A Handbook of Critical Approaches to Literature FIFTH EDITION WILFRED L. GUERIN Louisiana State University EARLE LABOR Centenary College LEE MORGAN Centenary College JEANNE C. REESMAN University Of Texas at San Antonio JOHN R. WILLINGHAM University of Kansas New York • Oxford OXFORD UNIVERSITY PRESS 2005 Oxford University Press Oxford New York Auckland Bangkok Buenos Aires Cape Town Chennai Dar es Salaam Delhi Hong Kong Istanbul Karachi Kolkata Kuala Lumpur Madrid Melbourne Mexico City Mumbai Nairobi Sao Paulo Shanghai Taipei Tokyo Toronto Copyright © 1992, 1999,2005 by Oxford University Press © 1966, 1979 by WIlfred 1. Guerin, Earle Labor, Lee Morgan, and John R. Willingham. Published by Oxford University Press, Inc. 198 Madison Avenue, New York, New York 10016 www.oup.com Oxford is a registered trademark of Oxford University Press All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording, or otherwise, without the prior permission of Oxford University Press. Library of Congress Cataloging-in-Publication Data A handbook of critical approaches to literature / Wtlfred 1. Guerin ... let al.l.-5th ed. p.em. Includes bibliographical references and index. ISBN-13: 978-0-19-516017-8 ISBN 0-19-516017-7 (pbk.) 1. Criticism. I. Guerin, Wtlfred 1. PN8LG82004 801' .95-dc22 2004054708 Printing Number: 9 8 7 6 5 4 3 2 1 Printed in the United States of America on acid-free paper TO OUR FIRST CRITICS Jeannine Thing Campbell Carmel Cali Guerin Rachelfliggs~organ Sylvia Kirkpatrick Steger Grace Hurst Willingham Contents Illustrations ix Preface x 1. Getting Started: The Precritical Response 1 I. Setting 7 II. Plot 8 III. Character 8 IV. Structure 9 V. Style 10 VI. Atmosphere 11 VII. Theme 13 2. First Things First: Textual Scholarship, Genres, and Source Study 15 I. First, a Note on Traditional Approaches 15 II. Three Foundational Questions 17 A. Textual Scholarship: Do We Have an Accurate Version of What We Are Studying? 17 1. General Observations 17 2. Text Study in Practice 20 B. Matters of Geme: What Are We Dealing With? 29 1. An Overview of Geme 29 2. Geme Characteristics in Practice 33 C. Source Study: Did Earlier Writings Help This Work Come into Being? 46 3. Historical and Biographical Approaches 51 I. General Observations 51 iv Contents. v II. Historical and Biographical Approaches in Practice 54 A. "To His Coy Mistress" 54 B. Hamlet 57 C. Huckleberry Finn 61 D. "Young Goodman Brown" 66 E. "Everyday Use" 69 F. Frankenstein 73 4. Moral and Philosophical Approaches 77 I. General Observations 77 II. Moral and Philosophical Approaches in Practice 79 A. "To His Coy Mistress" 79 B. Hamlet 80 C. Huckleberry Finn 81 D. "Young Goodman Brown" 82 E. "Everyday Use" 84 F. Frankenstein 87 5. The Formalist Approach 90 I. Reading a Poem: An Introduction to the Formalist Approach 90 II. The Process of Formalist Analysis: Making the Dose Reader 93 III. A Brief History of Formalist Criticism 96 A. The Course of a Half Century 96 B. Backgrounds of Formalist Theory 97 C. The New Criticism 100 IV. Constants of the Formalist Approach: Some Key Concepts, Terms, and Devices 102 A. Form and Organic Form 102 B. Texture, Image, Symbol 105 C. Fallacies 106 D. Point of View 107 E. The Speaker's Voice 109 F. Tension, Irony, Paradox 110 V. The Formalist Approach in Practice 111 A. Word, Image, and Theme: Space-Time Metaphors in "To His Coy Mistress" 111 B. The Dark, the Light, and the Pink: Ambiguity as Form in "Young Goodman Brown" 116 1. Virtues and Vices 118 2. Symbol or Allegory? 120 3. Loss upon Loss 121 vi • Contents C. Romance and Reality, Land and River: The Journey as Repetitive Form in Huckleberry Finn 123 D. Dialectic as Form: The Trap Metaphor in Hamlet 129 1. The Trap Imagery 129 2. The Cosmological Trap 130 3. "Seeming" and "Being" 132 4. "Seeing" and "Knowing" 136 E. Irony and Narrative Voice: A Formalist Approach to "Everyday Use" 137 F. Frankenstein: A Formalist Reading, with an Emphasis on Exponents 141 VI. Limitations of the Formalist Approach 149 6. The Psychological Approach: Freud 152 I. Aims and Principles 152 A. Abuses and Misunderstandings of the Psychological Approach 153 B. Freud's Theories 154 II. The Psychological Approach in Practice 161 A. Hamlet: The Oedipus Complex 161 B. Rebellion Against the Father in Huckleberry Finn 164 C. Prometheus Manque: The Monster Unbound 168 D. "Young Goodman Brown": Id Versus Superego 169 