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Qingzhu Liu A History of Un-fractured Chinese Civilization in Archaeological Interpretation Translated by Jing He A History of Un-fractured Chinese Civilization in Archaeological Interpretation Qingzhu Liu A History of Un-fractured Chinese Civilization in Archaeological Interpretation Qingzhu Liu Institute of Archaeology Chinese Academy of Social Sciences Beijing, China Translated by Jing He Beijing Foreign Studies University Beijing, China ISBN 978-981-19-3945-7 ISBN 978-981-19-3946-4 (eBook) https://doi.org/10.1007/978-981-19-3946-4 Jointly published with Sichuan People’s Publishing House Co., Ltd. The print edition is not for sale in China (Mainland). Customers from China (Mainland), please order the print book from: Sichuan People’s Publishing House Co., Ltd. ISBN of the Co-Publisher’s edition: 978-7-220-11551-6 © Sichuan People’s Publishing House Co., Ltd. 2022 This work is subject to copyright. All rights are reserved by the Publishers, whether the whole or part of the material is concerned, specifically the rights of reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission or information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter developed. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publication does not imply, even in the absence of a specific statement, that such names are exempt from the relevant protective laws and regulations and therefore free for general use. The publishers, the authors, and the editors are safe to assume that the advice and information in this book are believed to be true and accurate at the date of publication. Neither the publishers nor the authors or the editors give a warranty, expressed or implied, with respect to the material contained herein or for any errors or omissions that may have been made. The publishers remain neutral with regard to jurisdictional claims in published maps and institutional affiliations. This Springer imprint is published by the registered company Springer Nature Singapore Pte Ltd. The registered company address is: 152 Beach Road, #21-01/04 Gateway East, Singapore 189721, Singapore Preface As the book, A History of Un-fractured Chinese Civilization in Archaeological Inter- pretation, is put into print, I prepared this Preface in hope to set the scene for readers to better understand my writing motif, sample selection and the research methods. The book idea traces back to a discussion at a symposium at Stanford University in 2003 when I was a visiting scholar at the university. An American scholar put forward a question to me: “There has been the Xia–Shang–Zhou Chronology Project since the 1990s. Does the project intend to set an earlier starting point of Chinese civilization?” I replied, “Chronology is the foundation for historical studies. To further scientifically segment the remote ages of China’s pre-Qin period, Chinese archaeologists and historians analyzed archaeological discoveries with new technologies. New research and discoveries allowed the advancement of chronological research of Xia, Shang and Zhou dynasties, and brought up the level of scientific evidence for Chinese historical studies. This is an inevitable step to develop Chinese historical studies. The intension is not to set an earlier date for the onset of Chinese history”. They then argued, “Why did Chinese scholars pronounce that China had the longest history and earliest civilization in the world?” I replied, “Chinese scholars do not hold such an opinion. Many people have read from the history textbooks that the Tigris-Euphrates River system, Egypt, China, and the Indian subcontinent all have a long span of history and are acknowledged as the world’s four ancient civilizations. It is incorrect for anyone to consider ancient Chinese civilization as ‘the only’ ancient civilization in the world. It should be one of the four earliest civilizations. Although the advent of ancient Chinese civilization was later than the ones in ancient Egypt and West Asia region within the Tigris-Euphrates River system, the distinctive nature of the ancient Chinese civilization is its sustained, continuing development of Chinese culture. When the other three civilizations were replaced by Islamic culture around 600 BC, China’s civilization flourished for five thousand years”. At the symposium, this argument was not challenged and was even endorsed by some scholars from other countries. History should be remembered and respected. That is why we completed two studies: the Xia–Shang–Zhou Chronology Project and the Project to Trace the Origins v vi Preface of Chinese Civilization and now moved into the research of the five thousand year’s un-fractured Chinese civilization. This study was conducted under mixed methods across various disciplines and collected data from archaeological evidence to match the Chinese historical docu- ments. For example, one of the historical documents is “The Twenty-Four Histories” (dynastic histories from remote antiquity till the Ming Dynasty), which recorded China’s un-fractured civilization of five thousand years. The first book out of the series is Records of the Grand Historian (Shi Ji), in which the author Sima Qian documented the Chinese civilization from “Annals of the Five Emperors” in the first chapter. In the early 20th century, modern archaeological fieldwork was introduced into China between the late 19th century and the beginning of 20th century. Since then, archaeology and historical documents are combined as the two pillars for Chinese historical research. The discoveries and the follow-on research of Yin Ruins and the oracle bones, Ruins of Shang City of Zhengzhou and the Shang City of Yanshi, the Erlitou Ruins of Xia Dynasty, Wangchenggang site at Henan Province as part of Longshan Culture (Yangcheng, the capital of Yu), Xinzhai City site at Henan Province, Taosi