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1 1 Introduction: Aristotle's Philosophy of Mathematics Aristotle's comments about mathematics ... PDF

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1 Introduction: Aristotle’s Philosophy of Mathematics Aristotle’s comments about mathematics have led commentators to think his view displays naiveté, incoherence, misunderstanding of Plato, and that he accepts a platonic ontology of mathematical objects. These incompatible interpretations result from an apparent inconsistency in Aristotle’s view. In this dissertation I first present that inconsistency in Aristotle’s view of mathematics. Call this ‘the puzzle.’ I then present four possible positions open to him to avoid an inconsistency. I call these ‘the positions.’ I argue that one of the positions lacks textual support while the text offers some evidence for the other three positions. This leaves three viable positions. After examining each of the three viable positions, I defend a fictionalist interpretation of Aristotle. The Puzzle: the Ontological Status of Mathematical Objects There is no one Aristotelian text devoted to mathematics. Instead, Aristotle’s views can be found in Posterior Analytics, Metaphysics, De Anima, and Physics. These texts show that Aristotle believed first that we could have mathematical knowledge and second that mathematics is an ideal science. These two points are not disputed by the interpreters I discuss. Aristotle’s views on the ontology of mathematical objects are less clear. He says in Metaphysics XIII.2 that mathematical objects exist neither separately from nor in sensible objects. He concludes that they either do not exist or have a qualified existence. 1 2 The question of whether mathematical objects exist, and if they do, how they exist, indicates a tension in Aristotle’s ontological views. This tension is the puzzle that challenges commentators. The tension consists in making the following two statements consistent. Aristotle claims that: 1) All existing things are sensible objects; and 2) There are mathematical truths. The first statement is straightforward. The only entities that exist independently of anything else are sensible substances. The second statement requires explanation. Aristotle doesn’t state (2) explicitly about mathematical truths. Instead, he accepts that there is mathematical knowledge1 but knowledge will be grounded on truths, in this case, mathematical truths. There is an ontological basis for our concepts according to Aristotle. Our concepts must match the real world as do our knowledge claims. The question is whether or not there is a need for an object that directly matches the concepts or knowledge claims made by the mathematical sciences. Being committed to the existence of mathematical truths strongly suggests the existence of mathematical objects. Yet Aristotle argues in Metaphysics XIII.1 that mathematical objects, whether they exist or not, are not sensible objects. The puzzle is that the tension between (1) and (2) appears incapable of resolution without sacrificing consistency. 1 Aristotle claims that there are mathematical sciences and they are the most exact sciences. 2 3 The Positions In order to maintain consistency and the truth of statements (1) and (2), there are four possible positions available to Aristotle. They are the following: (I) there are no mathematical truths; (II) not all existing things are sensible objects; (III) mathematical truths do not require the existence of mathematical objects as substances; and (IV) mathematical objects are sensible substances. The first and second positions are the denials of (2) and (1). No Aristotle commentator has put forth an interpretation defending the first position. The interpretations most often found in the literature today are versions of the other three positions. Ian Mueller chooses a position that most closely fits (II).2 Julia Annas presents an interpretation that most closely fits (III).3 Jonathan Lear embraces a combination of the third and fourth options.4 The Plan of the Dissertation The dissertation starts by presenting the background to Aristotle’s philosophy of mathematics in Plato’s views from the middle period. I do not discuss Plato’s views in their entirety but focus on his views on mathematical knowledge and mathematical objects. This includes his criticisms of the mathematicians as they appear in the 2Ian Mueller, “ Aristotle on Geometrical Objects,” Archiv für Geschichte der Philosophie, 52 (1970). 3Aristotle, Metaphysics Books M and N. Trans. and notes by Julia Annas (Oxford: Clarendon Press, 1976). 4 Jonathan Lear, “Aristotle’s Philosophy of Mathematics.” Philosophical Review, 91 (1982). 3 4 Republic and in the Theaetetus. Mathematical knowledge, once gained, is stable. Its objects are also stable and unchanging. The mathematician works from first principles and proceeds to provide proofs. Plato finds this objectionable if one does not have a way to know the first principles. Plato presents a view of knowledge that relies on definitions and stable objects that allow for those definitions to be unshakable once known. Chapter 1 presents an interpretation of Plato’s middle period views on mathematics. It includes a discussion of definition, knowledge, mathematical knowledge, and mathematical objects. Plato’s middle period views influence Aristotle’s views on the same topics. Plato’s influence is noticeable in Aristotle’s high regard for mathematics. He agrees that knowledge is of the universal and in the case of mathematical sciences, it always holds. Aristotle’s