A no-go theorem for theories that decohere to quantum mechanics Ciar´an M. Lee1,∗ and John H. Selby2,3,† 1Department of Physics and Astronomy, University College London, Gower Street, London WC1E 6BT, UK 2University of Oxford, Department of Computer Science, Wolfson Building, Parks Road, Oxford OX1 3QD, UK. 3Imperial College London, London SW7 2AZ, UK. Quantumtheoryisthemostexperimentallyverifiedphysicaltheoryinthehistoryofscience. Yet it may be the case that quantum theory is only an effective description of the world, in the same way that classical physics is an effective description of the quantum world. In this work we ask whether there can exist an operationally-defined theory superseding quantum theory, but which reducestoquantumtheoryviaadecoherence-likemechanism. Weprovethatnosuchpost-quantum 7 theory can exist if it is demanded that it satisfies two natural physical principles, causality and 1 0 purification. Here, causality formalises the statement that information propagates from present to 2 future,andpurificationthateachstateofincompleteinformationarisesinanessentiallyuniqueway due to lack of information about an environment system. Hence, our result can either be viewed n as a justification of why thefundamental theory of Nature is quantum,or as showing in a rigorous a manner that any post-quantum theory must abandon the principle of causality, the principle of J purification, or both. 5 2 In 1903 Michelson wrote “The more important funda- hyperdecoherencemechanism. Here,causalityformalises ] h mental laws and facts of physical science have all been the statement that information propagates from present p discovered, and these are so firmly established that the to future, and purification that each state of incomplete - possibilityoftheireverbeingsupplantedinconsequenceof information arises in an essentially unique way due to a t n new discoveries is exceedingly remote” [Mic03]. Within lack of information about some larger environment sys- a two years Einstein had proposed the photoelectric effect tem. Inasense,purificationcanbethoughtofasastate- u [Ein05] and within thirty quantum theory was an estab- mentof“objectiveuncertainty”;anymissinginformation q lished field of scientific research. This new science rev- aboutthestateofagivensystemcanalwaysbeaccounted [ olutionised our understanding of the physical world and forbyconsideringitaspartofalargersystem. Ourresult 1 brought with it a litany of classically counter-intuitive can either be viewed as a justification of why the funda- v featuressuchassuperposition,entanglement,andfunda- mental theory of Nature is quantum, or as highlighting 9 mental uncertainty. the ways in which any post-quantum theory must radi- 4 cally depart from a quantum description of the world. 4 Today, quantum theory is the most accurately tested 7 theory of Nature in the history of science. Yet, just as 0 I. DECOHERENCE for Michelson, it may turn out to be the case that quan- . 1 tum theory is only an effective description of our world. 0 There may be some more fundamental theory yet to be One of the standard descriptions of the quantum to 7 discovered that is as radical a departure from quantum classical transition is environment-induced decoherence 1 theory as quantum was from classical. If such a theory [Zur03]. In this description, a quantum system inter- : v exists, there should be some mechanism by which effects actsdeterministicallywithsomeenvironmentsystem,af- Xi of this theory are suppressed, explaining why quantum ter which the environment is discarded, leading to a loss theory is a good effective description of Nature. This of information. This procedure formalises the idea of a r a would be analogous to decoherence, which both sup- quantum system irretrievably losing information to an presses quantum effects and gives rise to the classical environment, leading to an effective classical description world [JZK+13, Zur03]. As such, we call such a mecha- of the decohered system. The decoherence process can nism hyperdecoherence [48]. be viewed as inducing a completely positive trace pre- We formalise such a hyperdecoherence mechanism serving map on the original quantum system, which is within a broadframework of operationally-definedphys- termed the decoherence map. ical theories by generalisingthe key features of