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N N AKAMACHI OBUTAKA W U ASEDA NIVERSITY The Rank and Status of Military Refugees in the Mamluk Army: A Reconsideration of the Wa≠fid|yah The existence of military refugees from Mongol territory during the Bahri Mamluk period was of great importance for the history of the Mamluk Sultanate politically, diplomatically, and culturally. David Ayalon studied this group over fifty years ago in his article "The Wafidiya in the Mamluk Kingdom"1 and his theory has been widely accepted, together with his term wa≠fid|yah, an Arabic "collective formation from wa≠fid 'one who comes, makes his way, in a delegation or group.'"2 In his study, he criticizes A. N. Poliak, who stated that the wa≠fid|yah enjoyed high positions in the Mamluk army because of the vassal character of the Mamluks' relationship to the Golden Horde.3 Rather, Ayalon claims, the wa≠fid|yah were constantly discriminated against in the Mamluk military system throughout the Mamluk period because they were not mamluks, i.e., of slave origin. In the view of the present author, however, his study is too narrow. First, he connects the arrival of the wa≠fid|yah only to the political situation inside the Mamluk Sultanate, and neglects the situation outside it. For example, he characterizes al-Za˛ h≠ ir Baybars and al-‘Ad± il Kitbugha,≠ the two sultans who received the largest and second largest number of Mongol immigrants, according to his counting, as "an admirer of the Mongol regime" and "a member of that ethnic group" respectively, as if these factors caused these immigrations. The wa≠fid|yah's influx, however, must not have had much to do with the reigning sultans; rather, it was caused by internal factors within the Ilkhanid state. Second, Ayalon states that the wa≠fid|yah's inferior status is proved by the fact that most of them joined the h˝alqah unit.4 Yet, in another place, he points out the prominent position of the h˝alqah in the early Mamluk period.5 These two claims seem contradictory. Third, his survey tends to look at the wa≠fid|yah as a unit, so he fails to grasp their diversity. We must differentiate their commanders from their soldiers, the Mongol .© Middle East Documentation Center. The University of Chicago. 1David Ayalon, "The Wafidiya in the Mamluk Kingdom," Studia Islamica 25 (1951): 89–104. 2David Ayalon, "Wa≠fidiyya," The Encyclopaedia of Islam, 2nd ed., 12:26–27. 3A. N. Poliak, "Le caractère colonial de l'Etat Mameluk dans ses rapports avec la Horde d'Or," Revue des études islamiques 9 (1935): 213–48. 4Ayalon, "Wafidiya," 90–91. 5David Ayalon, "Studies on the Structure of the Mamluk Army," pt. 2, Bulletin of the School of Oriental and African Studies 15 (1953): 448–51. And see later section of the present article. Article: http://mamluk.uchicago.edu/MSR_X-1_2006-Nakamachi-Nobutaka.pdf Full volume: http://mamluk.uchicago.edu/MamlukStudiesReview_X-1_2006.pdf ©2006 by the author. (Disregard notice of MEDOC copyright.) This work is made available under a Creative Commons Attribution 4.0 International license (CC-BY). Mamlūk Studies Review is an Open Access journal. See http://mamluk.uchicago.edu/msr.html for information. 