Alaska Fisheries Science Center | Fisheries Monitoring and Analysis Division 2017 Observer Sampling Manual North Pacific Observer Program November 1, 2016 U.S. Department of Commerce | National Oceanic and Atmospheric Administration | National Marine Fisheries Service Observers: Keep this manual throughout the 2017 fishing year Cover photo by Adam Umstead PAPERWORK REDUCTION ACT STATEMENT: Information collected through the observer program will be used to: (1) monitor catch and bycatch; (2) understand the population status and trends of fish stocks and protected species, as well as the interactions between them; (3) determine the quantity and distribution of net benefits derived from living marine resources; (4) predict the biological, ecological, and economic impacts of existing management actions and proposed management options; and (5) ensure that the observer programs can safely and efficiently collect the information required for the previous four uses. In particular, the observer program provides information that is used in analyses that support the conservation and management of living marine resources and that are required under the Magnuson-Stevens Fishery Conservation and Management Act (MSA), the Endangered Species Act (ESA), the Marine Mammal Protection Act (MMPA), the National Environmental Policy Act (NEPA), the Regulatory Flexibility Act (RFA), Executive Order 12866 (EO 12866), and other applicable law. Most of the information collected by observers is obtained through “direct observation by an employee or agent of the sponsoring agency or through non standardized oral communication in connection with such direct observations.” Under the Paperwork Reduction Act (PRA) regulations at 5 C.F.R. 1320.3(h)(3), facts or opinions obtained through such observations and communications are not considered to be “information” subject to the PRA. The public reporting burden for responding to the questions that observers ask and that are subject to the PRA is estimated to average 60 minutes per trip, including the time for hearing and understanding the questions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to: National Marine Fisheries Service, Alaska Fisheries Science Center, Fisheries Monitoring and Analysis Division, 7600 Sandpoint Way NE, Seattle, WA 98115. Providing the requested safety information is mandatory under regulations at 50 C.F.R. 600.746; however, providing the other requested information is voluntary. All information collected by observers will be kept confidential as required under Section 402(b) of the MSA (18 U.S.C. 1881a(b)) and regulations at 50 C.F.R. Part 600, Subpart E. Not withstanding any other provision of the law, no person is required to respond to, nor shall any person be subject to a penalty for failure to comply with a collection of information subject to the requirements of the Paperwork Reduction Act, unless that collection of information displays a currently valid OMB Control Number. This is an approved information collection under OMB Control No. 0648-0593, expires 10-31-2018. This document should be cited as follows: (AFSC) Alaska Fisheries Science Center. 2017 Observer Sampling Manual. Fisheries Monitoring and Analysis Division, North Pacific Groundfish Observer Program. AFSC, 7600 Sand Point Way N.E., Seattle, Washington, 98115. Reference in this document to trade names does not imply endorsement by the National Marine Fisheries Service, NOAA. Table of Contents INTRODUCTION ...............................................................................................................1-1 ESSENTIAL INFORMATION ..........................................................................................2-1 TRIP INFORMATION .......................................................................................................3-1 TRAWLER CATCH DATA ...............................................................................................4-1 TRAWLER COMPOSITION SAMPLING......................................................................5-1 MOTHERSHIP DATA COLLECTION ...........................................................................6-1 LONGLINE CATCH DATA COLLECTION ..................................................................7-1 LONGLINE COMPOSITION SAMPLING .....................................................................8-1 POT VESSEL CATCH DATA ...........................................................................................9-1 POT VESSEL COMPOSITION SAMPLING ..................................................................10-1 SHORESIDE PLANTS AND FLOATING PROCESSORS............................................11-1 PROHIBITED SPECIES SAMPLING..............................................................................12-1 FISH MEASUREMENT AND SPECIMEN COLLECTION .........................................13-1 MARINE MAMMAL INTERACTIONS AND SIGHTINGS .........................................14-1 TAGGED FISH AND CRAB..............................................................................................15-1 BIRD SIGHTINGS AND INTERACTIONS ....................................................................16-1 STOMACH COLLECTION...............................................................................................17-1 ATLAS INSTRUCTIONS...................................................................................................18-1 HEALTH AND SAFETY INFORMATION .....................................................................19-1 REGULATIONS AND COMPLIANCE ...........................................................................20-1 INSEASON ADVISING, MID-CRUISE AND FINAL DEBRIEFING..........................21-1 APPENDICES GLOSSARY INDEX 1 This Page intentionally left blank. 