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Denson G. Fujikawa Editor Acute Neuronal Injury The Role of Excitotoxic Programmed Cell Death Mechanisms Second Edition Acute Neuronal Injury Denson G. Fujikawa Editor Acute Neuronal Injury The Role of Excitotoxic Programmed Cell Death Mechanisms Second Edition Editor Denson G. Fujikawa Department of Neurology VA Greater Los Angeles Healthcare System North Hills, CA, USA Department of Neurology and Brain Research Institute David Geffen School of Medicine University of California at Los Angeles Los Angeles, CA, USA ISBN 978-3-319-77494-7 ISBN 978-3-319-77495-4 (eBook) https://doi.org/10.1007/978-3-319-77495-4 Library of Congress Control Number: 2018942497 © Springer International Publishing AG, part of Springer Nature 2010, 2018 This work is subject to copyright. All rights are reserved by the Publisher, whether the whole or part of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission or information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter developed. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publication does not imply, even in the absence of a specific statement, that such names are exempt from the relevant protective laws and regulations and therefore free for general use. The publisher, the authors and the editors are safe to assume that the advice and information in this book are believed to be true and accurate at the date of publication. Neither the publisher nor the authors or the editors give a warranty, express or implied, with respect to the material contained herein or for any errors or omissions that may have been made. The publisher remains neutral with regard to jurisdictional claims in published maps and institutional affiliations. Cover Caption: AIF translocation in vivo following global ischemia is prevented by overexpression of calpastatin. Representative immunofluorescence of apoptosis-inducing factor (AIF, red) from non- ischemic CA1 (a) or 72 h after global ischemia (b– d). AAV–calpastatin, a calpain inhibitory protein (c, d), or the empty vector (b) was infused 14 d before ischemia, and brain sections were double-label immunostained for AIF (red) and calpastatin overexpression (green, d). Note that the majority of CA1 neurons lost normal localization of AIF after ischemia (b, arrows), but AIF translocation was rare in calpastatin-overexpressed CA1 (c, d, arrows). Scale bars, 50 µm. (From Cao et al. 2007) Printed on acid-free paper This Springer imprint is published by the registered company Springer International Publishing AG part of Springer Nature. The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland This book is dedicated to the memory of John W. Olney, M.D. (1932–2015), the father of excitotoxicity. Introduction In the Introduction to the first edition of this book, the history behind the concept of excitotoxicity was described, from John Olney’s initial descriptions of the phenom- enon (Olney 1969, 1971; Olney et al. 1974) through subsequent studies identifying the mechanisms by which excessive glutamate release presynaptically and by rever- sal of astrocytic glutamate uptake results in postsynaptic neuronal death. A synaptic mechanism was identified in 1983 (Rothman 1983), followed by identification of calcium entry via the n-methyl-d-aspartate (NMDA) subtype of glutamate receptor (MacDermott et al. 1986) and excessive calcium entry through the NMDA receptor- operated cation channel as the mechanism by which neurons died (Choi 1987; Choi et al. 1987). Early electron-microscopic studies of neuronal death from experimen- tal cerebral ischemia (McGee-Russell et al. 1970), hypoglycemia (Auer et al. 1985a, b; Kalimo et al. 1985) and status epilepticus (Griffiths et al. 1983; Ingvar et al. 1988) showed electron-dense, shrunken neurons with pyknotic nuclei containing irregular chromatin clumps and dilated mitochondria, which the authors called “dark-cell degeneration.” These were morphologically identical to the neurons that Olney found following exposure to glutamate or its analogues. We now call these neurons “necrotic,” to differentiate them from “apoptotic” neurons (Fujikawa 2000, 