56 NAKAMACHI NOBUTAKA, A RECONSIDERATION OF THE WA≠FID|YAH tribesmen from indigenous groups within Mongol-ruled territory, and groups who came in the early Mamluk period from groups who came in relatively later periods. All of these problems resulted from the lack of adequate published sources in Ayalon's time. In the present day, because research in Mamluk historiography has progressed and more Arabic sources have been published, we have access to more thirteenth- and fourteenth-century contemporary sources. The present state of research "simply demands that this part of his work be redone."6 A M R RRIVALOFTHE ILITARY EFUGEES WHO WERE THE WA≠FIDIYAH?: IBN SHADDA≠D'S CATEGORIZATION Actually, the term wa≠fid|yah is not found frequently in the contemporary sources, and though there are references to a wa≠fid|yah in the Mamluk army, the designation must have been temporary and indefinite. Ayalon uses this word in the extremely wide meaning of "immigrants, those coming from outside" and includes not only al-Khwa≠rizm|yah and the Kurdish Shahrazu≠r|yah, who came before the Mongols, but also Frankish and Maghribi refugees, and even those who came from the Ottoman state. On the other hand, later scholars use this term in a narrower sense, as "individuals and groups of tribesmen who fled to the Sultanate from Mongol controlled territory."7 We shall also follow the latter definition in this study. Accordingly, this study generally limits itself to the period from the formation of the Mongol state in Iran until its end, i.e., from 1258 to 1335. But before we proceed to the main subject, we must make clearer who the wa≠fid|yah were by referring to a contemporary account. ‘Izz al-D|n Ibn Shadda≠d, the author of Sultan Baybars' biography, Ta≠r|kh al-Malik al-Z˛a≠hir, lists the names of 201 refugees who entered the sultanate during his reign in a section titled "Those who came to him" (man wafada ‘alayhi). He classifies them into the following groups:8 (a) those from Medina and Yanbu‘ (19 persons); (b) those from al-‘Ira≠q (21 persons); (c) those from al-Maws˝il (17 persons); (d) amirs of al-‘Arab and al-Turkuma≠n (46 persons); (e) Muslims who were displaced by the Mongols (al-Tata≠r) (21 persons); (f) those from Bila≠d al-Ru≠m (35 persons); (g) 6R. Stephen Humphreys, Islamic History: A Framework for Inquiry, rev. ed. (London, 1995), 182. For the historiography of the first part of the Mamluk period, see Donald P. Little, An Introduction to Mamluk≠ Historiography: An Analysis of Arabic Annalitic and Biographical Sources for the Reign of al-Malik an-Na≠s˝ir Muh˝ammad ibn Qala≠’u≠n (Wiesbaden, 1970). About the recent situation of the publication of Mamluk sources, see Li Guo, "Mamluk Historiographic Studies: The State of the Art," Mamlu≠k Studies Review 1 (1997): 15–43. 7Reuven Amitai, "The Remaking of the Military Elite of Mamluk Egypt by al-Na≠s˝ir Muh˝ammad b. Qala≠wu≠n," Studia Islamica 72 (1990): 149, n. 17. 8See also Peter M. Holt, "Three Biographies of al-Z˛a≠hir Baybars," in Medieval Historical Writing in the Christian and Islamic World, ed. David O. Morgan (London, 1982), 24–26. Article: http://mamluk.uchicago.edu/MSR_X-1_2006-Nakamachi-Nobutaka.pdf Full volume: http://mamluk.uchicago.edu/MamlukStudiesReview_X-1_2006.pdf MAMLU±K STUDIES REVIEW VOL. 10, NO. 1, 2006 57 Mongols (40 persons); (h) those from Ma≠rid|n (1 person); and (i) notables of the Franks (2 persons).9 Among these, groups (a) and (d) should be excluded from this study, because they came to the sultanate and then returned to their country; they never became regular members of the Mamluk army.10 All the refugees of groups (e) and (h) and a part of those of (c) were Ayyubid princes in Syria and Saljuqid ata≠baks.11 Therefore they did not come from "Mongol-controlled territory" any more than group (i), the Frankish refugees. The other three groups, which can be regarded as wa≠fid|yah for this study, represent three types of wa≠fid|yah during Baybars' reign: indigenous soldiers who came from areas newly occupied by the Mongols (b), subordinates of the Ru≠m Saljuqs (f), and Mongol tribal units (g). CHRONOLOGY OF THE WA≠FID|YAH'S DEFECTIONS Other contemporary