quantum Aconcreteexampleservestoillustratethekeyfeatures to classical decoherence. Using this we prove a no-go ofthismap. Considerthefollowingreversibleinteraction result: there is no operationally-defined theory that sat- with an environment: U = Pi|iihi|⊗πi, where {|ii} is isfies two natural physical principles, causality and pu- thecomputationalbasisandπi isaunitarywhichactson rification, and which reduces to quantum theory via a the environment system as πi|0i = |ii, ∀ i,. Switching to the density matrix formalism, the decoherence map arising from the above interaction corresponds to ∗Electronicaddress: [email protected] D(ρ)=Tr Uρ⊗|0ih0| U† = hi|ρ|ii|iihi|, †Electronicaddress: [email protected] E(cid:0) E (cid:1) X i 2 where ρ is the input quantum state. Hence, in this con- some number of inputs and outputs, and one can intu- crete setting, D is a de-phasing map. itivelythinkofsystems aspassingbetweentheinputand It is clear that D(ρ) will always be diagonal in the outputs of a given process. Systems are labelled by dif- {|ii} basis, regardless of the input. Hence, as they ferent types A,B,.... have no coherences between distinct elements of {|ii}, Processes can be connected together to form experi- the states D(ρ) correspond to classical probability dis- ments, for example: tributions. In fact, the entirety of classical probability theory—corresponding to probability distributions over B g classical outcomes, stochastic maps acting on said dis- C A tributions, and measurements allowing one to read off h f D the probabilities of different possible outcomes—can be D seentoarisefromquantumtheorybyapplyingDtoden- A i sity matrices ρ as D(ρ), completely positive trace pre- serving maps E as D(E(D(·))), and POVM elements M This wiring together of processes must satisfy two con- as Tr(MD(·)). In this manner, one can consider clas- ditions: firstly, system types must match, and secondly, sical probability theory to be a sub-theory of quantum no cycles can be created. The relevant data for a partic- theory—meaningthatapplyingstochasticmapstoprob- ular diagram is just the connectivity: which outputs are abilitydistributionsresultsinprobabilitydistributions— connected to which inputs and the ordering of the free where D is the map restricting quantum theory to the inputs and outputs. Any diagrams formed in this way classical sub-theory. must also correspond to a valid process in the theory. There are three key features of the decoherence map Onecanthink ofthediagramsformedbyconnectingdif- that we will use to define our hyper-decoherence map in ferent processes as akin to circuits drawn in the field of section III: quantum computation. Processes with no inputs are known as states— 1. Itistracepreserving,correspondingtothefactthat corresponding to density matrices in quantum theory— it is a deterministic process. those with no outputs effects—corresponding to POVM elements in quantum theory, and those having both 2. It is idempotent, meaning inputs and outputs transformations—corresponding to D(D(ρ))=D(ρ), for all ρ. completely positive trace non-increasing maps in quan- tum theory. When the diagramrepresentingthe connec- Thiscorrespondsto the intuitive factthatclassical tions of processes in an experiment has no free inputs systems have no more coherence ‘to lose’. or outputs, we associate it to the probability that all of these processes occur when the experiment is run, for 3. IfD(ρ)isapureclassicalstate,i.e. D(ρ)=|iihi|for example: somei,thenitisclearlyalsoapurequantumstate. This is a consequence of the fact that decoherence g arises from an irretrievable loss of information to A C an environment and if the state that results from D h := Pr(f,g,h,i) this procedure is a state of maximal information, f D then no information can have been lost to the en- i vironment. Thereare thentwo naturalassumptions thatwe make II. GENERALISED THEORIES for theories within this framework. The first is tomog- raphy: if two processes give the same probabilities in all To begin to make progress on the question raised at experiments, then they are the same process. That is: the start of this paper, we need to be able to describe f =g ⇐⇒ ∀X, Pr(f,X)=Pr(g,X) theories other than quantum and classical theory in a consistent manner. This calls for a broad framework whereX isanydiagramwhich,whencomposedwithf