Advances in Bistatic Radar Edited by Nicholas J. Willis and Hugh D. Griffi ths SciTech Publishing, Inc Raleigh, NC www.scitechpub.com ©2007 SciTech Publishing, Inc. All rights reserved. No part of this book may be reproduced or used in any form whatsoever without written permission except in the case of brief quotations embodied in critical articles and reviews. For information, contact SciTech Publishing, Inc. Printed in the U.S.A. 10 9 8 7 6 5 4 3 2 1 ISBN: 1891121480 ISBN13: 9781891121487 SciTech President: Dudley R. Kay Production Director: Susan Manning Production Coordinator: Robert Lawless Cover Design: Kathy Gagne This book is available at special quantity discounts to use as premiums and sales promotions, or for use in corporate training programs. For more information and quotes, please contact: Director of Special Sales SciTech Publishing, Inc. 911 Paverstone Dr. – Ste. B Raleigh, NC 27615 U. S. A. Phone: (919) 847-2434 E-mail: [email protected] http://www.scitechpub.com/willisgriffi ths.htm Cover images, used with permission, clockwise from upper left: Courtesy of P. Howland and D. Maksimiuk, NATO C3 Agency; Copyright QinetiQ Ltd., 2003, all rights reserved; Courtesy of JPL/NASA/Goldstone; Courtesy of Dr. John Sahr, University of Washington; Courtesy of Dr Hugh Griffi ths, DCMT Shrivenham. Library of Congress Cataloging-in-Publication Data. Advances in bistatic radar / edited by Nicholas J. Willis, Hugh D. Griffi ths. p. cm. Includes bibliographical references. ISBN-13: 978-1-891121-48-7 (hbk. : alk. paper) ISBN-10: 1-891121-48-0 (hbk. : alk. paper) 1. Bistatic radar. I. Willis, Nicholas J., 1934- II. Griffi ths, H. (Hugh), 1956- TK6592.B57A38 2007 621.3848--dc22 2007013159 Preface When embarking on a project to edit or write a book, one has to be persuaded of the justifi cation for such an enterprise. Of course, it is ultimately satisfying and enjoyable to see the fi nished product; however, it inevitably takes more time and effort than originally foreseen. In the course of the work, one’s knowledge of the subject advances, too. But it is also necessary to be convinced that there is a need for such a book. In this case, interest in bistatic radar over the past decade has been signifi cant. We have observed that interest has varied cyclically, with a period of 15–20 years. The very fi rst radars were bistatic, until pulsed waveforms and T/R switches were invented. Interest was revived in the 1950s with semi-active homing missiles and the SPASUR system, and then died away. The second resurgence occurred in the 1970s with planetary exploration and continued with air surveillance systems and the fi rst experiments in passive bistatic radar using broadcast transmitters of opportunity. The third resurgence started in the mid-1990s and continues, with persuasive reasons. The consequences of Moore’s law mean that digital processing power, which is essential to realize practical systems, especially multistatic systems, increases inexorably. The advent of GPS solves many stressing problems of bistatic timing and synchronization. Consequently, bistatic systems may be able to address new military surveillance requirements such as the detection and tracking of low-signature targets by passive bistatic radars and of ground targets from unmanned air vehicles. And, of equal signifi cance, bistatic radar continues to be used for civil applications such as planetary surface exploration, ionospheric turbulence measurements, and three-dimensional vector wind fi eld measurements. The principal reason for this book, then, is to report recent work in this third resurgence. A second reason is that a signifi cant number of publications on systems developed in past decades have recently been declassifi ed, and can now be reported in the open literature. The book is divided into two sections: the fi rst part documents both new and resurrected information about the development, testing, and fi elding of bistatic and multistatic radar systems for military, scientifi c, and commercial use; the second part updates and publishes the previously limited bistatic clutter database and its analysis, and reports the development of (i) image focusing and motion compensation methods for bistatic SAR and (ii) adaptive cancellation methods for bistatic MTI. This book evolved from the bistatic SAR material contained herein that was fi rst proposed to SciTech Publishing by Brian Rigling as a stand-alone monograph. Subsequent SciTech-requested reviews by Nicholas Willis (author of Bistatic Radar) and Hugh Griffi ths (editor of the IET’s Special Issue on Bistatic Radar) led to the conclusion that bistatic SAR was one of many signifi cant bistatic and multistatic radar developments occurring in the third resurgence, which should logically be assembled in a full report to the radar community. Dr. Rigling graciously deferred in having his monograph subsumed by the larger effort. Thus began the search, solicitation, and confi rmation of a remarkable