REALIZATION OF THE MAPPING CLASS GROUP OF HANDLEBODY BY DIFFEOMORPHISMS 9 SUSUMU HIROSE 0 0 2 Abstract. For the oriented 3-dimensional handlebody constructed from a 3-ball by attaching g 1-handles, it is shown that the natural surjection from the group of n orientationpreservingdiffeomorphismsof itto the mapping class groupofit has no a J section when g is at least 6. 5 1 ] LetM beann-dimensionalcompactorientedmanifoldandS beasubsetof∂M. We T G denotethegroupoforientationpreserving diffeomorphisms ofM whoserestrictions on . h S are identity by Diff(M,S), the subgroups of them consisting of elements that are t a isotopic to identity by Diff (M,S), and the quotient group Diff(M,S)/Diff (M,S) m 0 0 by M(M,S). For an element f of Diff(M,S), let [f] be the element of M(M,S) [ 1 represented by f. The homomorphism πM,S from Diff(M,S) to M(M,S) defined v 8 by πM,S(h) = [h] is a surjection. Let Γ be a subgroup of M(M,S). We call a 7 homomorphism s from Γ to Diff(M,S) which satisfies π ◦s = id a section for π 1 M,S Γ M,S 2 over Γ. Morita [7] showed that the natural surjection from Diff2(Σ ) to the mapping . g 1 0 class group M(Σ ) of Σ has no section over M(Σ ) when g ≥ 5. Markovic [5] (when g g g 9 0 g ≥ 6) and Markovic and Saric [6] (when g ≥ 2) showed that the natural surjection : v fromHomeo(Σ ) to M(Σ ) hasno section over M(Σ ). Byusing the different method g g g i X from them, Franks and Handel [2] showed that the natural surjection from Diff(Σ ) g r a to M(Σ ) has no section over M(Σ ) when g ≥ 3. g g Let H be an oriented 3-dimensional handlebody of genus g, which is an oriented g 3-manifold constructed from a 3-ball by attaching g 1-handles. Let Σ be an oriented g closed surface of genus g, then ∂H = Σ . The restriction to the boundary defines g g a homomorphism ρ : Diff(H ) → Diff(Σ ), and ρ induces a injection M(H ) ֒→ ∂ g g ∂ g M(Σ ) since H is an irreducible 3-manifold. We will show: g g 1991 Mathematics Subject Classification. 57M60, 57N10. This research was supported by Grant-in-Aid for Scientific Research (C) (No. 20540083), Japan Society for the Promotion of Science. 1 Theorem 1. If g ≥ 6, there is no section for π : Diff(H ) → M(H ) over M(H ). Hg g g g For contradiction, we assume that there is a section s : M(H ) → Diff(H ). Let g g Γ be a subgroup of M(H ), and i be the inclusion from Γ to M(H ). Then Γ is a g Γ g subgroup of M(Σ ), and the composition ρ ◦s◦i is a section for π : Diff(Σ ) → g ∂ Γ Σg g M(Σ ) over Γ. Therefore, if we can find a subgroup Γ of M(H ), over which there is g g no section for π , then Theorem 1 follows. Σg Let D be a 2-disk in Σ , and Σ be Σ \intD. Let c be an essential simple closed g g,1 g curve on Σ such that Σ \c is not connected, then the closure of one component of g g Σ \ c is diffeomorphic to Σ and the closure of the other component of Σ \ c is g g1,1 g diffeomorphic to Σ . We remark that g = g +g and g ,g ≥ 1. These diffeomor- g2,1 1 2 1 2 phisms induce injections M(Σ ,∂Σ ) → M(Σ ) and M(Σ ,∂Σ ) → M(Σ ) g1,1 g1,1 g g2,1 g2,1 g (see [8]). By these injections, we consider M(Σ ,∂Σ ) and M(Σ ,∂Σ ) as g1,1 g1,1 g2,1 g1,1 subgroups of M(Σ ). From Theorem 1.6 in [2] proved by Franks and Handel, we see: g Theorem 2. [2] Let Γ be a nontrivial finitely generated subgroup of M(Σ ,∂Σ ) 1 g1,1 g1,1 such that H1(Γ ,R) = 0, and µ be an element of M(Σ ,∂Σ ) which is represented 1 g2,1 g2,1 by a pseudo-Anosov homeomorphism on intΣ . Then there is no section for π : g2,1 Σg Diff(Σ ) → M(Σ ) over hΓ ,µi. g g 1 We assume g ≥ 6. The 3-manifold