or that candescribe anyconceivable and well-definedphys- g, has no free inputs and outputs. The secondis convex- ical theory. The framework we present here is based ity: given a collection of processes with the same inputs on [CK16, CDP10, Har11, LB15][49] and takes the view andoutputs,itispossibletoobtainaprocesscorrespond- that, ultimately, any physical theory is going to be ex- ing to a convex combination of these, defined by plored by experiments, and so must have an operational description in terms of these experiments. A theory in h= p f ⇐⇒ ∀X, Pr(h,X)= p Pr(f ,X) this frameworkcanthereforebe describedas acollection X i i X i i i i of processes, each of which corresponds to a particular outcome occurringina single use ofa piece of labequip- where p defines a probability distribution (i.e. p ∈ R+ i i ment in some experiment. In general, each process has and p = 1). Convexity allows us to define purity of Pi i 3 states. A state is pure if it is not a convex combination The purification principle, in conjunction with an- of other distinct states. othernaturalprinciples,impliesmanyquantuminforma- Inwhatfollows,wewillrequireourpost-quantumthe- tion processing [CDP10] and computational primitives ory to satisfy two natural physical principles, causality [LS16b]. Examples include teleportation, no informa- andpurification, whichwerefirstintroducedin[CDP10]. tion without disturbance, no-bit commitment [CDP10], A process is deterministic if the piece of lab equipment and the existence of reversible controlled transforma- it corresponds to only has one possible outcome. tions. Moreover,purification also leads to a well-defined Causality [CDP10]: For each system of type A, notion of thermodynamics [CS15b, CS16a, CS16b]. there exists a unique deterministic effect, denoted as A III. HYPERDECOHERENCE In section I, the quantum to classical transition was This may seem like a somewhat odd definition for modelledbyadecoherencemaprestrictingquantumsys- causality, however it can be shown to be equivalent to temstoclassicalones. Wecananalogouslymodelapost- the statement that future measurement choices do not quantum to quantum transition with a hyperdecoherence effect current experiments [CDP10]. It also implies the map,representeddiagrammaticallyby ,whichrestricts nosuperluminalsignallingprinciple[Coe14]andprovides a unique definition of marginalisation for multi-system post-quantum systems—described by a generalised the- states. A process f is said to be causal if oryfromsectionII—toquantumones. Wenowadaptthe three key features of decoherence outlined at the end of A section I to this general setting, ending this section with f = B a formal definition of a post-quantum theory. B As in the quantum to classical transition, we think of thishyperdecoherencemapasarisingviasomedetermin- Inquantumtheorytheuniquedeterministiceffectispro- isticinteractionwithanenvironmentsystem,afterwhich videdbythe(partial)traceandsocausaltransformations the environment is discarded by marginalising with the are precisely those that are trace preserving. It can be unique deterministic effect. Hence, as with standard de- shown for general theories [CS15b] that both reversible coherence, hyperdecoherence can be thought of as an ir- and deterministic transformations are causal. retrievable loss of information to an environment. As Purification [CDP10]: For every state on a given deterministic processesare causal,the hyperdecoherence system A, there exists a pure bipartite state on some map should be causal: composite systemAB, suchthat the originalstate arises as a marginalisation of this pure bipartite state: = A A B This is the analogueof point 1 from the end of sectionI. = . ρ ψ Moreover, hyperdecohering twice should be the same as hyperdecohering once, as the hyperdecohered system Here,ψissaidtopurify ρ. Moreover,anytwopurestates has no more ‘post-quantum-coherence’ to ‘lose’. Hence ψ andψ′ onthesamecompositesystemwhichpurifythe this map should be idempotent: same state are connected by a reversible transformation = A B A B R B This is the analogueof point 2 from the end of sectionI. = ψ′ ψ AswasthecaseforclassicaltheoryinsectionI,onecan constructtheentiretyofquantumtheoryasasub-theory If one considers a pure state to be a state of maximal of the post-quantum theory by appropriately