site at Southern Shanxi Province (Pingyang, the capital of Yao), as well as ruins and sites at Zhengzhou and northeast Henan Province have provided matching evidence to historical documents including “Annals of the Five Emperors”, “Annuals of Xia” and “Annuals of Yin” within Shi Ji. The history of the mythological period of ancient China has been concretized. The combination of archaeology and historical research materialized a starting point of the sustained five-thousand-year Chinese history, which forms a favorable condition for other relevant research activities. The archaeological discoveries mainly refer to the burials, from which the cultural objects are of high importance. Physical representations of a country are mainly capital cities (including city walls, palaces, temples, sacrificial building complexes, and city gates), capital-like mausoleums, and basic national elements like national regime, state territory, and civilian traces. They are the physical evidence to probe the cultural genes of China’s continuous civilization of five thousand years. Previously, the archaeological studies, including the books of general history and dynastic history, are often presented in a chronological order from the primitive, slave to feudal societies. This book adopts a reverse order. In my view, learners gain the world knowledge from the known to the unknown and from the most recent to the oldest. The five-thousand-year Chinese culture is often demonstrated by the capital city sites, imperial cities, palaces, ceremonial buildings, and city gates. With this consideration, I began my introduction from a well-preserved site, the Forbidden City built in the Ming and Qing dynasties. I then expanded into other capital cities in a retrospective order, for example, from Dadu of Yuan Dynasty, Zhongdu of Jin Dynasty, Dongjing of Song Dynasty, Luoyang of Tang Dynasty, Chang’an of Han Dynasty, Xianyang of Qin Dynasty, Fenghao of Zhou Dynasty, Yin Ruins (also named Yinxu) of Xia and Shang dynasties to the city sites of Shang Dynasty at Zhengzhou, Yanshi, and Erlitou. It is often said, “imperial tombs resemble capital cities”. For the research of imperial tombs, I compared the structural and formation changes between different Preface vii dynasties in a retrospective order. It started from the sites of the most recent dynasty, Qing Dynasty, with Three Tombs of Shengjing, Eastern Qing Tombs, and Western Qing Tombs, then moved onto the imperial tombs in previous dynasties of Ming, Liao, Jin and Western Xia, Song, Tang, Han, Qin (Mausoleum of the First Qin Emperor), Zhou, and Shang. Such comparisons revealed how the developments were gained based on the previous models, demonstrating a continuous progression along with the same culture line dynasty by dynasty. Compared with other countries globally, China is the only country with a sustained, non-broken five-thousand-year national history. Although Chinese history was periodized by the dynasties, China as a unified entity is a national consciousness shared by various ethnic groups generation by generation, despite the power transi- tions between dynasties. Such national consciousness has underpinned the cultural and historical development in China. Chinese national identity has been acknowl- edged throughout different dynasties established and reigned by various ethnic groups. The physical representations of different dynasties are the ruins of capital cities, imperial tombs, ceremonial objects, and texts discovered in archaeological studies and projects. Now I have explained what is meant by the sustained five-thousand-year Chinese culture. This book answers the question of why the Chinese culture has been sustained for this long. We as Chinese nationals can sustainably extend the distinctive Chinese culture and traditions in the generations to come, only if we have an answer to this question. The purpose of this book is to reveal such an answer. This book discussed the core concepts of Chinese culture, “zhong” (centrality) and “he” (harmony), and the evolved concept of “zhong he” (centrality and harmony), which later on became an authority-endorsed political ideology, also interpretable as the cultural gene of Chinese people. This culture gene has survived for five thousand years because “family” is immanent in a “state” in the eyes of Chinese people. This notion of “family-like state” and “integrated family and state” is deeply rooted in Chinese people’s minds despite the ethnic groups, birthplace or locations, and dynasties. Such an ideological foundation led to the sustained development of the Chinese civilization. As indicated by the title of this book, A History of Un-fractured Chinese Civi- lization in Archaeological Interpretation, the book contains many academic and theoretical materials. Still, I hope this archaeological book on Chinese civilizational journey is clear and easy to understand for each reader. Bearing this in mind, I chose reader-friendly wording to express complex ideas, as this book is meant for the general public. Finally, taking this opportunity, I would like to express my sincere gratitude to the executive team and editor team of Sichuan People’s Publishing House, in particular, Zhang Tao as the book planning editor, as well as Chen Xin and Zou Jin as editors in charge, who have made tremendous efforts in topic selection, project approval, and editing. Taiyanggong, Xibahe, Beijing, China Qingzhu Liu January 2020 Contents 1 Introduction: Interpreting “China’s Un-fractured Civilization of 5000 Years” ................................................. 1 1.1 Interpretation of “wen ming” ................................. 1 1.2 Interpretation of “The Starting Point” .......................... 3 1.2.1 Historical Documentation ............................ 3 1.2.2 Archaeological Discoveries ........................... 