views on mathematical knowledge and mathematical objects are also very much influenced by Plato’s middle period views. Aristotle offers an account of scientific knowledge that requires experience and establishes knowledge of the first principles of a science through induction. The first principles can then be taken for granted and the scientist proceeds to offer demonstrations like the mathematicians do in Plato’s Republic, Meno, and Theaetetus. Plato places mathematical objects in a privileged place because they are on the intelligible side of the divided line. Yet they are also lower in clarity and intelligibility than the philosophical objects. Aristotle places mathematics among the privileged sciences alongside physics and first philosophy. It is one of the theoretical sciences. It also stands between physics and first philosophy. It is more exact than the physical sciences and its objects are unchanging. Plato has the objects of mathematics as separate from the sensible world. Aristotle does not think the objects of mathematics 4 5 exist separately from the sense perceptible, but he thinks that they are separable in thought. He thinks that the mathematician does not say anything false or does anything improper by considering the objects of mathematics in isolation from matter. Chapter 2 presents Aristotle’s views on mathematical sciences and how they differ from other sciences. It also offers an account of knowledge, the role of first principles, definition, and a preliminary account of mathematical objects. This chapter also raises the OSMO puzzle about the ontological status of mathematical objects and the four possible ways of responding. It acknowledges that there is overlap among positions. After pointing out the connections between Plato and Aristotle, I present a preliminary account of Aristotle’s view on the mathematical sciences and their relation to the natural sciences. This includes a discussion of knowledge as well as objects. Definition plays a role in knowledge since the mathematician, like any scientist, studies the relations between universals, and the universals include definitions that capture the essential properties. For an account of Aristotle’s philosophy of mathematics, it is important to understand his methodology, including abstraction, and ontology. Chapter 2 discusses Aristotle’s method and explains the puzzle that motivates this dissertation. Chapter 2 then presents the four positions in response to the puzzle. The remaining chapters of the dissertation concern solutions to the puzzle. The puzzle structures chapters 3-5. Chapter 3 focuses on the first two positions: (I) there are no mathematical truths; and (II) not all existing things are sensible objects. The first position is dismissed quickly because there is no textual evidence in support 5 6 of it. The second position is not so easily dismissed. The implication of (II) is that mathematical objects are independent, abstract objects that have the ontological status of substances. Aristotle argues against Plato for having such a position, yet his own views can be interpreted as implying that there are mathematical objects that are not sense perceptible and yet function as subjects. Ian Mueller presents an interpretation of Aristotle’s philosophy of mathematics that separates geometrical objects into fundamental and secondary objects. The secondary objects are connected to sensible objects only through extension. Mueller’s account, although trying to avoid position (II) has the implication that secondary objects are abstract objects removed from sense perceptibles. Chapter 4 focuses on positions (III) and (IV). I show that Lear’s interpretation is representative of the fourth position but also overlaps with the third position. Position (III) states that mathematical truths do not require the existence of mathematical objects as substances. One way of understanding this position is to consider fictionalist theories in contemporary philosophy of mathematics, which is sketched below. Position (IV) says that mathematical objects are sensible substances. According to him, Aristotle’s view is that mathematical objects are sense perceptible objects that can be fictionally considered as separate from sense perceptible matter. Chapter 5 critically engages Julia Annas’ interpretation as representative of nominalism and compatible with fictionalism. This chapter gives the foundation for a fictionalist interpretation of Aristotle’s philosophy of mathematics. It shares some common elements with other interpretations, for instance Mueller’s, Lear’s, and Annas’, but it differs from them by meeting the following eight criteria: (1) Be 6 7 consistent with the text; (2) Maintain Aristotle’s rejection of Platonic forms; (3) Explain the connection between mathematical objects and sensible objects, and why mathematical truths apply; (4) Explains the privilege of mathematics over other sciences; (5) Explain Aristotle’s expression of ‘existence in a way’; (6) Account for both types of abstraction, ‘éfa€resiw’ (aphaireisis) and ‘√’ (hei); (7) Give an account of both geometry and arithmetic; and (8) Give an account of intelligible matter. The other three interpretations meet most of the criteria but not all of them. The dissertation concludes by developing the fictionalist account of mathematical objects suggested by Annas’ interpretation but not fully developed in her writings. Chapter 5 argues that Physics II.2 and Metaphysics XIII.3 support the interpretation that there are two types of fictionalism in Aristotle’s view. The process of abstraction for the mathematical sciences allows for the mathematicians to treat the objects of mathematics as separate from sense perceptibles. This process is engaging in fictionalism by making as if the objects are separate. The other type of fictionalism is about the pure objects of mathematics. When the mathematicians study the objects of mathematics as if they are independent substances, they are engaged in object fictionalism, the view that mathematical objects do not exist but are fictionally posited by mathematicians. However, the fictional mathematical objects are closely connected to particular, sense perceptible objects and the way they are. The fiction depends on reality. 