group of experts on the subject. With both surprise and satisfaction, we can say that the sustained efforts of authors, contributors, editors, and the publisher brought forth this book in less than two years’ time. The writing and editing of this book has been constrained by the fact that the two coeditors are separated by eight time zones, so the work has necessarily been done via the Internet and e-mail, which we can report worked splendidly. We are indebted to our families—particularly our wives, Carlaine and Morag—for their forbearance, when we may have appeared to be too Preface xiii engrossed in our work to give them the time and attention that they deserve. We thank all authors and contributors for producing their material, often to tight deadlines, and for accepting our edits with good grace. We thank the numerous people who have helped us by providing material, assisting with experimental work, and constructively reviewing early drafts of the manuscript. It is always invidious to mention individuals since we are bound to offend by omission, but we are grateful particularly to Anthony Andrews, Chris Baker, Alan Bernard, Paul Howland, Daniel O’Hagan, Marc Thomas, and M. C. Jackson, who truly codifi ed bistatic radar analysis. Finally we gratefully acknowledge the encouragement and support of SciTech’s CEO, Dudley Kay, and Chief Editor, Susan Manning, in enabling and executing this project. Hugh Griffi ths London, England Nicholas Willis Carmel, California February 2007 PUBLISHER’S NOTE: Additional fi les, errata, and commentary—including full color versions of many of the fi gures in the text—can be found at the companion website www.scitechpub.com/willisgriffi ths.htm. Contents Foreword xi Preface xii Chapter 1 Introduction 3 1.1 Defi nitions 3 1.2 Applications 3 1.3 Purpose, Scope, and a Little History 4 1.4 Summary 5 References 8 Part I Bistatic/Multistatic Radar Systems Chapter 2 History Update 10 2.1 Beginnings 10 2.2 First Resurgence 22 2.3 Second Resurgence 23 2.4 Third Resurgence 27 References 30 Chapter 3 Fluttar DEW-Line Gap-Filler 35 3.1 Background 35 3.2 Early Thoughts About a Dew Line Bistatic Gap-Filler Radar 36 3.3 Fluttar System Considerations 39 3.4 Unexpected Trouble 43 3.5 Monostatic Pulse Radar for Fence Coverage 45 3.6 Looking Back 45 References 46 Chapter 4 Missile Attack Warning 47 4.1 Introduction 47 4.2 HF–VHF/UHF Radar Relationships 47 4.3 440-L Forward-Scatter OTH Bistatic Radar 52 4.4 Sugar Tree OTH Passive Bistatic Radar 54 References 54 Chapter 5 Planetary Exploration 56 5.1 Introduction 56 5.2 Principles of Operation 61 5.3 Polarization Measurements 66 5.4 Coherent Backscatter Opposition Effect and the Search for Lunar Water Ice 69 5.5 Transient Surface Echoes at Occultation 70 viii Contents 5.6 Uplink Bistatic Radar 72 5.7 Recapitulation and Future Experiments 73 References 75 Chapter 6 Air Surveillance 78 6.1 Introduction 78 6.2 PBR Review 80 6.3 Military Utility 91 6.4 Waveforms and Interference 105 6.5 Range Performance 124 6.6 Target Location 140 6.7 Electronic Countermeasures 172 Appendix 6-A: A Review of UHF/VHF Monostatic and Bistatic Radar Cross- Section Data 180 Appendix 6-B: List of Symbols 183 References 187 Chapter 7 Ionospheric Measurements 193 7.1 Introduction 193 7.2 Field-Aligned Irregularities 194 7.3 Detection of FAI with Passive Radar 199 7.4 System Engineering Issues 204 7.5 Future Plans 208 Acknowledgements 209 References 209 Chapter 8 Wind Measurements 212 8.1 Introduction 212 8.2 Existing Radar Methods for Retrieving Vector Winds 213 8.3 System Theory 214 8.4 System Characteristics and Design Trade-Offs 216 8.5 Test Results 222 References 228 Part II Bistatic Clutter and Signal Processing Chapter 9 Clutter 230 9.1 Introduction and Summary 230 9.2 System Parameters and Properties 232 9.3 Clutter Cross-Section Per Unit Area 240 Acknowledgements 307 Appendix 9–A Aperture Diffraction Theory (Survey) 309 A.1 Summary 309 A.2 Overview 309 A.3 Analysis 310 Appendix 9–B Annotated List of Symbols 314 References 317 Contents ix Chapter 10 Spotlight Synthetic Aperture Radar 320 10.1 Bistatic Phase History Data 323 10.2 Image Resolution 328 10.3 Frequency Sample Data Collection 335 10.4 Bistatic SAR Image Formation 352 10.5 Motion Measurement Errors 370 10.6 Autofocus 385 10.7 Three-Dimensional Surface Reconstruction 410 10.8 Properties of Bistatic SAR Images 419 References 426 Chapter 11 Adaptive Moving Target Indication 432 11.1 Overview 432 11.2 Bistatic Moving Target Indication 437 11.3 Bistatic Clutter Angle–Doppler Response 449 11.4 Adaptive Bistatic Clutter Cancellation Methods 455 11.5 Bistatic STAP Performance Characteristics 469 11.6 Summary 477 References 479 Contributors 482 Index 486 1 Introduction Nicholas J. Willis 1.1 DEFINITIONS A bistatic radar is a radar that uses two antennas at separate locations, one for transmission and one for reception. Usually the transmitter and receiver accompany the antennas at these locations. A variation of the