sources do not indicate when or under what circumstances all those listed by Ibn Shadda≠d arrived in the Mamluk Sultanate. This shows that the sources do not transmit all the information about the wa≠fid|yah. Still, we have twenty-four examples during the period covered in the present article of groups of refugees whose arrival times are known. The following list shows the arrival year of these groups, their leaders' names, and the size of the group. (1) 660/1262 Shams al-D|n Sala≠r al-Mustans˝ir|, a ruler of al-‘Ira≠q 300 horsemen12 (2) 660/1262 S˛aragha≠n A±gha≠, a commander of the Golden Horde 200 horsemen13 9Ibn Shadda≠d, Ta≠r|kh al-Malik al-Z˛a≠hir (Wiesbaden, 1983), 329–38. 10See Richard T. Mortel, "The H˛usaynid Amirate of Mad|na during the Mamluk Period," Studia Islamica 80 (1995): 97–110. Strangely, Ibn Shadda≠d does not mention the sharifate of Mecca here. For the relationship between the Meccan sharifate and the Mamluk Sultanate, see Ota Keiko, "The Meccan Sharifate and its Diplomatic Relations in the Bahri Mamluk Period," Annals of Japan Association for Middle East Studies 17, no. 1 (2002): 1–20. For the relationship between the Arabs and the Mamluk Sultanate, see M. A. Hiyari, "The Origins and Development of the Amirate of the Arabs during the Seventh/Thirteenth and Eighth/Fourteenth Centuries," Bulletin of the School of Oriental and African Studies 38 (1975): 509–24. 11Sato Tsugitaka, State and Rural Society in Medieval Islam: Sultans, Muqta‘s and Fallahun (Leiden, 1997), 78. 12Ibn ‘Abd al-Za˛ h≠ ir, Al-Rawd ˝al-Zah≠ ir f| S|rat al-Malik al-Za˛ h≠ ir (Riyadh, 1976), 123–24; al-Nuwayr|, Nihay≠ at al-Arab f| Funun≠ al-Adab (Cairo, 1923–98), 30:54–55; al-Maqr|z|, Kitab≠ al-Suluk≠ li-Ma‘rifat al-Mulu≠k (Cairo,1939–72), 1:476; al-‘Ayn|, ‘Iqd al-Juman≠ f| Tar≠ |kh Ahl al-Zaman≠ (Cairo, 1987–92), 1:333. 13Abu≠ Sha≠mah, Tara≠jim Rija≠l al-Qarnayn al-Sa≠dis wa-al-Sa≠bi‘ (Cairo, 1947), 220; Ibn ‘Abd al-Z˛a≠hir, Rawd˝, 137–38; al-Yu≠n|n|, Dhayl Mir’a≠t al-Zama≠n f| Ta≠r|kh al-A‘ya≠n (Hyderabad, Article: http://mamluk.uchicago.edu/MSR_X-1_2006-Nakamachi-Nobutaka.pdf Full volume: http://mamluk.uchicago.edu/MamlukStudiesReview_X-1_2006.pdf 58 NAKAMACHI NOBUTAKA, A RECONSIDERATION OF THE WA≠FID|YAH (3) 661/1263 Karmu≠n A±gha≠, a commander of the Golden Horde over 1300 horsemen14 (4) 662/1264 Sayf al-D|n Baklak, a ruler of Sh|ra≠z a large number (jama≠‘ah kab|rah)15 (5) 662/1264 Jala≠l al-D|n Bashkar ibn Dawa≠da≠r, a vassal of the Abbasids a large number16 (6) 672/1273–74 Shams al-D|n Baha≠dur, a ruler of Sumays˝a≠t1¸¸7 not specified (7) 675/1277 Hu˛ sam≠ al-D|n B|jar≠ , a vassal of the Rum≠ Saljuqs, and several others18 not specified (8) 681/1282 Mu’min A±gha≠, a ruler of Maws˝il not specified, but a small number19 (9) 681/1282–83 Sina≠n al-D|n al-Ru≠m|, a son of a ruler of Amasia20 not specified (10) 681/1283 Shaykh ‘Al|, a Sufi shaykh several Mongols21 (11) 683/1284 no specific names 4000 horsemen22 1954–61), 1:496, 2:156; Mufad˝d˝al ibn Ab| al-Fad˝a≠’il, Al-Nahj al-Sad|d wa-al-Durr al-Far|d f|ma≠ ba‘da Tar≠ |kh Ibn al-‘Am|d, in "Histoire des sultans mamlouks," ed. E. Blochet, Patrologia Orientalis 12, 14, 20 (1919–28), 1:442; al-Nuwayr|, Niha≠yah, 30:64; Ibn al-Dawad≠ ar≠|, Kanz al-Durar wa-Jam≠ i‘ al-Ghurar (Cairo, 1960–92), 8:90. 14Ibn ‘Abd al-Z˛a≠hir, Rawd˝, 177–80; Baybars al-Mans˝u≠r|, Zubdat al-Fikrah f| Ta≠r|kh al-Hijrah (Beirut, 1998), 101; idem, Al-Tuh˝fah al-Mulu≠k|yah f| al-Dawlah al-Turk|yah (Cairo, 1987), 51; al-Yu≠n|n|, Dhayl, 1:534; al-Nuwayr|, Niha≠yah, 30:89–90; al-Maqr|z|, Sulu≠k, 1:501; al-‘Ayn|, ‘Iqd, 1:364–65. 15Ibn ‘Abd al-Z˛a≠hir, Rawd˝, 198; Baybars al-Mans˝u≠r|, Zubdah, 105; al-Nuwayr|, Niha≠yah, 30:99. 