Σ × [0,1] is diffeomorphic to H . Let D 2,1 4 1 be a 2-disk in int∂Σ × [0,1] ⊂ ∂(Σ × [0,1]), D and D be disjoint 2-disks on 2,1 2,1 2 3 ∂Hg−6, and D4 be 2-disk on ∂H2. Along these 2-disks, we glue Σ2,1 × [0,1], Hg−6 and H such that D = D , D = D , then the 3-manifold obtained as a result 2 1 2 3 4 is diffeomorphic to H . By the above construction, we get two natural inclusions g Σ ×[0,1] ֒→ H and H ֒→ H . These inclusions induce natural homomorphisms 2,1 g 2 g i : M(Σ ×[0,1],∂Σ ×[0,1]) → M(H ) and i : M(H ,D ) → M(H ). If [h] is 1 2,1 2,1 g 2 2 4 g in M(Σ × [0,1],∂Σ × [0,1]) (resp. M(H ,D )) represented by h ∈ Diff(Σ × 2,1 2,1 2 4 2,1 [0,1],∂Σ ×[0,1]) (resp. Diff(H ,D )), then i ([h]) (resp. i ([h]) is represented by 2,1 2 4 1 2 extending h to H using the identity mapping on H \Σ ×[0,1] (resp. H \H ). g g 2,1 g 2 We define homomorphisms Π : Diff(Σ ,∂Σ ) → Diff(Σ ×[0,1],∂Σ ×[0,1]) by 2,1 2,1 2,1 2,1 Π(h) = h×id , andI : Diff(Σ ×[0,1],∂Σ ×[0,1]) → Diff(H )bytheidentity on [0,1] 1 2,1 2,1 g H \Σ ×[0,1], then thecomposition I ◦Πinduces aninjectionP : M(Σ ,∂Σ ) → g 2,1 1 2,1 2,1 2 M(H ). By applying Corollary 4.2 of [8] to the subsurface Σ ×{0,1} ⊂ ∂H , the g 2,1 g injectivity of P is shown. Korkmaz [4] showed that H (M(Σ ,∂Σ ),Z) = Z/10Z, 1 2,1 2,1 hence H1(M(Σ ,∂Σ ),R) = 0. Therefore, Γ = P(M(Σ ,∂Σ )) satisfies the 2,1 2,1 1 2,1 2,1 assumption of Theorem 2 when g = g −2, g = 2. 1 2 FathiandLaudenbach[3]constructedapseudo-Anosovhomeomorphismφon∂(H ) 2 which is a restriction of a homeomorphism on H . Definition of pseudo-Anosov home- 2 omorphisms and terminologies (e.g., singular foliation) related to them can be found in [1]. Any pseudo-Anosov homeomorphism preserves the set of singular points of the singular foliation which is preserved by this homeomorphism. Since the number of singular points of singular foliation is finite, a proper power of φ, say φn, fixes some points. Letpbeapointfixed byφn, thenφn defines apseudo-Anosov homeomorphism on ∂(H )\p = intΣ . Let µ be an element of M(Σ ,∂Σ ) ⊂ M(Σ ) represented 2 2,1 2,1 2,1 g by this homomorphism, then µ is an element of M(H ) and satisfies the assumption g of Theorem 2 when g = g −2, g = 2. 1 2 Then hP(M(Σ ,∂Σ )),µi is a subgroup of M(H ) and, by Theorem 2, there 2,1 2,1 g is no section hP(M(Σ ,∂Σ )),µi → M(Σ ). Therefore, there is no section for 2,1 2,1 g π : Diff(H ) → M(H ) over M(H ). Hg g g g References [1] A. J. Casson, S. A. Bleiler,Automorphisms of surfaces after Nielsen and Thurston, London Mathematical Society Student Texts, 9. Cambridge University Press, Cambridge, 1988. [2] J. Franks, M. Handel, Global fixed points for centralizers and Morita’s Theorem, Geometry and Topology 13, (2009), 87–98. [3] A. Fathi, F. Laudenbach, Diff´eomorphisms pseudo-Anosov et d´ecomposition de Heegaard,C. R. Acad. Sc. Paris, t. 291, S´erie A, (1980), 423B5. [4] M. Korkmaz, Low-dimensional homology groups of mapping class groups: a survey, Turkish J. Math. 26, (2002), 101–114. [5] V. Markovic, Realization of the mapping class group by homeomorphisms, Invent. Math. 168, (2007), 523–566. [6] V. Markovic, D. Saric, The mapping class group cannot be realized by homeomorphisms, preprint (arXiv:0807.0182) [7] S. Morita, Characteristic classes of surface bundles, Invent. Math. 90, (1987), 551–577. [8] L. Paris, D. Rolfsen, Geometric subgroups of mapping class groups, J. Reine Angew. Math. 521, (2000), 47–83. DepartmentofMathematics, FacultyofScienceandEngineering, SagaUniversity, Saga, 840–8502 Japan E-mail address: [email protected] 3