bistatic radar is the multistatic radar, which uses multiple antennas at separate locations, one antenna for transmission and multiple antennas at a different location, for reception, or vice versa. Again, transmitters or receivers can accompany the antennas. Multistatic radar can use multilateration for target state estimates (i.e., target position, velocity, and acceleration). Multilateration combines simultaneous range and/or doppler data from multiple transmitter/ receiver pairs having overlapping spatial coverage to estimate the target state without using range- dependent angle data. Bistatic (and multistatic) radars can operate with their own dedicated transmitters, which are specially designed for bistatic operation, or with transmitters of opportunity, which are designed for other purposes but can be suitable for bistatic operation. When the transmitter of opportunity is from a monostatic radar, the bistatic radar is often called a hitchhiker. When the transmitter of opportunity is from—sources other than a radar, such as a broadcast station or communications link, the bistatic radar can also be referred to as passive radar, passive coherent location, parasitic radar, and piggyback radar. In this book it is called passive bistatic radar (PBR), with piggyback radar used to refer to planetary exploration in recognition of their independent development. Finally, transmitters of opportunity in military scenarios can be designated as either cooperative or noncooperative, where cooperative denotes an allied or friendly transmitter and noncooperative denotes a hostile or neutral transmitter. PBR operations are more restricted when using the latter. 1.2 APPLICATIONS In nearly all cases of bistatic and multistatic operation, antenna separation is selected to achieve an operational, technical, or cost benefi t and is usually a signifi cant fraction of the target range. One operational benefi t is to covertly exploit a noncooperative surveillance radar transmitter for surveillance. A classic example is the German Klein-Heidelberg-Parasit hitchhiking off of the British Chain Home radars in World War II to warn of Allied bombing raids from England. A second operational benefi t is to have an air-to-ground attack aircraft hitchhike off a cooperative, standoff, monostatic radar when penetrating the radar-illuminated target area in radio frequency silence. 3 4 Introduction Other transmitters of opportunity illuminating the target area might also be exploited. Another operational benefi t is to counter retrodirective jammers and radar cross-section cancellation techniques that retransmit the incident radar signal back to the transmitter, which is now separate from the receiver. A technical benefi t is to improve target location accuracy with a multistatic radar operating in a multilateration confi guration when geometric dilution of precision conditions are favorable. Examples of two such applications are improving the accuracy of range instrumentation systems and tracking ballistic missile launches. Another technical benefi t is to combine vector wind fi eld measurements from a monostatic doppler weather radar and multiple bistatic receivers hitchhiking off of the monostatic radar to provide an accurate estimate of the full vector wind fi eld. Semiactive homing missile accuracy during endgame can also be improved by increasing the bistatic angle, which reduces target glint. Cost benefi ts include piggybacking on existing satellite data link transmitters for planetary exploration and exploiting terrestrial broadcast transmitters for ionospheric measurements, as does the Manastash Ridge Radar. Also, very high transmitter power can be provided at the lowest cost by a continuous wave (CW) transmitter, which in turn requires spatial isolation from the receiver, conveniently provided by bistatic operation. The space surveillance systems SPASUR and Graves use this approach. Finally, a combined operational, technical, and cost benefi t is to use a multistatic PBR to exploit for example, a commercial FM broadcast station for military air surveillance. This confi guration can (a) operate both covertly and in the resonance region of most air vehicles, including stealthy air vehicles, where target radar cross section is enhanced; (b) generate accurate location estimates (in two dimensions) via multilateration; and (c) eliminate the cost of the transmitter and associated equipment. However, these benefi ts come with both technical and operational limitations, which are detailed subsequently. While these types of benefi ts are both credible and useful, they remain niche applications when compared to the ubiquitous capabilities of monostatic radars, which remain the paramount method for radio detection and ranging. 