E. Death Wish in Poe's Fiction 172 F. Love and Death in Blake's "Sick Rose" 173 G. Sexual Imagery in "To His Coy Mistress" 174 H. Morality over the Pleasure Principle in "Everyday Use" 177 III. Other Possibilities and Limitations of the Psychological Approach 180 7. Mythological and Archetypal Approaches 182 I. Definitions and Misconceptions 182 II. Some Examples of Archetypes 184 A. Images 185 B. Archetypal Motifs or Patterns 189 C. Archetypes as Genres 190 III. Myth Criticism in Practice 191 A. Anthropology and Its Uses 192 1. The Sacrificial Hero: Hamlet 195 2. Archetypes of Time and Immortality: "To His Coy Mistress" 199 B. Jungian Psychology and Its Archetypal Insights 201 1. Some Special Archetypes: Shadow, Persona, and Anima 204 Contents • vii 2. "Young Goodman Brown": A Failure of Individuation 207 3. Creature or Creator: Who Is the Real Monster in Frankenstein? 208 4. Syntheses of Jung and Anthropology 210 C. Myth Criticism and the American Dream: Huckleberry Finn as the American Adam 211 D. "Everyday Use": The Great [Grand]Mother 216 IV. Limitations of Myth Criticism 218 8. Feminisms and Gender Studies 222 I. Feminisms and Feminist Literary Criticism: Definitions 222 II. Woman: Created or Constructed? 224 A. Feminism and Psychoanalysis 227 B. Multicultural Feminisms 231 C. Marxist Feminism 234 D. Feminist Film Studies 234 III. Gender Studies 236 IV. Feminisms in Practice 240 A. The Marble Vault: The Mistress in "To His Coy Mistress" 240 B. Frailty, Thy Name Is Hamlet: Hamlet and Women 242 C. "The Workshop of Filthy Creation": Men and Women in Frankenstein 249 1. Mary and Percy, Author and Editor 250 2. Masculinity and Femininity in the Frankenstein Family 253 3. "1 Am Thy Creature ..." 255 D. Men, Women, and the Loss of Faith in "Young Goodman Brown" 257 E. Women and "Sivilization" in Huckleberry Finn 259 F. "In Real Life": Recovering the Feminine Past in "Everyday Use" 264 V. The Future of Feminist Literary Studies and Gender Studies: Some Problems and Limitations 268 9. Cultural Studies 275 I. What Is (or Are) "Cultural Studies"? 275 II. Five Types of Cultural Studies 280 A. British Cultural Materialism 280 B. New Historicism 282 C. American Multiculturalism 287 1. African American Writers 289 2. Latina/o Writers 292 3. American Indian Literatures 295 4. Asian American Writers 297 viii • Contents D. Postmodernism and Popular Culture 300 1. Postmodernism 300 2. Popular Culture 302 E. Postcolonial Studies 303 III. Cultural Studies in Practice 305 A. Two Characters in Hamlet: Marginalization with a Vengeance 305 B. "To His Coy Mistress": Implied Culture Versus Historical Fact 311 C. From Paradise Lost to Frank-N-Furter: The Creature Lives! 314 1. Revolutionary Births 314 2. The Frankenpheme in Popular Culture: Fiction, Drama, Film, Television 317 D. "The Lore of Fiends": Hawthorne and His Market 325 E. "Telling the Truth, Mainly": Tricksterism in Huckleberry Finn 330 F. Cultures in Conflict: A Story Looks at Cultural Change 337 IV, Limitations of Cultural Studies 342 10. The Play of Meaning(s): Reader-Response Criticism, Dialogics, and Structuralism and Poststructuralism, Including Deconstruction 350 I. Reader-Response Criticism 350 II. Dialogics 362 III. Structuralism and Postructuralism, Induding Deconstruction 368 A. Structuralism: Context and Definition 368 B. The Linguistic Model 369 C. Russian Formalism: Extending Saussure 370 D. Structuralism, Levi-Strauss, and Semiotics 372 E. French Structuralism: Codes and Decoding 373 F. British and American Interpreters 376 G. Poststructuralism: Deconstruction 377 Epilogue 381 Appendix A Andrew Marvell, "To His Coy Mistress" 385 Appendix B Nathaniel Hawthorne, "Young Goodman Brown" 387 Appendix C Alice Walker, "Everyday Use: for your grandmama" 401 Index 411 Illustrations Following page 324 1. Engraving from Luigi Galvani, De Viribus Electricitatis in Motu Musculari 2. Harry H. Laughlin, Massachusetts Department of Mental Diseases Exhibits: Pictures of 50 Criminal Brains 3. The Edison Kinetogram from March 15, 1910 4. Boris Karloff as the Creature in Frankenstein, 1931 5. Poster for The Bride of Frankenstein, 1935 6. Victor Frankenstein embraces Elizabeth in Mary Shelley's . "Frankenstein," 1994 7. Robert De Niro as the Creature in Mary Shelley's "Frankenstein" 8. Dolly, the sheep cloned by the Roslin Institute in Edinburgh, Scotland 9. "The Bovine Cloning Process" ix