5G Mobile and Wireless Communications Technology

439 Pages·2016·27.787 MB·English

by  Afif Osseiran, Jose F. Monserrat, Patrick Marsch (eds.)

5GMobileandWirelessCommunicationsTechnology
Writtenbyleadingexpertsin5Gresearch,thisbookisacomprehensiveoverviewofthe
currentstateofthe5Glandscape.Coveringeverythingfromthemostlikelyusecases,to
awiderangeoftechnologyoptionsandpotential5Gsystemarchitectures,tospectrum
issues,itisanessentialreferenceforacademicsandprofessionalsinvolvedinwireless
andmobilecommunications.
• Describesandexplainskeytechnologyoptions,including5Gairinterfaces,device-
to-devicecommunication,mm-wavecommunications,massiveMIMO,coordinated
multi-point, wireless network coding, interference and mobility management, and
spectrumissues.
• Summarizesthefindingsofkeyglobal5GresearchcollaborationssuchasMETISand
outlineskeyscenarios,networkrequirements,andsystemarchitectures.
• Demystifies the relation between IoT, machine-type communications, and cyber
physical systems, and describes the impact of 5G on sectors such as automotive,
building,andenergy.
• Equipsreaderswithasolidinsightintotheimpactandopportunitiesof5G.
Afif Osseiran is Director of Radio Communications at the Ericsson Chief Technology
Officer(CTO)department.HepreviouslymanagedtheEU5Gflagshipproject,METIS,
andwasTechnicalManageroftheEurekaCelticprojectWINNER+.Hehasco-edited
twobooksonIMT-Advanced(aka4G)andisaseniormemberoftheIEEE.
JoseF. Monserratis an associate professor in the Communications Department of the
UniversitatPolitècnicadeValència.HeisseniormemberofIEEEandhasbeeninvolved
inseveralEuropeanprojects,includingNEWCOM,PROSIMOS,WINNER+,METIS
andMETIS-II.
Patrick Marsch is a manager at Nokia Bell Labs, where he leads a wireless system
researchdepartmentandistheTechnicalManagerofthe5G-PPPprojectMETIS-II.He
wastheTechnicalProjectCoordinatoroftheprojectEASY-C,wheretheworld’slargest
researchtestbedsforLTE-Advancedwereestablished.Heisco-editorofCoordinated
Multi-PointinMobileCommunications(Cambridge,2011).

5G Mobile and Wireless
Communications Technology
EDITEDBY
AFIF OSSEIRAN
Ericsson
JOSE F. MONSERRAT
UniversitatPolitècnicadeValència
PATRICK MARSCH
Nokia
UniversityPrintingHouse,CambridgeCB28BS,UnitedKingdom
CambridgeUniversityPressispartoftheUniversityofCambridge.
ItfurtherstheUniversity’smissionbydisseminatingknowledgeinthepursuitof
education,learningandresearchatthehighestinternationallevelsofexcellence.
www.cambridge.org
Informationonthistitle:www.cambridge.org/9781107130098
©CambridgeUniversityPress2016
Thispublicationisincopyright.Subjecttostatutoryexception
andtotheprovisionsofrelevantcollectivelicensingagreements,
noreproductionofanypartmaytakeplacewithoutthewritten
permissionofCambridgeUniversityPress.
Firstpublished2016
PrintedintheUnitedKingdombyTJInternationalLtd.PadstowCornwall
AcataloguerecordforthispublicationisavailablefromtheBritishLibrary
LibraryofCongressCataloguinginPublicationdata
Osseiran,Afif,editor.
5Gmobileandwirelesscommunicationstechnology/[editedby]AfifOsseiran,Ericsson,
JoseF.Monserrat,PolytechnicUniversityofValencia,PatrickMarsch,NokiaNetworks.
NewYork:CambridgeUniversityPress,2016.
LCCN2015045732|ISBN9781107130098(hardback)
LCSH:Globalsystemformobilecommunications.|Mobilecommunicationsystems–Standards.
LCCTK5103.483.A152016|DDC621.3845/6–dc23
LCrecordavailableathttp://lccn.loc.gov/2015045732
ISBN978-1-107-13009-8Hardback
CambridgeUniversityPresshasnoresponsibilityforthepersistenceoraccuracyof
URLsforexternalorthird-partyinternetwebsitesreferredtointhispublication,
anddoesnotguaranteethatanycontentonsuchwebsitesis,orwillremain,
accurateorappropriate.
TomynewbornsonS.,mytwinsonsH.&N.,mywifeL.S-Yforherunwavering
encouragement,andinthememoryofagreatlady,myauntK.E.
A.Osseiran
Tomyson,theproudfifthgenerationofthenameJoseMonserrat.Andwiththe
warmestlovetomydaughterandwife,forbeingalwaysthere.
J.F.Monserrat
Tomytwosmallsonsfortheircontinuousenergeticentertainment,andmydear
wifeforheramazingpatienceandsupport.
P.Marsch