2 INTRODUCTION Table of Contents The Observer Program...................................................................................................................................1-1 The Magnuson-Stevens Act ...........................................................................................................................1-1 Vessel and Plant Descriptions........................................................................................................................1-3 Management Plans.........................................................................................................................................1-3 Time-Area Closures.................................................................................................................................1-4 Limited Access Privilege Programs.........................................................................................................1-5 Other Management Agencies.........................................................................................................................1-5 Certification and Endorsements .....................................................................................................................1-5 Initial Training ..........................................................................................................................................1-5 Deployment ....................................................................................................................................................1-6 Personal Equipment................................................................................................................................1-6 Mid-cruise and Field Support...................................................................................................................1-9 Debriefing ................................................................................................................................................1-9 Briefing ....................................................................................................................................................1-10 THE OBSERVER PROGRAM For additional information about observer resources, The Fisheries Monitoring and Analysis Division’s go to the FMA Observer Program website located at (FMA) Observer Program collects, maintains, and http://www.afsc.noaa.gov/FMA. distributes data for scientific, management, and regulation compliance purposes in the Gulf of Alaska (GOA) and the Bering Sea/Aleutian Islands (BSAI). The FMA division is a component of the Alaska Fisheries Science Center (AFSC) of the National Marine Fisheries Service (NMFS). The parent agency for NMFS is the National Oceanic and Atmospheric Administration (NOAA), and NMFS is often referred to as NOAA Fisheries. The Observer Program deploys over 400 certified groundfish observers each year on a variety of commercial fishing vessels. These observers, in turn, provide the Observer Program with over 46,000 data collection days annually. An observer's job is unique, challenging and constantly changing. This manual is an indispensable tool both for trainees and experienced observers. It should be used THE MAGNUSON-STEVENS ACT as both a text book for trainees and a field reference With the passage of the Magnuson Fishery manual for observers at sea. It contains the Conservation and Management Act in 1976, the U.S. background, procedures, and protocols on how to declared management authority over fish resources collect the wide variety of information requested; and within 200 nautical miles from their shores - the some ideas on how to cope with specific situations. The Exclusive Economic Zone (EEZ). The goals of the methods described in this manual have been tested and Magnuson Act were to Americanize the fishery, modified throughout the twenty-five years of the North implement fishery management plans, and to maintain Pacific Observer Program’s existence, and will optimum yield (OY) of the resource while rebuilding continue to be refined using observer feedback and depleted groundfish stocks. This act was re-authorized suggestions. 