glected the effects of hegemonic transitions on domestic institutions, focusing instead on the causes of major wars and their effects on the foreign policy of great powers.1 The study of democracy, by contrast, has traditionally been the province of comparative scholars who explore the domestic dynamics of re- gime change, focusing on internal factors like economic development, civil society, or class relations. As this book shows, the synthesis of these two large bodies of work can help us understand domestic transformations from a truly global perspective. In the course of writing the book I have drawn upon a number of primary sources such as memoirs, newspapers, and government documents. This book, 1. Ikenberry 2000 is a partial exception, focusing on the effects of hegemonic transitions on global orders rather than on domestic reforms. The classic texts are Organski 1958 and Gilpin 1981. See also Friedman and Chase- Dunn 2005 and W. Thompson 2009. ix

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