2002), both of which die from different programmed mechanisms. As was emphasized in the First Edition, excitotoxicity underlies all acute neuro- nal injuries, from cerebral ischemia, traumatic CNS injury, status epilepticus and hypoglycemia (Fujikawa 2010). Excessive intracellular calcium activates the cyto- solic calcium-dependent enzymes calpain I and neuronal nitric oxide synthase (nNOS). Among other actions, calpain I is responsible for mitochondrial release of cytochrome c, apoptosis-inducing factor (AIF) and endonuclease G (endoG), and lysosomal release of cathepsins B and D and DNase II, all of which translocate to the neuronal nucleus and participate in its destruction. nNOS uses l-arginine as a substrate to form nitric oxide (NO), which reacts with superoxide (O−) to form the 2 toxic free radical peroxynitrite (ONOO−). Peroxynitrite, with other free radicals generated by mitochondria exposed to the high intracellular calcium concentration (Beal 1996), damages the plasma membrane, mitochondrial and lysosomal mem- branes and causes double-stranded nuclear DNA cleavage. vii viii Introduction The nuclear DNA repair enzyme poly(ADP-ribose) polymerase-1 (PARP-1) pro- duces poly(ADP-ribose) (PAR) polymers to repair DNA double-strand breaks, and excess PAR polymers exit nuclei and translocate to mitochondria membranes, where they, in addition to calpain I, trigger the exit of AIF from mitochondrial mem- branes to neuronal nuclei (Andrabi et al. 2006; Yu et al. 2006), where it recruits migration inhibitory factor (MIF), a PARP-1-dependent, AIF-associated nuclease (PAAN) to the nucleus, where MIF cleaves single-stranded DNA into large-scale DNA fragments (Wang et al. 2016). Ted and Valina Dawson in their chapter provide details of the PARP-1 pathway. Two new areas are covered in the current edition: the role of extra-synaptic NMDA receptors in excitotoxic necrosis and a separate necrotic pathway uncovered by inhibition of caspase-8 in vitro: necroptosis. The first topic was first described 14 years ago (Hardingham and Bading 2002) but was not covered in the first edition of the book. Evidence was put forth that it is extra-synaptic NMDA receptors that are responsible for excitotoxicity by inhibiting cAMP-response element binding protein (CREB) activity and brain-derived neurotrophic factor (BDNF) gene expres- sion, whereas synaptic NMDA receptors did the opposite and actually provides a neuroprotective effect that is overwhelmed by extra-synaptic NMDA-receptor acti- vation (Hardingham and Bading 2002). Dr. Michel Baudry in his chapter reinforces this concept and gives evidence that calpain I (also known as μ-calpain) is activated by synaptic NMDA receptors, whereas calpain II (also known as m-calpain) is acti- vated by extra-synaptic NMDA receptors. On the other hand, Dr. Jun Chen’s group in their chapter of the First Edition provided evidence that calpain I activation acti- vates AIF by cleaving it in the mitochondrial membrane, which results in its exit from the mitochondrial membrane and translocation to neuronal nuclei; they have updated their chapter for this edition. In recent years another necrotic pathway has been described, which has been dubbed “necroptosis” (Degterev et al. 2005). In cell culture, after inhibition of cas- pases with a broad-spectrum caspase inhibitor (z-VAD.fmk), investigators have found that cells subjected to a lethal insult had a necrotic morphology, and that the pathway involved three key proteins: receptor-interacting protein 1 and 3 (RIP1 and RIP3; also known as RIP1 kinase and RIP3 kinase) and mixed lineage kinase domain-like protein (MLKL) (Degterev et al. 2008; Sun et al. 2012). This pathway has been shown to occur in vivo in cerebral ischemia (Yin et al. 2015; Miao et al. 2015; Xu et al. 2016; Vieira et al. 2014) and traumatic brain injury (Liu et al. 2016). Drs. Vieira and Carvalho in their chapter provide evidence that oxygen-glucose deprivation (OGD) of hippocampal neurons in vitro and transient global cerebral ischemia (TGCI) in vivo up-regulate RIP3 and induce necroptotic neuronal necro- sis. Overexpression of RIP3 worsened and knock-down of RIP3 reduced