applying information, then the purification principle formalises to states, transformations, and effects from the post- the statement that each state of incomplete information quantum theory. That is, density matrices, completely arisesin anessentially unique waydue to a lack ofinfor- positivetracenon-increasingmaps,andPOVMelements mation about a larger environment system. In a sense, correspond to purification can be thought of as a statement of “infor- mationconservation”;anymissinginformationaboutthe B A stateofagivensystemcanalwaysbetracedbacktolack e of information of some environment system. Or, more A , T , A succinctly: information can only be discarded, not de- s A stroyed [CS15a]. A 4 Hence—as is idempotent—quantum states, transfor- left invariant as well—due to the fact that they can be mations, and effects are those left invariant by the hy- steered to using a quantum state. Hence, for each sys- perdecoherence map. tem, the hyperdecoherence map must be the identity, a One can define a notion of purity relative to the sub- contradiction. theoryconstructedviatheaboveprocedure. Astatefrom For ease of exposition, diagrammatic notation will be the sub-theory is pure in the sub-theory if it cannot be usedthroughouttheproof. Notethatitcanalternatively written as a convex combinationof other states from the be written using standard algebraic notation. For con- sub-theory. Note that a state which is pure in the sub- venience we denote quantum states with a subscript q. theory may not be pure in the full post-quantumtheory, Givena bipartite quantumstate ψq, it can be written as asastatethatcannotbewrittenasaconvexcombination opfossatabtleesafsroamcothnevesxubc-otmheboirnyatmioanyotfursntaotuestltyoinbge oduectsoimde- ψq = Pij rij φφiqiq χφiqjq rij ∈R. the sub-theory. Ashyperdecoherencearisesfromanirre- trievablelossofinformationtoanenvironment,ifastate Idempotence of the hyperdecoherence map then gives resulting from this process is a state of maximal infor- mation, then no information can have been lost to the estnavtiersonimnetnhte. sWube-ftohremoraylisaertehpisubreyidnemthaendpionsgt-tqhuaatnptuurme ψq = Pij rij φφiqiq χφiqjq = ψq (1) theory. This is the analogue of point 3 from the end of section I. Next, consider the maximally mixed quantum state, Finally, we say a hyperdecoherence map is trivial if it 1 µ := , of a d-dimensional system. For any pure quan- is equal to the identity transformation: q d tum state ψ , there is a state σ such that q q A = A µq = d1 ψq +(1− d1) σq (2) To summarise all of the above, we now formally define a Now, denote the Bell state 1 |iiihjj| for a d- post-quantum theory. dPij dimensional system diagrammatically as: Post-quantum theory: A generalised theory is a post-quantumtheoryif,foreachsystemtypeA,thereex- A A istsahyperdecoherencemap A satisfyingthefollowing conditions: A A As the hyperdecoherence map is causal, marginalisation 1. A is causal: A = in the post-quantum theory is the same as in quantum theory. Hence, the marginals of the above Bell state are A 2. A is idempotent: = A the maximally mixed quantum state A 3. Pure states in the sub-theory are pure states. = = (3) µq Moreover,thesub-theorydefinedbythecollectionn Ao is quantum theory and at least one of the hyperdecoher- Eq. (3), in conjunction with the fact that re- ence maps must be non-trivial. versible transformations are causal, implies that for any reversible transformation G—including post-quantum IV. RESULT transformations—we have Main Theorem. There is no post-quantum theory sat- isfying both causality and purification. G = Proof. We prove that in any post-quantum theory sat- isfying causality and purification, the hyperdecoherence map must be trivial for all systems. The main idea As the marginalised systems are of the same type, the of the proof is to show that by performing a suitable purification principle implies [50] the existence of a re- post-quantum measurement on the quantum Bell state versible transformation T such that andpost-selectingonasuitablepost-quantumeffect,any post-quantumstatecanbesteeredto. Asquantumstates G T are left invariantby the hyperdecoherence map(even lo- = cally, as we show below), all post-quantum states are 5 Hence, whereχ isapurequantumstate. Thepurificationprin- q ciple implies that these two purifications are connected