Springer Series in Optical Sciences 183 Chris Velzel A Course in Lens Design Springer Series in Optical Sciences Volume 183 Founded by H. K. V. Lotsch Editor-in-Chief William T. Rhodes, Georgia Institute of Technology, Atlanta, USA Editorial Board Ali Adibi, Georgia Institute of Technology, Atlanta, USA Toshimitsu Asakura, Hokkai-Gakuen University, Sapporo, Japan Theodor W. Hänsch, Max-Planck-Institut für Quantenoptik, Garching, Germany Takeshi Kamiya, National Institution for Academic Degrees, Tokyo, Japan Ferenc Krausz, Ludwig-Maximilians-Universität München, Garching, Germany Bo A. J. Monemar, Linköping University, Linköping, Sweden Herbert Venghaus, Fraunhofer Institut für Nachrichtentechnik, Berlin, Germany Horst Weber, Technische Universität Berlin, Berlin, Germany Harald Weinfurter, Ludwig-Maximilians-Universität München, München, Germany For furthervolumes: http://www.springer.com/series/624 Springer Series in Optical Sciences TheSpringerSeriesinOpticalSciences,undertheleadershipofEditor-in-ChiefWilliamT.Rhodes, GeorgiaInstituteofTechnology,USA,providesanexpandingselectionofresearchmonographsinall majorareasofoptics:lasersandquantumoptics,ultrafastphenomena,opticalspectroscopytechniques, optoelectronics, quantum information, information optics, applied laser technology, industrial appli- cations,andothertopicsofcontemporaryinterest. Withthisbroadcoverageoftopics,theseriesisofusetoallresearchscientistsandengineerswhoneed up-to-datereferencebooks. Theeditorsencourageprospectiveauthorstocorrespondwiththeminadvanceofsubmittingaman- uscript.SubmissionofmanuscriptsshouldbemadetotheEditor-in-ChieforoneoftheEditors.Seealso www.springer.com/series/624 Editor-in-Chief WilliamT.Rhodes SchoolofElectricalandComputerEngineering GeorgiaInstituteofTechnology Atlanta,GA30332-0250 USA e-mail:[email protected] EditorialBoard AliAdibi BoA.J.Monemar SchoolofElectricalandComputerEngineering DepartmentofPhysicsandMeasurementTechnology GeorgiaInstituteofTechnology MaterialsScienceDivision Atlanta,GA30332-0250 LinköpingUniversity USA 58183Linköping,Sweden e-mail:[email protected] e-mail:[email protected] ToshimitsuAsakura HerbertVenghaus FacultyofEngineering FraunhoferInstitutfürNachrichtentechnik Hokkai-GakuenUniversity Heinrich-Hertz-Institut 1-1,Minami-26,Nishi11,Chuo-ku Einsteinufer37 Sapporo,Hokkaido064-0926,Japan 10587Berlin,Germany e-mail:[email protected] e-mail:[email protected] TheodorW.Hänsch HorstWeber Max-Planck-InstitutfürQuantenoptik OptischesInstitut Hans-Kopfermann-Straße1 TechnischeUniversitätBerlin 85748Garching,Germany Straßedes17.Juni135 e-mail:[email protected] 10623Berlin,Germany e-mail:[email protected] TakeshiKamiya MinistryofEducation,Culture,Sports HaraldWeinfurter ScienceandTechnology SektionPhysik NationalInstitutionforAcademicDegrees Ludwig-Maximilians-UniversitätMünchen 3-29-1OtsukaBunkyo-ku Schellingstraße4/III Tokyo112-0012,Japan 80799München,Germany e-mail:[email protected] e-mail:[email protected] FerencKrausz Ludwig-Maximilians-UniversitätMünchen LehrstuhlfürExperimentellePhysik AmCoulombwall1 85748Garching,Germanyand Max-Planck-InstitutfürQuantenoptik Hans-Kopfermann-Straße1 85748Garching,Germany e-mail:[email protected] Chris Velzel A Course in Lens Design 123 Chris Velzel Deurne The Netherlands ISSN 0342-4111 ISSN 1556-1534 (electronic) ISBN 978-94-017-8684-3 ISBN 978-94-017-8685-0 (eBook) DOI 10.1007/978-94-017-8685-0 Springer Dordrecht Heidelberg New YorkLondon LibraryofCongressControlNumber:2014932214 (cid:2)SpringerScience+BusinessMediaDordrecht2014 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpartof the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation,broadcasting,reproductiononmicrofilmsorinanyotherphysicalway,andtransmissionor informationstorageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilar methodology now known or hereafter developed. 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While the advice and information in this book are believed to be true and accurate at the date of publication,neithertheauthorsnortheeditorsnorthepublishercanacceptanylegalresponsibilityfor anyerrorsoromissionsthatmaybemade.Thepublishermakesnowarranty,expressorimplied,with respecttothematerialcontainedherein. Printedonacid-freepaper SpringerispartofSpringerScience+BusinessMedia(www.springer.com) Preface Lenses play an important role in our life. Our eyes make images of the world around us and are sometimes aided by spectacle glasses or contact lenses. IndailylifeweuselensesinCD-drives,inwebcamsandcellphones,incameras forphotographyandobservation,infilmprojectorsandsearchlights,inbinoculars for looking at birds, or other far-away objects. Scientific applications of lenses (and mirrors) are found in microscopes and astronomical telescopes. And machines for the production of integrated circuits use huge lens (or mirror) systems to project very tiny details. Lenses are everywhere. The book presented here has the title ‘‘A Course in Lens Design.’’ This title should be understood as follows: the design of lenses is a complicated activity, because it comprises the design of an optical system that performs a desired function, but also the design of the mechanical parts in which the optics are mounted (and sometimes also electronics and software). Moreover, the design must result in a product that can be manufactured by existing technology. Becauseopticalsystemdesignisthefirstinthischainofactivities,thesuccess of later stages depends on its performance. This book is limited to lens design in the sense of design of a suitable optical system for a given application. As‘‘ACourseinLensDesign’’isaimedatuserswhohave littleknowledgeof the subject (an elementary optics course would be helpful, but is not strictly required), it is limited in treatment to the essentials, as will be seen from the description of its contents below. As in many research and development activities (and in society as a whole) in thesecondhalfofthetwentieth-century,the‘‘artandscience’’oflensdesignwas revolutionized by the coming of the computer. Inthepastittookanaccomplishedopticaldesignerseveralminutestocalculate thepath ofaraythroughaspherical surface.Withthecomputerthis‘‘ray-surface time interval’’ was reduced to parts of microseconds. In the beginning there was the hope that the design of lenses could be automated completely with the aid of computers.Aftersometimeitbecameclearthatthiswasanillusion;thedesignof lenses makes in many of its stages decisions of the designer necessary. Never- theless,theuseofdesignsoftwareonthecomputersavesthedesigneralotoftime and effort. It remains true that one needs a certain level of expertise to profit from the expertisestoredinlensdesignsoftwareprograms.Thiscourseisintendedtobuild v vi Preface upthisexpertise;itbringsthebeginnertoapointwherehe/shecandesignavariety of lenses and will be able to use a software program with success. Comingfromacareerasanopticalscientist,Itaughtmyselfthesubjectoflens design; with this book I want to share this experience with the reader. Ifoundthatmostbooksonlensdesigneithergavemoreattentiontotheresults thantotheprocessoflensdesign,ordrownedthedesignprocessinaseaofdetails on physics, mechanics, and production technology.Thatdoes notmeanthat these booksarenotuseful;whenyouhavemasteredtheprocessoflensdesign,theycan provide awiderand/ormoredetailed viewofthesubject.WiththisbookIoffera complete method of lens design that is neither too simple nor too detailed. For a wider perspective the book refers to the literature. As one of my professors said: we want to spare the wolf, the goat, and the cabbage. The book is divided in six chapters. Chapter 1 contains a short introduction to geometrical optics. The image for- mation by spherical mirrors, refractive surfaces, and lenses is described. The thin lens is introduced as a useful and simple model of a real lens. An algorithm is given for tracing rays through optical systems in the paraxial approximation. Finally,definitionandfunctionofstopsandpupilsarediscussed.Theconceptsand tools prepared in this chapter are used continuously in the rest of the book. Chapter 2 gives a description of important categories of optical instruments: cameras,magnifiers,microscopes,telescopes,andoftheoptics ofthehumaneye. This is useful to understand the function of lenses used in optical instruments. In Chaps. 1 and 2, the paraxial approximation of geometrical optics is used throughout. It is a simple, but very useful method to describe centered optical systems. In this book, we do not treat the design of noncentered systems. In Chap. 3, the description of optical systems is made more accurate by con- sidering third-order aberrations. The relation between wavefront errors in the exit pupilandaberrationsintheimageplaneisshown.Theformulasforthecalculation of aberration coefficients are given and discussed. The aberration coefficients depend on the position of the stop; stop shift equations are given that quantify these effects. Chapter 4 describes the processes of lens design. InSect.4.1,systemspecificationistreated;alsoareviewofexistinglenstypes is given. InSect.4.2,theparaxiallayoutofthesystemstobedesignedisdescribed.The number, powers, and positions of components are determined. The primary chromaticaberrationsarecorrected.Thecomponentsaredescribedbythinlenses. InSect.4.3,theformulasfortheaberrationsofathinlensatthestoparegiven. The stop shift equations are used to determine the coefficients of system compo- nents. A procedure for the correction of the aberrations of the thin lens model is described that, with some variations, is used in the design examples of Chap. 6. InSect.4.4,aprocedureisgiventoconvertthethinlenspredesigntoa‘‘surface model’’ by giving thickness. After this the third-order aberrations of the surface model can be calculated. Preface vii In Sect. 4.5, the optimization of the design is discussed. Topics of this section are: construction of merit functions, aberration balancing and fifth order aberra- tions, the mathematics of optimization and the analysis of the optimized design. In Sect. 4.6, the sensitivity of the design to fabrication errors is considered; a method of calculation of the system tolerances is presented. InSect. 