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Lecture Notes in Control and Information Sciences 482 Elena Zattoni Anna Maria Perdon Giuseppe Conte Editors Structural Methods in the Study of Complex Systems Lecture Notes in Control and Information Sciences Volume 482 Series Editors Frank Allgöwer, Institute for Systems Theory and Automatic Control, Universität Stuttgart, Stuttgart, Germany Manfred Morari, Department of Electrical and Systems Engineering, University of Pennsylvania, Philadelphia, USA Advisory Editors P. Fleming, University of Sheffield, UK P. Kokotovic, University of California, Santa Barbara, CA, USA A. B. Kurzhanski, Moscow State University, Moscow, Russia H. Kwakernaak, University of Twente, Enschede, The Netherlands A. Rantzer, Lund Institute of Technology, Lund, Sweden J. N. Tsitsiklis, MIT, Cambridge, MA, USA This series reports new developments in the fields of control and information sciences—quickly, informally and at a high level. The type of material considered for publication includes: 1. Preliminary drafts of monographs and advanced textbooks 2. Lectures on a new field, or presenting a new angle on a classical field 3. Research reports 4. Reports of meetings, provided they are (a) of exceptional interest and (b) devoted to a specific topic. The timeliness of subject material is very important. Indexed by EI-Compendex, SCOPUS, Ulrich’s, MathSciNet, Current Index to Statistics, Current Mathematical Publications, Mathematical Reviews, IngentaConnect, MetaPress and Springerlink. More information about this series at http://www.springer.com/series/642 Elena Zattoni Anna Maria Perdon (cid:129) (cid:129) Giuseppe Conte Editors Structural Methods in the Study of Complex Systems 123 Editors ElenaZattoni Anna Maria Perdon Department ofElectrical, Electronic and Dipartimento di Ingegneria Information Engineering “G.Marconi” dell’Informazione AlmaMater Studiorum Universitàdi UniversitàPolitecnica delle Marche Bologna Ancona,Italy Bologna, Italy Giuseppe Conte Dipartimento di Ingegneria dell’Informazione UniversitàPolitecnica delle Marche Ancona,Italy ISSN 0170-8643 ISSN 1610-7411 (electronic) Lecture Notesin Control andInformation Sciences ISBN978-3-030-18571-8 ISBN978-3-030-18572-5 (eBook) https://doi.org/10.1007/978-3-030-18572-5 ©SpringerNatureSwitzerlandAG2020 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpart of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission orinformationstorageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilar methodologynowknownorhereafterdeveloped. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publicationdoesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexemptfrom therelevantprotectivelawsandregulationsandthereforefreeforgeneraluse. The publisher, the authors and the editors are safe to assume that the advice and information in this book are believed to be true and accurate at the date of publication. Neither the publisher nor the authors or the editors give a warranty, expressed or implied, with respect to the material contained hereinorforanyerrorsoromissionsthatmayhavebeenmade.Thepublisherremainsneutralwithregard tojurisdictionalclaimsinpublishedmapsandinstitutionalaffiliations. ThisSpringerimprintispublishedbytheregisteredcompanySpringerNatureSwitzerlandAG Theregisteredcompanyaddressis:Gewerbestrasse11,6330Cham,Switzerland Preface Complex dynamical systems emerge in a variety of disciplines and domains, ranging from those that deal with physical processes (biology, genetics, environ- mental sciences, etc.) to those that concern man-made systems (engineering, energy, finance, etc.). Indeed, in these fields, it is becoming more and more com- mon to refer to dynamical structures such as systems of systems, hybrid systems and multimodal systems. In brief, the former ones consist of many interconnected dynamical systems with various topological patterns and hierarchical relations; the secondonesaredynamicalsystemsthatexhibitdynamicsofadifferentnature,both continuous and discrete; the third ones are dynamical systems whose behaviour may vary during their life cycle owing to different operating conditions or depending on the occurrence of some events. The dynamical structures with these characteristics are currently modelled as multi-agent systems, hybrid impulsive systems, switching systems, implicit switching systems and so on. Consequently, control design techniques have changed to adapt to the ever-increasing system complexity. In this scenario, structural methodologies (i.e., those methods which have evolved from original graph theories, differential alge- braictechniquesandgeometricapproaches)haveproventobeparticularlypowerful for several reasons. Beforehand, the