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Rotator Cuff Defi ciency of the Shoulder Rotator Cuff Defi ciency of the Shoulder Mark A. Frankle, MD Chief Shoulder and Elbow Sugery Florida Orthopaedic Institute Research Foundation Temple Terrace, Florida Thieme New York • Stuttgart Thieme Medical Publishers, Inc. 333 Seventh Ave. New York, NY 10001 Editor: Esther Gumpert Managing Editor: Owen Zurhellen IV Vice President, Production and Electronic Publishing: Anne T. Vinnicombe Production Editor: Print Matters Vice President International Marketing and Sales: Cornelia Schulze Chief Financial Offi cer: Peter van Woerden President: Brian D. Scanlan Medical Illustrator: Peggy Firth Compositor: Compset, Inc. Printer: Everbest Printing Company, Ltd Library of Congress Cataloging-in-Publication Data Rotator cuff defi ciency of the shoulder / [edited by] Mark A. Frankle. p. ; cm. Includes bibliographical references and index. ISBN 978–1–58890–506–2 (tpn : alk. paper) 1. Shoulder joint—Rotator cuff—Diseases. I. Frankle, Mark A. [DNLM: 1. Rotator Cuff—surgery. 2. Arthroscopy. 3. Joint Prosthesis. 4. Rotator Cuff—injuries. WE 810 R8417 2008] RD557.5.R669 2008 617.4’720597—dc22 2007044534 Copyright ©2008 by Thieme Medical Publishers, Inc. This book, including all parts thereof, is legally protected by copyright. Any use, exploitation, or commercialization outside the narrow limits set by copyright legislation without the publisher’s consent is illegal and liable to prosecution. This applies in particular to photostat reproduction, copying, mimeographing or duplication of any kind, translating, preparation of microfi lms, and electronic data processing and storage. Important note: Medical knowledge is ever-changing. As new research and clinical experience broaden our knowledge, changes in treatment and drug therapy may be required. The authors and editors of the material herein have consulted sources believed to be reliable in their efforts to provide information that is complete and in accord with the standards accepted at the time of publication. However, in view of the possibility of human error by the authors, editors, or publisher of the work herein or changes in medical knowledge, neither the authors, editors, or publisher, nor any other party who has been involved in the preparation of this work, warrants that the information contained herein is in every respect accurate or complete, and they are not responsible for any errors or omissions or for the results obtained from use of such information. Readers are encouraged to confi rm the information contained herein with other sources. For example, readers are advised to check the product information sheet included in the package of each drug they plan to administer to be certain that the information contained in this publication is accurate and that changes have not been made in the recommended dose or in the contraindications for administration. This recommendation is of particular importance in connection with new or infrequently used drugs. Some of the product names, patents, and registered designs referred to in this book are in fact registered trademarks or proprietary names even though specifi c reference to this fact is not always made in the text. Therefore, the appearance of a name without designation as proprietary is not to be construed as a representation by the publisher that it is in the public domain. Printed in China 5 4 3 2 1 ISBN 978-1-58890-506-2 Contents Foreword . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . vii Preface . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ix Contributors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xi 1 Biomechanics of Pathophysiology and Repair of Rotator Cuff Tears . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 Kai-Nan An 2 Massive Irreparable Rotator Cuff Tears . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 Mark Mighell 3 Classifi cation of Rotator Cuff–Tear Arthropathy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 Ludwig Seebauer 4 Arthroscopic Management of Massive Rotator Cuff Tears. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21 James C. Esch and Yuri M. Lewicky 5 Muscle Transfers for the Treatment of the Irreparable Rotator Cuff Tear . . . . . . . . . . . . . . . . . . . . . . . . . 37 Robert C. Decker and Spero G. Karas 6 The Spectrum of Disease in the Rotator Cuff–Defi cient Shoulder . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51 Jonathan Levy 7 Hemiarthroplasty for Rotator Cuff–Tear Arthropathy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 67 Kamal I. Bohsali, Jeffrey L. Visotsky, Carl J. Basamania, Michael A. Wirth, and Charles A. Rockwood Jr. 8 Rationale and Biomechanics of the Reversed Shoulder Prosthesis: The American Experience. . . . . . . 76 Mark A. Frankle, Nazeem Virani, Derek Pupello, and Sergio Gutierrez 9 Rationale and Biomechanics of the Reversed Shoulder Prosthesis: The French Experience . . . . . . . .105 Pascal Boileau and Christopher Chuinard 10 Treating the Rotator Cuff–Defi cient Shoulder: The Lyon, France, Experience . . . . . . . . . . . . . . . . . . . .120 Gilles Walch and Bryan Wall 11 Treating the Rotator Cuff–Defi cient Shoulder: The Mayo Clinic Experience . . . . . . . . . . . . . . . . . . . . .135 John W. Sperling and Robert H. Cofi eld vi Contents 12 Treating the Rotator Cuff–Defi cient Shoulder: The Columbia University Experience. . . . . . . . . . . . . .138 John-Erik Bell, Sara L. Edwards, and Louis U. Bigliani 13 Treating the Rotator Cuff–Defi cient Shoulder: The Florida Orthopaedic Institute Experience . . . . . .147 Mark A. Frankle, Derek Pupello, and Derek Cuff 14 Tissue Engineering for the Rotator Cuff–Defi cient Shoulder. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .171 Joshua S. Dines, Daniel P. Grande, and David M. Dines Index. