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Springer Theses Recognizing Outstanding Ph.D. Research Max García Melchor A Theoretical Study of Pd-Catalyzed C–C Cross-Coupling Reactions Springer Theses Recognizing Outstanding Ph.D. Research For furthervolumes: http://www.springer.com/series/8790 Aims and Scope The series ‘‘Springer Theses’’ brings together a selection of the very best Ph.D. theses from around the world and across the physical sciences. Nominated and endorsed by two recognized specialists, each published volume has been selected for its scientific excellence and the high impact of its contents for the pertinent fieldofresearch.Forgreateraccessibilitytonon-specialists,thepublishedversions includeanextendedintroduction,aswellasaforewordbythestudent’ssupervisor explaining the special relevance of the work for the field. As a whole, the series will provide a valuable resource both for newcomers to the research fields described, and for other scientists seeking detailed background information on specialquestions.Finally,itprovidesanaccrediteddocumentationofthevaluable contributions made by today’s younger generation of scientists. Theses are accepted into the series by invited nomination only and must fulfill all of the following criteria • They must be written in good English. • ThetopicshouldfallwithintheconfinesofChemistry,Physics,EarthSciences, Engineering andrelatedinterdisciplinaryfieldssuchasMaterials, Nanoscience, Chemical Engineering, Complex Systems and Biophysics. • The work reported in the thesis must represent a significant scientific advance. • Ifthethesisincludespreviouslypublishedmaterial,permissiontoreproducethis must be gained from the respective copyright holder. • They must have been examined and passed during the 12 months prior to nomination. • Each thesis should include a foreword by the supervisor outlining the signifi- cance of its content. • The theses should have a clearly defined structure including an introduction accessible to scientists not expert in that particular field. Max García Melchor A Theoretical Study of Pd-Catalyzed C–C Cross-Coupling Reactions Doctoral Thesis accepted by the Autonomous University of Barcelona, Spain 123 Author Supervisors Dr. MaxGarcía Melchor Prof.AgustíLledós Department of Chemistry Prof.GregoriUjaque Autonomous Universityof Barcelona Department of Chemistry Edifici Cn, 08193Cerdanyola delVallès Autonomous Universityof Barcelona Spain Edifici Cn, 08193Cerdanyola delVallès Spain ISSN 2190-5053 ISSN 2190-5061 (electronic) ISBN 978-3-319-01489-0 ISBN 978-3-319-01490-6 (eBook) DOI 10.1007/978-3-319-01490-6 SpringerChamHeidelbergNewYorkDordrechtLondon LibraryofCongressControlNumber:2013944549 (cid:2)SpringerInternationalPublishingSwitzerland2013 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpartof the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation,broadcasting,reproductiononmicrofilmsorinanyotherphysicalway,andtransmissionor informationstorageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilar methodology now known or hereafter developed. Exempted from this legal reservation are brief excerpts in connection with reviews or scholarly analysis or material supplied specifically for the purposeofbeingenteredandexecutedonacomputersystem,forexclusiveusebythepurchaserofthe work. Duplication of this publication or parts thereof is permitted only under the provisions of theCopyright Law of the Publisher’s location, in its current version, and permission for use must always be obtained from Springer. Permissions for use may be obtained through RightsLink at the CopyrightClearanceCenter.ViolationsareliabletoprosecutionundertherespectiveCopyrightLaw. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publicationdoesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexempt fromtherelevantprotectivelawsandregulationsandthereforefreeforgeneraluse. While the advice and information in this book are believed to be true and accurate at the date of publication,neithertheauthorsnortheeditorsnorthepublishercanacceptanylegalresponsibilityfor anyerrorsoromissionsthatmaybemade.Thepublishermakesnowarranty,expressorimplied,with respecttothematerialcontainedherein. Printedonacid-freepaper SpringerispartofSpringerScience+BusinessMedia(www.springer.com) Parts of this thesis have been published in the following journal articles: 1) B. Fuentes, M. García-Melchor, J. A. Casares, G. Ujaque, A. Lledós, F. Maseras, P. Espinet. ‘‘Palladium Roundtrip in the Negishi Coupling of trans- [PdMeCl(PMePh ) ] with ZnMeCl: Experimental and DFT Study of the 2 2 Transmetalation Step’’. Chem. Eur. J. 2010, 16, 8596–8599. 2) M. García-Melchor, G. Ujaque, F. Maseras, A. Lledós. In ‘‘Phosphorus Compounds: Advanced Tools in Catalysis and Material Sciences’’. Series: Catalysis by Metal Complexes (CMCO), M. Peruzzini, L. Gonsalvi, Eds., Springer-Verlag (Berlin): 2011, Vol. 37, Chapter 3, pp 57–84. 3) M. García-Melchor, B. Fuentes, A. Lledós, J. A. Casares, G. Ujaque, P. Espinet. ‘‘Cationic intermediates in the Pd-Catalyzed Negishi Coupling. Kinetic and DFT Study of Alternative Transmetalation pathways in the Me- Me Coupling of ZnMe and trans-[PdMeCl(PMePh ) ]’’. J. Am. Chem. Soc. 2 2 2 2011, 133, 13519–13526. 4) M. García-Melchor, M. C. Pacheco, C. Nájera, G. Ujaque, A. Lledós. ‘‘Mechanistic Exploration of the Pd-Catalyzed Copper-Free Sonogashira Reaction’’. ACS Catal. 2012, 2, 135–144. 