4.7,we derive someresultsfromdiffractiontheorythatcan beusedin lensdesign,viz.pointspreadfunction(PSF),modulationtransferfunction(MTF), Strehl’s number, and Airy radius. InChap.5,thestrategiesoflensdesignarereviewed.Weconsiderfivefieldsof application: color correction (with a section on optical materials), degrees of freedom, symmetries, stops and pupils, and correction offield aberrations. Chapter6containsthedetaileddescriptionsofthedesignofavarietyoflenses. Thisbeginswiththedesignofthinsystems(singletsanddoublets),followedbythe design of a telescope, asymmetric two-component systems, triplets and triplet variants, symmetric four-component systems, micro-objectives, and a section on the application of aspheric surfaces with a postscript on diffractive optics. The book is addressed primarily to beginners in lens design; for instance, people with an education in applied physics or engineering, or students of tech- nical optics. When you want to learn lens design, it is not enough to read this book. You should begin to design lenses yourself. The book contains 21 exercises that are meant for that purpose. By completing these you will find that, step-by-step, you will become able to make your own designs. In the beginning this will take some time, because you have to do calculations with pen and paper (and a calculator). By using the spreadsheet facility on your computer you can speed up these cal- culations.Whenyouhavemasteredthefirststagesofthelensdesignprocess,you can use lens design software tooptimize the design. With the designs of Chap. 6, the Zemax(cid:3) software was used for this purpose. In most of this book the mathematics is limited to algebra. In some sections mathematicsofahigherlevelisused.Thesesectionsprovidebackgroundmaterial andcanbeskippedifnecessary.PartofSect.4.5andallofSect.4.7belongtothis category, marked by an asterisk. Deurne, 2013 Chris Velzel Acknowledgments Many people helped me to produce this book. Fromthebeginning,BogusiaDubiksupportedmebytypingthemanuscript.In alater stage, Ariadne Tenner took careofthe lay-out,the figures,andthe version management. The photograph on page 329 (About the Author) was made by Paul Keizer. Harry Kessels, Michiel van Rijnbach, and Jørgen van der Veen helped to for- mulate the contents of the course by discussions. Abdel Boujnane and Elena Sokolova gave their support by checking the cal- culations and exercises. Anearly version ofthe manuscript was read byLeo Beckmann, Peter Nuyens, BeateMitchunas,andWolfgangVollrath.Thefinalmanuscriptprofitedfromtheir criticism. Iam mostthankfultoLeonoor,who supported me duringthe 3yearsinwhich the book grew. November 2013 Chris Velzel ix Contents 1 Geometrical Optics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1.1 Principles of Geometrical Optics. . . . . . . . . . . . . . . . . . . . . . . 1 1.2 Paraxial Optics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 1.2.1 The Concave Mirror . . . . . . . . . . . . . . . . . . . . . . . . . 5 1.2.2 The Spherical Refractive Surface. . . . . . . . . . . . . . . . . 7 1.2.3 Prisms and Plates . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 1.3 Optical Systems. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 1.3.1 The Single Lens . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 1.3.2 Thin Lenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 1.4 Paraxial Raytracing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14 1.4.1 The Optical Invariant. . . . . . . . . . . . . . . . . . . . . . . . . 16 1.4.2 Ray Tracing with Thin Lenses . . . . . . . . . . . . . . . . . . 18 1.5 Stops and Pupils . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 1.5.1 Telecentric Stop . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22 1.5.2 Adding Rays. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 2 Optical Instruments (Paraxial Approximation) . . . . . . . . . . . . . . . 25 2.1 Camera. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25 2.1.1 Camera Obscura . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26 2.2 Human Eye. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27 2.2.1 Nodal Points. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29 2.2.2 Exercise 4, Nodal Points of the Eye. . . . . . . . . . . . . . . 29 2.3 Magnifier and Microscope . . . . . . . . . . . . . . . . . . . . . . . . . . . 30 2.3.1 Maximum Magnification . . . . . . . . . . . . . . . . . . . . . . 31 2.4 Telescopes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32 2.5 Illumination . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38 3 Aberrations. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39 3.1 Wavefronts and Aberrations . . . . . . . . . . . . . . . . . . . . . . . . . . 39 3.1.1 First Order Errors . . . . . . . . . . . . . . . . . . . . . . . . . . . 41 3.1.2 The Third Order Aberrations. . . . . . . . . . . . . . . . . . . . 43 3.1.3 Spherical . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43 xi