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 179 Foreword Rotator cuff problems are the most common source of ics of the upper extremity, and he codifi es his understanding shoulder pain, and as such are thoughtfully included in the of these concepts in the introductory chapter. Other schol- diagnostic evaluation of patients presenting with shoulder arly authors bring to the book focused information on epide- pain. A tremendous spectrum of injury and disease affects miology and natural history, conservative treatment, arthro- the rotator cuff. The list of issues is almost too long to enu- scopic initiatives, muscle replacement, tendon replacement, merate, including strain, infl ammation, abrasion, partial and the thoughtful reminder of the full spectrum of disease tearing with tear sizes extending from small to extra-large, that can occur within this area. The main subject, cuff tear and acute or chronic full-thickness tearing. Related issues arthropathy, is introduced with a thorough discussion of involving the long-headed biceps, degenerative changes on classifi cation systems defi ning the various components of the acromion process or hypertrophic enlargement of the this problem. In considering prosthetic replacement, the acromioclavicular joint, stiffness or instability, and varying tried-and-true role of hemiarthroplasty is presented with its degrees of associated arthritic involvement of the gleno- great benefi ts and its striking limitations as well. The coup humeral joint also affect the rotator cuff. One can spend de grâce, though, is the magnifi cently expansive discussion an entire professional career studying these various areas of the rational and mechanics for the reverse shoulder pros- and trying to reach conclusions about the best treatment thesis. This is coupled with exposition of the clinical experi- utilizing current knowledge. ence from four centers. These unaltered opinions side by Over the last several decades, a revolution has occurred. side allow the reader to compare and contrast viewpoints— The introduction of arthroscopy and the development of something that just cannot be done in scientifi c journals, arthroscopic surgical tools have created an entirely new but only in a textbook setting. approach to dealing with rotator cuff problems. Magnetic We are all well schooled in the concepts of evolution resonance imaging has allowed visualization of details of and the supposition that things slowly change over time. the rotator cuff and its musculature that was heretofore In fact, the changes are uneven in magnitude and have no not possible. A new type of shoulder prosthesis has been set schedule. The quite dramatic, rapid changes that have introduced to replace not only arthritic joint surfaces but occurred in this area may have been completed in our pro- also a defi cient rotator cuff. Earlier attempts at this had fessional lifetimes. As we are unable to predict the future been inconsistent with limited effectiveness. However, with any degree of accuracy, I think we all must believe now there is promise that a new implant, the reverse type that the material included in this text may endure for quite of shoulder prosthesis, will have the necessary consistency some time. Congratulations to Dr. Frankle for developing and effectiveness to become a fi rst-line treatment choice the concept for this book so wonderfully and to all the au- for patients with concordant rotator cuff defi ciency, sub- thors for helping us to better understand rotator cuff de- stantial arthritis, and usually a lack of active motion away fi ciencies and their myriad manifestations of presentation from the side. and nuances for treatment. Dr. Mark A. Frankle, the editor of this book, is an ex- tremely energetic champion to further the understanding Robert H. Cofi eld, MD of the rotator cuff defi cient shoulder and its treatment. He Caywood Professor of Orthopaedics has brought together a magnifi cent set of chapters by au- Mayo Clinic College of Medicine thors with unparalleled scientifi c background and practical Consultant in Orthopaedic Surgery experience. For example, Professor Kai-Nan An has authored Mayo Clinic hundreds of peer-reviewed manuscripts on the biomechan- Rochester, Minnesota Preface In the early 21st century, the diseases faced by developed of the problem, which suggests a course of benign neglect. nations have begun to shift. The number of people who are To stop this problem, we must identify nonoperative treat- over 50 years of age will soon outnumber those under 50. ments that compensate for the rotator cuff defect and This demographic change will correspondingly increase consider operative treatments such as reconstructive sur- the disease burden in this segment of the aging popula- gery. To this end, I have recruited physicians from around tion. It is estimated that once a person reaches the age of the world who have demonstrated their authority on the 65, he or she has a 50% chance of developing a torn rotator successful treatment of patients with a rotator cuff–de- cuff. The millions of people already affected by rotator cuff fi cient shoulder. The historical perspective, classifi cation, disease has accounted for billions of dollars in health-care and nonoperative and operative management of rotator costs to diagnose and treat this problem. Additionally, the cuff disease of various well-known institutions is shared economic impact of disabled workers due to rotator cuff within several unique chapters. It is my hope that this book injuries cannot be overstated. Although the majority of will be helpful to orthopedic surgeons who focus on treat- these patients are able to be treated conventionally for re- ing patients with shoulder problems by providing an array pairable rotator cuff tears, there exists an ever-increasing of successful treatment methodologies. number of patients faced with an irreparable tear. Many of these people are often given confusing information re- garding their options and are offered treatments unlikely to help. As a result, they may increase their pain and di- Acknowledgment minish their shoulder function. This situation has evolved from a combination of factors For their efforts, I would like to acknowledge all the con- including our inability as physicians to recognize when tributing authors and the research group at the Florida these tears are beyond repair with conventional methods Orthopaedic Institute Research Foundation led by Derek and our reluctance to recognize the increasing magnitude Pupello, whose help has been immeasurable.

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