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A History of Russo-Japanese Relations Brill’s Japanese Studies Library Edited by Joshua Mostow (Managing Editor) Caroline Rose Kate Wildman Nakai VOLUME 66 The titles published in this series are listed at brill.com/bjsl A History of Russo-Japanese Relations Over Two Centuries of Cooperation and Competition Edited by Dmitry V. Streltsov and Shimotomai Nobuo LEIDEN | BOSTON Library of Congress Cataloging-in-Publication Data Names: Streltsov, D. V. (Dmitrii Viktorovich), editor. | Shimotomai,  Nobuo, 1948– editor. Title: A history of Russo-Japanese relations : over two centuries of  cooperation and competition / edited by Dmitry V. Streltsov and Shimotomai Nobuo. Description: Leiden ; Boston : Brill, [2019] | Series: Brill’s Japanese  studies library, ISSN 0925-6512 ; Volume 66 | Includes bibliographical  references and index. | Identifiers: LCCN 2019011781 (print) | LCCN 2019017098 (ebook) |  ISBN 9789004400856 (E-book) | ISBN 9789004400009 (hardback : alk. paper) Subjects: LCSH: Russia—Foreign relations—Japan. | Japan—Foreign  relations—Russia. | Soviet Union—Foreign relations—Japan. |  Japan—Foreign relations—Soviet Union. | Russia (Federation)—Foreign  relations—Japan. | Japan—Foreign relations—Russia (Federation) Classification: LCC DK68.7.J3 (ebook) | LCC DK68.7.J3 H57 2019 (print) |  DDC 327.47052—dc23 LC record available at https://lccn.loc.gov/2019011781 Typeface for the Latin, Greek, and Cyrillic scripts: “Brill”. See and download: brill.com/brill-typeface. issn 0925-6512 isbn 978-90-04-40000-9 (hardback) isbn 978-90-04-40085-6 (e-book) Copyright 2019 by Koninklijke Brill NV, Leiden, The Netherlands. Koninklijke Brill NV incorporates the imprints Brill, Brill Hes & De Graaf, Brill Nijhoff, Brill Rodopi, Brill Sense, Hotei Publishing, mentis Verlag, Verlag Ferdinand Schöningh and Wilhelm Fink Verlag. All rights reserved. No part of this publication may be reproduced, translated, stored in a retrieval system, or transmitted in any form or by any means, electronic, mechanical, photocopying, recording or otherwise, without prior written permission from the publisher. Authorization to photocopy items for internal or personal use is granted by Koninklijke Brill NV provided that the appropriate fees are paid directly to The Copyright Clearance Center, 222 Rosewood Drive, Suite 910, Danvers, MA 01923, USA. Fees are subject to change. This book is printed on acid-free paper and produced in a sustainable manner. Contents Foreword ix Iokibe Makoto Foreword xiii Anatoliĭ V. Torkunov Preface xvii Dmitry V. Streltsov and Shimotomai Nobuo Notes to Readers xx Notes on Contributors xxi part 1 The Legacy of the 18th and 19th Centuries: from Hierarchical and Ethnocentric Foreign Relations to a Western Model of Equal International Relations 3 Ikuta Michiko Russo-Japanese Relations in the 18th and 19th Centuries: Exploration and Negotiation 18 Sergey V. Grishachev part 2 The Diplomatic Dimension of the Russo-Japanese War: the Portsmouth Conference and Its Aftermath 45 Tosh Minohara Russia and Japan in the Late 19th to 20th Centuries: the Road to War and Peace 63 Igor V. Lukoyanov part 3 Japanese-Russian Relations after the Treaty of Portsmouth: between Friendship and Suspicion 83 Kurosawa Fumitaka vi Contents Russo-Japanese Relations from 1905 to 1916: from Enemies to Allies 101 Yuriĭ S. Pestushko and Yaroslav A. Shulatov part 4 World War I, Revolution, and Intervention: from the Perspective of the Japanese Diaspora in Russia 121 Hara Teruyuki Allied Intervention in the Russian Civil War and Japanese Troops in Russia’s Far East, 1918–1922 137 Sergey V. Grishachev and Vladimir G. Datsyshen part 5 Japanese-Russian Relations in the 1920s: Struggles between Anti-Soviet and Pro-Soviet Forces 155 Tomita Takeshi Soviet-Japanese Relations in the 1920s: from Hostility to Coexistence 179 Vladimir A. Grinyuk, Yaroslav A. Shulatov, and Anastasia S. Lozhkina part 6 Japan’s Policy toward the Soviet Union, 1931–1941: the Japanese-Soviet Non- aggression Pact 201 Tobe Ryōchi Soviet-Japanese Relations after the Manchurian Incident, 1931–1939 218 Anastasia S. Lozhkina, Yaroslav A. Shulatov, and Kirill E. Cherevko part 7 Wartime Relations between Japan and the Soviet Union, 1941–1945 241 Hatano Sumio Contents vii Soviet-Japanese Relations during World War II: the Origins of Territorial Dispute 259 Andrey I. Kravtsevich part 8 The Reality of the Siberian Internment: Japanese Captives in the Soviet Union and Their Movements after Repatriation 305 Tomita Takeshi The “Маnchurian Blitzkrieg” of 1945 and Japanese Prisoners of War in the Soviet Union 334 Alekseĭ A. Кirichenko and Sergey V. Grishachev part 9 From Peace to the Restoration of Diplomatic Relations: Soviet-Japanese Territorial Relations, 1951–1970 355 Kouno Yasuko and Shimotomai Nobuo Postwar Relations between the USSR and Japan from the Late 1940s to the 1950s 376 Sergey V. Chugrov part 10 Soviet-Japanese Relations and the Principle of the “Indivisibility of Politics and Economics,” 1960–1985 403 Ozawa Haruko Soviet-Japanese Relations from 1960 to 1985: an Era of Ups and Downs 419 Viktor V. Kuz’minkov and Viktor N. Pavlyatenko viii Contents part 11 The Rise to Power of Mikhail Gorbachev and the Policy of “Expanding Equilibrium” 443 Shimotomai Nobuo Perestroika and Russian-Japanese Relations, 1985–1991 459 Konstantin O. Sarkisov part 12 From the Tokyo Declaration to the Irkutsk Statement, 1991 to 2001 483 Tōgō Kazuhiko Russian Policy toward Japan, 1992–2001: from Over-optimism to Realism in Developing Relations 499 Alexander N. Panov part 13 Japanese-Russian Relations in the 21st Century, 2001–2015 521 Kawaraji Hidetake Russia and Japan at the Beginning of the 21st Century: an Era of Untapped Potential 535 Oleg I. Kazakov, Valeriĭ O. Kistanov, and Dmitry V. Streltsov part 14 The “Northern Territories” Problem: a