1-1 INTRODUCTION: The Magnuson-Stevens Act ABC- Acceptable Biological Catch LOA - Length Overall ADF&G- Alaska Department of Fish and Game MARPOL- Marine Pollution AFA- American Fisheries Act MRA- Maximum Retainable Amounts (was Maximum Retainable Bycatch) AFSC- Alaska Fisheries Science Center MSFCMA- Magnuson-Stevens Fishery Conservation and Management Act ALT- Alaska Local Time MSY- Maximum Sustainable Yield BBL- The Bird Banding Laboratory of the U.S. NMFS- National Marine Fisheries Service Geological Survey BSAI- Bering Sea & Aleutian Islands MML- Marine Mammal Laboratory CDP- Community Development Plan NOAA- National Oceanic and At mospheric Administration CDQ- Community Development Quota NORPAC- North Pacific database (Observer Program database) CFR- Code of Federal Regulations NPFMC- North Pacific Fishery Management Council CP- Catcher/Processor NSR- Non-Specific Reserve CPR- Cardiopulmonary Resuscitation OFL- Over Fishing Limit CPUE- Catch Per Unit Effort OHF- Observer Haul Form CV- Catcher Vessel OY- Optimum Yield DCPL- Daily Cumulative Production Logbook PFD- Personal Flotation Device DMSO- Dimethyl Sulfoxide PLT- Pacific Local Time EEZ- Exclusive Economic Zone PRR- Product Recovery Rate EPIRB- Emergency Position Indicating Radio Beacon PSC- Prohibited Species Catch FCC- Federal Communications Commission PSQ- Prohibited Species Quota (for CDQ) FMA - Fisheries Monitoring and Analysis Division RBT- Random Break Table FMP- Fishery Management Plan RKCSA- Red King Crab Savings Area FUS- Fully Utilized Species RST- Random Sample Table GOA- Gulf of Alaska RSW- Refrigerated Sea Water GPS- Global Positioning System SSB- Single Side Band radio IFQ- Individual Fishing Quota TAC- Total Allowable Catch IPHC- International Pacific Halibut Commission USCG- United States Coast Guard IR/IU- Improved Retention/Improved Utilization VHF- Vessel Haul Form (or Very High Frequency radio) IRCS- International Radio Call Sign Figure 1-1: Commonly Used Abbreviations and Acronyms in 1996 as the Magnuson-Stevens Fishery Council) has jurisdiction over the 900,000 square mile Conservation and Management Act; the Act was re- EEZ off the coast of Alaska. authorized again in 2006 and 2013. By 1991 all foreign commercial fishing within the 200 Additionally, the Magnuson Act established eight mile EEZ was terminated, leaving an entirely domestic regional councils to manage the nation's fisheries. The fishery. As the fisheries changed, so did the Observer North Pacific Fishery Management Council (the Program. The Council implemented the domestic 1-2 INTRODUCTION: Vessel and Plant Descriptions North Pacific Observer Program to gather data needed catcher boats and CPs. Longliners target Pacific cod, to manage the wide variety of fisheries off the coast of Pacific halibut, sablefish, turbot, and some rockfish Alaska. species. VESSEL AND PLANT DESCRIPTIONS Trawl Vessels The North Pacific groundfish fishery is harvested by a Trawlers fish with a net variety of gear types, but most observer trips occur on towed behind the boat. one of three types: pot, longline, or trawl. Within these The net is shaped like a three gear types, there are two vessel types: catcher large funnel. At the end vessels (CVs) and catcher processors (CPs). Catcher of this funnel is a bag, vessels are boats that do not process their catch. Fish called the codend, which are caught, brought aboard, and stored in tanks until the collects fish caught by vessel delivers to a processing plant. The majority of the net. Trawlers make catcher boats use refrigerated sea water (RSW) to keep up the largest portion of vessels which carry observers their catch fresh until delivery, but a few use ice. and include both CPs and CVs. Catcher processors have factories and freezers aboard. They make a preliminary or finished product, and store Processing Plants it in large freezer holds. It is the ability to freeze fish Processing plants accept fish from CVs, and make that differentiates CPs from catcher boats, and a vessel preliminary or final products. Catch is transferred from which freezes whole fish is still considered a CP. boats to the plant using a large pump. There are two types of processing plants, shoreside and floating. Pot Vessels Shoreside processors are on land and floating Pot vessels fish with fixed processors, or “floaters,” are anchored vessels which steel traps, or “pots.” The do not fish for themselves, but rather accept deliveries fish enter the pot in search of pumped fish from CVs. of bait, and become trapped inside. Most pot MANAGEMENT PLANS vessels are catcher boats, Management programs have been implemented to but there are a few CPs, allocate quotas among areas, seasons, gear types, producing mainly headed vessel types, cooperatives, and even individual fishers. and-gutted product. Pot Observer data are used in part for assessing, allocating boats are used to harvest and monitoring these fish stocks and quotas. This Pacific cod and, to a much information is used by the Council to write fishery lesser extent, sablefish management plans (FMPs) for each of the (black cod). commercially important species it manages. FMPs must comply with standards