The Passive in Japanese Linguistik Aktuell/Linguistics Today (LA) Linguistik Aktuell/Linguistics Today (LA) provides a platform for original monograph studies into synchronic and diachronic linguistics. Studies in LA confront empirical and theoretical problems as these are currently discussed in syntax, semantics, morphology, phonology, and systematic pragmatics with the aim to establish robust empirical generalizations within a universalistic perspective. For an overview of all books published in this series, please see http://benjamins.com/catalog/la General Editors Werner Abraham Elly van Gelderen University of Vienna / Arizona State University Rijksuniversiteit Groningen Advisory Editorial Board Josef Bayer Christer Platzack University of Konstanz University of Lund Cedric Boeckx Ian Roberts ICREA/UB Cambridge University Guglielmo Cinque Lisa deMena Travis University of Venice McGill University Liliane Haegeman Sten Vikner University of Ghent University of Aarhus Hubert Haider C. Jan-Wouter Zwart University of Salzburg University of Groningen Terje Lohndal Norwegian University of Science and Technology Volume 192 The Passive in Japanese. A cartographic minimalist approach by Tomoko Ishizuka The Passive in Japanese A cartographic minimalist approach Tomoko Ishizuka Tama University John Benjamins Publishing Company Amsterdam / Philadelphia TM The paper used in this publication meets the minimum requirements of 8 the American National Standard for Information Sciences – Permanence of Paper for Printed Library Materials, ansi z39.48-1984. Library of Congress Cataloging-in-Publication Data Ishizuka, Tomoko, 1968- The passive in Japanese : a cartographic minimalist approach / by Tomoko Ishizuka. p. cm. (Linguistik Aktuell/Linguistics Today, issn 0166-0829 ; v. 192) Includes bibliographical references and index. 1. Japanese language--Voice. 2. Japanese language--Passive voice. 3. Japanese language-- Grammar. 4. Japanese language--Syntax. I. Title. PL589.I84 2012 495.6’56--dc23 2012022408 isbn 978 90 272 5575 4 (Hb ; alk. paper) isbn 978 90 272 7348 2 (Eb) © 2012 – John Benjamins B.V. No part of this book may be reproduced in any form, by print, photoprint, microfilm, or any other means, without written permission from the publisher. John Benjamins Publishing Co. · P.O. Box 36224 · 1020 me Amsterdam · The Netherlands John Benjamins North America · P.O. Box 27519 · Philadelphia pa 19118-0519 · usa JB[v.20020404] Prn:11/08/2012;9:05 F:LA192CO.tex / p.1(53-117) Table of contents Listoftables ix Abbreviations xi Abstract xiii Acknowledgments xv chapter1 TowardsaunifiedtheoryofJapanesepassives 1 1.1 Thegeneralresearchprogram 1 1.2 Modularityofgrammar 2 1.3 ThepassivevoicesysteminJapanese 3 1.3.1 Thetraditionaldichotomy 3 1.4 Coalescingthetwotypesofpassives 5 1.4.1 Thepolysemyof-rare 5 1.4.2 Distributionaldifferencesbetween-rareand-sase 6 1.4.3 Indirectpassivesarepseudo-andgenitivepassives 7 1.5 Researchquestions 10 1.6 Frameworkandtheoreticaltools 11 1.6.1 Theprinciplesandparameterstreatment ofEnglishpassives 12 1.6.2 Collins’(2005)smugglinganalysis 14 1.7 Theproposedanalysis 16 1.7.1 Lexicalpropertiesof-rare 16 1.7.2 Generalpropertiesinteractingwith-rare 18 1.7.3 What-raredoesnotdo 18 1.8 Thedata:Grammaticalityjudgmentsurveys 21 1.9 Outlineofthebook 22 chapter2 Thepassivemorpheme-rare 25 2.1 Thedistributionof-rare 25 2.2 Thepassive-rareisalwaysafunctionalelement 28 2.3 -rareasavoicehead 29 JB[v.20020404] Prn:11/08/2012;9:05 F:LA192CO.tex / p.2(117-158) vi AModularAnalysisofJapanesePassives 2.3.1 Establishingapatternwithlongpassivization 29 2.3.2 -rareinstantiatesvoice 36 2.4 Lexicalpropertiesof-rare 38 2.4.1 Complementationpropertiesof-rare 39 2.4.2 TheEPPfeatureof-rare 