structural approaches privilege the essential featuresofdynamicalsystemsandtheirinterconnections,thusyieldingabstractions that can fit a wide variety of situations. Meanwhile, the geometric perspective, whichisoftenatthebasisofthestructuralapproaches,introducesarelevantvisual and intuitive component which fosters research advancements. Nevertheless, the formalizationofstructuralandgeometricconceptsisrenderedwithalgebraictools, which, in turn, have a direct correspondence with computational algorithms, thus paving the way to actual implementation in engineering applications. In the latest years, relevant theoretical achievements have been obtained within the scope of each methodology encompassed in the sphere of the structural approaches (i.e., graph-theoretic methods, differential algebraic methods and geo- metricmethods)inrelationtofundamentalcontrolandobservationproblemsstated forcomplexsystems(e.g.,multi-agentsystems,hybridimpulsivesystems,switching systems,implicitswitchingsystems).Moreover,computationalalgorithmsandcase v vi Preface studies have been developed together with the theoretical accomplishments. Thus, thecorpusofconsolidatedresults(boththeoreticalandpractical/computationalones) presentlyavailablemotivatesthisbook,whoseprimary aimistoillustratethestate oftheartontheuseofmethodologicalapproaches,groundedonstructuralviews,to investigate and solve paradigmatic analysis and synthesis problems formulated for complexdynamicalsystems.Inparticular,thedifferentperspectivesemergingfrom thevariouscontributions havethepurposeofdevelopingnewsensibilities towards theselectionofthemostsuitabletoolstohandlethespecificproblems.Furthermore, thethoroughdiscussionsofspecifictopicsareexpectedtooutlinenewdirectionsfor solving open problems both in thetheory and intheapplications. The book starts with a general description of complexity and structural approaches to it, then it focuses on some fundamental problems and, finally, it dwellsonapplications.Inmoredetail,anoverviewonthecomplexsystemsarising inthevariousfields,onthenewchallengesofengineeringdesignandonhowthese can be mastered by means of the structural approaches is provided first. A novel geometric view, based on transformations which maintain the invariance of global properties, such as stability or H norm, is described and shown to provide new 1 toolstoinvestigatestabilityandtoparameterizethesetofthestabilizingcontrollers. Agraph-theoreticbasedapproachandtheoriginalnotionofzeroforcingsetarethe toolsusedtoanalysecontrollability,faultdetectabilityandidentifiabilityofsystem networks and, more generally, of systems defined over graphs. How solvability oftheoutputregulationprobleminhybridlinearsystemswithperiodicstatejumps can be investigated by structural methods is then illustrated. A mixed digraph theory and geometric approach is exploited to introduce the novel concept of subspace arrangement and solve the problem of right-inversion for over-actuated linear switching systems. Furthermore, the synthesis of unknown-input state observerswithminimumcomplexityistackledbystructuraltoolsinthecontextof linearimpulsivesystems:necessaryandsufficientsolvabilityconditionsarederived once a set of essential requirements has been disentangled. The disturbance decouplingproblemisinvestigatedforaclassofimplicitswitchingsystemsthrough geometric considerations inspired to the behavioural approach. In particular, the theoretical results are applied to the synthesis of a Beard–Jones filter. Finally, a structural perspective is adopted to analyse Huygens synchronization over dis- tributed media and it reveals a complex, but structured behaviour behind a seem- ingly chaotic one. Thebookisintendedfor systems andcontrolscientistsinterested indeveloping theoretical and computational tools to solve analysis and synthesis problems involving complex dynamical systems. The different contributions aim at giving a comprehensive picture of the available results together with a stimulating view of possible new directions of investigation in the field. Since the presentations emphasize methodologies supported by a solid computational background and oftenbyspecificengineeringapplications,researcherseitherfocussedontheoretical issues or mainly committed to applications may equally find interesting hints. Preface vii The idea of this book has stemmed from the workshop which the editors have organized at the European Control Conference 2018 and its realization has been madepossiblethankstothestrongandenthusiasticsupportoftheinvitedspeakers and their co-authors, who have contributed their original work and latest achieve- ments in the various chapters. Bologna, Ancona Elena Zattoni March 2019 Anna Maria Perdon Giuseppe Conte Contents Part I Structure of Complex Dynamical Systems 1 Complex Systems and Control: The Paradigms of Structure Evolving Systems and System of Systems . . . . . . . . . . . . . . . . . . . . . 