necropto- sis in OGD. Dr. Tao in his chapter shows that the necroptotic pathway is activated following traumatic brain injury and that Necrostatin-1 (Nec-1), a RIP1 inhibitor, is neuroprotective. If both the excitotoxic and necroptotic pathways are activated following acute neuronal injury, do each contribute separately to neuronal necrosis, producing an additive effect, or are there interactions between the two, and if so, what are they Introduction ix and what is the outcome? The non-competitive NMDA-receptor antagonist MK-801 and the nNOS inhibitor 7-nitroindazole both reduced RIP3 nitrosylation and neuro- nal necrosis in the hippocampal CA1 region following TGCI (Miao et al. 2015). On the other hand, cathepsin B release from lysosomes, which occurs in excitotoxicity, was reduced by Nec-1 following TGCI (Yin et al. 2015). So there appears to be cross-talk between the two programmed necrotic pathways. Further interactions between the two pathways and their consequences will undoubtedly be elucidated in future research. Department of Neurology Denson G. Fujikawa VA Greater Los Angeles Healthcare System North Hills, CA, USA Department of Neurology and Brain Research Institute David Geffen School of Medicine, University of California at Los Angeles Los Angeles, CA, USA References Andrabi SA, Kim S-W, Wang H, Koh DW, Sasaki M, Klaus JA, Otsuka T, Zhang Z, Koehler RC, Hurn PD, Poirier GG, Dawson VL, Dawson TM (2006) Poly(ADP-ribose) (PAR) polymer is a death signal. Proc Natl Acad Sci U S A 103:18308–18313 Auer RN, Kalimo H, Olsson Y, Siesjo BK (1985a) The temporal evolution of hypoglycemic brain damage. II. Light- and electron-microscopic findings in the hippocampal gyrus and subiculum of the rat. Acta Neuropathol 67(1–2):25–36 Auer RN, Kalimo H, Olsson Y, Siesjo BK (1985b) The temporal evolution of hypoglycemic brain damage. I. Light- and electron-microscopic findings in the rat cerebral cortex. Acta Neuropathol 67(1–2):13–24 Beal MF (1996) Mitochondria free radicals, and neurodegeneration. Curr Opin Neurobiol 6(5):661–666 Choi DW (1987) Ionic dependence of glutamate neurotoxicity. J Neurosci 7(2):369–379 Choi DW, Maulucci-Gedde M, Kriegstein AR (1987) Glutamate neurotoxicity in cortical cell cul- ture. J Neurosci 7(2):357–368 Degterev A, Huang Z, Boyce M, Li Y, Jagtap P, Mizushima N, Cuny GD, Mitchison TJ, Moskowitz MA, Yuan J (2005) Chemical inhibitor of nonapoptotic cell death with therapeutic potential for ischemic brain injury. Nat Chem Biol 1(2):112–119. https://doi.org/10.1038/nchembio711 Degterev A, Hitomi J, Germscheid M, Ch’en IL, Korkina O, Teng X, Abbott D, Cuny GD, Yuan C, Wagner G, Hedrick SM, Gerber SA, Lugovskoy A, Yuan J (2008) Identification of RIP1 kinase as a specific cellular target of necrostatins. Nat Chem Biol 4(5):313–321. https://doi. org/10.1038/nchembio.83 Fujikawa DG (2000) Confusion between neuronal apoptosis and activation of programmed cell death mechanisms in acute necrotic insults. Trends Neurosci 23:410–411 Fujikawa DG (2002) Apoptosis: ignoring morphology and focusing on biochemical mechanisms will not eliminate confusion. Trends Pharmacol Sci 23:309–310 x Introduction Fujikawa DG (ed) (2010) Acute neuronal injury: the role of excitotoxic programmed cell death mechanisms. Springer, New York, p 306 Griffiths T, Evans M, Meldrum BS (1983) Intracellular calcium accumulation in rat hippocampus during seizures induced by bicuculline or L-allylglycine. Neuroscience 10:385–395 Hardingham GE, Bading H (2002) Coupling of extrasynaptic NMDA receptors to a CREB shut-off pathway is developmentally regulated. Biochim Biophys Acta 1600(1–2):148–153 Ingvar M, Morgan PF, Auer RN (1988) The nature and timing of excitotoxic neuronal necrosis in the cerebral cortex, hippocampus and thalamus due to flurothyl-induced status epilepticus. Acta Neuropathol 75:362–369 Kalimo H, Auer RN, Siesjo BK (1985) The temporal evolution of hypoglycemic brain dam- age. III. Light and electron microscopic findings in the rat caudoputamen. Acta Neuropathol 67(1–2):37–50 Liu T, Zhao DX, Cui H, Chen L, Bao YH, Wang Y, Jiang JY (2016) Therapeutic hypothermia attenuates tissue damage and cytokine expression