16Ibn ‘Abd al-Z˛a≠hir, Rawd˝, 203, 209–10; Baybars al-Mans˝u≠r|, Zubdah, 109; al-Nuwayr|, Niha≠yah, 30:111. 17Sha≠fi‘ ibn ‘Al|, H˛usn al-Mana≠qib al-Sirr|yah al-Muntaza‘ah min al-S|rah al-Z˛a≠hir|yah (Riyadh, 1976), 153; Baybars al-Mans˝u≠r|, Zubdah, 131; idem, Tuh˝fah, 78; al-Nuwayr|, Niha≠yah, 30:207–8; al-Maqr|z|, Sulu≠k, 1:611. 18Ibn ‘Abd al-Z˛a≠hir, Rawd˝, 462; Ibn Shadda≠d, Ta≠r|kh, 153–58, 160, 174–75; al-Yu≠n|n|, Dhayl, 3:164; al-Nuwayr|, Niha≠yah, 30:233; Mufadd˝ a˝ l, Nahj, 2:403–6; al-Maqr|z|, Sulu≠k, 1:621; al-‘Ayn|, ‘Iqd, 2:153–54. 19Baybars al-Mans˝u≠r|, Zubdah, 196, 199. 20Ibid., 216. 21Ibid., 217; al-Nuwayr|, Niha≠yah, 31:88; al-Maqr|z|, Sulu≠k, 1:708–9; Ibn Taghr|bird|, Al-Nuju≠m al-Za≠hirah f| Mulu≠k Mis˝r wa-al-Qa≠hirah (Cairo, 1929–49), 9:15. 22Ibn ‘Abd al-Z˛a≠hir, Tashr|f al-Ayya≠m wa-al-‘Us˝u≠r f| S|rat al-Malik al-Mans˝u≠r (Cairo, 1961), 68; Article: http://mamluk.uchicago.edu/MSR_X-1_2006-Nakamachi-Nobutaka.pdf Full volume: http://mamluk.uchicago.edu/MamlukStudiesReview_X-1_2006.pdf MAMLU±K STUDIES REVIEW VOL. 10, NO. 1, 2006 59 (12) 695/1296 T˛aragha≠y, the commander of the Oirat tribe 10,000–18,000 households23 (13) 698/1299 Sula≠mish, a lieutenant from al-Ru≠m 500 horsemen24 (14) 703/1304 Badr al-D|n Jankal| ibn al-Ba≠ba≠, a ruler of Ra’s al-‘Ayn 11 persons25 (15) 704/1304 Four sila≠h˝da≠r|yahs of Gha≠za≠n 200 horsemen with their families26 (16) 705/1305–6 Sayf al-D|n H˛anna≠ and Fakhr al-D|n Da≠wu≠d, brothers of Amir Sala≠r27 not specified (17) 717/1317 T˛a≠t¸|, a commander of one thousand of the Mongols 100 horsemen with their families28 (18) 722/1322 Ah˝mad, a son of an aunt of the sultan29 not specified (19) 724/1323–24 H˛asan, a relative of the sultan30 not specified (20) 726/1326 T˛a≠yirbugha≠, a relative of the sultan31 not specified Baybars al-Mans˝u≠r|, Zubdah, 240. 23Baybars al-Mans˝u≠r|, Zubdah, 291–92; idem, Tuh˝fah, 146; Abu≠ al-Fida≠’, Mukhtas˝ar f| Akhba≠r al-Bashar (Cairo, 1907), 4:34–35; Ibn al-Dawa≠da≠r|, Kanz, 8:361–62; al-Nuwayr|, Niha≠yah, 31:296–99; al-Jazar|, Ta≠r|kh H˛awa≠dith al-Zama≠n wa-Anba≠’ihi wa-Wafaya≠t al-Aka≠bir wa-al-A‘ya≠n min Abna’≠ ihi (Sidon and Beirut, 1998), 1:286–88; Mufadd˝ a˝ l, Nahj, 2:590–93; Ibn Kath|r, Al-Bida≠yah wa-al-Niha≠yah f| Ta≠r|kh (Cairo, 1932–39), 13:363; al-‘Ayn|, ‘Iqd, 3:278–79, 3:304–7, 311. 24Baybars al-Mans˝u≠r|, Zubdah, 302–3; al-Nuwayr|, Niha≠yah, 31:373–75; al-Yu≠n|n|, Dhayl, in Early Mamluk Syrian Historiography: al-Yu≠n|n|'s Dhayl Mir’a≠t al-Zama≠n, ed. Li Guo (Leiden, 1998), 64–65; Mufad˝d˝al, Nahj, 2:623–28; al-Maqr|z|, Sulu≠k, 1:876. 25Baybars al-Mans˝u≠r|, Tuh˝fah, 175; Ibn al-Dawa≠da≠r|, Kanz, 9:113; Mufad˝d˝al, Nahj, 3:97–99; Ibn Kath|r, Bida≠yah, 14:31; al-‘Ayn|, ‘Iqd, 4:303–4; al-Maqr|z|, Sulu≠k, 2:950; idem, Al-Mawa≠‘iz˝ wa-al-I‘tiba≠r bi-Dhikr al-Khit¸at¸ wa-al-A±tha≠r (Bu≠laq≠ , 1270 A.H.)¸, 2:134. 26Al-Nuwayr|, Niha≠yah, 32:86. 27Ibid., 96. 28Ibid., 254; al-‘Ayn|, "‘Iqd al-Juma≠n f| Ta≠r|kh Ahl al-Zama≠n," Istanbul, Bayazit MS Veliyyüddin 2394, fol. 112. For the manuscripts of al-‘Ayn|'s chronicles, see Nakamachi Nobutaka, "Al-‘Ayn|'s Chronicles as a Source for the Bah˝r| Mamluk Period," Orient 40 (2005): 140–71. 29Al-‘Ayn|, "‘Iqd," MS Veliyyüddin 2394, fol. 316. 30Ibid., fol. 472. 