3 Nicos Karcanias and Maria Livada 1.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 1.2 The Notion of the System. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 1.3 Integrated Design and Operations . . . . . . . . . . . . . . . . . . . . . . . . 9 1.4 Integrated System Design and Model Complexity Evolution. . . . . 12 1.4.1 Integrated Design . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 1.4.2 Early–Late Design Models: The Family of Fixed-Order Models . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14 1.4.3 Early–Late Design: Model Complexity Evolution . . . . . . . 16 1.5 Cascade Design System Evolution. . . . . . . . . . . . . . . . . . . . . . . . 21 1.5.1 Systems Composition and Complexity . . . . . . . . . . . . . . . 22 1.5.2 Systems Instrumentation and Forms of Evolution . . . . . . . 25 1.6 Integrated Operations and Emergent Properties. . . . . . . . . . . . . . . 32 1.6.1 The Multi-modelling and Hierarchical Structure of Integrated Operations. . . . . . . . . . . . . . . . . . . . . . . . . . 32 1.7 The Notion of System of Systems. . . . . . . . . . . . . . . . . . . . . . . . 40 1.7.1 The Empirical Definition of System of Systems . . . . . . . . 41 1.7.2 CompositeSystemsandSoS:TheIntegratedAutonomous and Intelligent System . . . . . . . . . . . . . . . . . . . . . . . . . . . 42 1.7.3 The Systemic Definition of System of Systems . . . . . . . . . 45 1.7.4 Methods for the Characterization of Systems Play. . . . . . . 47 1.8 Conclusions and Future Research . . . . . . . . . . . . . . . . . . . . . . . . 49 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52 ix x Contents 2 Stability and the Kleinian View of Geometry . . . . . . . . . . . . . . . . . . 57 Zoltán Szabó and József Bokor 2.1 Introduction and Motivation . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57 2.1.1 Invariants . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 59 2.1.2 A Projective View. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 60 2.2 A Glimpse on Modern Geometry—The Kleinian View. . . . . . . . . 62 2.2.1 Elements of Projective Geometry . . . . . . . . . . . . . . . . . . . 63 2.2.2 Projective Transformations. . . . . . . . . . . . . . . . . . . . . . . . 67 2.2.3 A Trapezoidal Addition . . . . . . . . . . . . . . . . . . . . . . . . . . 68 2.3 The Standard Feedback Loop . . . . . . . . . . . . . . . . . . . . . . . . . . . 74 2.3.1 Youla Parametrization . . . . . . . . . . . . . . . . . . . . . . . . . . . 75 2.4 Group of Controllers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76 2.4.1 Indirect Blending. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 77 2.4.2 Direct Blending. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 78 2.4.3 Strong Stability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 79 2.4.4 Example: State Feedback . . . . . . . . . . . . . . . . . . . . . . . . . 80 2.5 A Geometry Based Controller Parametrization . . . . . . . . . . . . . . . 82 2.5.1 A Coordinate Free Parametrization . . . . . . . . . . . . . . . . . . 83 2.5.2 Geometric Description of the Parameters. . . . . . . . . . . . . . 85 2.6 From Geometry to Control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 87 2.7 Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 88 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 89 3 Strong Structural Controllability and Zero Forcing . . . . . . . . . . . . . 91 Henk J. van Waarde, Nima Monshizadeh, Harry L. Trentelman and M. Kanat Camlibel 3.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 91 3.2 Zero Forcing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 93 3.3 Zero Forcing and Structural Controllability . . . . . . . . . . . . . . . . . 94 3.3.1 Strong Structural Controllability. . . . . . . . . . . . . . . . . . . . 95 3.3.2 Leader Selection . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 98 3.3.3 Qualitative Subclasses . . . . . . . . . . . . . . . . . . . . . . . . . . . 98 3.4 Targeted Controllability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 100 3.4.1 Output Controllability . . . . . . . . . . . . . . . . . . . . . . . . . . . 100 3.4.2 Problem Formulation . . . . . . . . . . . . . . . . . . . . . . . . . . . . 101 3.4.3 Targeted Controllability for QðGÞ. . . . . . . . . . . . . . . . . . . 101 3.4.4 Targeted Controllability for QdðGÞ . . . . . . . . . . . . . . . . . . 105 3.5 Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 111 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 112

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