Continuing Legacy of the San Francisco System 557 Kimie Hara The Territorial Issue in Russian-Japanese Relations: an Overview 577 Dmitry V. Streltsov List of Names 607 Index 615 Foreword Iokibe Makoto I visited Moscow in December 2011, and during this trip Anatolii ̆V. Torkunov, rector of Moscow State Institute of International Relations (MGIMO), told me about the published results of a joint historical research project between Russia and Poland that had adopted a “parallel history” approach. I was particularly intrigued to learn of this because several scholarly groups in Japan had also attempted to conduct such parallel history studies with their colleagues in China and Korea, with varying degrees of success. Parallel histories do not seek to reach agreement on a common history, rather they aim to present different perspectives on various aspects of history. Although this might appear a relatively easy task in that experts are simply asked to offer scholarly opinions, in actual fact it is quite challenging. Scholars on both sides develop a certain historical perspective based, in part, on a sense of strong pride in the history of their own country. It requires a high level of intellectual maturity to be able to listen to and understand another viewpoint. This is especially true when seen against the backdrop of recent events such as invasions and occupations, and when calls for justice might overshadow the need for intellectual open-mindedness. While patriotism is important, the challenge of a parallel history such as the present study is to balance this patriotism with a respect for each other’s country. An analogy might be drawn to Akutagawa Ryūnosuke’s 1922 short story Yabu no naka (In a Grove), which was later made into the film Rashomon by the famed Japanese director Kurosawa Akira. In the tale, three men discuss a murder in a mountain forest, but interestingly, they all have completely divergent views. The expression “Might makes right” might well be overstating the case; in essence, when there is no intellectual basis for the acceptance of diversity in a multicultural world and there is a tendency toward narrow-minded nationalism, the likelihood of conflict is inevitable. But the opportunity to examine history from the standpoint of another country and its historians is not only enjoyable but also gives rise to parallel history studies as demonstrated in this publication. Another aspect that all historians must share is a respect for well-grounded facts and rationale. While any country possesses its own values and its own narratives about its own history, in any joint historical research there must be a mutual, deferential respect for empirical evidence in order to avoid descending into a war of words that can surround national histories. Initially, I contemplated whether such lofty aims would be possible when embarking x Iokibe on this joint Russo-Japanese historical research project. I grew increasingly confident of the success of this collaborative endeavor when I discussed the issue of Japanese prisoners of war (POWs) in Siberia post-WW II with my Russian colleagues. There have been a number of incidents in the past that have caused the Japanese people to distrust Russia, such as the Soviet Union’s breeching of the Japanese-Soviet Neutrality Pact, the entry into war against Japan, or the continued attacks against Japan even after its surrender on August 15, 1945, that resulted in the seizure of considerable territory. But the incident that the Japanese people found unforgivable was the capture and forced relocation of 600,000 Japanese living in Manchuria and elsewhere to the Soviet Union where they were made to work under inhumane conditions, with tens of thousands dying as a result. In the essays by Japanese scholars, I anticipated a stinging indictment of the actions by the Soviet Union and conversely a defense of past events in the contributions by Russian scholars. Yet quite the opposite was true. Tomita Takeshi’s essay on Russo-Japanese relations in the 1920s in Part 5 did not circumvent criticism, instead it presented a balanced and measured view based on facts. Aleksei A. Kirichenko and Sergey V. Grishachev’s piece on Japanese POWs in Part 8 did not apologize for the actions of the Soviet Union; in fact, it was even more critical, succinctly interpreting the events using factual information. I came to see the Russian authors as independent scholars in their own right, individuals filled with reason and conscience, and not swayed by the points of views of their respective governments. If the issue of POWs in Siberia was the greatest problem for the Japanese, for the Russians the largest disappointment vis-à-vis Japan in historical terms was the latter’s intervention in Siberia during the Russian Civil War. Yuriĭ S. Pestushko and Yaroslav A. Shulatov in Part 3 clearly demonstrate in their essay on Russo-Japanese relations from 1905 to 1916 that following the Russo- Japanese War of 1904–1905 Japan and Russia deepened their cooperative rela- tions through a series of agreements in 1907, 1911, and 1916, to the point that they appear to approach the status of allies. This situation was similar to the situation after the Pacific War between Japan and the United States, in which the two former enemies came to understand each other better and developed a strong friendship and a cooperative relationship. Japan and Russia followed this same trajectory after the Russo-Japanese War, which made Japan’s inter- vention against the Bolshevik’s revolutionary forces all the more bitter. Japan’s occupation of large swathes of Siberia later became one reason for Joseph Stalin’s entry into war against Japan near the conclusion of World War II and a rationale used by the Soviet Union for the attempted occupation of Hokkaido once the war ended.

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