31Al-Nuwayr|, Niha≠yah, 33:203; al-‘Ayn|, "‘Iqd al-Juma≠n f| Ta≠r|kh Ahl al-Zama≠n," Istanbul, Süleymaniye MS Süleymaniye 835, fols. 48v–49v. Article: http://mamluk.uchicago.edu/MSR_X-1_2006-Nakamachi-Nobutaka.pdf Full volume: http://mamluk.uchicago.edu/MamlukStudiesReview_X-1_2006.pdf 60 NAKAMACHI NOBUTAKA, A RECONSIDERATION OF THE WA≠FID|YAH (21) 727/1327 Muh˝ammad B|h ibn Jamaq, a relative of the sultan32 not specified (22) 728/1328 Tamurta≠sh, a lieutenant from al-Ru≠m 300–600 horsemen33 (23) 738/1337 Najm al-D|n Mah˝mu≠d ibn Sharw|n, an official of Baghdad 500 persons34 (24) 738/1337 Nas≠ i˝ r al-D|n Khal|fah ibn ‘Al| Shah≠ , an official of Baghdad35 not specified During Baybars' reign, four groups were indigenous groups from Mongol-occupied areas (nos. 1, 4–6), one group came from the Ru≠m Saljuqs (no. 7), and two groups were Mongol tribesmen (nos. 2–3). Ibn Shadda≠d calculates the wa≠fid|yah from the Mongol tribesmen to have numbered about three thousand horsemen, while the chronicles state that there were two groups, of 200 and 1,300 men, respectively. These two groups, which some historians count more accurately as three groups,36 are often combined as a single group under sixteen commanders in the sources.37 It is noteworthy that in all cases these defections of the Mongol wa≠fid|yah were unexpected events for the Mamluk Sultanate; we can find no evidence that the Mamluks enticed them to immigrate. On the other hand, some of the indigenous wa≠fid|yah from areas newly occupied by the Mongols had had connections with the Mamluk Sultanate, and Baybars seems to have pursued a "head-hunting" policy toward them.38 The defections of the Rum≠ Saljuq wa≠fid|yah, whose arrivals spanned a long term, were caused by Baybars' military campaign against al-Ru≠m. Although a large number of refugees arrived during the reign of Baybars, the 32Al-Nuwayr|, Niha≠yah, 33:231–232; al-‘Ayn|, "‘Iqd,"MS Süleymaniye 835, fol. 72r. 33Abu≠ al-Fida≠’, Mukhtas˝ar, 4:98; al-Yu≠n|n|, Dhayl, in Guo, Early Mamluk Syrian Historiography, 63–66; Ibn al-Dawa≠da≠r|, Kanz, 9:346–48; Mufad˝d˝al, Nahj, in Ägypten und Syrien zwischen 1317 und 1341 in der Chronik des Mufad˝d˝al b. Ab|’l-Fad˝a≠’il, ed. Samira Kortantamer (Freiburg, 1973), 39–40; Ibn Kath|r, Bida≠yah, 14:138, 140; al-Maqr|z|, Sulu≠k, 2:346–48; al-‘Ayn|, "‘Iqd," MS Süleymaniye 835, fol. 88r ff. 34Al-Shuja‘≠ |, Tar≠ |kh al-Malik al-Nas≠ i˝r Muha˝ mmad ibn Qalaw≠ un≠ al-Sa˛ l≠ihi˝ wa-Awlad≠ ihi (Wiesbaden, 1985), 17–18; al-Maqr|z|, Sulu≠k, 2:437–38; al-‘Ayn|, "‘Iqd al-Juma≠n f| Ta≠r|kh Ahl al-Zama≠n," Istanbul, Topkapi Sarayi MS Ahmet III 2911/a17, fol. 113v. 35Al-Shuja≠‘|, Ta≠r|kh, 27; al-Maqr|z|, Sulu≠k, 2:446; al-‘Ayn|, "‘Iqd," MS Ahmet III 2911/a17, fol. 113r. 36For example, al-Yun≠ |n| describes the wa≠fid|yah in 661/1263 as al-ta¸ ’≠ ifah al-than≠ iyah and al-t¸a≠’ifah al-tha≠lithah; see al-Yu≠n|n|, Dhayl, 1:534, 2:195. 37Baybars al-Mans˝u≠r|, Zubdah, 84–85; al-Maqr|z|, Sulu≠k, 1:501; al-‘Ayn|, ‘Iqd, 1:365. 38For no. 1 see al-Nuwayr|, Niha≠yah, 30:54–55. For no. 4 see Ibn ‘Abd al-Z˛a≠hir, Rawd˝, 182; al-Nuwayr|, Niha≠yah, 30:90. For no. 5 see ibid., 207–8. Article: http://mamluk.uchicago.edu/MSR_X-1_2006-Nakamachi-Nobutaka.pdf Full volume: http://mamluk.uchicago.edu/MamlukStudiesReview_X-1_2006.pdf MAMLU±K STUDIES REVIEW VOL. 10, NO. 1, 2006 61 role of his policy of encouraging the wa≠fid|yah to immigrate should not be overestimated. Most of their defections reflected the situation of Mamluk-Mongol relations in those days rather than Baybars' admiration of the Mongol regime and military organization.39 Further, even in the post-Baybars period refugees in some number came to the sultanate continually. In the reign of al-Mans˝u≠r Qala≠wu≠n we find four groups of refugees (nos. 8–11), one of which consisted of four thousand horsemen, and the total number of these refugees is larger than the total number in Baybars' reign. Afterwards, Sultan Kitbugha≠ received the famous Oirat wa≠fid|yah (no. 12), and al-Mansu˝ r≠ Laj≠ |n accepted a group of refugees led by Sulam≠ ish, a Mongol lieutenant of al-Ru≠m (no. 13). During al-Na≠s˝ir Muh˝ammad's