5) M. García-Melchor, X. Solans-Monfort, G. Ujaque. In Comprehensive Coordination Chemistry-II, J. Reedijk, K. Poeppelmeier, Eds., Elsevier: 2013, Vol. 9, Chapter 9.32. In press. 6) M. García-Melchor, A. A. C. Braga, A. Lledós, G. Ujaque, F. Maseras. ‘‘Computational Perspective on Pd-Catalyzed C-C Cross-Coupling Reaction Mechanisms’’. Acc. Chem. Res. 2013. doi:10.1021/ar400080r. Dedicated to Rosa, Emma and the rest of my family Supervisors’ Foreword Pd-catalyzed C–C cross-coupling reactions have become one of the most useful tools for organic synthesis. Their development was recognized with the Nobel Prize in Chemistry in 2010 awarded to Profs. R. F. Heck, E. Negishi, and A. Suzuki. Applications of these reactions are found in several fields of social interest as agrochemicals, pharmaceuticals, etc. These reactions can be classified depending on the metal or semi-metal present in the nucleophile. For instance, Stille reaction is tin-mediated, Negishi zinc-mediated, etc. The reaction mecha- nismisgenerallydescribedinthreesteps:oxidativeaddition,transmetalation,and reductive elimination. A deeper understanding of reaction mechanisms is man- datorytocontrolandimprovechemicalprocesses.InthepresentPh.D.dissertation theoretical calculations have been used to determine, elucidate, and propose mechanisms for Pd-catalyzed C–C cross-coupling reactions. Reaction intermedi- atesandtransitionstatesinvolvedintheNegishi,thecopper-freeSonogashira,and theasymmetricversionoftheSuzukicouplinghavebeencharacterized,providing a detailed picture of their reaction mechanisms. These results can guide further experimental investigations. Cerdanyola del Vallès, May 2013 Prof. Agustí Lledós Prof. Gregori Ujaque ix Acknowledgments Nomansucceedswithoutagoodwomanbehindhim. Wifeormother,ifitisboth,heistwiceblessedindeed. HaroldMacMillan First of all, I would like to thank all those who have supported me, in one or anotherway,duringthecourseofthisPh.D.thesisandwhohavemadeitpossible. Inparticular,IwouldliketothankmyPh.D.supervisors,Profs.AgustíLledósand Gregori Ujaque, for introducing me to the exciting world of Research and their supportandguidanceduringthisperiod.Ialsosincerelythankallmyfriendsfrom the Chemistry Department at the Universitat Autònoma de Barcelona, especially Carles, Aleix, Sergi, Salva, Laia, Manu, Eli, Víctor, Rosa, Fede, Iker, Jacob and Fran,andmyfriendsfromoutsidethedepartment,MaJosé,Manel,Fer,José,and Jessy. I am also very grateful to all our experimental collaborators for their contri- bution to this thesis, notably Profs. Pablo Espinet and Juan A. Casares from the UniversidaddeValladolid,Prof.CarmenNájerafromtheUniversidaddeAlicante, andProfs.RosarioFernándezandJ.M.LassalettafromtheUniversidaddeSevilla and the CSIC de Sevilla, respectively.I also thank Prof. TomWoo and Dr. Serge Gorelsky from the University of Ottawa for all the things they taught me during my short stay in Canada. I would also like to thank the Universitat Autònoma de Barcelona for a UAB- PIF scholarship, and the Catalan Government for the 2009-BE1–00326 travel scholarship that made possible my short stay in the research group of Prof. Tom Woo at the University of Ottawa. Finally,Iwouldliketothankthemostimportantpeopleinmylife,myfamily, because without them nothing could be possible. xi Contents 1 General Introduction. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1.1 Catalysis. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1.1.1 Origin and Basic Concepts. . . . . . . . . . . . . . . . . . . . . . 1 1.1.2 Transition State Stabilization . . . . . . . . . . . . . . . . . . . . 2 1.1.3 The Catalytic Cycle. . . . . . . . . . . . . . . . . . . . . . . . . . . 3 1.1.4 Quantification of the Activity and Efficiency of Catalytic Processes . . . . . . . . . . . . . . . . . . . . . . . . . 4 1.2 C–C Cross-Coupling Reactions. . . . . . . . . . . . . . . . . . . . . . . . 7 1.2.1 What Are C–C Cross-Coupling Reactions? . . . . . . . . . . 7 1.2.2 The Catalytic Cycle. . . . . . . . . . . . . . . . . . . . . . . . . . . 9 1.2.3 Oxidative Addition . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 1.2.4 Transmetalation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16 1.2.5 Reductive Elimination. . . . . . . . . . . . . . . . . . . . . . . . . 19 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25 2 Computational Methods. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29 2.1 Quantum Mechanics Basis . . . . . . . . . . . . . . . . . . . . . . . . . . . 30 2.1.1 Origin and Basic Concepts. . . . . . . . . . . . . . . . . . . . . . 30 2.1.2 The Schrödinger Equation . . . . . . . . . . . . . . . . . . . . . . 31 2.2 Theory Applied to Reactivity . . . . . . . . . . . . . . . . . . . . . . . . . 32 2.2.1 The Born-Oppenheimer Approximation and the Concept of Electronic Structure. . . . . . . . . . . . . . . . . . . . . . . . . 33 2.2.2 The Potential Energy Surface (PES) . . . . . . . . . . . . . . . 34 2.2.3 Approximate Resolution of the Schrödinger Equation . . . 37 2.3 The Density Functional Theory (DFT). . . . . . . . . . . . . . . . . . . 37 2.3.1 The Hohenberg-Kohn Theorems. . . . . . . . . . . . . . . . . . 38 2.3.2 The Kohn-Sham Method . . . . . . . . . . . . . . . . . . . . . . . 40 2.3.3 Exchange-Correlation Functionals. . . . . . . . . . . . . . . . . 44 2.3.4 Self-Interaction Error. . . . . . . . . . . . . . . . . . . . . . . . . . 51 2.4 Computation of Solvent Effects. . . . . . . . . . . . . . . . . . . . . . . . 52 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53 xiii

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