after traumatic brain injury by inhibiting necroptosis in the rat. Sci Rep 6:24547. https://doi.org/10.1038/srep24547 MacDermott AB, Mayer ML, Westbrook GL, Smith SJ, Barker JL (1986) NMDA-receptor acti- vation increases cytoplasmic calcium concentration in cultured spinal cord neurones. Nature 321(6069):519–522 McGee-Russell SM, Brown AW, Brierley JB (1970) A combined light and electron microscope study of early anoxic-ischaemic cell change in rat brain. Brain Res 20(2):193–200 Miao W, Qu Z, Shi K, Zhang D, Zong Y, Zhang G, Zhang G, Hu S (2015) RIP3 S-nitrosylation contributes to cerebral ischemic neuronal injury. Brain Res 1627:165–176. https://doi. org/10.1016/j.brainres.2015.08.020 Olney JW (1969) Brain lesions, obesity and other disturbances in mice treated with monosodium glutamate. Science 164:719–721 Olney JW (1971) Glutamate-induced neuronal necrosis in the infant mouse hypothalamus. An electron microscopic study. J Neuropathol Exp Neurol 30(1):75–90 Olney JW, Rhee V, Ho OL (1974) Kainic acid: a powerful neurotoxic analogue of glutamate. Brain Res 77(3):507–512 Rothman SM (1983) Synaptic activity mediates death of hypoxic neurons. Science 220:536–537 Sun L, Wang H, Wang Z, He S, Chen S, Liao D, Wang L, Yan J, Liu W, Lei X, Wang X (2012) Mixed lineage kinase domain-like protein mediates necrosis signaling downstream of RIP3 kinase. Cell 148(1–2):213–227. https://doi.org/10.1016/j.cell.2011.11.031 Vieira M, Fernandes J, Carreto L, Anuncibay-Soto B, Santos M, Han J, Fernandez-Lopez A, Duarte CB, Carvalho AL, Santos AE (2014) Ischemic insults induce necroptotic cell death in hippocampal neurons through the up-regulation of endogenous RIP3. Neurobiol Dis 68:26–36. https://doi.org/10.1016/j.nbd.2014.04.002 Wang Y, An R, Umanah GK, Park H, Nambiar K, Eacker SM, Kim BW, Bao L, Harraz MM, Chang C, Chen R, Wang JE, Kam T-I, Jeong JS, Xie Z, Neifert S, Qian J, Andrabi SA, Blackshaw S, Zhu H, Song H, Ming G-H, Dawson VL, Dawson TM (2016) A nuclease that mediates cell death induced by DNA damage and poly(ADP-ribose) polymerase-1. Science 354(6308):aad6872-1-13 Xu Y, Wang J, Song X, Qu L, Wei R, He F, Wang K, Luo B (2016) RIP3 induces ischemic neuro- nal DNA degradation and programmed necrosis in rat via AIF. Sci Rep 6:29362. https://doi. org/10.1038/srep29362 Yin B, Xu Y, Wei RL, He F, Luo BY, Wang JY (2015) Inhibition of receptor-interacting protein 3 upregulation and nuclear translocation involved in Necrostatin-1 protection against hippo- campal neuronal programmed necrosis induced by ischemia/reperfusion injury. Brain Res 1609:63–71. https://doi.org/10.1016/j.brainres.2015.03.024 Yu S-W, Andrabi SA, Wang H, Kim NS, Poirier GG, Dawson TM, Dawson VL (2006) Apoptosis- inducing factor mediates poly(ADP-ribose) (PAR) polymer-induced cell death. Proc Natl Acad Sci U S A 103:18314–18319 Contents Part I G eneral Considerations 1 Excitotoxic Programmed Cell Death Involves Caspase-Independent Mechanisms . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 Ted M. Dawson and Valina L. Dawson 2 To Survive or to Die: How Neurons Deal with it . . . . . . . . . . . . . . . . . 19 Yubin Wang, Xiaoning Bi, and Michel Baudry Part II T raumatic Brain Injury 3 Oxidative Damage Mechanisms in Traumatic Brain Injury and Antioxidant Neuroprotective Approaches . . . . . . . 39 Edward D. Hall, Indrapal N. Singh, and John E. Cebak 4 Mitochondrial Damage in Traumatic CNS Injury. . . . . . . . . . . . . . . . 63 W. Brad Hubbard, Laurie M. Davis, and Patrick G. Sullivan 5 Neuroprotective Agents Target Molecular Mechanisms of Programmed Cell Death After Traumatic Brain Injury . . . . . . . . . 83 Lu-Yang Tao Part III Focal Cerebral Ischemia 6 Involvement of Apoptosis-Inducing Factor (AIF) in Neuronal Cell Death Following Cerebral Ischemia . . . . . . . . . . . . . 103 Nikolaus Plesnila and Carsten Culmsee Part IV Transient Global Cerebral Ischemia 7 Apoptosis-Inducing Factor Translocation to Nuclei After Transient Global Ischemia . . . . . . . . . . . . . . . . . . . . . . 117 Yang Sun, Tuo Yang, Jessica Zhang, Armando P. Signore, Guodong Cao, Jun Chen, and Feng Zhang xi

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