second reign, three groups arrived (nos. 14–16). Among these, it is true that the Oirat wa≠fid|yah was "the greatest wave of Tata≠r horsemen immigrating to the Mamluk kingdom."40 Their defection itself, however, probably had nothing to do with the fact that Kitbugha≠ was also a Mongol mamluk, contrary to Ayalon's suggestion, since no evidence of "head-hunting" on Kitbugha≠'s part is found.41 Most of their defections were motivated by disorder upon the deaths of Ilkhan rulers and purges carried out by the Ilkhans. Mu’min A±gha≠ (no. 8) was suspected of the murder of the Ilkhan Abagha≠'s brother.42 The wa≠fid|yah in 683/1284 (no. 11) came because of the internal disorder in the Ilkhanid state after Arghu≠n's enthronement.43 T˛aragha≠y, Sula≠mish, and Jankal| ibn al-Ba≠ba≠ (nos. 12–14) were escaping the purge instituted by the Ilkhan Gha≠za≠n. Some groups of the wa≠fid|yah consisted of family members of the Mamluk elite (nos. 16, 18–21), especially the relatives of the sultans, who arrived around the year 722/1323, in which the Mamluks and the Mongols came to an agreement on a peace treaty. Tamurta≠sh (no. 22), who rebelled against the Ilkhan Abu≠ Sa‘|d and defected, had been on friendly terms with a Mamluk amir, Sayf al-D|n Aytamish.44 But, in spite of their friendship, Tamurta≠sh was executed by the sultan in conformity with the treaty. The defections of the last two groups of wa≠fid|yah (nos. 23–24) were caused by the political disorder after Abu≠ Sa‘|d's death. Khal|fah ibn ‘Al| Sha≠h (no. 24) was 39Ayalon, "Wafidiya," 98. 40Ibid., 99. 41Of course, it is true that Kitbugha≠ favored them after they came to the sultanate, but we must distinguish the reason for their defection from how the sultan treated them after they arrived. 42Baybars al-Mans˝u≠r|, Zubdah, 213, 215. 43Ibn ‘Abd al-Z˛a≠hir, Tashr|f, 68. 44Al-‘Ayn|, "‘Iqd," MS Süleymaniye 835, fol. 54v. See Donald P. Little, "Note on Aitami£, a Mongol Mamluk," in Die islamischen Welt zwischen Mittelalter und Neuzeit: Festschrift für Hans Robert Roemer zum 65. Geburtstag, ed. Ulrich Haarmann and Peter Bachmann (Wiesbaden, 1979), 396–97. Article: http://mamluk.uchicago.edu/MSR_X-1_2006-Nakamachi-Nobutaka.pdf Full volume: http://mamluk.uchicago.edu/MamlukStudiesReview_X-1_2006.pdf 62 NAKAMACHI NOBUTAKA, A RECONSIDERATION OF THE WA≠FID|YAH also an associate of a Mamluk amir, Sayf al-D|n Tankiz, and when the Ilkhan Abu≠ Sa‘|d died, Khal|fah first sought refuge with Tankiz. The wa≠fid|yah defections reviewed here can be characterized as follows: first, most of them were caused by the internal political situation of the Ilkhanids, rather than that of the Mamluk Sultanate. Second, especially in the later period, the wa≠fid|yah often had some connections with the Mamluk elite before their defections. S A TARTING SSIGNMENTS T H A : A R B HE IERARCHY OF SSIGNMENTS CCOUNTSFROMTHE EIGNOF AYBARS Ayalon states in his article that "most of them joined the h˝alqah, whose status . . . was greatly inferior to that of the Mamluk units."45 This statement has formed the basis for the idea that the military refugees were a group discriminated against in the Mamluk Sultanate. In this section we shall see if most of them actually joined the h˝alqah unit or not. Here let us refer to Ibn Shadda≠d again. He states that those who sought refuge from al-Tata≠r during the reign of Baybars were assigned positions as follows: Among them some were assigned exceptionally to the kha≠s˝s˝ak|yah; others were assigned to the unit of sila≠h˝da≠r (armor bearers), the unit of jamda≠r (wardrobe keepers), and the unit of sa≠q| (cupbearers).46 Others were made amirs of t¸ablkha≠nah, others were made amirs given from ten to twenty cavalrymen, and others were incorporated into amirs' units.47 In this account, we find a somewhat hierarchical order of treatment of these newcomers. This can be categorized as follows: (a) Recruited into the sultan's units: kha≠s˝s˝ak|yah, sila≠h˝da≠r, jamda≠r, and sa≠q|: All of these units are regarded as consisting of Mamluks.48 (b) Appointed to the rank of amir, i.e., amir of t¸ablkha≠nah or an amir having 45Ayalon, "Wafidiya," 90. 