Contents
Listofcontributors pagexiv
Foreword xvii
Acknowledgments xix
Acronyms xxii
1 Introduction 1
1.1 Historicalbackground 1
1.1.1 Industrialandtechnologicalrevolution:fromsteamengines
totheInternet 1
1.1.2 Mobilecommunicationsgenerations:from1Gto4G 2
1.1.3 Frommobilebroadband(MBB)toextremeMBB 6
1.1.4 IoT:relationto5G 7
1.2 FromICTtothewholeeconomy 7
1.3 Rationaleof5G:highdatavolume,twenty-fivebillionconnected
devicesandwiderequirements 9
1.3.1 Security 11
1.4 Globalinitiatives 12
1.4.1 METISandthe5G-PPP 12
1.4.2 China:5Gpromotiongroup 14
1.4.3 Korea:5GForum 14
1.4.4 Japan:ARIB2020andBeyondAdHoc 14
1.4.5 Other5Ginitiatives 14
1.4.6 IoTactivities 15
1.5 Standardizationactivities 15
1.5.1 ITU-R 15
1.5.2 3GPP 16
1.5.3 IEEE 16
1.6 Scopeofthebook 16
References 18
2 5Gusecasesandsystemconcept 21
2.1 Usecasesandrequirements 21
2.1.1 Usecases 21
2.1.2 Requirementsandkeyperformanceindicators 30
viii Contents
2.2 5Gsystemconcept 32
2.2.1 Conceptoverview 32
2.2.2 Extrememobilebroadband 34
2.2.3 Massivemachine-typecommunication 36
2.2.4 Ultra-reliablemachine-typecommunication 38
2.2.5 Dynamicradioaccessnetwork 39
2.2.6 Leansystemcontrolplane 43
2.2.7 Localizedcontentsandtrafficflows 45
2.2.8 Spectrumtoolbox 46
2.3 Conclusions 48
References 48
3 The5Garchitecture 50
3.1 Introduction 50
3.1.1 NFVandSDN 50
3.1.2 BasicsaboutRANarchitecture 53
3.2 High-levelrequirementsforthe5Garchitecture 56
3.3 Functionalarchitectureand5Gflexibility 57
3.3.1 Functionalsplitcriteria 58
3.3.2 Functionalsplitalternatives 59
3.3.3 Functionaloptimizationforspecificapplications 61
3.3.4 IntegrationofLTEandnewairinterfacetofulfill5G
requirements 63
3.3.5 EnhancedMulti-RATcoordinationfeatures 66
3.4 Physicalarchitectureand5Gdeployment 67
3.4.1 Deploymentenablers 67
3.4.2 Flexiblefunctionplacementin5Gdeployments 71
3.5 Conclusions 74
References 75
4 Machine-typecommunications 77
4.1 Introduction 77
4.1.1 UsecasesandcategorizationofMTC 77
4.1.2 MTCrequirements 80
4.2 FundamentaltechniquesforMTC 83
4.2.1 Dataandcontrolforshortpackets 83
4.2.2 Non-orthogonalaccessprotocols 85
4.3 MassiveMTC 86
4.3.1 Designprinciples 86
4.3.2 Technologycomponents 86
4.3.3 SummaryofmMTCfeatures 94
4.4 Ultra-reliablelow-latencyMTC 94
4.4.1 Designprinciples 94
4.4.2 Technologycomponents 96
Contents ix
4.4.3 SummaryofuMTCfeatures 101
4.5 Conclusions 102
References 103
5 Device-to-device(D2D)communications 107
5.1 D2D:from4Gto5G 107
5.1.1 D2Dstandardization:4GLTED2D 109
5.1.2 D2Din5G:researchchallenges 112
5.2 RadioresourcemanagementformobilebroadbandD2D 113
5.2.1 RRMtechniquesformobilebroadbandD2D 114
5.2.2 RRMandsystemdesignforD2D 114
5.2.3 5GD2DRRMconcept:anexample 115
5.3 Multi-hopD2Dcommunicationsforproximityandemergency
services 120
5.3.1 Nationalsecurityandpublicsafetyrequirementsin3GPP
andMETIS 121
5.3.2 Devicediscoverywithoutandwithnetworkassistance 122
5.3.3 Network-assistedmulti-hopD2Dcommunications 122
5.3.4 Radioresourcemanagementformulti-hopD2D 124
5.3.5 PerformanceofD2Dcommunicationsintheproximity
communicationsscenario 125
5.4 Multi-operatorD2Dcommunication 127
5.4.1 Multi-operatorD2Ddiscovery 127
5.4.2 Modeselectionformulti-operatorD2D 128
5.4.3 Spectrumallocationformulti-operatorD2D 129
5.5 Conclusions 133
References 134
6 Millimeterwavecommunications 137
6.1 Spectrumandregulations 137
6.2 Channelpropagation 139
6.3 HardwaretechnologiesformmWsystems 139
6.3.1 Devicetechnology 139
6.3.2 Antennas 142
6.3.3 Beamformingarchitecture 143
6.4 Deploymentscenarios 144
6.5 Architectureandmobility 146
6.5.1 Dualconnectivity 147
6.5.2 Mobility 147
6.6 Beamforming 149
6.6.1 Beamformingtechniques 149
6.6.2 Beamfinding 150
6.7 Physicallayertechniques 152
6.7.1 Duplexscheme 152