7 8 Chapter 1: Plato’s Legacy Introduction Any study of Aristotle’s philosophy of mathematics should begin with a clear discussion of Plato’s views on mathematics. The focus for this chapter and chapter 2 will be the influence Plato’s middle period had on two issues in Aristotle’s philosophy of mathematics: (a) the ontological status of mathematical objects and (b) the methodology employed in mathematics.5 Plato explicitly states what the ontological status of mathematical objects is, and he critically considers the methodology of the mathematicians. These two issues are also the focus of Aristotle’s views although his position differs from Plato’s. For Plato, mathematical objects have independent existence, they are completely separable from sense perceptible objects, and they are more real than perceptible objects. In his criticism of mathematics, Plato both acknowledges the importance of mathematical knowledge and highlights the strengths and weaknesses of the mathematicians’ methodology. Aristotle explicitly rejects the claim that mathematical objects are completely separable and more real than sense perceptible objects instead saying they only have qualified existence.6 However, he agrees with Plato that there are mathematical 5 The ‘methodology employed in mathematics’ refers to the approach used by mathematicians to gain knowledge. 6Qualified existence is Aristotle’s answer to the tension between believing that: 1) All existing things are sensible objects; and 8 9 truths that we can come to know. Furthermore, his theory about scientific knowledge, specifically about mathematics, incorporates and explains what Plato presents as the strengths and weaknesses of the mathematical sciences. This chapter will focus on the Meno, Republic, and Theaetetus as representative of Plato’s middle period views on mathematics and the Forms. I take the chronological order of these dialogues to be the Meno (a transitional dialogue from the early to middle period) the Republic, and the Theaetetus (a late middle period dialogue).7 The Meno investigates the definition of virtue and whether it is teachable. It also presents the Theory of Recollection, the Method of Hypothesis, a theory of knowledge and uses a number of mathematical examples. The Republic investigates the definition of justice and presents theories on political systems, psychology, education, metaphysics and knowledge. Mathematics is extensively discussed in relation to several of these theories. The Theaetetus investigates the definition of knowledge and presents arguments against Protagoras and relativism. The Theaetetus also offers an examination of judgments. The interlocutors in this dialogue are mathematicians,8 2) There are mathematical truths. The puzzle raised by the tension between (1) and (2) will be presented in chapter 2 and resolved in chapters 3-5. 7 I follow Gregory Vlastos in this assignation. The only deviation is that I take Republic I to be also written in the middle period as C.D.C. Reeve persuasively argues in C.D.C. Reeve, Philosopher-Kings: The Argument of Plato’s Republic, (Indianapolis: Hackett Publishing Company, 1988): spec. pg. 3-42. 8 Theodorus was a Greek mathematician and philosopher. Theaetetus was a Greek geometer. 9 10 and many of the examples used are mathematical. The mathematical views that Aristotle attributes to Plato closely resemble the views in these three dialogues. Plato influences Aristotle’s views knowledge and ontology. Specifically Plato’s views on definition, knowledge, mathematical knowledge, and mathematical objects explain Aristotle’s own focus on definition and its connection to knowledge, the universal aspect of knowledge for Aristotle, and his views on mathematical knowledge and objects. This chapter will present Plato’s views stressing the topics rather than the Platonic texts. The discussion will proceed by considering mathematical objects, knowledge, definition, and accounts. This chapter presents Plato’s views on mathematical objects, mathematical knowledge, and what he finds faulty with mathematical investigations as a context for Aristotle’s position on mathematical objects. Section 1.1 presents an overview of Plato’s views on the ontological status of mathematical objects focusing primarily on the Republic. Section 1.2 lays the groundwork for the distinction between philosophical and mathematical knowledge. To do so, I examine what Plato says about knowledge, opinion, definition, and proper accounts. Section 1.3 presents Plato’s criticism of the mathematicians and their approach to knowledge. These criticisms explore the distinctions between philosophical and mathematical knowledge in Plato. 10

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In order to maintain consistency and the truth of statements (1) and (2), there are mathematical objects in a privileged place because they are on the
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