46For translation of the words sila≠h˝da≠r, jamda≠r, and sa≠q|, see William Popper, Egypt and Syria under the Circassian Sultans 1382–1468 A.D.: Systematic Notes to Ibn Taghrî Birdî's Chronicles of Egypt (Berkeley, 1955), 95. 47Ibn Shadda≠d, Ta≠r|kh, 337–38. A similar passage can be found in al-Yu≠n|n|, Dhayl, 3:256–57, and Ayalon cites the latter ("Wafidiya," 98-99). However, the former is more first-hand information. 48For the kha≠s˝s˝ak|yah, see Ayalon, "Studies on the Structure of the Mamluk Army," pt. 1, Bulletin of the School of Oriental and African Studies 15 (1953): 213–16. But one finds among the kha≠s˝s˝ak|yah those who were not mamluks. See ibid., 215. Article: http://mamluk.uchicago.edu/MSR_X-1_2006-Nakamachi-Nobutaka.pdf Full volume: http://mamluk.uchicago.edu/MamlukStudiesReview_X-1_2006.pdf MAMLU±K STUDIES REVIEW VOL. 10, NO. 1, 2006 63 from ten to twenty cavalrymen: "Amir of t¸ablkha≠nah," generally translated as "amir of forty," derives from the word "band" (t¸ablkha≠nah). It is the second highest rank of amir after "amir of one hundred and commander of one thousand" (am|r mi’ah wa-muqaddam alf).49 (c) Integrated into the units of various amirs. (d) Retained in the unit of their original leader: though this group is not mentioned specifically by Ibn Shadda≠d, its existence is reasonable, given (b). As far as we can see from this passage, there is no requirement that they join the h˝alqah units, which Ayalon regards as the main destination of the wa≠fid|yah. But in another place, Ibn Shadda≠d cites the regulation that non-Mongol wa≠fid|yah who came from al-‘Ira≠q and other regions join the h˝alqah unit.50 We can thus add provisionally to the four above-mentioned categories a fifth category: (e) Assigned to the h˝alqah unit. In order to consider whether assignments to all five of these categories were actually made in practice, let us take two examples from events that occurred in the reign of Baybars. The first example is Shams al-D|n Sala≠r al-Mustans˝ir|'s group, who arrived in Egypt in 660/1262 and were the first military refugees in the reign of Baybars (see no. 1 in list above). According to Ibn Shadda≠d, when Baybars received them, "he made him [Sala≠r] amir of fifty cavalrymen, took into service one hundred persons from those who arrived with him, and divided the rest among amirs."51 In this passage, we find mention of those who were appointed to the rank of amir, i.e., Sala≠r himself, those who were assigned to the sultan's own unit, and those who were divided among amirs' units. Sala≠r's "fifty cavalrymen" meant that he could retain his own followers within the limit of fifty. Those who were taken "into service" would have joined either the mamluk unit or the h˝alqah unit, but it is unclear which they joined in this case. Thus, of Sala≠r's three hundred followers, one-sixth stayed under their original leader (case d above), one-third joined the mamluk unit or h˝alqah unit (case a or e), and half were assigned to various amirs' units (case c). The next example is the first group of Mongol refugees which came in 660/1262, one of the leaders of which was Sayf al-D|n S˛aragha≠n A±gha≠ (see no. 2 in above list). When they arrived at Cairo, Sultan Baybars "made their leaders amirs with one hundred cavalrymen or less and assigned the rest to his Bah˝r|yah unit and to his mamluks."52 It is clear that Sa˛ raghan≠ and other anonymous leaders were permitted 49See Ayalon, "Studies on the Structure," pt. 2, 467–71. 