1.3 PURPOSE, SCOPE, AND HISTORY The history of bistatic and multistatic radars is well documented [1–15]. However, a brief summary will be provided here to establish the purpose and scope of this book. With a nod to Christian Hülsmeyer’s early 1904 telemobilskop demonstrations, all radar observations and experiments in the 1920s and early 1930s were of the bistatic type. Many countries deployed CW bistatic radars in a fence confi guration primarily for air-defense alerting and cueing prior to and during World War II. With the advent of pulsed operation and the duplexer in the late 1930s, the monostatic radar, with its single-site operational advantage, became the confi guration of choice and all bistatic radar work ended after World War II. Since then, bistatic and multistatic radars have had periodic resurgences when a specifi c bistatic application was found attractive or when the concept was simply rediscovered. That observation was made in 1991 [12], which documented two such resurgences. The fi rst started in the 1950s, when (a) tactical semiactive homing missiles, (b) bistatic fences for air defense and ballistic missile launch warning, and (c) multistatic radars for test range instrumentation and satellite tracking were developed and deployed. Both the tactical missiles and satellite trackers remain operational. The second resurgence began in the late 1960s when data link transmitters on satellites and ground-based receivers were used for moon and planetary surface measurements in ten missions over a span of 40 years (That work is ongoing, and now includes ground-based transmitters and Summary 5 receivers on satellites.) A multistatic radar hitchhiker, called the Multistatic Measurement System, was deployed on a ballistic missile test range to improve the measurement accuracy of reentry vehicles. It was fi nally retired after signifi cant improvements were made to the monostatic radars. In contrast, other bistatic radar concepts were developed and tested, but not deployed, to counter the new, antiradiation missile and emitter locator threats. The bistatic fence was redeveloped and tested to protect high-value ground targets, but not deployed. Willis [12] then concluded the introduction to his history chapter with: This chapter details bistatic radar history in an attempt to illuminate… special, potentially worthwhile bistatic [and multistatic] applications as well as bistatic “dead ends,” and to ease the process of rediscovery in the next resurgence cycle. We are well into that next cycle, which establishes the purpose of this book: to report events in the third resurgence. These events are divided into two parts: Part 1: Bistatic/Multistatic Radar Systems, which documents both resurrected and new infor- mation about the development, testing, and fi elding of bistatic and multistatic radar sys- tems for military, scientifi c, and/or commercial use in approximate chronological order. Part 2: Bistatic Clutter and Signal Processing, which updates and publishes the previously restricted bistatic clutter database and its analysis, and reports (a) the development of autofocus and image formation methods to improve bistatic synthetic aperture radar (SAR) performance and (b) the development of adaptive cancellation methods to improve bistatic moving target indication (MTI) performance. 1.4 SUMMARY The following summarizes events occurring in the third resurgence, outlined in the table of contents. Part 1: Bistatic/Multistatic Radar Systems Chapter 2: History Update As usually happens during continuing and even intermittent radar de- velopments over many years, old information is released and new information from earlier events surfaces.1 Such is the case for bistatic radars and that information is reported by Nicholas J. Willis in this chapter as an update to Chapter 2. The update includes new information on some very old bistatic radars, including Christian Hülsmeyer’s 1904 telemobilskop, the World War II Japanese Type A fence, and the German Klein-Heidelberg-Parasit, along with some obscure British Chain Home bistatic and multistatic radar modes. Information on bistatic radars developed in the fi rst resurgence, including the AN/FPS-23 Fluttar and 440-L, has now been released and is the subject of Chapters 3 and 4. An example of bistatic glint reduction for semiactive homing missiles surfaced along with new information on bistatic radar developments in the United Kingdom and the United States during the second resurgence. Finally, all available information is summarized on bistatic radar developments during the third resurgence. Chapter 3: Fluttar DEW-Line Gap-Filler Fluttar was an experimental bistatic radar developed by MIT Lincoln Laboratory in the 1950s which led to the AN/FPS-23, the fi rst operational bistatic radar deployed by the United States. It was used in the Distant Early Warning (DEW) Line as a 1 O ften the new information surfaces after publishing a book or giving a lecture, which triggers a memory from some reader or listener. That person then approaches the author with the new data, which in turn restarts the documenta- tion cycle. This happened many times to the editors, with many thanks for the offerings.