41 2.4.3 Introducingadativeprojection 46 2.5 Subjecthonorifics 46 2.6 Summaryofthechapter 49 chapter3 Thederivedsubjectinthepassive 51 3.1 GeneralpropertiesofJapanese 51 3.1.1 Theabsenceofanexpletive 51 3.1.2 Movementandcase 54 3.2 Theaccusativepassive 59 3.3 Dativeandsourcepassivesderivedfromditransitiveverbs 61 3.3.1 Addresseeof‘verbsofspeaking’ 63 3.3.2 Theme-raisingofthepassivizedditransitiveverb 64 3.3.3 Thesourcepassive 75 3.4 Passivizationofcausatives 77 3.5 Pseudo-passives:Passiveswithintransitives 79 3.5.1 Englishpseudo-passives 79 3.5.2 Japanesepassivesderivedfromobliques 81 3.5.3 Postpositionalobjectsincompatible withpseudo-passives 93 3.6 Thegenitivepassive 94 3.6.1 Genitivepassivesdisguised:Passivesrequiringcontext 102 3.7 Extra-thematicnominativeDPs 116 3.8 Summaryofthechapter 117 chapter4 Ni-passives,ni-yotte-passives,andshortpassives 119 4.1 Theni-phrase 123 4.2 Thekara-phrase 126 4.3 Shortpassivesandni-yottepassives 127 4.3.1 Shortpassives 127 4.3.2 Ni-yottepassives 128 chapter5 Revisitingtheliterature 135 5.1 Thetraditionalclassification 135 JB[v.20020404] Prn:11/08/2012;9:05 F:LA192CO.tex / p.3(158-198) Tableofcontents vii 5.2 Traditionalanalyses 138 5.2.1 Thestandardanalysisofindirectpassives 139 5.2.2 Standardanalysesofdirectpassives 140 5.2.3 Standardanalysesofpossessivepassives 143 5.3 Areindirectpassivesspecial? 145 5.3.1 NumeralQuantifierFloating 146 5.3.2 Thedistributionofni-phrases 157 5.4 Summaryofthechapter 164 chapter6 Furthersupportformovement 165 6.1 Thegapisatrace 165 6.1.1 Isthegapapro? 166 6.2 Reconstructioneffects 167 6.2.1 Scopeinteractions 168 6.2.2 Idiomreconstruction 173 6.2.3 Thedistributivemorphemezutu 174 6.3 A-vs.A¯-movement 182 6.3.1 Reanalyzinglong-distancepassivization 183 6.4 Does-rareselectforanargument? 187 6.4.1 Compatibilitywithsubject-orientedadverbs 188 6.4.2 Incompatibilitywithinanimate/abstractDPs 190 6.4.3 Adversativeconnotations 192 6.5 Summaryofthechapter 203 chapter7 Theextra-thematicpassive 205 7.1 Methodologyofthesurveys 207 7.1.1 QuestionnaireA 208 7.1.2 QuestionnairesBandC 209 7.1.3 Results 210 7.2 Adversativecontextandextra-thematicpassives 211 7.2.1 Whatistherightkindofcontext? 215 7.2.2 Datafromlinguistically-trainednativespeakers 215 7.2.3 Datafromthesurveys 218 7.3 TheproposedanalysisofGrammar-L 222 7.3.1 DoesGrammar-LcontainGrammar-Q? 225 7.4 Issuescenteringonindividualvariability 228 7.5 Summaryofthechapter 229 JB[v.20020404] Prn:11/08/2012;9:05 F:LA192CO.tex / p.4(198-214) viii AModularAnalysisofJapanesePassives chapter8 Conclusions 231 8.1 AnewanalysisofJapanesepassives 231 8.2 Propertiesthattheproposedanalysisaccountsfor 231 8.3 Implications 232 Bibliography 235 Nameindex 245 Subjectindex 247 JB[v.20020404] Prn:13/07/2012;15:13 F:LA192LOT.tex / p.1(48-108) List of tables 2.1 Longvs.embeddedpassives 30 2.2 Japanesefunctionalcategories:BasedonCinque(1999,2004) 37 2.3 Controlvs.raisingverbs 37 2.4 Transitiveverbscomprisingofarootandv[+active] 41 2.5 Middlevoiceverbscontainingv[–active] 41 2.6 Transitive-intransitivealternationofhag-u‘topeel’ 45 3.1 Grammaticaljudgmentresultsfor(123) 113 3.2 Theactivesourceofthederivedsubjectinthepassive 115 4.1 Thedistributionofexternalarguments 120 4.2 Thedistributionofby-phrases 131 5.1 Traditionalclassificationvs.thecorepassive 138 6.1 ReconstructioneffectsofnominativeDPs 173 7.1 Grammaticalityjudgmentresultsfor(13) 213 7.2 Grammaticalityjudgmentresultsfor(14) 214 7.3 Grammaticalityjudgmentresultsfor(15) 214 7.4 Grammaticalityjudgmentresultsfor(17) 216 7.5 Grammaticalityjudgmentresultsfor(18) 217 7.6 Grammaticalityjudgmentresultsfor(19) 217 7.7 Contextthatmakes(20)acceptable 219 7.8 Contextthatmakes(21)acceptable 219 7.9 Contextthatmakes(24)acceptable 221