50Ibn Shadda≠d, Ta≠r|kh, 331. 51Ibid., 330. 52Ibn ‘Abd al-Z˛a≠hir, Rawd,˝ 138. Article: http://mamluk.uchicago.edu/MSR_X-1_2006-Nakamachi-Nobutaka.pdf Full volume: http://mamluk.uchicago.edu/MamlukStudiesReview_X-1_2006.pdf 64 NAKAMACHI NOBUTAKA, A RECONSIDERATION OF THE WA≠FID|YAH to keep more than one hundred of their followers in total. Since this group consisted of two hundred cavalrymen,53 we can conclude that more than half of them stayed in the service of their original leader (case d) and that less than half joined the mamluk unit (case a).54 These two examples show that the five categories of Ibn Shadda≠d can be substantiated by fact, even though the difference between (a) and (e) is unclear. As this categorization applies to the reign of Baybars only, let us examine the cases of all other wa≠fid|yah we know about in the period under discussion. THE STARTING RANK OF THE WA≠FID| AMIRS First, let us investigate the military refugees who were appointed to the rank of amir in the above category (b). Ibn Shadda≠d ranks this category as second to those who were recruited into the sultan's unit. But we treat them first here because they were commanders of the various wa≠fid|yah groups originally. Although some of the soldiers under them reached the rank of amir during their later careers in the Mamluk army, we shall treat them in a later section and here look at the starting rank to which the commanders were appointed on their arrival. Although Ibn Shadda≠d states that the commanders were made amirs of t¸ablkha≠nah and "from ten to twenty cavalrymen," Shams al-D|n Salar≠ al-Mustansi˝ r| was made amir of "fifty cavalrymen," as seen above. The fact that not forty but fifty cavalrymen were allowed to Sala≠r means in those times there was a lack of the strict uniformity of rank of later times, i.e., amir of one hundred, amir of forty, amir of ten. In 672/1273–74, Shams al-D|n Baha≠dur from Sumays˝a≠t¸¸¸ (see no. 6 above) was made amir of twenty cavalrymen, which is also not in accordance with the normative size of Mamluk amirs' units, as R. Stephen Humphreys has shown, at least during the reign of Baybars.55 On the other hand, Sayf al-D|n S˛aragha≠n A±gha≠ and other leaders of the first Mongol refugees in 660/1262 were made "amirs with one hundred cavalrymen or less," as seen above. If we take this as appointment to the rank of "amir of one hundred," they can be regarded as having gotten a higher rank than Ibn Shadda≠d's generalization. On this point, while Ayalon states that "Baybars' reign is also marked by the absence of a single appointment to the rank of Amir of a Hundred,"56 53Ibid., 137. 54The Bah˝r|yah unit here means the Mamluk unit that Baybars founded, namely al-Bah˝r|yah al-Z˛a≠hir|yah. See David Ayalon, "Le régiment Bahriya dans l'armée mamelouke,"Revue des études islamiques 19 (1951): 137. 55R. Stephen Humphreys, "The Emergence of the Mamluk Army," pt. 2, Studia Islamica 46 (1977): 165–66. 56Ayalon, "Wafidiya," 99. Article: http://mamluk.uchicago.edu/MSR_X-1_2006-Nakamachi-Nobutaka.pdf Full volume: http://mamluk.uchicago.edu/MamlukStudiesReview_X-1_2006.pdf

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The Rank and Status of Military Refugees in the Mamluk Army: A Reconsideration . Niha≠yat al-Arab f| Funu≠n al-Adab(Cairo, 1923–98), 30:54–55; al-Maqr|z|, Kita≠b al-Sulu≠k li-Ma'rifat al-Mulu≠k 'Iqd, 1:364–65. 15Ibn 'Abd
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