laid out in the Magnuson- Longline Vessels Stevens Act in that they must: Longline vessels fish • prevent overfishing, with hooks strung along a ground line. • achieve optimum yield, The longline can be • achieve efficiency and utilization of the resource, several miles long, and can have • base management decisions on the best scientific thousands of baited data available, hooks attached. The • manage the fishery throughout its range, longline fleet is composed of both • be fair to all fishers, • minimize bycatch and bycatch mortality, and 1-3 INTRODUCTION: Management Plans • promote safety of human life at sea. user groups. Once an allocation is reached, the area or a specific group's access to this area closes, while the Time-Area Closures fishery may remain open in other areas. Once the entire Time and area closures are used in all groundfish TAC has been harvested, the fishery closes. In open FMPs. These are closures which pertain to specific access fisheries, harvested amounts for each statistical management areas over specific dates. A time and area area are calculated using mostly observer data. closure may be used to protect a different resource, or The data you send to NMFS inseason are to stop directed fishing in an area. An example of some immediately used by the Alaska Regional of these time-area closures are shown in Figure 1-2 on Office in Juneau for fishery management page 1-4. FMPs call for an annual total allowable catch purposes. (TAC) to be set for each species, and parts of the TAC are often allocated to particular management areas or Figure 1-2: Example of Kodiak Island Time-Area Closures for Non-pelagic Gear 1-4 INTRODUCTION: Other Management Agencies Area closures can be mandated by other management Initial Training measures, such as the Marine Mammal Protection Act A three-week training is required of all new observers, (MMPA), which closes areas surrounding critical sea and for prior observers who have not been to sea in lion and walrus habitat at certain times of the year, and more than 18 months. The three week training qualifies the Red King Crab Savings Area (RKCSA), which observers to work in the full coverage category. closes this area to bottom trawling when female red Additional training may be required for new observers king crab are gravid. Observer data are used to to work in certain deployment areas, fisheries and gear determine the catch rates for each vessel. Each vessel's types. Training takes place at the Alaska Fisheries bycatch affects the fishery, so those with bycatch rates Science Center in Seattle. beyond established limits risk prosecution for exceeding them. Trainees must be sponsored by an observer provider. A list of these companies can be Limited Access Privilege Programs found on page A-75. Limited Access Privilege Programs (LAPPs) are limited access systems whereby permits are issued to individuals or communities to harvest a quantity of fish The purpose of the three week observer training is for representing a portion of the TAC. LAPPs can be given trainees to gain an understanding of how to collect to individuals, partnerships, corporations, cooperatives, fishery data which can be used to manage the and fishers’ organizations. The Magnuson Act provides groundfish stocks in Alaska. Trainees learn and specific requirements for implementation of LAPPs. demonstrate the proper techniques of data collection Examples of LAPPs in the North Pacific fisheries are and recording through a variety of in-class and take Individual Fishing Quotas (IFQ) and Community home exercises. Most importantly, trainees learn how Development Quotas (CDQ). to work efficiently under the strenuous conditions of commercial fishing vessels. OTHER MANAGEMENT AGENCIES Specific requirements for the successful completion of The FMPs for some species delegate the management the training course will be provided by your trainer. In to other agencies. The commercial king and Tanner general, the training consists of an intensive overview crab fisheries are managed by the Alaska Department of commercial fishing, sampling protocols, safety at of Fish and Game (ADF&G), with Federal oversight. sea, and fish, invertebrates, birds, and mammals of the The ADF&G has a Shellfish Observer Program, which North Pacific. Trainees must pass a series of tests with collects catch and bycatch data from these fisheries. a minimum score of 80 percent. Additionally, several The fishery for Pacific Halibut is managed by the homework assignments will be given which must be International Pacific Halibut Commission (IPHC), completed accurately and on time. Through the exams although the Council has also developed regulations to and homework, trainees will demonstrate their manage this fishery. understanding of, and ability to apply, the following concepts: CERTIFICATION AND ENDORSEMENTS The Observer Program places all covered vessels and • observer priorities and duties, processors in the groundfish and halibut fisheries off • methods of independent catch