by a reversible transformation R : φ G G T = = = (4) µq µq R φ = themaximallymixedquantumstateisinvariantunderall χq Sφ reversible transformations in the post-quantum theory. Usingpoint3above,itthenfollowsthatthereisaneffect A standard result [CDP10] obtained from purification e that steers the Bell state to φ is transitivity: given any two pure states of the same φ system there exists a reversible transformation between them. This result, in conjunction with eq. (4) and (2), 0q gives R φ eφ := χq = 1 (6) G G G d φ = = 1 +(1− 1) (5) µq µq d ψq d ρq This is true for any pure state φ in the theory. = 1 +(1− 1) Using Eq. (1) and Eq. (6), and noting that the Bell d φ d σ state for a composite system is the composite ofthe Bell states for the single systems where φ is an arbitrary pure state in the theory. Hence, any pure state fromthe post-quantum theory arisesin a A B AB AB A B decomposition of the quantum maximally mixed state. Now, as every (non-trivial) quantum system A has at := (7) leasttwoperfectlydistinguishablestates,{|0ih0|,|1ih1|}, giventhedecompositionofEq.(5), convexity impliesthe following is a state in the post-quantum theory: we have, for all pure states ψ and all effects η, that A A η := 1 +(1− 1) η sφ d φ 0q d σ 1q eψ A B = dAB A A B B Consider a purification of this state, denoted Sφ, and ψ note that it has the following properties: A A P A A η e η 1. = ψ Sφ sφ = dAB A A B = A B B ψ A A P 2. = Sφ µq Thisresult,inconjunctionwithtomographyandconvex- ity, implies that, for all systems A, 0q A A P 3. S = d1 φ A = A φ Where the effect 0 is the quantum effect Tr(|0ih0|·) q which gives probability 1 for state 0 and probability 0 q for 1 . As the product of two pure quantum states is a As we know that there exists a post-classical theory q pure quantum state, the definition of hyperdecoherence which satisfies causality and purification and decoheres implies that the following is another purification of µ to classical theory, i.e. quantum theory, one might won- q with the same purifying system AP as Sφ deratwhatstageourproofbreaksdownwhenanalysing this situation. The main reason is that the maximally A A P correlated state in classical probability theory is mixed and so Eq. 6 is no longer valid. Hence, the reason why χq quantum theory cannot be extended in the manner pro- posed here is the existence of pure entangled states. 6 V. DISCUSSION nite causal order between two processes has even been showntobearesourcewhichcanbeexploitedtooutper- form theories satisfying the causalityprinciple in certain Fromthe famous theorems ofBell [Bel64] andKochen information-theoretic tasks [ACB14, Chi12]. Moreover, & Specker [KS67] to more recent results by Colbeck & ithasbeensuggestedthatanytheoryofQuantumGrav- Renner[CR11], andPusey,Barrett&Rudolph[PBR12], itymustexhibitindefinitecausalorder[Har16a,Har16b]. no-go theorems have a long history in the foundations Hence, as in the previous paragraph,our result provides of quantum theory. Most previous no-go theorems have further motivation for discarding the notion of definite been concerned with ruling out certain classes of hidden causalorder in the searchfor theories superseding quan- variable models from some set of natural assumptions. tum theory. Hidden variables—or their contemporary incarnation as ontologicalmodels[HS10]—aimtoprovidequantumthe- As purification seems to require a unique way ory with an underlying classical description, where non- to marginalise multipartite states, one might wonder classicalquantum features arise due to the fact that this whether one can define a notion of purification without description is ‘hidden’ from us. the causality principle. Indeed, recent work [AFNB16] has shown how one can formalise a purification princi- Unlike these approaches, our result rules out certain classes of operationally-defined physical theories which ple in the absence of causality, and forthcoming work of one of the authors discusses a ‘time-symmetric’ notion can supersede quantum theory, yet reduce to it via a suitableprocess. Tothebestofourknowledge,ourno-go ofpurificationsatisfiedbyquantum, classicalandhybrid quantum-classicalsystems [SSCng]. theoremisthefirstofitskind. Thismayseemsurprising given that it is an obvious question to ask. However, to Another assumption in our theorem was the man- even begin