6 1.3 The Interpretation of “Un-fractured” .......................... 9 1.3.1 Genetic Heritage .................................... 9 1.3.2 The Development of Chinese Family Names ............ 10 1.3.3 Worship Rituals of Huang Di ......................... 11 1.3.4 Societal Dominant Culture and National Culture ......... 15 1.3.5 The Continuance of the Chinese Characters ............. 15 1.4 The Interpretation of “The Carrier of Materialization” ........... 16 1.4.1 The Capital ........................................ 16 1.4.2 The Mausoleum .................................... 19 1.4.3 Ritual and Ceremonious Buildings and Sacrificial Vessels ............................................ 19 1.4.4 Text—Chinese Characters ............................ 21 1.5 Core Philosophy—The Ideology of “zhong he” ................. 22 References ..................................................... 24 2 Archaeological Discoveries and Studies About the Ancient Capitals ....................................................... 25 2.1 Synopsis .................................................. 25 2.1.1 The Symbiosis of the Capital City and Civilization ....... 25 2.1.2 Constituent Elements of a Capital City ................. 30 2.1.3 Track History of the Development of Ancient Capitals ... 42 2.2 From the Forbidden City in Beijing to Ancient Capital of the Era of the Five Emperors ............................... 42 2.2.1 Beijing City of the Ming and Qing Dynasties ........... 43 2.2.2 The Capital of the Yuan Dynasty ...................... 57 ix x Contents 2.2.3 Capital Cities of the Liao and Jin Dynasties ............. 65 2.2.4 Dongjing City of the Song Dynasty .................... 74 2.2.5 Luoyang City of the Sui and Tang Dynasties ............ 77 2.2.6 Daxing City of the Sui Dynasty ....................... 84 2.2.7 Chang’an City of the Tang Dynasty .................... 86 2.2.8 Ye and Jiankang Cities ............................... 114 2.2.9 Luoyang City of the Han and Wei Dynasties ............ 121 2.2.10 Chang’an City of the Han Dynasty .................... 136 2.2.11 Xianyang City of the Qin Dynasty ..................... 181 2.2.12 Capital Cities in the Eastern Zhou Dynasty ............. 195 2.2.13 Capital Cities in the Western Zhou Dynasty ............. 215 2.2.14 Capital Cities in the Shang Dynasty ................... 220 2.2.15 Capital Cities in the Xia Dynasty ...................... 237 2.2.16 Ancient Cities in the Era of the Five Emperors .......... 250 2.3 Core Philosophy: Evidence of “zhong” and “he” ................ 260 2.3.1 Philosophy of “zhong” ............................... 260 2.3.2 Philosophy of “he” .................................. 271 References ..................................................... 272 3 Archaeological Discovery and Research of Imperial Mausoleums ................................................... 273 3.1 Synopsis .................................................. 273 3.1.1 Civilization through the Perspective of Ancient Mausoleums ....................................... 273 3.1.2 Location Selection, Layout, and Arrangement of Mausoleums ..................................... 274 3.1.3 Major Component Factors in Imperial Mausoleum ....... 280 3.2 Archaeological Findings in the Imperial Mausoleums ............ 326 3.2.1 Imperial Mausoleums of the Qing Dynasty ............. 326 3.2.2 Imperial Mausoleums of the Ming Dynasty ............. 344 3.2.3 Imperial Mausoleums of Liao, Jin and Western Xia Dynasties .......................................... 360 3.2.4 Mausoleums of the Song Dynasty ..................... 369 3.2.5 Imperial Mausoleums of the Tang Dynasty and the Five Dynasties ............................... 375 3.2.6 Imperial Mausoleums of the Wei-Jin Southern and Northern Dynasties .............................. 403 3.2.7 Imperial Mausoleums of the Eastern Han Dynasty ....... 418 3.2.8 Imperial Mausoleums of the Western Han Dynasty ....... 422 3.2.9 Mausoleum of Emperor Qin Shi Huang ................ 435 3.2.10 Imperial Mausoleums in the Eastern Zhou Dynasty (Spring and Autumn, Warring States Period) ............ 441 3.3 Explanation of “Building Mausoleums as Capital Cities” ......... 456 Contents xi 4 Ritual Architecture, Sacrificial Vessels, and Characters ............ 459 4.1 The Development and Continuation of Ceremonial Buildings ..... 459 4.1.1 Ancestral Temples and the State ....................... 459 4.1.2 Mingtang, Biyong, the Lingtai, and the Taixue .......... 464 4.1.3 Temple of Heaven and Temple of Earth ................ 468 4.1.4 Temple of Ancient Monarchs ......................... 471 4.2 Ceremonial Objects ......................................... 477 4.2.1 Bronze Sacrificial Vessels ............................ 477 4.2.2 Jade Sacrificial Vessels .............................. 504 4.3 Writing ................................................... 519 4.3.1 Writing and the Formation of Civilization .............. 519 4.3.2 The Inheritance of Chinese Characters for 5000 Years .... 520 4.3.3 The Inheritance of Historical Documents About Chinese Characters .................................. 525 4.3.4 Chinese Characters Maintain the Contiguous Development of a United Multiethnic Country and China’s Un-fractured Civilization of 5000 Years ..... 528 References ..................................................... 528 5 The Concept of “zhong he” and National Identity ................. 529 5.1 Materialized Carrier of the “zhong he” Concept: Capital City and Mausoleum ............................................ 530 5.2 Family-Country Unity and National Identity .................... 533 5.2.1 Family-Country Unity ............................... 533 5.2.2 National Identity .................................... 536 Reference ...................................................... 537 Epilog ........................................................... 539

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