estimation, Alaska into one of two observer coverage categories: (1) a full coverage category, and (2) a partial coverage • proper recording of catch data, category. Certification and endorsements for observers • methods of sampling and recording species are granted and maintained by successful completion composition data, of four steps: 1) training, 2) demonstrating proficiency during each cruise, 3) receiving satisfactory • fish identification and use of dichotomous keys, performance evaluations, and 4) briefing and being • gender determination and measurements of fish deployed at least once every 18 months. and crab species, • procedures for collection of age structures, 1-5 INTRODUCTION: Deployment • applications of volume, weight, density, and sturdy, with a non-slip sole. The Xtra-tuff brand is the standard boot for Alaskan fisherman, processors, • safety and survival skills. and observers. In order to receive a certification training endorsement, A list of clothes and belongings you may want to bring trainees must attend and participate in every training to sea is provided in Figure 1-3. If you have questions session, pass exams, complete all the homework, and on what to bring to sea talk to your employer. make any corrections requested by the trainer. Trainees Generally, first time observers bring too much with must also pass a safety test including, but not limited them. In one deployment you are likely to be on four to, an on-land and in-water test of immersion suit and airplanes, multiple vessels, and in any number of cabs life raft use. Additionally, trainees must be able to and hotel rooms. Throughout this you will need to demonstrate to the instructor that they have the attitude carry both your personal gear and sampling equipment! and ability required to perform a difficult job Rather than taking a lot of clothes, focus on bringing independently, and to act professionally in stressful items which can be layered. Working on deck or in the situations. factory of a vessel in Alaska is cold and wet and layering will help protect you from the elements. DEPLOYMENT Synthetic or wool materials are recommended and will Observers are deployed to vessels and processing keep you warmer than cotton. Inexpensive clothes are plants in either the full coverage category or the partial also recommended, since the smell of fish is difficult to coverage category. Your employer will determine the remove from fabric. While you are at sea, you may category for your deployment. store a minimal amount of belongings at NMFS in Seattle. Please note that this service is only for The logistical arrangements of your travel, observers while they are at sea, and cannot be used assignments, and debriefing appointments are made by between contracts. your employer. Often, you will receive your assignment prior to leaving your training location and Sampling Equipment you may be deployed directly after passing the training All required sampling and safety equipment is supplied class. During one of your last days of training, you will by NMFS. The equipment you receive may not be new, be issued some of the equipment needed to complete but it will be in good working order. It is your your sampling tasks. You are responsible for providing responsibility to maintain your equipment and return it your personal equipment while NMFS will supply your in the best condition possible. You may be held sampling equipment. responsible for misuse or neglect of sampling equipment. It is best to make cleaning and maintaining Personal Equipment your equipment part of your everyday routine, since Observers are responsible for providing their own you will rely on this equipment to complete your raingear. This is your first and most important duties. Some suggestions on how to care for your protection from wind, spray, inclement weather, and equipment are: fish slime. Your raingear should be heavy, brightly colored PVC, lined with cotton for strength and 1. Keep your equipment in a secure place aboard the warmth. Grundens, Cofish International, vessel. Avoid leaving equipment on the vessel's deck. Helly-Hansen, and Eriksens are brands that are If there is no alternative to leaving it out on deck, be frequently used by fisherman and observers. You will sure that it is well secured. Keep only weather proof need a hooded jacket and “bibs.” Dark colors should be equipment on deck! avoided, since they are difficult to see on deck, 2. Keep forms, books, pencils, pens, and unused especially at night. You will also need several pairs of equipment in a dry safe place, such as your room or gloves and glove liners. Fishing supply stores stock a other secure area. Leave only what you regularly use in variety of gloves of different weights and materials. the factory. You should choose a pair that are heavy enough to withstand harsh conditions, but flexible enough to 3. Never leave unsecured equipment on an open deck. allow you to write. Waterproof boots should be warm 1-6
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