posing such questions in a rigorous manner nerinwhichourhyperdecoherencemap—themechanism requires a consistent way to define operational theories by which the post-quantum theory reduces to quantum beyondquantumandclassicaltheory. Themathematical theory—wasformalised. However,itmaynotbethecase underpinnings of such a framework have only recently thatpost-quantumphysicsgivesrisetoquantumphysics been developed and investigated in the field of quantum via such a mechanism. Indeed, alternate proposals for foundations. how some hypothetical post-quantum theory reduces to Aswithallno-gotheorems,ourresultisonlyasstrong quantumtheoryhavebeenproposed[KOSW13]. Despite as the assumptions which underlie it. We now critically this,ourunderstandingofthe quantumtoclassicaltran- examine each of our assumptions, outlining for each one sitionintermsofdecoherencesuggestshyperdecoherence thesenseinwhichitcanbeconsidered‘natural’,yetalso as the natural mechanism by which this should occur. suggesting ways in which a hypothetical post-quantum Hence we see this as the least objectionable of the as- theory could violate it and hence escape the conclusion sumptions made in this work. of our theorem. The last assumption underlying our no-go theorem Our first assumption is purification. As noted in sec- is the generalised framework itself, introduced in sec- tion II, the purification principle provides a way of for- tion II. While the operational methodology underlying malising the natural idea that information can only be thisframeworkispartandparcelofthescientificmethod, discarded [CS15a], and any lack of information about it may not be the case that the correct way to formalise thestateofagivensystemarisesinanessentiallyunique this methodology is by asserting that pieces of labora- way due to a lack of information about some larger en- tory equipment can be composed together to result in vironment system. However, proposals for construct- experiments, as described in section II. Indeed, it may ing theories in which information can be fundamen- be the case that the standard manner in which elements tally destroyed have been suggested and investigated of a theory are composed together—resulting in other [OR09, BSP84, UW95]. Such proposals take their in- elements—needs to be revised in order to go beyond the spiration from the Black Hole Information loss paradox. quantum formalism. Work in this direction has already Our result can therefore be thought of as providing an- begun [Har13]. other manner in which the fundamental status of infor- Ourresultcaneither be viewedas demonstratingthat mation conservation can be challenged. the fundamental theory of Nature is quantum mechani- Our second assumption is causality. This principle al- cal, or as showing in a rigorous manner that any post- lows one to uniquely define a notion of “past” and “fu- quantum theory must radically depart from a quantum ture” for a given process in a diagram, and is equiva- description of the world by abandoning the principle of lent to the statement that future measurement choices causality, the principle of purification, or both. do not affect current experimental outcomes. As such, Acknowledgements— The authors thank H. Barnum this principle appears to be fundamental to the scien- and B. Coecke for useful discussions and D. Browne, M. tific method. Despite this, recent work has shown how Hoban,&J.Richensforproofreadingadraftofthe cur- one can relax this principle to arrive at a principle of rent paper. They also acknowledge encouragement from indefinite causality [OCB12, OC14, CDP16, Har07]. In J. J. Barry. This work was supported by the EPSRC this case, there may be no matter of fact about whether throughtheUCLEPSRCDoctoralPrize,theControlled a given process causally precedes another. The indefi- Quantum Dynamics Centre for Doctoral Training, and 7 the OxfordDepartmentofComputer Science. This work is supported by the Government of Canada through the began while the authors were attending the “Formulat- Departmentof Innovation,Science andEconomic Devel- ing and Finding Higher-order Interference” workshop at opment Canada and by the Province of Ontario through the Perimeter Institute. Research at Perimeter Institute the Ministry of Research, Innovation and Science. 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